Julia ROBINSON, Willie D. Rutledge, Willie James Brown,
Nancy Scott, Otis Curry, George Copeland, Gloria A. Brown,
individually and on behalf of all those similarly situated;
and Harris County Civil League, Plaintiffs- Appellants,
v.
William H. KIMBROUGH, James McMichael, Homer A. Page, H. S.
Taylor, Steve M. Waddle, individually and as Jury
Commissioners of Harris County, Georgia, and all their
agents, employees and successors in interest, Defendants-Appellees.
No. 78-2237.
United States Court of Appeals,
Fifth Circuit.
Aug. 3, 1981.
Laughlin McDonald, Neil Bradley, Christopher Coates, Atlanta, Ga., for plaintiffs-appellants.
Champion & Champion, F. L. Champion, Jr., Columbus, Ga., for defendants-appellees.
Appeal from the United States District Court for the Middle District of Georgia.
Before WISDOM, POLITZ and SAM D. JOHNSON, Circuit Judges.
SAM D. JOHNSON, Circuit Judge:
Our previous opinion, reported at
This is a jury discrimination case. Following this Court's decision in Robinson v. Kimbrough,
I.
A. Initial Proceedings in the District Court
The Harris County Civic League and other named plaintiffs filed a complaint on March 8, 1974, seeking revision of the grand jury and traverse jury lists of Harris County, Georgia. Defendants were sued individually and in their official capacity as jury commissioners of Harris County. Georgia law obligated the jury commissioners to compile and revise the jury lists at least biennially, and the lists so compiled served as the source for the names of county citizens to be summoned for duty on both the grand and petit juries. Ga.Code Ann. § 59-106.
Before the complaint was filed in 1974, defendants had taken little or no action to remedy the low percentages of blacks and women on the county jury lists. In 1974 the population of Harris County was approximately forty percent to forty-five percent black and approximately fifty percent female. Defendants conceded that from 1969 to 1974 the percentages on the jury lists for blacks was approximately ten percent to fifteen percent and for women was approximately zero percent to two percent. Despite these statistics, the jury commissioners stated that they were unaware of any constitutional defects in the jury lists before plaintiffs brought their jury discrimination action.2
In their complaint, plaintiffs sought relief from several separate but related violations of their constitutional rights. First, plaintiffs claimed that the jury commissioners arbitrarily and systematically excluded blacks and women from the jury lists. Second, they attacked the constitutionality of those sections of the Georgia Code that permitted differential treatment of women with regard to jury service. Ga.Code Ann. §§ 59-112(b), 59-112(d), 59-124, and 79-207. Third, plaintiffs questioned the constitutionality of the methods used by the jury commissioners to select names for the jury lists. As relief, plaintiffs asked the district court to declare the state statutes invalid and to order the jury commissioners to remedy the underrepresentation of blacks and women on the jury lists.
In April 1974, one month after plaintiffs filed their complaint, the jury commissioners asked a Harris County judge to exercise his authority under section 59-106 to order the commissioners to recompile the jury lists for the purpose of obtaining a more representative cross section of the citizens of Harris County. The commissioners made this request despite the fact that they had revised the lists less than a year before to meet the biennial requirement. The county judge granted the jury commissioners' request for an irregularly scheduled revision of the lists, and pursuant to his order, the commissioners promptly revised the lists.
The results of the extraordinary revision were submitted to the district court on May 1, 1974. The new lists showed a remarkable increase on the traverse jury lists of blacks to 34.01 percent and of women to 44.97 percent, and a similar increase on the grand jury lists of blacks to 28.40 percent and of women to 34.22 percent. Upon receipt of these results, the district court approved the revised lists, held that plaintiffs' challenges to the Georgia jury selection laws failed to raise a substantial constitutional question, and dismissed plaintiffs' complaint. Plaintiffs then appealed to this Court.
