Lead Opinion
Maine’s “implied consent” law imposes a two-day mandatory minimum jail sentence on defendants who refuse to take a blood/alcohol test and are later convicted of operating a motor vehicle under the influence of intoxicating liquor. 29 M.R.S.A. §§ 1312, 1312-B. Petitioner-Appellant Alan D. Roberts challenges the constitutionality of his conviction and sentence under this law because, prior to his decision not to take a blood/alcohol test,. (1) ,a police officer informed Roberts of “the consequences” of refusing to take the test but did not mention the mandatory jail sentence, and (2) the police officer denied Roberts’ request to call his. attorney. We find that under the particular circumstances of this case, Roberts’ constitutional right to due process .was violated and his petition for writ of habeas corpus must be granted as to his two-day mandatory sentence.
I. BACKGROUND
On January 25, 1991, Officer Alan Main of the Waterville, Maine Police Department stopped Roberts after Officer Main observed Roberts driving erratically. Officer Main smelled alcohol on Roberts’ breath and suspected Roberts was driving while intoxicated but initially arrested Roberts only for operating a vehicle with a suspended license in violation of 29 M.R.S.A. § 2184. Officer Main handcuffed Roberts and then transported him to the Waterville Police Station for processing. Roberts remained in handcuffs throughout the relevant time period at issue in this case.
By operating or attempting to operate a motor vehicle in this State you have a duty to submit to and complete chemical tests to determine your blood-alcohol level and drug concentration.
I will give you a breath test unless I decide it is unreasonable, in which case another chemical test will be given. If you are requested to take a blood test you may ask that your physician perform the test if your physician is reasonably available.
If you fail to comply with your duty to submit to and complete chemical tests your driver’s license or permit or right to apply for or obtain a license will be suspended for at least 6 months and may be suspended as long as 3 years. Your failure to submit to a chemical test is admissible against you at any trial for operating while under the influence of intoxicating liquor or drugs.
I have been advised of the consequences of failure to comply with the duty to submit to and complete a chemical test at the request of an officer and DO NOT WISH TO SUBMIT TO A TEST.
Signature of Person Refusing Test
Maine’s implied consent form essentially tracks the language of the “implied consent” statute which requires officers to warn suspected drunk drivers of potential consequences of refusing to take the blood/alcohol test. 29 M.R.S.A. § 1312. As the statute was originally enacted, the only two consequences for failure to consent were, as the form states, suspension of the suspect’s driver’s license and the admission of the fact that the suspect refused to take the test in evidence at trial. In 1987, however, the Maine legislature amended its statute to provide two additional consequences, both involving sentencing, for refusing to take a blood/alcohol test. 1987 Maine Laws, ch. 791. Under the current law, a defendant’s refusal to submit to the test is considered to be an “aggravating factor” for the determination of that defendant’s sentence and, more significantly, that defendant’s refusal will result in a mandatory minimum sentence of 48 hours incarceration upon conviction. 29 M.R.S.A. § 1312-B(2) & (25(B)(4).
Unfortunately, these changes did not make their, way into the portion of the statute mandating what the police must say to suspected drunk-drivers after those drivers are stopped. 29 M.R.S.A § 1312(1). As a result, the “implied consent” form was never changed to reflect the additional consequences for refusing to submit to a blood/alcohol test. Likewise, during Roberts’ processing at the police station, Officer Main never informed Roberts of the additional consequences, including the mandatory jail sentence.
During the period when Officer Main was administering the “implied consent” procedure to Roberts, Roberts asked several times to use the telephone for the purpose of calling his attorney. Officer Main refused to allow Roberts to do so. Officer Main claimed that he denied Roberts permission to contact his attorney because Roberts was uncooperative and shouting obscenities.
Roberts eventually refused to take the blood/aleohol test. He also refused to sign the “implied consent” form after the form was read to him. Subsequently, the police filed a criminal complaint against Roberts charging him, among other things, with operating a motor vehicle under the influence of intoxicating liquor (“OUI”) and operating on a suspended • license in violation of 29 M.R.S.A. § 1312-B and 29 M.R.S.A. § 2184 respectively.
After a trial in the Maine district court, Roberts was convicted on the OUI and operating on a suspended license charges. At sentencing, the court .followed the requirements of 29 M.R.S.A. § 1312-B(2)(B)(4) and imposed the mandatory minimum ,48-hour sentence of incarceration as a result of Roberts’ refusal to take a blood/alcohol test.
