Lead Opinion
ORDER
The Opinion filed on March 21, 2006 and reported at
1) Footnote 6,
The government has invoked only the Chevron deference doctrine. It has not contended here that “individual IJ decisions may be entitled to the lesser form of deference established under Skidmore v. Swift & Co.,
2) In Judge Leavy’s concurrence,
With these amendments, the petition for rehearing en banc is denied. Judge Ber-zon voted to deny the petition for rehearing en banc and Judges B. Fletcher and Leavy so recommended. The full court has been advised of the petition for rehearing en banc, and no judge has requested a vote on whether to rehear the matter en banc. Fed. R.App. P. 35.
No further petitions for rehearing may be filed.
OPINION
We apply a provision of the Immigration and Nationality Act (INA) that forbids the granting of asylum and withholding of removal to individuals who participate in the persecution of others on a protected ground, even if they themselves have a
BACKGROUND
In 1981, Miranda, a native and citizen of Peru, joined the Peruvian Civil Guard in Lima. He was nineteen years old. His duties included protecting government officials and banks from attacks by guerrilla organizations. Because Miranda was a native speaker of Quechua as well as Spanish, he was also assigned to serve as a community leader in an impoverished Que-ehua-speaking neighborhood on the city’s outskirts. In that role his tasks ranged from resolving land-use disputes to preventing infiltration by the guerrilla organization Sendero Luminoso (“Shining Path”). “Sendero Luminoso is a Maoist guerilla organization, founded around 1980, that opposes the current Peruvian government. Sendero Luminoso commits terrorist acts against both government officials and civilians.” Cruz-Navarro v. INS,
Beginning in 1982, Miranda received orders to serve as an interpreter for other officers who interrogated suspected Shining Path members. During interrogations, suspects were often subjected to electric shock torture and beaten on the legs and feet with rubber batons. According to Miranda, “many times in a closed room with sand ... electrical current was passed into their hands or feet,” and the interrogees “shouted and gave expressions of pain.” At his hearing, Miranda admitted witnessing these acts but denied personally executing them. He also maintained that he was unable to influence the torture: “I had no power to do anything about it. I wasn’t able to do anything about it because that would have been against my superiors.” Miranda stated that if he refused, “it would have affected [his] performance rating and[he] would not have been promoted.” Miranda attempted formally to resign only in 1988, six years after the interrogations began. He did so assertedly “because I didn’t want to belong anymore because I didn’t like how the people doing the interrogations abused the Shining Path members,” but on his resignation form he cited “family reasons.”
Miranda carried out his translating duties two to three times a month for seven years. Asked how he felt watching the interrogations, Miranda replied:
Very bad. I thought about all my family.... [I]f I had been able to doanything about it, I would have never let that happen. If there had been a different kind of authority, it wouldn’t have happened. Because it was my orders from my superiors to go and do this work, I had no other alternative than to go do it.... I had to go interpret because I had no other orders.
Miranda was asked if he was “ever able to tell anyone to stop the current or stop doing what they were doing.” He answered:
Yes, because I’m a humanitarian and I feel the suffering of other people. And I was able to tell them don’t put so much current on or don’t put any more because sometimes they couldn’t even speak. Yes, because the Quechua that they spoke, many times they couldn’t even speak it after they were getting this current, so I would say please don’t put any more. And they said to me you’re just an interpreter. You shouldn’t give your opinion here. You’re supposed to just come and interpret what they are saying.
In 1989, Miranda requested and received “anti-terrorist and survival training.” In the course of his training, he helped capture three Shining Path members who had attacked the training group. These guerrillas threatened Miranda and his companions, stating that “each of you will die; we never forget anyone.” Upon returning home Miranda found that his wife and children had been visited by masked men who stole his police uniforms and painted or posted Shining Path slogans on the walls.
Miranda removed his family to a small city sixty miles to the south. He remained in Lima to carry out his police duties. He slept at the police station, returning to his Lima residence only every few days to take care of the family dog. In August 1990, Shining Path members again vandalized Miranda’s property and killed his dog. They painted “we’ll never forget you” on the walls and pinned a note to the corpse of his dog with a threat: “[Y]ou will die in the same way.”
Miranda fled to the United States on August 26, 1990, and his wife followed in 1992. Miranda applied for asylum in June 1993. He stated in his asylum application that: “I have been directly targeted [by the Shining Path] because of my police work and anti-terrorist ... training, and ideologies.” His asylum application was referred to the Immigration Court because “[a]lthough the applicant has demonstrated a well-founded fear of persecution, he is barred from receiving asylum in the U.S. because he participated in the persecution of others.”