On October 22, 1976, almost two years after plaintiffs filed their appeal from the district court's December 1974 order dismissing their complaint, a panel of this Court issued its opinion. Robinson v. Kimbrough,
Before the panel issued its opinion, the jury commissioners in 1975 again revised the composition of the county jury lists.4 The results of the 1975 recomposition were announced to the panel of this Court during oral argument. The parties thereafter stipulated to the results of the 1975 revision and the stipulation was filed as part of the record on the first appeal. The 1975 revised figures revealed an increase in the percentages of blacks of approximately five-tenths of one percent and that of women of under five-tenths of one percent. This increase, although tangible, was relatively insignificant when compared to that previously obtained.
The panel took into consideration the 1975 recomposition of the jury lists and the 1975 changes in the Georgia statutes. On the basis of the changes in state law, the panel held that plaintiffs' challenge to the constitutionality of sections 59-112(d), 59-124, and 79-207 was moot. The panel also concluded that the 1975 revisions to the jury lists showed "that the racial composition of the jury lists ... is within constitutional limits (and) ... that the methods by which the commissioners select names for the jury lists are within constitutional bounds."
Following the panel's decision, the first appeal was heard and considered by this Court sitting en banc. Robinson v. Kimbrough,
B. Proceedings in the District Court Upon Remand
Following this Court's en banc decision in the first appeal, plaintiffs moved in the district court for an award of attorneys' fees pursuant to the Awards Act. In two separate motions, plaintiffs requested fees and costs for work at the trial and appellate levels, including a request for time and effort spent or to be spent on the issue of attorneys' fees. The district court denied plaintiffs' request for attorneys' fees and costs, and in a memorandum opinion and accompanying order dated April 19, 1978, offered three grounds for its decision.
First, the district court opined that this Court's decision in Rainey v. Jackson State College,
(emphasis in original). Finally, the district court stated that an award of attorneys' fees would result in a manifest injustice to defendants, who already had incurred substantial expense in their defense of plaintiffs' suit.
II.
A. Power to Address Issue of Attorneys' Fees On This Appeal
On appeal, defendants first question plaintiffs' right to assert a claim for attorneys' fees under the Awards Act. Defendants point out that following the decision of this Court sitting en banc, the Clerk of this Court taxed the costs of the first appeal against plaintiffs. Based upon this fact, defendants argue, and the district court held, that the Clerk was acting on behalf of this Court and that his action evinces a determination by this Court that plaintiffs are not entitled to attorneys' fees under the Awards Act. This argument cannot be sustained. Only a Court possesses the authority to award or deny attorneys' fees to a prevailing party. See Knighton v. Watkins,
Examination of the record reveals that, prior to the district court's decision from which plaintiffs now appeal, at no time did any court address the merits of plaintiffs' claim for attorneys' fees. Although plaintiffs' request for an award of attorneys' fees was included in the complaint, the district court dismissed that complaint without any comment on the request for attorneys' fees. Similarly, on the initial appeal to this Court, both the panel and the Court sitting en banc ruled only upon plaintiffs' substantive claims of jury discrimination: whereas the panel opinion indicated that "costs are taxed against the appellees," but made no mention of plaintiffs' prayer for attorneys' fees,5 the en banc opinion likewise made no reference to attorneys' fees.6 Although the judgment of the en banc Court provides that "(i)t is further ordered that plaintiffs-appellants pay to the defendants-appellees, the costs on appeal to be taxed by the Clerk of this Court," this recitation cannot be construed as a judicial directive pertaining to attorneys' fees under the Awards Act. Rule 39 of the Federal Rules of Appellate Procedure, the statutory authority for the order on costs, refers only to the usual costs of appeal. See Knighton v. Watkins,
The panel opinion on plaintiffs' first appeal was issued October 22, 1976, three days after the effective date of the Awards Act. The Act constituted a material intervening change in the law on attorneys' fees. Consequently, plaintiffs had their first opportunity to present to any court their request for attorneys' fees under the Act only after this Court's en banc decision in 1977. See Morrow v. Dilliard,
B. Issue of Attorneys' Fees On This Appeal
As noted supra, the Awards Act became effective October 19, 1976. Decisions of this and other Courts, as well as the legislative history of the Act, establish that the award provisions of the Act apply to all cases pending on its effective date, and that prevailing plaintiffs in civil rights actions subject to the Act are entitled to attorneys' fees unless special circumstances would render an award unjust.8 Consequently, three issues remain to be determined: (1) was plaintiffs' civil rights action pending on October 19, 1976, the effective date of the Awards Act; (2) were plaintiffs prevailing parties for purposes of the award provisions of the Act; and (3) do special circumstances obtain that would render an award of attorneys' fees unjust.
