Roberts v. StateRoberts v. State
Rickey Bernard Roberts, a prisoner under sentence of death, appeals the trial court‘s denial of his motion to vacate conviction and sentence made pursuant to
Roberts was convicted of first-degree murder, armed sexual battery and armed kidnapping. In accordance with the jury‘s recommendation, the trial court imposed the death penalty, finding four aggravating circumstances and no mitigating circumstances. Both the convictions and sentences were affirmed by this Court on direct appeal. Roberts v. State, 510 So.2d 885 (Fla. 1987), cert. denied, 485 U.S. 943, 108 S.Ct. 1123, 99 L.Ed.2d 284 (1988). A death warrant was signed, with execution schеduled for October 31, 1989. Roberts petitioned this Court for a writ of habeas corpus and requested a stay of execution. Roberts also filed a
RULE 3.850 MOTION
Where, as here, the trial court denies a motion for postconviction relief without conducting an evidentiary hearing, the motion and the reсord must conclusively demonstrate that the defendant is entitled to no relief. Kennedy v. State, 547 So.2d 912, 913 (Fla. 1989). Applying this standard, we affirm the denial of Roberts’
Roberts raised the following claims in his
Roberts’ first claim that application of
As his second claim Roberts argues that the trial court employed an improper standard in ruling on defense counsel‘s Neil1 objection to the state‘s exсusal of two black prospective jurors. This Neil issue was not raised on appeal and Batson and Slappy are not fundamental changes in the law which would allow collateral consideration of the issue. See State v. Safford, 484 So.2d 1244 (Fla. 1986) (Neil not to be retroactively applied to cases where appellate process was completed when Neil became effective). In Slappy, we reaffirmed Neil, noting that the guarantees adopted in Neil exceed those adopted in Batson. Slappy, 522 So.2d at 21.
In connection with claims IV and V, we rejected Robert‘s challenge to application of Florida‘s rape-shield law on direct appeal, specifically recognizing that if application of this law “interfered with Robert‘s confrontatiоn rights or otherwise operated to preclude Roberts from presenting a full and fair defense, the statute would have to give way to these constitutional rights. See Chambers v. Mississippi, 410 U.S. 284 [93 S.Ct. 1038, 35 L.Ed.2d 297] (1973).” Roberts, 510 So.2d at 892. While claim IV that Roberts’ direct-examination testimony was improperly restricted was raised employing a slightly different argument, claim V dealing with the restriction of cross-examination of Rimondi was not raised. See Roberts, 510 So.2d at 892. Roberts urges that these claims should now be considered in light of the United States Supreme Court‘s recent decision in Olden.
Olden, a black man, was charged with kidnapping, rape, and forсible sodomy of a white woman. During Olden‘s trial, he was precluded, under Kentucky‘s rape-shield law, from cross-examining the victim regarding her cohabitation with her black boyfriend. Because this evidence was relevant to Olden‘s claim that he and the victim had engaged in consensual sexual acts and that out of fear of jeopardizing her relationship with her boyfriend, she claimed she had been raped, the United States Supreme Court held that Olden‘s sixth amendment confrontation rights were violated. Olden is not a fundamental change in the law requiring retroactive application under this Court‘s decision in Witt. Olden is simply an application of the long-established and well-recognized principle of law which we applied in rejecting Roberts’ original claim on appeal. Likewise, Rock v. Arkansas, 483 U.S. 44, 107 S.Ct. 2704, 97 L.Ed.2d 37 (1987), which Roberts relies on in claim V, is not a fundamental change in the law. In Rock, the United Supreme Court expressly relied on Chambers to hold that a state “may not apply a rule of evidence that permits a witness to take the stand, but arbitrarily excludes material portions of his testimony.” Rock, 107 S.Ct. at 2711. Neither Olden nor Rock precludes a procedural bar of claims IV and V.
On direct appeal, this Court rejected Roberts’ challenge to aрplication of the aggravating factor of heinous, atrocious, or cruel. 510 So.2d at 894. Summary denial of claim XV that his sentencing jury was improperly instructed on this factor was proper because any other basis for a challenge to that factor which was not raised on direct appeal is procedurally barred. Further, in Smalley v. State, 546 So.2d 720 (Fla. 1989), we recently held Maynard is not applicable under Florida‘s death sentencing procedure. We have also held our decision in Rhodes is not a fundamental change in the law which will be applied retroactively under Witt. Porter v. Dugger, 559 So.2d 201 (Fla. 1990).
