Robert J. ROBERT, Appellee, v. Richard J. CHODOFF, M.D., Jefferson Medical College Hospital.
Appeal of JEFFERSON MEDICAL COLLEGE HOSPITAL.
Superior Court of Pennsylvania.
Decided Oct. 20, 1978.
393 A.2d 853 | 259 Pa. Super. 332
Argued June 14, 1978.
S. Robert Levant, Philadelphia, for appellee.
Before JACOBS, President Judge, and HOFFMAN, CERCONE, PRICE, VAN der VOORT, SPAETH and HESTER, JJ.
PER CURIAM:
Appellant hospital seeks to overturn a jury verdict in appellee‘s favor in a medical malpractice action. In order to accomplish this purpose, appellant raises the following broad contentions for our consideration: (1) appellee did not introduce sufficient evidence to support the submission of alternative theories of negligence to the jury, (2) the lower court‘s charge misstated the law of proximate cause and burden of proof, distorted the evidence, and confused the jury, (3) the lower court thwarted appellant‘s presentation of its primary defense, and (4) the $800,000 jury verdict was excessive. We find these contentions unpersuasive.1 Accordingly, we affirm the lower court‘s order denying appellant‘s post-verdict motions.
On June 18, 1965, appellee filed a complaint in trespass against appellant hospital and Dr. Richard J. Chodoff in the Philadelphia County Court of Common Pleas. Put simply, the complaint alleged that the defendants’ negligence in performing a trans-thoracic vagatomy operation on appellee on November 4, 1963, and in rendering inadequate post-operative care resulted in serious brain damage to appellee. Over the next ten years, the parties engaged in an unremitting pleading and discovery battle. On May 21, 1975, a jury trial finally commenced before Judge CARSON, in the Philadelphia County Court of Common Pleas.
The following facts emerged at trial. On November 17, 1962, beset by a bleeding ulcer, appellee entered appellant hospital. Dr. Chodoff performed a partial gastrectomy in order to correct appellee‘s problem, and appellee left the hospital on December 22, 1962. However, massive bleeding from a marginal ulcer developed during the next year. Consequently, appellee reentered Jefferson Hospital on October 25, 1963. On the morning of November 4, 1963, Dr. Chodoff performed a trans-thoracic vagatomy; this elective operation entails cutting through the patient‘s chest and side in order to sever a vagus nerve, thus decreasing the acidity contained in the stomach. After removing the ulcer, Dr. Chodoff closed and sutured the incision.2 After the operation, Dr. Chodoff issued 11 post-operative orders; one order required the checking and recording of the patient‘s vital signs—including temperature, pulse, respiration rate, and blood pressure—every 15 minutes for one hour and thereafter every hour for ten hours. Despite this order, appellee‘s temperature was recorded only four times on his graphic record dated November 4, 1963.