1. Pendency of Plaintiffs' Civil Rights Action On October 19, 1976
The record reveals that on the effective date of the Awards Act plaintiffs' case was actively before this Court with several substantive issues still unsettled. Among the issues to be determined were the constitutionality of both the composition of the jury lists and the commissioners' methods of selecting names for those lists. This Court has held that a case is pending for purposes of an award of attorneys' fees under the Act if the only issue remaining is that of attorneys' fees. Corpus v. Estelle,
Defendants argue that plaintiffs' case was not actively pending on October 19, 1976, and cite as support for their argument Escamilla v. Santos,
Similarly, that plaintiffs did not obtain formal relief on any of their claims that were still pending on the effective date of the Awards Act is not determinative: It is beyond peradventure that the Act applies to pending cases, not pending issues. H.R.Rep.No.94-1558 p. 4 n.6 (1976). The fact that this Court ultimately determined that some of plaintiffs' claims were moot, while others were unmeritorious, although relevant to the amount of fees properly awardable, simply does not bear on the question whether the case was pending on the effective date of the Awards Act. Unquestionably it was.
2. The "Prevailing Party" Issue
For the reasons noted supra, to the extent that the district court interpreted this Court's earlier en banc decision as precluding plaintiffs' status as prevailing parties, it was in error. Similarly, the district court's implicit reliance upon plaintiffs' failure to obtain formal judicial relief as a ground for automatically disqualifying plaintiffs from obtaining attorneys' fees under the Awards Act also was misplaced. The Act's legislative history evinces a clear Congressional intent to award attorneys' fees even when no formal judicial relief is obtained and no final judicial determination is made on any constitutional claim. The Senate Report explains that "parties may be considered to have prevailed when they vindicate rights through a consent judgment or without formally obtaining relief." S.Rep.No.94-1011 at 5, supra, (1976) U.S.Code Cong. & Admin.News at 5912. Similarly, the House Report emphasizes that courts should, if possible, avoid unnecessary constitutional adjudication by initially addressing nonconstitutional issues. If a claim is substantial and decided favorably to plaintiffs, an award for attorneys' fees may be allowed even though the court declines to grant formal relief on the constitutional issues. H.R.Rep.No.1558, 94th Cong., 2d Sess. 4 n.7 (1976).
This Court's recent decisions have recognized this legislative intent, and it has been stated that plaintiffs are entitled to attorneys' fees in cases in which constitutional claims are mooted by defendants' remedial action subsequent to the filing of the lawsuit. E. g., Iranian Students Association v. Edwards,
In Brown v. Culpepper,
Other federal appellate courts likewise have held that recovery of attorneys' fees under the Awards Act is not dependent upon plaintiffs' ability to secure formal judicial relief by way of injunction or otherwise. Rather, these opinions have focused upon the type of relief obtained from the defendants as a result of the lawsuit. E. g., Ross v. Horn,
Federal district courts also have liberally construed the provisions for awards of attorneys' fees both under the Awards Act and comparable legislation. In awarding attorneys' fees to plaintiffs who have obtained significant relief by virtue of their litigation, these courts have emphasized the nature of the relief obtained, the chronology of events, and the role of the civil rights action in activating change.10
In the case sub judice, plaintiffs argue that the chronological sequence of events, including the substantive remedial changes in the composition of the jury lists both immediately after plaintiffs filed suit and during the first appeal, and defendants' submission of the lists to the district court and this Court for approval, established that defendants "voluntarily" remedied the constitutional violation only in direct response to plaintiffs' lawsuit. Consequently, plaintiffs argue, their lawsuit was the catalyst that motivated defendants to correct their unconstitutional conduct, and plaintiffs therefore are prevailing parties within the meaning of the Awards Act. In denying plaintiffs' motion for attorneys' fees, the district court did not address this argument.
