In this appeal, Petitioner Donald Ray Robertson, a prisoner of the State of Louisiana, seeks review of a district court order denying his petition for federal habeas relief. Specifically, Robertson contends that an erroneous jury instruction deprived him of his Fourteenth Amendment due process rights. The State of Louisiana admits that the jury instruction was contrary to clearly established federal law, but it argues that Robertson is not entitled to federal habeas relief because the error was harmless.
In order to resolve this appeal, we must decide whether the standard for harmless error analysis articulated in
Brecht v. Abrahamson,
I
Petitioner Donald Ray Robertson is currently serving a life sentence in the Louisi
Robertson did not seek direct review of his conviction by the Louisiana Supreme Court, but he did file three applications for post-conviction relief in Louisiana state court. Robertson filed his first application for post-conviction relief with the state trial court in August 1991. In that first application, Robertson raised three claims, including ineffective assistance of counsel, erroneous introduction of hearsay evidence, and denial of constitutional due process based on an improper jury instruction on the law of principals. The trial court denied Robertson’s application without written comment, and the Louisiana Court of Appeal for the Fourth Circuit affirmed this decision, finding each of Robertson’s claims to be without merit.
See State v. Robertson,
No. 92-KW-0081, slip op. at 1-2 (La.App. Feb. 6, 1992). With respect to Robertson’s due process claim, the Louisiana Fourth Circuit specifically held that “the jury instruction on the law of principals was sufficient for the jury to conclude that the relator had the requisite specific intent.”
Id.,
slip op. at 1. Robertson sought review of this decision in the Louisiana Supreme Court, but it declined Robertson’s writ application.
See State v. Robertson,
In June 1994, Robertson filed a second application for post-conviction relief, arguing that his conviction was unconstitutional and that his sentence was, therefore, illegal. This second request was also denied by the state trial court, by the Louisiana Fourth Circuit Court of Appeal, and ultimately by the Louisiana Supreme Court.
See State ex rel. Robertson v. Whitley,
In October 1996, in his third and final post-conviction application in state court, Robertson reiterated his due process objection to the jury instruction on the law of principals that was given in his murder trial. This time, the state trial court agreed with Robertson’s claim and granted Robertson a new trial based on
Sandstrom v. Montana,
Robertson then filed his instant
pro se
petition for post-conviction relief under 28 U.S.C. § 2254 in the Eastern District of Louisiana. Once again, Robertsоn argued that the state trial court’s jury instruction on the law of principals violated the due process holdings of
Sandstrom v. Montana, Flowers v. Blackburn,
and
State v. West
by relieving the prosecution of its burden of proving that Robertson had a specific intent to kill. The district court initially dismissed Robertson’s petition with prejudice on the grounds that the petition was untimely under 28 U.S.C. § 2244(d)(1)(A), but a panel of this Court reversed that ruling and remanded Robertson’s case with instructions to the district court to consider the merits of Robertson’s § 2254 petition.
See Robertson v. Cain,
No. 00-30315,
On remand, a magistrate judge recommended that the district court grant habe-as relief on account of the errоneous jury instruction. In response, the Respondent filed a formal objection to the magistrate’s report and recommendation, arguing first that .the jury instruction was not as prejudicial as the constitutionally defective instructions in
Flowers
and
West
and second that any error in the jury instruction was harmless. The district court sustained the Respondent’s objections and denied Robertson’s § 2254 petition. The district court recognized that the state court’s jury instruction was contrary to clearly established federal law; nevertheless, the district court concluded that it should deny Robertson’s petition for federal habeas relief because Robertson failed to show that the state court’s constitutionally erroneous jury instruction was also an “unreasonable application of’ clearly established federal law. In addition, the district court held that the erroneous jury instruction was “harmless beyond a reasonable doubt,” applying the harmless error standard in
Chapman v. California,
We granted Robertson a certificate of appealability on March 15, 2002.
II
On appeal from the denial of a § 2254 petition, this court reviews a district court’s findings of fact for clear error, and it reviews a district court’s conclusions of law
de novo,
applying the same standard of review to the state court’s decision as the district court.