The former Immigration and Nationalization Service (INS)
even if Mr. Miranda did not interrogate Shining Path detainees and apply electric shocks or beat them, he was a necessary part of the interrogation. Without his services as a Quechua interpreter, the interrogations could not proceed. With his services, they did proceed. Over six years, the respondent participated in such interrogationstwo to three times per month or approximately 144 to 216 times. He did not protest his role at any time despite his stated qualms and he did not seek to resign from police service until 1990, even assuming that his resignation application was motivated by the psychic wear and tear of his role in the interrogations or his disagreement with them. 3
The IJ determined that Miranda had:
assisted in the persecution of others, namely, Shining Path detainees, on account of their political opinion, that is, their membership in the highly ideological Shining Path. As to the detainees’ political opinion, there is no indication in the record that the detainees were being interrogated for crimes or for reasons other than their connection with the Shining Path.
Miranda appealed to the BIA, asserting that under Fedorenko v. United States,
I
Chevron Deference
When a case is streamlined, the BIA issues a form order indicating that “[t]he decision below is ... the final agency determination.” 8 C.F.R. § 1003.1(e)(4)(ii). We therefore review the IJ’s opinion in this case. Falcon Carriche,
With respect to the IJ’s legal determinations, the government argues that we must apply the deferential review prescribed in Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc.,
When a court reviews an agency’s construction of the statute which it administers, it is confronted with two questions. First, always, is the question whether Congress has directly spoken to the precise question at issue. If the intent of Congress is clear, that is the end of the matter; for the court, as well as the agency, must give effect to the unambiguously expressed intent of Congress. If, however, the court determines Congress has not directly addressed the precise question at issue, the court does not simply impose its own construction on the statute, as would be necessary in the absence of an administrative interpretation. Rather, if the statute is silent or ambiguous with respect to the specificissue, the question for the court is whether the agency’s answer is based on a permissible construction of the statute.
Id. at 842-43,
We have referred to the Chevron doctrine in the context of reviewing a statutory interpretation rendered by an IJ, rather than the BIA. We have not had occasion, however, to apply the second, deferential prong of Chevron where, as in this case, there is no statutory interpretation adopted by the BIA.
In Avendano-Ramirez v. Ashcroft,
Similarly, while explaining the standard of review in Zahedi v. INS,
Here, as the government recognizes, the statute does not spell out what is meant by “assisting], or otherwise participat[ing]” in the persecution of others. For that reason, the government’s arguments supporting the denial of Miranda’s petition for review hinge on the assertion that we must defer under prong two of Chevron to the IJ’s interpretation of the pertinent statutory provisions as including Miranda’s actions with regard to Shining Path members. We must therefore determine whether an IJ’s statutory interpretations are entitled to Chevron deference under the agency’s streamlining regulation. We conclude that they are not.
Recent Supreme Court case law has developed “the limits of Chevron deference owed to administrative practice in applying a statute.” Mead,
Mead declined to apply Chevron deference when agency rulings had no “lawmaking pretense” and did not bind third parties.
Where the BIA simply affirms the results of an IJ’s decision without issuing its own opinion, let alone offering its own statutory analysis or indicating any intent to create precedent that will bind other IJs or itself, the Mead test is not met. After such an affirmance, another IJ could reach the opposite conclusion without violating any established agency position. The IJ’s opinion is just that — the opinion of a single IJ, without precedential value and without the imprimatur of the Attorney General or the Attorney General’s delegatee, the BIA. See 8 C.F.R. § 1003.1(d)(1) (delegating the Attorney General’s statutory interpretation authority only to the BIA). Such an individual IJ’s statutory interpretation is not precedential under the Attorney General’s regulations. See id. §§ 103.3(c) (listing types of precedential decisions); 103.37(g) (same). Just as the tariff ruling in Mead was issued without notice and comment procedures, was not published, and could be modified without notice and comment,
The sheer number of IJ decisions underscores our conclusion that they do not carry the force of law and are thus not entitled to Chevron deference. The Supreme Court has observed that: “Any suggestion that rulings intended to have the force of law are being churned out at a rate of 10,000 a year at an agency’s 46 scattered offices is simply self-refuting.” Mead,
In some circumstances, of course, we do apply Chevron deference to the legal interpretations of the INA by the Attorney General and his delegatees. In INS v. Aguirre-Aguirre,
Neither of those conditions is present when the BIA affinns an IJ’s decision without opinion under the streamlining regulations. In such cases, the BIA does not explicitly adopt a statutory interpretation.