Appellee‘s graphic record indicates that his temperature was 102.2 at noon on November 5th. At 4:00 p. m., his temperature was 101.4. However, the graphic record does not contain entries of appellee‘s temperature at 8:00 p. m., on November 5th, midnight, or 4:00 a. m., on November 6th. At 8:00 a. m., on November 6th, a nurse registered appellee‘s temperature at 105.2 on the graphic record. During the 16 hour hiatus between 4:00 p. m., on November 5th, and 8:00 a. m., on November 6th, someone made multiple entries of appellee‘s pulse, respiration rate, and blood pressure in the
Dr. Chodoff and Margaret Summers, for 20 years a head nurse at Jefferson and at the time of trial a supervisor of the hospital‘s staff development, testified that hospital procedure required that a nurse at Jefferson would take a patient‘s temperature and vital signs and then immediately record this information as well as any other pertinent observations in a nurse‘s notebook. According to Ms. Summers, immediate recording in this notebook protected against a memory lapse before the nurse transferred the information to the graphic record kept outside the nurse‘s station. According to Dr. Chodoff, transfer of the information contained in the nurse‘s notes to the central graphic record was essential because a doctor visiting a patient at Jefferson would first consult the centrally located chart to ascertain the patient‘s progress and current condition. At trial, neither appellant nor appellee could produce any nurse‘s notes containing a recording of appellee‘s temperature between 4:00 p. m., on November 5th, and 8:00 a. m., on November 6th. Furthermore, neither party produced a witness who could testify that appellee‘s temperature either was or was not taken during this time period.5
At 8:00 a. m., on November 6th, a nurse took appellee‘s temperature and recorded it at 105.2 degrees in the graphic record. At 10:45 a. m., after the administration of aspirin, appellee‘s temperature registered 106 degrees. At this time,
Sometime after 1:00 p. m. and before 2:00 p. m., on November 6, Dr. Chodoff arrived at appellee‘s bedside and immediately observed that appellee‘s life was in danger. Within 30 seconds, Dr. Chodoff diagnosed the problem and began treatment. Because of the gravity of the situation, Dr. Chodoff operated in appellee‘s room instead of removing him to an operating room. The doctor administered local anesthetic, opened the patient‘s trans-thoracic incision, and then made new incisions above and below the trans-thoracic incision; this procedure allowed oxygen to reach the tissues. Dr. Chodoff also sutured catheters into place for the purpose
Appellee suffered through a turbulent recovery period after the emergency operation. He received antitoxins for gasgangrene, massive doses of penicillin to combat the fever and infection, and L‘neosynephrine to maintain his blood pressure. On the fifth day after Dr. Chodoff‘s emergency surgery, appellee began to hallucinate,8 and on the sixth day, his condition became semi-stuperous. Appellee‘s memory and recall became impaired, his thinking disjointed, and his perception of time disoriented. Thereafter, during the remaining four weeks of his hospitalization, hospital personnel gradually controlled appellee‘s infection and fever. On December 7, 1963, appellee left Jefferson Hospital.9
After his discharge, appellee‘s personality and behavior underwent a gradual, but complete change. He became an introvert and an undependable employee in his job as a number one pumper at a Gulf Oil Company refinery in Philadelphia. When a company doctor attempted to induce appellee to return to work after a period of sickness, appellee concluded that his doctor was conspiring against him, and the doctor concluded that appellee was psychoneurotic. In June, 1965, appellee sought the assistance of the psychiatric service of the Veterans Administration Hospital; doctors at this institution concluded that appellee was schizophrenic. On June 21, 1965, appellee, only 47 years old at the time,
While the parties at trial did not seriously dispute the severity of appellee‘s structural brain disease, they did vigorously contest the issues of the hospital‘s alleged negligence and the cause of appellee‘s present disability. Both sides presented several expert witnesses who offered the following opinion testimony.
Dr. Elliot Mancall, Chief of Neurology at Hahnemann Hospital in Philadelphia, opined that appellee‘s “. . . neurological problem dates initially to damage to the brain as a result of extremely high body temperature, coupled with a very low blood pressure, with, perhaps, in all likelihood, some intensification of his neurological problem as a result of a combination of later factors, including alcohol, possible Doriden, and some of the more recent tranquilizers which have been used.” Specifically, Dr. Mancall testified that appellee‘s body temperature of 105 degrees or over on November 6, in conjunction with his perilously low blood pressure readings,13 killed nerve cells in his brain, thus resulting in its shrinkage and in permanent damage.