II. ANALYSIS
Roberts raises two related issues on appeal: (1) whether Officer Main's refusal to allow Roberts to call his attorney before deciding whether to take a blood/alcohol test denied Roberts of his Sixth Amendment right to counsel; and (2) whether Maine’s “implied consent” form is misleading and inaccurate, in violation of Roberts’ constitutional right to due process. Although Roberts’ Sixth Amendment right to counsel is not implicated in this case, we do find a violation of Roberts’ due process rights on the grounds that all of the circumstances of the case, including, but not limited to, the misleading information, deprived Roberts of fundamental fairness.
A. Sixth Amendment Right to Counsel
The Sixth Amendment to the United States Constitution guarantees that, “[i]n all criminal prosecutions, the accused shall enjoy the right to ... have the Assistance of Counsel for his defense.” U.S. Const, amend. VI. It is axiomatic that the right to counsel attaches only upon “the initiation of adversary judicial criminal proceedings” against the defendant, and thereafter the right applies to all “critical stages” of the prosecution, before, during and after trial. United States v. Gouveia,
The initiation of adversary judicial proceedings is normally “by way of formal charge, preliminary hearing, indictment, information, or arraignment.” Kirby,
In the present case, state officials had not brought any formal charges against Roberts for drunk driving at the time Roberts refused to take the blood/alcohol test. The first state action that could conceivably resemble a formal charge, the filing of the. criminal complaint against Roberts for OUI, did not occur until after Roberts refused to submit to the test. Thus, at the point when Roberts was denied his request to speak with his attorney, the government had not yet committed to prosecuting him for OUI, nor had the government shifted its role from that of investigation to accusation. We find, therefore, that Roberts’' right to counsel had not attached at the time of the alleged violation of his Sixth Amendment rights. See McVeigh v. Smith,
We recognize the possibility that the right to counsel might conceivably attach before any formal charges are made, or before an indictment or arraignment, in circumstances where the “ ‘government had crossed the constitutionally significant divide from fact-finder to adversary.’ ” United States v. Larkin,
Roberts asserts that the special circumstances of this case establish a Sixth Amendment right to counsel. According to Roberts, the mandatory sentencing consequences of refusing to take the blood/alcohol test, combined with the misleading information provided by Maine regarding the consequences that would arise from his refusal to take the test and the denial of Roberts’ request to call his attorney to clear up the misunderstanding, somehow transformed the normally investigatory testing procedure into an adversarial, quasi-prosecutorial, sentencing proceeding. Appealing as this argument' may be, we must reject it. Whatever limited circumstances may exist in which the right to counsel attaches prior to a formal charge, it cannot include the circumstances in the present case because the police were still waiting for the outcome of their investigation — either from the results of the blood/alcohol test or from the fact of defendant’s refusal to submit to the test — before deciding whether or not to bring charges against the defendant. The government had not yet crossed the constitutional divide between investigator and accuser. As a threshold matter, the right to counsel had not yet attached when Robert’s request for counsel was denied, and, therefore, we cannot reach the further, and admittedly close, question of whether or not Roberts decision to take the blood/alcohol test involved a “critical stage” of the prosecution at which the right to have the advice of counsel would otherwise be constitutionally required.
B. Due Process
We do find merit, however, in Roberts’ claim that Officer Main’s actions violated Roberts’ right to due process. The combination of circumstances in this ease presents a unique situation in which the state of Maine failed to meet the requirements of fundamental fairness.
The Due Process Clause of the Constitution prohibits deprivations of life, liberty, or property without “fundamental fairness” through governmental conduct that offends the community’s sense of justice, decency and fair play. Moran v. Burbine,
We find that Officer Main’s actions in this ease deprived Roberts of liberty in a manner lacking in fundamental fairness and offensive to the universal sense of fair play. The police officer took Roberts into custody and, while Roberts was handcuffed at the police station, presented him with a choice that had irrevocable sentencing consequences involving a mandatory period of incarceration. Roberts was asked to take a blood/alcohol test and told that if he refused to submit to the test, his drivers license would be suspended and the fact of his refusal could be used against him at trial. Roberts was then informed that he had been “advised of the consequences of failure to comply.” This statement was misleading because there is at least one additional consequence of failing to consent to a test: a 48-hour term of incarceration. Roberts was never told that his refusal to take the test could also result in a mandatory two-day jail sentence if he were to be convicted of driving under the influence of alcohol. Thus, Roberts was not informed of “the consequences” of failing to comply with the “implied consent” procedure.