Under these circumstances, an IJ decision, although presented as the final agency determination to be reviewed in federal court, is not legally relevant to any future decisionmaking, including by the very IJ who issued it. See Lin v. U.S. Dep’t of Justice,
Given the features of the streamlining regime and its differences from the scheme given deference in Aguirre-Aguirre, we conclude that Aguirre-Aguirre does not control the question of Chevron’s applicability to a streamlined case. The Second Circuit has reached the same conclusion, noting that “we decline to extend Chevron deference to any statutory construction of the INA set forth in a summarily affirmed IJ opinion.” Id.; see also Ashton v. Gonzales,
In sum, we hold that Chevron deference does not apply to an IJ’s statutory interpretation summarily affirmed by the BIA.
The Persecutor Exception
Under the INA, any person who has “ordered, incited, assisted, or otherwise participated in” persecution of any person on account of a protected ground is ineligible for asylum and withholding of removal. 8 U.S.C. §§ 1101(a)(42), 1158(b)(2)(A)(i), 1231(b)(3)(B)(i); see also 8 C.F.R. § 208.13(c)(2)(i)(E) (mandatory denials).
A. Assistance in persecution
In the opinions that interpret and give shape to the persecution-of-others exceptions under the INA, this court and other circuit courts have turned for guid-anee to a Supreme Court ruling interpreting a similarly-worded statute passed at the close of World War II. See Fedorenko v. United States,
Fedorenko held that, under the terms of the DPA the kind of acts Fedorenko perpetrated were central to its analysis. See
[A]n individual who did no more than cut the hair of female inmates before they
were executed cannot be found to have assisted in the persecution of civilians. On the other hand, there can be no question that a guard who was issued a uniform and armed with a rifle and a pistol, who was paid a stipend and was regularly allowed to leave the concentration camp to visit a nearby village, and who admitted to shooting at escaping inmates on orders from the commandant of the camp, fits within the statutory language about persons who assisted in the persecution of civilians. Other cases may present more difficult line-drawing problems but we need decide only this ease.
Applying Fedorenko to the same statutory language here at issue, we recently considered the persecutor exception to the asylum and withholding of removal provisions. Vukmirovic v. Ashcroft,
Also informative is Hernandez v. Reno,
Thus, determining whether a petitioner “assisted in persecution” requires a particularized evaluation of both personal involvement and purposeful assistance in order to ascertain culpability. See Vukmirovic,
This most basic requirement of personal involvement is met here. Miranda’s actions went beyond mere membership, as he was undisputedly a regular part of interrogation teams who questioned Shining Path members. He was present and active during the alleged persecution. See Xie v. INS,
Fedorenko’s “continuum of conduct” footnote guides us in the next step of the analysis. Whether Miranda’s assistance was material is measured by examining the degree of relation his acts had to the persecution itself: How instrumental to the persecutory end were those acts? Did the acts further the persecution, or were they tangential to it? Cutting the hair of a death camp prisoner bound for execution is a ghastly act. Nevertheless, the hair cutting was in no way essential to the ensuing execution, or even in furtherance of it; nor would cutting the hair of prisoners legitimately confined amount to persecution, standing alone. Thus, the hair cutters did not “assist or otherwise participate in” persecution.
On the other hand, the camp guard who personally shoots at escapees participates directly in a persecutory act: Had he not shot, that particular act would not have happened. More to the present point, guards are essential to the orderly functioning of death camps, even when they do not shoot anyone. The continuum, as these examples show and as the Court in Fedorenko noted, is not an exact or absolute one; difficult line-drawing questions will always persist.