Appellant also presented an imposing array of expert witnesses who proffered a different explanation of appellee‘s brain disease. Dr. Joseph Slap, a clinical professor at Hahnemann Medical College and an expert in clinical pharmacology and psychosomatic diseases, testified that appellee‘s brain damage resulted from “. . . Wernicke-Korsakoff‘s Syndrome, . . . a disease which is seen almost exclusively in alcoholics.”14 In reaching this conclusion, Dr. Slap assumed that appellee had exhibited a past history of heavy drinking.15 Dr. Slap also directly attacked Dr. Man-
Dr. Herbert S. Heineman, Director of the Infectious Diseases Division of Hahnemann Medical College and Chief of the Clinical Microbiology Laboratory at Philadelphia General Hospital, also provided expert testimony for the defense. According to Dr. Heineman, even if a nurse did thrust a kleenex between appellee‘s wound and his bandage on the afternoon of November 4, 1963, this action could not have possibly caused appellee‘s clostridial cellulitis infection. Dr. Heineman emphasized that appellee‘s wound had been closed immediately after surgery and that a film of coagulated serum developing two to six hours later further sealed off the wound to outside sources of infection. Because clostridial cellulitis could not occur unless organisms were implanted deep into the tissue, Dr. Heineman surmised, without ascribing any fault to Dr. Chodoff, that the infection probably occurred in the operating room.17 Finally, Dr. Heineman observed that temperatures do not go up or down gradually over a period of time; instead, temperatures “spike” or fluctuate rapidly. Thus, one could not assume that appellee‘s temperature gradually increased from 101.4 degrees at
On June 6, 1975, after more than two weeks of trial and 1200 pages of testimony, the lower court submitted the case to the jury, and the jury returned a verdict in appellee‘s favor in the amount of $800,000. Appellant thereupon filed extensive written post-verdict motions and developed its arguments in a brief filed of record. After hearing oral argument, the lower court, sitting en banc, denied appellant‘s motions on July 27, 1976. This appeal followed.
I
Appellant first contends that the lower court erred in submitting alternative theories of negligence to the jury. In its charge to the jury, the lower court submitted two alternative theories of negligence underpinning potential liability for the jury‘s consideration: (1) the negligence of the hospital nurse in allegedly stuffing a kleenex under the bandage covering the incision, thus allegedly causing appellee‘s clostridial cellulitis infection and leading to his subsequent fever and brain damage, and (2) even if the jury disbelieved the testimony concerning the alleged kleenex incident, the jury could still impose liability if the jury found that the hospital‘s agents19 failed to render reasonable post-operative care and consequently caused the complained-of brain damage.20
trial court submitted three discrete theories of negligence to the jury: (1) negligence based on the alleged kleenex incident, (2) negligence based on the alleged failure of the hospital nurse to take appellee‘s temperature between 4:00 p. m., on November 5, and 8:00 a. m., on November 6, and (3) negligence based on resident Gosin‘s failure to perform surgery immediately at 10:45 a. m. when he first detected appellee‘s parlous condition. However, appellee‘s particularization of the above theories of negligence mischaracterizes the lower court‘s charge. At no point did the lower court charge that the jury could impose liability based solely on the nurse‘s alleged negligence in failing to take appellee‘s temperature during a 16 hour period or based solely on the resident‘s alleged negligence in failing to perform an operation at once. Instead, the lower court instructed the jury that it must assess the adequacy of the hospital‘s post-operative care over the entire time period between the November 4th surgery and Dr. Chodoff‘s life-saving performance on the afternoon of November 6th. Accordingly, we decline appellant‘s invitation to break appellee‘s case into three, rather than two, separated components for purposes of analysis. We further note that the lower court at two later points in its charge instructed the jury that it could not find the hospital liable unless it found that the negligence of appellant‘s agents caused appellee‘s infection. However, appellee‘s attempt to prove that the agents’ alleged negligence produced his infection depended entirely on the jury crediting the testimony of his mother-in-law and wife concerning the kleenex incident. Thus, the lower court‘s subsequent comments contradicted its earlier instruction that the jury could still find the hospital liable even if it rejected the testimony concerning the kleenex incident. Appellant did not object at trial that this ostensible contradiction confused the jury; indeed, any confusion caused could only have benefitted appellant.
In the case at bar, we have no trouble determining that a jury had sufficient evidence before it to find that hospital agents violated the appropriate standard of care and that this violation proximately caused appellee‘s extensive brain damage. In reaching this conclusion, we focus on the time period between 8:00 a. m., and sometime before 2:00 p. m., on November 6, 1963. In particular, we emphasize the failure of the hospital nurse and the hospital resident to take the action required by the appropriate standard of medical care to ameliorate appellee‘s critical condition.