Following Officer Main’s reading of the “implied consent” form, Roberts asked to call his attorney before deciding whether or not to take the blood/aleohol test. Officer Main denied this request, despite the apparent absence of any inconvenience or unreasonable delay in allowing the phone call. If allowed to speak with his attorney, Roberts could have been informed of the sentencing consequences of a decision not to submit to the blood/aleohol test, thus clarifying the misleading information provided by Maine’s “implied consent” form. The attorney could have also provided advice to Roberts at the only point during the process for determining Roberts’ sentence when the mandatory consequences of the two-day term of incarceration could still be avoided. The attorney’s advice would come too late at the sentencing hearing itself, at which time there is nothing the attorney can do to mitigate or .rebut the imposition of the 48-hour jail term. Roberts thus had to make a decision with irrevocable consequences for his sentence after the state provided him with inaccurate information with which he was expected to make that decision. Under this combination of circumstances, it is incumbent upon the state to honor a reasonable request to call an attorney. Refusing to provide this simple safeguard violated Roberts’ right to due process.
A review of the Mathews factors confirms our conclusion. The liberty interest deprived by the state’s actions in this case is Roberts’ freedom from the mandatory two-day jail sentence imposed because of the refusal to take a blood/aleohol test. Roberts’ interest in freedom from incarceration is certainly worthy, of substantial due process protections. See, e.g., United States v. Salerno,
Moreover, the mandatory sentencing consequences stemming from Roberts’ refusal to take the blood/alcohol test injects important elements of sentencing procedure into the police investigation of a suspected OUI offense. Because Roberts can do nothing to contest the imposition of a 48-hour term of incarceration at the sentencing hearing itself, the critical point for calculating a key portion of Roberts’ sentence essentially occurs at the time Roberts is requested to take the blood/alcohol test. Thus, this ease implicates Roberts’ interest in fair sentencing procedures. Gardner v. Florida,
Turning to the second consideration under Mathews, the risk of erroneous deprivation of the liberty interest and the probable value of an additional procedural safeguard, we find a strong due process justification for allowing Roberts to contact his attorney. Although Officer Main’s refusal to allow Roberts to call his attorney did not significantly increase the risk that Roberts would be erroneously convicted of an OUI offense, the officer’s conduct greatly increased the risk that a two-day jail sentence would be imposed on Roberts as a result of a decision made in reliance upon misleading information. The erroneous deprivation thus consists of attaching sentencing consequences to a choice that an individual may not have made had the state provided him or her with accurate information. In other words, absent the inaccurate information, the two-day jail term may not have been imposed.
We are faced here with a unique situation in which the sentencing consequences of incarceration are imposed not so much for the substantive criminal conduct itself but for the separate volitional act of refusing to cooperate with the investigation of that conduct.' As such, an erroneous deprivation of liberty can result from a suspect’s behavior under rather dubious circumstances, if not false pretenses, created by the state. In this ease, Roberts might have chosen to cooperate and thus avoid the mandatory term of incarceration if he had been allowed to speak with his lawyer and correct the inaccurate information he received. Once Roberts’ decision was made, however, there was nothing the attorney or judge could do at sentencing to remedy Roberts’ tainted decision.
On the other side of the coin, there is much that allowing Roberts to call his attorney could do to safeguard against the type of erroneous deprivation of liberty at risk in this case. Plainly and simply, Roberts’ attorney could have informed Roberts of the additional sentencing consequences of refusing to take the blood/alcohol test, thus correcting the state’s misleading information. The attorney could also counsel Roberts on the advisability of cooperating to avoid the mandatory two-day sentence. This is the only point at which such counsel has any value; once the decision whether or not to submit to the test is made, the die is cast, and nothing the attorney can do at sentencing will mitigate the effect of the two-day sentence.