Donahue v. Cain,
Because Robertson filed his petition for federal habeas relief in April 1999, our review is under 28 U.S.C. § 2254, as amended by AEDPA.
See Lindh v. Murphy,
The district court read § 2254(d)(1) to impose a two-fold requirement on Robertson to show that the state court adjudication of his jury instructiоn claim was
both
“contrary to” clearly established federal law
and
an “unreasonable application of’ clearly established federal law. It, therefore, held simultaneously that the state court decision was “contrary to” but not an “unreasonable application of’ clearly established federal law. The district court’s reading of § 2254(d)(1) is wrong as a matter of law as decided by the United States Supreme Court. The plain language of § 2254(d)(1) is unmistakably disjunctive, and the Supreme Court has held that independent meaning must be given to both the statute’s “contrary to” clause and its “unreasonable application of’ clause.
See Williams v. Taylor,
Robertson argues that the Louisiana Fourth Circuit Court of Appeal’s habeas decision upholding the state trial court’s jury instruction on the law of principals was contrary to the Fourteenth Amendment due process guarantees clearly established in
In re Winship,
Next ladies and gentlemen of the jury, the court will charge you as to the law as it pertains to principles [sic]. Our law provides as follows: All persons concerned in the commission of a crime whether present or absent and whether they directly commit the act constituting the offense aid and abet in its commission or directly or indirectly counsel or procure another to commit the crime, are principles [sic].
In other words to be concеrned in the commission of a crime it must be shown that the person or persons charged did something knowingly and intentionally in furtherance of a common design or to put it another way that they or he aided, abetted and assisted in the perpetuation of the offense. All persons knowing the unlawful intent of the person committing the crime who are present and consented thereto in aiding and abetting either by furnishing the weapons of the attack, encouraging by words or gestures, or endeavoring at the time of the commission of the offense to secure the safety or the concealment of the offender, are principals and are equal offenders and are subject to the same punishment.
To render one guilty as a principle [sic] he must have committed the offense himself or in some way participated in the commission of the crime, or he must have aided, assisted or abetted the actual perpetratro [sic] of the deed before it might be said that he was concerned in the commission of the crime.
State Record 2: 15-16. This jury instruction is virtually identical to the one that this court found to be unconstitutional in
Flowers v. Blackburn,
In its habeas decision upholding Rоbertson’s erroneous jury instruction, the Louisiana Fourth Circuit Court of Appeal did not refer to the Supreme Court’s decisions in
Sandstrom
or to this court’s decision in
Flowers v. Blackburn,
but, because Robertson specifically relied on these decisions in his first petition for state habeas relief, we assume that the state court was aware of these decisions.
See Catalan v. Cockrell,
III
The Respondent does not dispute that Robertson's jury instruction violated the constitutional due prоcess holdings of Winship and Sa%dst'rom; nor does he seriously defend the Louisiana Court of Appeal's erroneous ruling upholding the constitutionality of that jury instruction. The Respondent argues only that federal habe-as relief is unwarranted because the erroneous jury instruction was a harmless error. 3
On direct appeal, when faced with a constitutional violation, a court must reverse the judgment of the court below unless the constitutional error is "harmless beyond a reasonable doubt." See Chapman v. California,
In this appeal, however, Robertson argues that, under AEDPA, the Brecht standard — that is, a separate standard for harmless error in federal habeas cases — is no longer applicable to сonstitutional errors arising in state habeas cases. Robertson argues that, under AEDPA’s restrictive review of state court decisions, the federal habeas court is required to review only whether the state court’s decision is “contrary to” or an “unreasonable application of’ Chapman and grant relief accordingly. Robertson argues that where, as in this case, the state court has failed to apply Chapman at all, then the federal courts should do what the state court was required to do, but failed to do, that is, apply Chapman to determine whether the constitutional error is harmless.
In past cases under AEDPA, this court has recognized that there has been some doubt among the federal circuit courts about whether the
Brecht
standard for harmless error remains applicable after AEDPA.