Claim XX that his death sentence was based on impermissible victim-impact evidence under Booth and Gathers is also procedurally barred. A Booth claim must be preserved by a timely objection before the claim will be considered in a collateral proceeding. Jackson v. Dugger, 547 So.2d 1197 (Fla. 1989); Eutzy v. State, 541 So.2d 1143, 1145 (Fla. 1989). In order to preserve an issue for appellate review, the specific legal ground upon which a claim is based must be presented to the trial court. Bertolotti v. Dugger, 514 So.2d 1095 (Fla. 1987); Tillman v. State, 471 So.2d 32 (Fla. 1985). Of the objections which were made to the numerous instances of alleged victim-impact evidence, none of those objections were based оn the prejudicial nature of the evidence. Roberts raised a hearsay objection to testimony of Chief of Police Dyne of Salisbury, Maryland, concerning what he now characterizes as the impact of his prior offense on the victim of that crime. In fact, in his petition for writ of habeas corpus Roberts claims appellate counsel was ineffective for not raising the hearsay challenge on appeal. Several objections were also made in connection with testimony concerning Rimondi‘s mental state after the murder and rape. Even if guilt phase testimony that Rimondi was upset, delirious, and confused could be considered impermissible victim-impact evidence, the objections to the testimony were 1) that the questioning was repetitious, 2) that the state‘s cross-examination was outside the scope of direct examination, and 3) that the witness was improperly testifying about the state of mind of another.
In his brief to this Court, Roberts does not argue the merits of his Booth claim. Rather, he merely acknowledges that no objections werе made to the challenged evidence and argues that the requirement that a Booth claim be preserved by a timely objection before such a claim will be considered in a collateral proceeding “does not pass constitutional muster.” We do not agree and therefore affirm the trial court‘s summary denial of this claim.
To be entitled to an evidentiary hearing in connection with a claim of ineffective assistance of trial counsel, the defendant must allege specific facts which are not conclusively rebutted by the record and which demonstrate a deficiency in performance that prejudiced the defendant. Kennedy, 547 So.2d at 913. In claim IX of his
In claims XI and XII, Roberts maintains that he received an inadequate mental health evaluation because counsel failed to provide mental health experts with adequate background information and that counsel was ineffective for failing to investigate and present mitigating evidence. The trial court denied relief, finding that based on the record Roberts had not been prejudiced by the alleged omissions. The court reasoned:
Seems to me that the doctors involved in this case and of the testimony before me, that these doctors did a very good job in examining this defendant and contacting those people of the family they thought were important and they testified here at length before this court and before the jury as to his background, as to his mental condition. The jury heard it all. Jury heard every bit of it.
The record supports the trial court‘s conclusion that Roberts was not prejudiced by the alleged deficient performance and therefore was conclusively entitled to no relief in connection with these claims.
Similarly, Roberts is not entitled to a hearing in connection with claim XIV that certain exculpatory evidence was withheld by the state in violation of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and
PETITION FOR WRIT OF HABEAS CORPUS
In his petition for writ of habeas corpus, Roberts reasserts many of the claims rejected as prоcedurally barred above and recasts a number of those claims in terms of ineffective assistance of appellate counsel. As his first and second claims, Roberts reasserts claims IV and V
Roberts also relies on Olden for his claim that counsel was ineffective for failing to challenge the trial court‘s refusal to allow the defense to question state witnesses concerning arrests and pending prosecutions. Roberts maintains that this examination would have established the witnesses’ motivation for testifying for the state. This claim was not preserved for appellate review because the specific legal argument now presented was never presented to the trial court. Bertolotti v. Dugger, 514 So.2d 1095 (Fla. 1987). Trial counsel never argued that evidence of the arrests and pending charges was admissible to establish bias or motive for testifying. Trial counsel merely argued that he should be allowed to impeach the witnesses by cross-examining them concerning prior convictions. Appellate counsel‘s failure to raise a claim which was not preserved for appellate review and which does not present a fundamental error does not amount to a serious deficiency in performance. Id.
Roberts also maintains that appellate counsel was ineffective for failing to challenge improper closing argument on direct appeal. Because no objection to the comments complained of was made by trial counsel, appellate counsel was not deficient for failing to raise this point on appeal.
Roberts argues that appellate counsel was ineffective for failing to challenge the state‘s repeated use of an alias in referring to Roberts. Prior to trial a motion precluding the state from referring to Roberts as Less McCullars, an alias which was used by the defendant, was granted. Roberts now maintains that the prosecutor‘s repeated use of the alias while examining witnesses and during closing argument suggested that Roberts had committed other criminal acts and impermissibly injected evidence of criminal propensity. These references were not objected to at trial. Appellate counsel was not deficient for failing to raise this unpreserved claim.
Roberts’ Booth claim, which was found to be procedurally barred above, is not cognizable in a habeas corpus proceeding. Parker, 550 So.2d at 460; Jackson, 547 So.2d at 1199-1200 n. 2.