The present situation thus presents concerns analogous to those expressed by the Supreme Court in many of its right to counsel cases. See Wade,
Finally, we consider the state’s interest in refusing to allow Roberts to call his attorney, including any administrative and fiscal burdens such a phone call would entail. There is nothing in the record to indicate that allowing Roberts to call his lawyer from the police station would impose on the police any meaningful burden whatsoever. On the contrary, Maine law allows for suspected drunk drivers to request their own physician to conduct the blood/alcohol test if reasonably available. 29 M.R.S.A. § 1312. Maine thus already contemplates making reasonable accommodations for drunk . driving suspects. Allowing a simple phone call to an attorney is much less intrusive on the implied consent. process than arranging a medical procedure with the suspect’s doctor.
Given the transient nature of the evidence in drunk driving cases — that is, the blood/alcohol level in a suspect’s blood — the police may certainly proceed with the implied consent procedure if a delay would affect the test results or otherwise interfere with the testing procedure. The police may refuse to wait for a suspect who is unable to reach an attorney within a reasonable period of time or refuse to undertake time-consuming and burdensome efforts to contact an attorney who is not immediately available. There is no indication, however, that such was the case here. Officer Main testified that he did not allow Roberts to call his attorney because Roberts was uncooperative and shouting obscenities. We see no relevance of this fact to any state interest in refusing to allow Roberts to make a phone call before deciding whether or not to take the blood/alcohol test. We therefore find no significant state interest in refusing to allow Roberts to call his attorney that would justify what we consider to be a denial of due process.
To clarify, we do not discount Maine’s interest in imposing an implied consent procedure to encourage the voluntary testing of drunk drivers, nor do we have any quarrel with Maine’s desire to impose harsher penalties on those refusing to cooperate. We see very little interest, however, in denying a reasonable request at the police station to call an attorney, where that call could serve to clear up misleading information regarding the testing procedure provided by the state.
Furthermore, we do not find, in this case at least, that a suspected drunk driver has a due process right to contact an attorney whenever the state imposes mandatory sentencing consequences upon the refusal of the suspect to take a blood/alcohol test. Rather, we find that where the suspect makes a reasonable request to contact his or her attorney and the attorney can correct misleading information, provided by the state at a point when the suspect must make a decision that is crucial for his or her subsequent sentencing, due process requires that the suspect’s request be honored.
Unlike Neville, the present case is not a simple “failure to warn” situation involving a state’s withholding of information that it was never required to provide. Rather, this is a case in which a mandatory sentence of incarceration is attached to a suspect’s decision to take a blood/alcohol test, where the suspect is given misleading information that indicates no such sentence exists; and further, where that suspect is denied permission to speak to an attorney who could have cleared up the misunderstanding and who could have provided advice at the only point where the sentencing consequences could be avoided. The Supreme Court did not address the due process implications of these circumstances. Instead, Neville dealt with a quite different issue: the due process implications of a state’s failure to warn about the use at trial of a suspect’s refusal to take a blood/alcohol test. The differences between the two eases are stark.
First, Neville considered an interest of much lower magnitude than Roberts’ liberty interest in freedom from incarceration. As the Supreme Court found, the use of the fact that a suspect refused to submit to a test as evidence against that suspect at trial does not implicate the suspect’s Fifth Amendment right against self-incrimination. Id. at 558-64,
Second, the consequence about which Maine failed to warn Roberts in the present case is irrevocable and irrebuttable, making the suggested procedural safeguard — permission to call an attorney — crucial to protecting Roberts’ liberty interest. In the Ne-ville case, however, the consequences involved an evidentiary disadvantage that could be rebutted, mitigated or otherwise explained by counsel at trial. The blood/aleohol test, therefore, was not the only point in Neville at which a procedural safeguard would have had any value.
Third, there is an additional element of unfairness in this case, not found in Neville, due to the misleading nature of the instructions given to Roberts. In the Neville case, the Supreme Court specifically noted that the suspect was given no implicit assurances that he was being warned of all the consequences of refusing to submit to testing, id. at 566,
Due process may not require warnings of the consequences of refusing to take a blood/alcohol test, and it may not require a full right to counsel for suspects facing the decision whether or not to submit to testing. Under the circumstances of this case, however, as a matter of fair play and decency, due
CONCLUSION
For the foregoing reasons, we find that the mandatory 48-hour jail sentence imposed on Roberts pursuant to § 1312-B(2)(B)(4) violates due process. The infirmities in the procedures surrounding Roberts’ arrest did not, however, taint his underlying convictions for drunk driving and driving with a suspended license. Accordingly, the judgment of the district court is reversed and the case is remanded to the district court with instructions to issue a writ of habeas corpus upon the failure of the State of Maine to vacate the mandatory 8-hour jail sentence imposed pursuant to § 1312-B(2)(B)(4) and to accord Roberts a sentencing hearing at which no minimum sentence is mandated.