See, e.g., Tucker v. Johnson,
Our own consideration of
Brecht
and of AEDPA also persuades us that
Brecht
survives AEDPA’s enactment. As othеr courts have recognized,
Brecht
sets forth a standard for harmless error analysis that was intended to apply to
all
federal habeas cases involving constitutional “trial” error.
See, e.g., Herrera,
Thus, we hold that, in cases governed by AEDPA, federal habeas courts should continue to analyze the harmlessness of all state court decisions involving a constitutional “trial” error according to the
Brecht
IV
In this case, a jury found Robertson guilty of the first degree murder of Curtis Hardy and Clayton Jones. The question before us is whether the state trial court’s erroneous jury instruction had a “substantial and injurious effect or influence in determining the jury’s verdict.”
Brecht v. Abrahamson,
The state established that Hardy and Jones were each shot in the head at close range and killed sometime late at night on May 9 or early in the morning on May 10, 1985. The victims’ bodies were discovered by officers of the New Orleans Police Department in an abandoned brown Chevy Malibu on the morning of May 10. 6 The victims were apparently last seen alive at Robertson’s house between 10:30 and 11:00 p.m. on the night of May 9. Robertson’s girlfriend, Consuela Marie Washington, testified that, on the evening in question, she arrived home to learn that Robertson was apparently meeting with Curtis Hardy in a back room of the house. 7 Washington testified that, about an hour later, she saw Hardy outside her house bеing led with his hands behind his back from her yard to a blue car by two men, whom she later identified as David West and Gerald Ger-rell. Washington testified that, at the time she saw Hardy being taken away, she called Hardy’s girlfriend, Lola King, and told King what she had seen. 8 About an hour later, around 11:30 p.m. or midnight, Robertson left the house, telling Washington that he was going to the liquor store.
A voluntary statement that Robertson made to police shortly after being charged with first degree murder provided the jury
Shortly after these events described by Robertson, the three men were stopped by police who were investigating Hardy’s possible kidnaping. Two separate searches of thе blue Plymouth Valiant revealed a .357 magnum (the gun Robertson said he saw at his feet in the front seat), live and spent rounds of .357 ammunition, a pair of bloody jeans (later identified as West’s), several bags of white powder, and personal items (including several rings, a watch, a beeper, and a driver’s license) that belonged to either Hardy or Jones. After taking Robertson and the other defendants into custody further incriminating physical evidence was found. Police found blood on Robertson's shirt, right sock, and right slipper and confiscated from Robertson two rings that may have belonged to one of the victims. 9 Robertson’s fingerprints were also subsequently found on the outside of the brown Chevy Malibu in which the bodies were discovered. 10
There is no doubt that a properly instructed jury could have found beyond a reasonable doubt that Robertson was present at the murder of Hardy and Jones based on the physical evidence and on circumstances surrounding Robertson’s arrest with West and Gerrell shortly after the time of the murders. However, much
In sum, there was strong evidence on both sides of the case with regard to Robertson’s specific intent to kill Hardy and Jones, and the issue of Robertson’s guilt of first degree murder was sharply contested at trial. Under
Brecht,
it is not for this court to decide whether we think the jury’s verdict was correct; instead, the question for the court is whether we have a “grave doubt” that the constitutionally erroneous instruction on the element of specific intent had a “substantial and injurious effect or influence in determining the jury’s verdict.”
Brecht v. Abrahamson,
In the light of all the evidence and the testimony, we must say that we have “grave doubt” about the harmlessness of the
Sandstrom
error in this case.
See O’Neal v. McAninch,
V
For the foregoing reasons, we conclude that the district court erred in denying Robertson’s petition for federal habeas relief pursuant to 28 U.S.C. § 2254. Accordingly, we REVERSE the judgment of the district court and REMAND.
REVERSED AND REMANDED.
Notes
. Robertson was indicted, along with his alleged co-perpetrators, Gerald Gerrell and David West, for the first degree murders of Jones and Hardy. The three defendants were tried separately and each convicted as
principals
for the two counts of first degree murder. The jury in each case received an identically worded instruction on the law of principals. As discussed more fully, hereafter, that jury instruction relieved the prosecution of the burden of proving, beyond a reasonable doubt, each defendant’s sрecific intent to kill Jones and Hardy and, therefore, violated the Fourteenth Amendment’s due process guarantee. West's conviction was subsequently vacated on direct appeal by the Louisiana Supreme Court on account of the constitutionally erroneous jury instruction on the law of principals given in his case.