In this case, the IJ stated that Miranda “was a necessary part of the interrogation. Without his services as a Quechua interpreter, the interrogations could not proceed. With his services, they did proceed.” Though conclusory, the IJ’s analysis goes to the heart of the Fedorenko continuum: Miranda was not just engaged in acts peripheral to persecution. Rather, he performed an integral role in facilitating the persecution. In his role as interpreter, Miranda materially aided the persecution process, by translating the questions and answers that were interspersed with electric shock torture. Without the translation, there would have been no reason for the torture to occur as it did, as its point was to elicit informa
Moreover, Miranda makes no colorable claim that his actions were motivated by self-defense or similar extenuating circumstances, as in Vukmirovic. The IJ properly focused on the frequency and length of time that Miranda worked as a translator, finding that Miranda translated in interrogations where torture took place for six to seven years, two to three times per month. The IJ also considered that Miranda did not seek to resign for six years, and that there is no evidence in the record that dire physical consequences — as distinct from economic and career consequences — would have resulted from simply refusing to continue in the Civil Guard. See id. (“[Nothing in the record indicates that Xie did not have the ability to quit his job as a driver at any time in order to avoid the persecution of women that was part of that job. His reason for not doing so appears to have been the loss of wages he would incur. Xie has never suggested that he was physically or psychologically coerced into working for the county as a driver.” (citation omitted)); Singh,
The record before us presents a case perhaps at the margin of the culpability required under the statute. Miranda was not in a position of authority with regard to planning or inciting the interrogations; he did not directly apply the electric shocks or beatings; he did not supply the physical compulsion that allowed the torture to occur, as do armed guards; and he did not, forcibly or otherwise, arrest the victims or bring them to the place of torture. Nonetheless, as the IJ found, his services were integral to the particular form of persecution that occurred. We conclude that the IJ’s determination that the necessary elements of Miranda’s personal assistance in acts that furthered the persecution of others have been established is supported by substantial evi
B. On account of political opinion
As the IJ applied the correct, established legal standards with regard to this second issue of nexus between the persecution and a protected ground by inquiring into whether “the detainees were being interrogated for crimes or for reasons other than their connection with the [highly ideological] Shining Path,” we proceed to review his factual findings for substantial evidence. See Mohammed v. Gonzales,
Evidence presented to the IJ indicated that Miranda assisted in the persecution of others on account of their political opinion. Specifically, Miranda testified that those interrogated and tortured were members or suspected members of the Shining Path; that “interrogation” was different from questioning a possible suspect; that “[i]n-terrogating is asking people where is a certain group, what do they do, investigating their bases, finding out who them boss is, where he lives, who he lives with;” and that of those interrogated “[a]ll of them were only Shining Path.”
Our case law suggests at least two ways Miranda could have met his burden of disproving that he assisted in the persecution of others on account of their political opinion. First, Miranda could have presented evidence that these interrogations were part of legitimate criminal prosecutions. By “legitimate,” our case law refers to a prosecution that was not tainted, even in part, by impermissible motives corresponding to grounds protected under the INA. See Borja v. INS,
We conclude that substantial evidence supports the IJ’s determination that “there is no indication in the record that the detainees were being interrogated for crimes or for reasons other than their connection with the Shining Path.” Miranda did not establish that being a member of the Shining Path was a criminal offense in Peru, or that these actual or suspected members were under investigation for carrying out specific terrorist acts or were subsequently prosecuted for their crimes. We have repeatedly held that persecution “in the absence of any legitimate criminal prosecution, conducted at
The second way Miranda attempts to disprove his assistance of persecution on account of political opinion is to argue that the interrogations and torture were part of generalized civil discord, rather than politically-motivated persecution. Cf. Rostomian v. INS,
At the same time, “wide-spread violence and detention cannot override record evidence that persecution occurred at least in part as a result of an applicant’s protected status.” Ndom,
On this record, Miranda has not established that the particular persecution in which he was involved — interrogations involving torture — was in direct opposition to acts of terrorism or civil strife. As explained by the BIA in Rodríguez-Maja-no, “harm which may result incidentally from behavior directed at another goal, the overthrow of a government or, alternatively, the defense of that government against an opponent, is not persecution.... We would include in this list [] engaging in military actions, the attacking of garrisons, the burning of cars, and the destruction of other property as actions outside the limits of the term ‘persecution.’ ” (19 I. & N. Dec. at 815,
In sum, while the record makes clear that the Shining Path was a terrorist organization, Miranda’s testimony does not demonstrate that the particular Shining Path adherents who were interrogated and tortured were criminal suspects or armed guerrillas actively engaged in military activity, rather than individuals known to sympathize with the Shining Path’s political goals. Substantial evidence therefore supports the IJ’s determination that Miranda did not meet his burden of establishing that he did not assist in persecution of others on account of their political opinion.
For the reasons given, Miranda’s services as an interpreter amounted to assistance in persecution. His acts were material to the interrogations and their accompanying torture, and his assistance was personally culpable — that is, engaged in for reasons other than direct self-defense and unaccompanied by meaningful attempts at noncompliance or escape. Together, these elements establish that Miranda is covered by the persecutor exception. As Miranda did not rebut, by a preponderance of the evidence, the indication that his persecution of suspected Shining Path members was on account of political opinion, we deny the petition for review.
PETITION FOR REVIEW DENIED.
Notes
. Madeleine Lopez, Miranda's wife, is derivatively included in Miranda's asylum application and was thus also barred. Where appropriate, we refer to the two petitioners collectively as "Miranda.''