Notes
. The court also imposed a 90-day license suspension and a fine for Roberts' conviction of the
. The instructions given to the defendant in Ne-ville contained no language resembling the misleading statement in this case that the suspect had been "advised of the consequences.” The instructions in Neville merely informed the suspect that if he refused to take a blood/aleohol test, his license could be suspended. The suspect was then merely asked: "Do you understand what I told you?” Neville,
Concurrence Opinion
(concurring).
Although I am pleased to concur in the result reached in the ably crafted majority opinion, I write separately on the due process claim.
On direct appeal, the Maine Supreme Judicial Court (“Law Court”), citing State v. Plante,
The Law Court premised its conclusion in large part on South Dakota v. Neville,
The constitutional underpinnings for the more recent Supreme Court pronouncements on “implied consent” procedures stem from Schmerber v. California,
Years later, in Neville, the Supreme Court rejected two distinct constitutional challenges to an “implied consent” statute which empowered South Dakota to introduce into evidence an OUI suspect’s refusal to submit, to chemical testing. First, the Court held that the Fifth Amendment right against self-incrimination was never implicated because the State did not impermissibly coerce the refusal. Neville,
The procedural due process analysis appropriate to the present context contrasts starkly with the substantive due process analysis in Neville, where the only unwarned adverse consequence was that the State ultimately might be allowed to request the trier of fact, at trial, to infer that the refusal to be tested constituted evidence of his consciousness of guilt (intoxication). See S.D.Codified Laws § 32-23-10.1. (1980) (“such refusal may be admissible” in evidence at trial.) In such a setting, a defendant would be afforded the full panoply of procedural protections available at trial. First, the State’s eviden-tiary proffer of the refusal to be tested would be subject to objection by the defendant; for example, on grounds that it did not evince the suspect’s consciousness of guilt but mere confusion as to his legal rights. See Fed. R.Evid. 401, 403. Second, if the refusal were admitted in evidence, the defendant would be allowed to introduce evidence to rebut any “consciousness of guilt” inference. Finally, the trier of fact would be permitted, and could not be required, see Carella v. California,
On the other hand, no meaningful procedure remained for Roberts to defend against the term of confinement mandated upon conviction for OUI as a consequence of the unwarned refusal to be tested. See Mempa v. Rhay,
Under the Maine “implied consent” procedure, see 29 M.R.S.A. §§ 1312, 1312-B (Supp.1994) (collectively: “section 1312”), the suspect is never warned that refusal to be tested entails a mandatory minimum sentence upon conviction for OUI. No matter how compelling or innocent the suspect’s reason for refusing to be tested, see, e.g., Jamros v. Jensen,
The State need not acquiesce in an OUI suspect’s refusal to submit to testing under an “implied consent” statute. Schmerber,
The majority opinion in the present case essentially relies on a Doyle-based substantive due process analysis, see Doyle,
Even though the Fourteenth Amendment affords both substantive and procedural due process protections, the Supreme Court cautioned in Albright that “where a particular amendment provides an explicit textual source of constitutional protection against a particular sort of government behavior, that Amendment, not the more generalized notion of substantive due process must be the guide for analyzing these claims.” Id. at-,
Identification of the specific dictates of due process generally requires consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Id. at 335,
Under section 1312-B(2)(B)(4) (1987), a person convicted as a first-time OUI offender must serve not less than a two-day term of confinement if he refused to submit to chemical testing. Maine alone mandates a minimum term of confinement upon conviction for OUI after failing to submit to chemical testing, yet inexplicably withholds from its standard “implied consent” advisory any mention of the mandatory minimum term of confinement attending the refusal to submit. See supra p. 1289.
The standard advisory contemplates that the police provide two explicit warnings before requesting an OUI suspect to submit to chemical testing. First, the suspect is to be informed that refusal to be tested will result in an administrative suspension of motor vehicle operating privileges for not less than six months nor more than three years. Id. § 1312(1) (first offense). Second, the police “should also inform the [suspect] that the failure to comply with the duty to submit to a chemical test is admissible in evidence” at a subsequent OUI trial. Id. Although a failure so to inform the suspect does not render any chemical-test result inadmissible, see id., no sanction omitted from the standard advisory can be imposed upon the accused, except the mandatory minimum sentence at issue in this appeal: See id. § 1312(1), (2), (8).