See State v. West,
. The Louisiana Fourth Circuit's habeas decision is certainly unreasonable (in the general, if not the AB.DPA-specific, sense of the word) in the light of the decision of the Louisiana Supreme Court in State v. West. As discussed above, in West, the Louisiana Supreme Court followed our decision in Flowers v. Blackburn and overturned the first degree murder convictions of Robertson's alleged co-perpetrator, David West, on direct appeal on account of a constitutionally erroneous jury instruction on the law of principals that was identical to the instruction given in Robertson's сase. See State v. West,
. In Arizona v. Fulminante,
. See also n. 3, supra.
.We hold today that the district court erred as a matter of law when it decided to assess the harmlessness of the Sandstrom error in this case under the Chapman “harmless beyond a reasonable doubt" standard. However, it is worth noting that the erroneously applied Chapman standard is supposed to be more rigorous and less deferential to the state court than the Brecht standard that we reaffirm today. Because the district court ultimately concluded that the Sandstrom error was "harmless beyond a reasonable doubt” under Chapman, it may be surprising to some that we conclude that the error was not harmless under Brecht's less rigorous standard. However, after de novo consideration of the harmlessness of the Sandstrom error at trial, we are convinced that the district court further erred not only in identifying Chapman as the correct constitutional standard but also in applying the Chapman standard to this case. The district court apparently concluded that the Sandstrom trial error was "harmless beyond a reasonable doubt" because it believed that the record was sufficient to allow the jury to infer that Robertson had a specific intent to kill. For reasons explained more fully hereafter, given the lack of evidence supporting the conclusion that Robertson had a requisite specific intent to kill Hardy and Jones, we find the district court’s harmless error conclusion to be erroneous under either Chapman or Brecht.
. State witness Lloyd Davis testified that he owned the Chevy Malibu in question and that he had loaned it to Curtis Hardy on the day of the murders. According to Davis, Robertson had never been inside the car.
. Robertson and Washington apparently lived together at the time. Washington testified that she did not actually see Hardy inside her house but that Robertson told her that Hardy had stopped by on his way to the house of his girlfriend, Lola King.
. Washington testified that Robertson and Hardy had some kind of argument before the night in question but that, on the night in question, everything between the two men was supposed to be all right. Washington's telephone call, however, alarmed Lola King. King testified at trial that, after Washington called, King called a friend and the police to report Hardy's possible kidnaping.
. Police Officer Norman McCord testified at Robertson’s criminal trial that Curtis Hardy's mother and brother identified the two rings confiscated from Robertson as jewelry that the victim always wore whenever he went out. However, Hardy’s brother testified at trial that only one of the two rings was his brother’s and that he had only seen that ring once before on the day of the murder. Hardy's brother said that he thought the other ring might belong to Clayton Jones. (Hardy’s mother did not testify.) Furthermore, the victim’s girlfriend, Lola Washington, examined both rings at the time Robertson was arrested, and did not recognize either one of them as belonging to the victim.
. Lloyd Davis, the owner of the car, testified that Robertson had never been in the car, but Robertson’s alleged co-perpetrator, David West, testified that he saw Robertson standing next to the brown Chevy Malibu talking to Curtis Hardy, three days before the shooting.
. The Respondent contends that, because Robertson claimed to have nothing to do with the murders, the jury was not required to assess Robertson's specific intent. However, the Respondent’s contention is wrong as a matter of law. As
In re Winship
and its progeny make clear, the state must prove— and the jury must find — each element of the crime — including the element of specific intent to kill — beyond a reasonable doubt. In this case, we have grave doubt about whether the jury actually considered the evidence with the purpose of determining whether Robertson had a specific intent to kill Hаrdy and Jones. Certainly, the inference of specific intent was not "inescapable from the evidence produced concerning the nature of the criminal act,”
Garland v. Maggio,