. On March 1, 2003, the INS ceased to exist and its functions were transferred to the new: ly-created Department of Homeland Security. See Aguilera-Ruiz v. Ashcroft,
. The IJ’s timeline is not precisely accurate, as Miranda testified that he attempted formally to resign in 1988 and then sought anti-terrorist training. Miranda does not argue that he was compelled to remain in the police force on account of factors other than duty, police regulations governing resignations, and career considerations.
. There are cases in which an IJ's decision will simply apply BIA precedent that is subject to Chevron deference. See, e.g., Damko v. INS,
. Inconsistent results can, however, implicate constitutional concerns. See generally Njugu-na v. Ashcroft,
. The government has invoked only the Chevron deference doctrine. It has not contended here that “individual IJ decisions may be entitled to the lesser form of deference established under Skidmore v. Swift & Co.,
. Deferral of removal under the Convention Against Torture (CAT) is not so precluded. See, e.g., Singh v. Gonzales,
. Laipenieks addressed former 8 U.S.C. § 1251(a)(19) and held that the “ordered, incited, assisted, or otherwise participated in the persecution of any person” standard “requires that ... the evidence establish! ] that the individual in question personally ordered, incited, assisted, or otherwise participated in the persecution of individuals.”
. The Eighth Circuit observed that:
The facts here are very different from those in Fedorenko. Although Fedorenko was free to leave Treblinka from time to time, he never tried to escape. Hernandez was never given any leave, and he escaped at his first opportunity. Fedorenko served at Treblinka for over a year, but Hernandez spent only 20 days as a prisoner of ORPA. Unlike Fedorenko, Hernandez never received any payment or reward from ORPA. Hernandez risked his life by articulating his disagreement with ORPA’s violent tactics, by disobeying his commander's orders to shoot directly at the villagers, and by fleeing from his captors into Mexico. While Fedorenko and his fellow Ukranians far outnumbered the Germans at Treblinka, Hernandez and two other forced recruits were isolated within a group of fifty guerrillas. And significantly, Hernandez himself revealed his involvement with ORPA to United States officials whereas Fedorenko omitted important information on his entry documents and covered up his connection with Treblinka.
Hernandez,
. Aside from Bah, courts interpreting the relevant INA provisions have used caution in applying Fedorenko's reading of the similarly-worded DPA to mean that "an individual's service as a concentration camp armed guard — whether voluntary or involuntary— ma[kes] him ineligible [for relief].''
. Laipenieks, which emphasized the need for precision along this range of personal involvement, has on occasion been read to require a persecutor personally to inflict injury, rather than to behave in some capacity that made it possible for others to engage in brutal acts. See, e.g, United States v. Reimer,
. The last statement was made in reply to the question "How many of those interrogations were interrogations of suspected terrorists?”
. Miranda argues that "[i]n the same way that this country has detained and interrogated suspected Al Quaeda sympathizers, Peru could not afford to allow Shining Path members to go free irrespective of the fact that there were no particularized charges of crimes." This contention begs the question of the persecution at issue, as it avoids addressing the torture Miranda assisted. Miranda does not advance the argument that torture becomes lawful in warfare or civil conflict, and there is voluminous authority to the contrary, notably the Convention Against Torture itself, which Peru signed in 1985 and ratified in 1988. See Office of the United Nations High Comm'r for Human Rights, Status of ratification of the Convention against Torture (Nov. 2, 2004), available at http://www.ohchr.org/english/ law/cat-ratify.htm. The Convention’s part 1, article 2 states in relevant part: "No exceptional circumstances whatsoever, whether a state of war or a threat of war, internal political instability or any other public emergency, may be invoked as a justification of torture.” Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, opened for signature Dec. 10, 1984, pt. 1, art. 2, 1465 U.N.T.S. 85, available at http:// www.unhchr. ch/html/menu3/b/h_cat3 9 .htm.
Concurrence Opinion
concurring:
I concur in Part II of the opinion. In this relatively straightforward case, the IJ determined that Miranda had “assisted in the persecution of others ... on account of then- political opinion” under 8 U.S.C. § 1101(a)(42), and was thus ineligible for asylum and withholding of removal under 8 U.S.C. §§ 1158(b)(2)(A)(i) and 1231(b)(3)(B)(i). The BIA “streamlined” the case, affirming the result without an opinion. In such a case, we review the IJ’s factual determinations for substantial evidence and we review de novo the IJ’s legal conclusions. Reyes-Reyes v. Ashcroft,
The discussion in Part I regarding Chevron deference is irrelevant to the outcome of this case. Whether we defer or not to the IJ’s legal conclusion has no effect on the outcome for Miranda — either way, he does not prevail. We should reserve the discussion on Chevron deference to a case where the resolution of this issue is necessary to the decision.