As noted supra, plaintiffs in Criterion Club of Albany v. Board of Commissioners of Dougherty County,
3. "Special Circumstances"
As noted supra, a district court is not required to award attorneys' fees to a prevailing party when "special circumstances" would make an award unjust. In the present case, the district court opined that even if plaintiffs are prevailing parties under the Awards Act, "to require the Defendants in this case to incur the expense of paying an attorneys fee for the benefit of the Plaintiffs in addition to the substantial expenses already incurred by the Defendants ... would result in a manifest injustice."
This Court has rejected the argument that the fact that an award of attorneys' fees against a governmental body ultimately will fall on taxpayers justifies a denial of attorneys' fees under the "special circumstances" exception. Johnson v. Mississippi, supra,
For the foregoing reasons, the judgment of the district court is reversed, and the case remanded for the purpose of determining whether plaintiffs' lawsuit was a substantial factor or significant catalyst in bringing about an end to the unconstitutional underrepresentation of blacks and women in the Harris County jury lists. If the district court determines that plaintiffs' lawsuit was such a factor, it shall fix an award in conformity with the guidelines established in Johnson v. Georgia Highway Express, Inc.,
REVERSED, VACATED, and REMANDED.
Notes
The Act provides that:
In any action or proceeding to enforce a provision of §§ 1977, 1978, 1979, 1980, and 1981 of the Revised Statutes (42 U.S.C. §§ 1981-1983, 1985, 1986), title IX of Public Law 92-318 (20 U.S.C. §§ 1681 et seq.), or in any civil action or proceeding, by or on behalf of the United States of America, to enforce, or charging a violation of, a provision of the United States Internal Revenue Code (26 U.S.C. §§ 1 et seq.), or title VI of the Civil Rights Act of 1964 (42 U.S.C. §§ 2000d et seq.), the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney's fee as part of the costs."
Pub.L.No.94-559, § 2, 90 Stat. 2641, 42 U.S.C.A. § 1988.
This Court will not dwell on the jury commissioners' objective or subjective knowledge. Their conduct and motive, whether in good or bad faith, are irrelevant for purposes of recovery of attorneys' fees against the jury commissioners in their official capacity. Owen v. City of Independence,
In Taylor, the Supreme Court held unconstitutional a state statute that automatically excluded from jury lists women that failed to opt in by previously filing a written request for jury service. At the time of the Supreme Court's opinion, five states, including Georgia still permitted women to opt out upon request after their names were placed on the jury lists. It was not until Duren v. Missouri,
As noted supra, the Georgia statutes required that the jury lists be reconstituted biennially
The panel opinion recites:
AFFIRMED in part, REVERSED in part, and REMANDED for further proceedings.
Costs are taxed against the appellees.
The language of the en banc opinion recites:
"(T)he opinion and judgment of the district court are AFFIRMED in part and VACATED in part. The opinion of the panel is VACATED in part."
In compliance with the order, the Clerk of this Court assessed court costs of $149.36 against plaintiffs. Rule 39 permits the taxation of the usual costs of an appeal such as the expenses of docketing an appeal or preparing and filing briefs and records. Fed.R.App.P. 39(c), (e); see also 28 U.S.C.A. § 1920; 9 Moore's Federal Practice P 239.02 (1979). The record reveals that the attorney for the defendants filed a bill of costs which made no mention of attorneys' fees. This bill of costs included a request for recovery of the usual costs of appeal, and the $149.36 assessed against plaintiffs covered the costs of printing the defendants' appellate briefs. Plaintiffs did not file a timely objection to the defendants' request for recovery of these specific costs. See Fed.R.App.P. 39(d); Delta Air Lines, Inc. v. Civil Aeronautics Board,
S.Rep.No.94-1011, 94th Cong., 2d Sess., reprinted in (1976) U.S.Code Cong. & Admin.News, p. 5908 et. seq.; H.Rep.No.94-1558, 94th Cong., 2d Sess. 4-7 (1976); Hutto v. Finney,
The fact that defendants in the instant case have never expressly admitted liability is of little consequence since defendants rarely admit responsibility in suits terminated by consent judgments or voluntary action
See, e. g., Westfall v. Board of Commissioners of Clayton County,