In sum, then, section 1312, unlike the “implied consent” procedure in any other state, neither criminalizes the refusal to submit to chemical testing nor contemplates that the suspect be forewarned that a criminal penalty, let alone a mandatory minimum term of confinement, may attend the refusal.
Absent adequate notice that particular conduct has been criminalized, a person may not be convicted or punished for it. See Bouie v. City of Columbia,
The common-law rule would be perverted, however, were it used to shield from constitutional challenge a deceptive State advisory that is delivered directly to the individual suspect and implicitly undermines any constructive notice presumptively afforded by publication. See Raley v. Ohio,
The Supreme Court made clear in Neville,
The standard “implied consent” advisory, naturally interpreted, see Griffin,
Similarly, the standard “implied consent” advisory challenged by Roberts conveys not merely a “mixed message,” see United States v. Smith,
Although the standard “implied consent” advisories on the administrative (license suspension) and evidentiary (admission of test refusal) sanctions for refusing testing afford fair notice that refusal is “not a safe harbor”, Neville,
A coordinate procedural safeguard under the Due Process Clause dictates that any opportunity to be heard shall be provided “at a meaningful time and in a meaningful manner.” Armstrong,
Finally, the analyses contemplated by the Supreme Court in Mathews,
(i) The Private Interest
The core liberty interest Roberts asserts in remaining free from incarceration is entitled to full procedural due process protection. See Board of Regents v. Roth,
(ii) The Risk of Erroneous Deprivation
The risk that an erroneous deprivation of liberty will occur is roughly commensurate
Significant, derivative risks attach to the inaccurate advisory as well. No doubt there are many first-time OUI suspects with neither the knowledge nor the experience to assess whether their blood-alcohol content exceeds the prima facie intoxication level prescribed by statute. For such suspects, at least, it cannot be claimed that an accurate advisory on the mandatory minimum term of confinement attendant upon a refusal to submit to testing would not materially influence their decision. Thus, the deceptive “implied consent” advisory not only risks erroneous conviction (e.g., as a consequence of allowing an unwarned refusal in evidence where chemical testing may have revealed a blood-alcohol content below the prima facie level) but a sentence more severe than would have been imposed by the court but for the suspect’s unwarned refusal to be tested (e.g., where reliable test results would have disclosed a blood-alcohol content below the pri-ma facie intoxication level).
The undeniable value of a ready alternative to the deceptive advisory is obvious. The legitimate interests of the State, as well as the accused, would be significantly advanced by the simple inclusion of a straightforward warning that a first-time refusal to submit to chemical testing must be followed by a minimum term of confinement upon conviction for operating a motor vehicle while under the influence of alcohol or drugs. The State would advance its prospects for obtaining the most reliable evidence of intoxication — the suspect’s blood-alcohol level, see Mackey,
(iii) Governmental Interests
Lastly, the governmental interests at stake, and the administrative and fiscal burdens attendant to any additional procedural safeguard, must be considered. See Mathews,
The State has a paramount interest in minimizing any pre-testing delay which might render chemical-test results unreliable. See Schmerber,
The ease with which an alternative procedure can be implemented likewise weighs heavily in favor of an amendment to the standard advisory, see Mathews,
As the mandatory minimum sentence was imposed in violation of the Due Process Clause, I agree that the writ should enter in
.Under 28 U.S.C. § 2254, we accord de novo review to state court rulings on federal constitutional issues, Wellman v. Maine,
.Indeed, the Plante case itself, upon which the Law Court directly relied in Roberts,
. Were it otherwise, however, it should be noted that "fundamental fairness” was disserved in the instant case by the presence of an important factor specifically found absent in Neville,
Under either a procedural or substantive due process analysis, however, the State may not deprive a person of the core liberty interest in remaining free from incarceration, without affording either adequate advance notice or meaningful post-refusal process, by imposing a mandatory minimum term of confinement upon an unwarned suspect for electing to accept a state-tendered option to refuse chemical testing. Cf. Burns,
. The police are required to read a standard advisory to the OUI suspect, see Roberts,
. Section 1312(1) states:
Before any test specified is given, the law enforcement officer shall, inform the person as to whom there is probable cause that, if the person fails to comply with the duty to submit to and complete the required chemical tests at the direction of the law enforcement officer, that person's license ... will be suspended for a minimum of 6 months and may be as long as 3 years. The officer should also inform the person that the failure to comply with the duty to submit to a chemical tests (sic) is admissible in evidence against that person at any trial for operating under the influence of intoxicating liquor or drugs.