Counsel was not ineffective for failing to raise the following unpreserved and meritless claims: 1) his death sentence was based on the finding of an automatic aggravating circumstance; 2) the jury was improperly told by the prosecutor and instructed by the court that it should not consider sympathy toward the defendant in making its recommendation; 3) undue weight was given the aggravating factor of “under sentence of imprisonment“; 4) lack of remorse was improperly stressed to the jury; and 5) the jury‘s sense of responsibility at sentencing was diminished, contrary to Caldwell.
We also reject Roberts’ claim that appellate counsel was ineffective for failing to challenge the trial court‘s refusal to find mitigating factors. In fact, the trial court‘s failure to find statutory mitigating factors under
Counsel was also not ineffective for failing to challenge the trial court‘s
We also reject Roberts’ claim that counsel was ineffective for failing tо challenge the hearsay statements of Chief of Police Dyne of Salisbury, Maryland, concerning Roberts’ 1975 conviction of rape and assault with intent to commit murder. During the penalty phase, over objection, Chief of Police Dyne, who initially investigated the prior crime, testified in detail about the former victim‘s account of the crime. On redirect, Chief of Police Dyne also testified, over objection, that the victim refused to come to Miami to testify because she was upset that Roberts was out of prison and “couldn‘t faсe it again.” Relying on our recent decision in Rhodes v. State, 547 So.2d 1201 (Fla. 1989), Roberts argues that this testimony was inadmissible because the victim was not available for cross-examination.
In Rhodes, during the penalty phase of the trial, a law enforcement officer from Nevada was allowed to testify regarding his investigation of Rhodes’ prior offenses of battery with a deadly weapon and attempted robbery. During his testimony, the Nevada officer identified a tape-recorded interview with the sixty-year-old victim. The tape recording was admitted into evidence and lаter played to the jury. While we found it was not error to admit the law enforcement officer‘s testimony, we held it was error to admit the irrelevant and highly prejudicial tape recording of the victim‘s interview because Rhodes “did not have the opportunity to confront and cross-examine this witness.” Id. at 1204.
In this case, Roberts has not established that there was a reasonable probability that the outcome of his appeal would have been different if the claim had been raised. First, because the defense opened the door for testimony concerning the victim‘s statements as to why she would not come to Miami to testify it was not error to admit this testimony. On cross-examination, defense counsel emphasized the fact that the victim of the Maryland offense was not present in the courtroom by asking, “You didn‘t attempt to get hold of her to bring her here, did you?” On redirect by the state, Chief Dyne testified that, “I ... asked her if she would come down, travel down with me to participate” but she was not willing to come. Chief Dyne explained that the victim said she “never got over the assault” and “couldn‘t face it again.” In connection with Chief Dyne‘s testimony concerning the victim‘s account of the crime, even if it were error to admit this testimony, the same basic facts were related to the jury during the officer‘s testimony concerning Roberts’ confession of the crime. Therefore, any error would have been found harmless.
Roberts maintains that appellate counsel was ineffective for not challenging the trial court‘s use of a standard different than that espoused by the United States Supreme Court in Batson in ruling on trial counsel‘s Neil objection to thе state‘s peremptory challenge of two black prospective jurors. Although Batson was decided before Robert‘s direct appeal became final, counsel cannot be faulted for failing to present a claim based on Batson.
During jury selection, one of the prosecutors informed the court that after discussion among the prosecution team, the prosecution wished to back strike juror number 57. Defense counsel made a Neil objection, arguing that there was nothing objectionable about juror number 57 and that he wаs being challenged simply because he was black. Defense counsel then requested that the court conduct a Neil inquiry to ensure that the challenge was not racially motivated. The court then noted that juror number 57 was the first black struck by the state. Although the court declined to rule on the Neil objection finding that it was “untimely,” the state explained that
While the trial court used the term “systematic striking” in connection with its ruling, it is clear from the record that the trial court was following the dictates of Neil and was simply considering whethеr other blacks had been challenged in determining whether Roberts had established that there was a likelihood that the peremptory challenges resulted from impermissible bias. In Slappy, we reaffirmed and refined the standard adopted in Neil. In so doing, we noted that Neil “recognized a protection against improper bias in the selection of juries that preceded, foreshadowed and exceeds the current federal guarantees,” as adopted in Batson. Slappy, 522 So.2d at 20-21. Counsel‘s failure to challenge jury selection based on Batson did not amount to deficient performance and in no way affected Roberts’ appeal.
Accordingly, Roberts’ petition for writ of habeas corpus is denied and the trial court‘s summary denial of Roberts’
It is so ordered.
SHAW, C.J., and OVERTON, McDONALD, EHRLICH, GRIMES and KOGAN, JJ., concur.
BARKETT, J., concurs in result only.