No test results may be excluded as evidence in any proceeding before any administrative officer or court of this State as a result of the failure of the law enforcement officer to comply with this prerequisite. The only effects of the failure of the officer to comply with this prerequisite are as provided in subsections 2 and 8.
Section 1312(2) states in relevant part:
Any suspension in effect shall be removed if, after hearing, it is determined that the person who failed to submit to the test would not have failed to submit but for the failure of the law enforcement officer to give either or both of the warnings required by subsection 1.
Section 1312(8) states in relevant part:
If the law enforcement officer ... fails to give either of the warnings required under subsection 1, the failure of the person to comply with the duty to submit to the chemical tests shall not be admissible, except when a test was required pursuant to subsection 11, paragraph D [testing after an accident involving death],
. Under New Jersey law, the mandatory $250 civil fine is to be imposed following a separate' judicial proceeding, but only if the suspect was so informed prior to refusing testing. N.J.Stat. Ann. § 39:4-50.2. Under New York law, a mandatory minimum $250 fine is to be imposed, following a separate administrative proceeding, provided the suspect was forewarned that refusal to be tested may result in a license suspension. N.Y.V.eh. & Traf.Law § 1194(2)(c).
. A compelling public interest normally -warrants invoking the common-law presumption of constructive notice based on publication; quite simply, there is no practicable alternative. See International Mins. & Chem. Corp.,
. In Raley, certain witnesses were advised by the Ohio Un-American Activities Commission, a creature of the Ohio Legislature, that they were entitled to assert a state-created privilege against self-incrimination. Raley,
.Significantly, the Commission permitted Brown to utilize a "shorthand” method for claiming privilege, id.
. The Law Court observed that § 1312 was not designed to trick Roberts into refusing to be tested. Roberts,
. The standard “implied consent” advisory presents suspects with a deceptive choice in two vital respects. First, the suspect is never informed of the most serious, unmitigable, and irremediable sanction for refusing to be tested. . Second, were the State to choose to force testing upon the suspect notwithstanding his refusal, it is far from clear that the "option” of refusal would avail the suspect anything other than a mandatory minimum sentence. Compare Me. Rev.Stat.Ann. tit. 29, § 1312 (1987) with Me.Rev. Stat.Ann. tit. 29, § 1312(2) (Supp.1985-86).
Unlike the defendant in Smith,
. Moreover, trader the rule of lenity, any ambiguity in the standard "implied consent” advisory must be resolved in favor of the accused. See United States v. Kozminski,
. It is neither plausible to suggest, nor discernible from the record, that the mandatory minimum term of confinement was imposed simply as punishment for the underlying OUI offense. First, the mandatory minimum sentence was not preordained by the OUI conviction but by the unwarned refusal to submit to testing in the moments following the arrest. Although it is preconditioned on an OUI conviction, all meaningful discretion on the part of the sentencing court is withdrawn as an unwarned consequence of the defendant's noncriminal refusal to submit to testing. Second, no mitigating circumstances, either in relation to the refusal to be tested or the commission of the underlying offense, can enable the court to sentence below the mandatory minimum. Third, the statutory description of the mandatory minimum sentence for refusing testing — as an "aggravating factor," see § 1312 — B(2) ("refusal to submit to a chemical test shall in every case be an aggravating factor”) — is itself a misleading euphemism'for what is in reality a conclusive sentencing mandate which the court is required not merely" to consider but to impose without regard to any mitigating circumstance.
. The majority opinion persuasively demonstrates that no Sixth Amendment right to counsel arose until well after Roberts refused to be tested. But though I share the view that Roberts was not accorded the process due when confronted with the choice whether to submit to chemical testing, I am unable to agree with the court that he was entitled to the assistance of counsel at that time, as distinguished from appropriate notice of the consequences of refusing.