At 8:00 a. m. on November 6, a nurse took appellee‘s temperature and recorded it at the precariously high level of 105.2 degrees. According to Dr. Chodoff, a nurse upon discovering such a high temperature had a duty to call immediately the resident or intern on duty; the resident or intern would then evaluate the patient‘s condition and decide whether to alert the attending physician. According to Margaret Summers, head medical surgery nurse at Jefferson
The hospital confronts a similar dilemma with respect to the testimony concerning the resident‘s examination of appellee at 10:45 a. m. Although the status of this resident is unclear, the record permits a finding that he violated the standard of care owed appellee. According to Dr. Chodoff, appellee‘s precarious situation was just as critical at 10:45 a. m., as it was when Dr. Chodoff arrived at appellee‘s hospital room between 1:00 p. m., and 2:00 p. m., that afternoon. If Dr. Chodoff had seen appellee at 10:45 a. m., he would have operated instantly. Moreover, Dr. Chodoff testified that sound medical practice would have dictated that either a surgeon or a senior resident operate immediately once he viewed appellee‘s condition at 10:45 a. m. Thus, if the examining resident enjoyed senior status, then he had a duty to operate on appellee without further delay. Dr. Chodoff also testified that if the resident examining appellee at 10:45 a. m. was not a senior resident and could not perform the indicated surgery, he had a duty to notify immediately either a senior resident or a surgeon who, in turn, would operate.
On the basis of the facts presented at trial, we know that the resident who examined appellee at 10:45 a. m. failed to operate immediately. Indeed, the record is silent as to exactly what steps—beyond the temporizing precaution of ordering a gram stain analysis—the resident took between 10:45 a. m., and 1:00 p. m. If the resident failed to notify
Appellant also complains that appellee did not introduce sufficient evidence to demonstrate that appellee‘s failure to render adequate post-operative care proximately caused appellee‘s conceded serious brain damage. To the contrary, Dr. Mancall testified without equivocation that appellee‘s brain damage directly resulted from his exposure to high blood temperature and low blood pressure over a sustained period of time, and Dr. Ober testified that brain damage could occur in as little as two hours. Dr. Kool also unhesitatingly asserted that appellee‘s hyperthermia and low blood pressure on November 6, 1963, caused his brain
II
Appellant‘s next general contention is that the lower court‘s charge misstated the law of proximate cause and burden of proof, distorted the evidence, and confused the jury. In a related contention, appellant asserts that the lower court‘s procedure in delivering the charge to the jury deprived appellant of its procedural due process rights and prevented it from making the timely and specific objection required to preserve the particular arguments now pressed on appeal. Because the latter contention of necessity determines our scope of review of appellee‘s particular objections to the charge, we will treat it first.
We do not address the merits of appellant‘s procedural due process challenge because appellant has waived this argument. Appellant neither raised an objection to the trial court‘s procedure at trial nor included the issue in its written post-verdict motions or in its brief in support of these motions. Under the circumstances, appellant has waived it general attack on the procedural validity of the court‘s charge. See Dilliplaine v. Lehigh Valley Trust Co., 457 Pa. 255, 322 A.2d 114 (1974) (hereinafter Dilliplaine); Schneider v. Albert Einstein Medical Center, 257 Pa.Super. 348, 390 A.2d 1271 (1978). Once we decide that appellant has waived its procedural attack on the court‘s charge, it ineluctably follows that appellant has waived any objection to the court‘s charge which it failed to raise in a specific and timely fashion below or in written points for charge.24 Dilli-plaine, supra; Campana v. Alpha Broadcasting Co., Inc., 239 Pa.Super. 39, 361 A.2d 708 (1976).
Appellant next contends that the lower court contravened the requirements of Hamil v. Bashline II, supra and Gradel v. Inouye, 252 Pa.Super. 392, 381 A.2d 975 (1977), when it charged the jury that proximate causation entails a finding that the hospital‘s negligence was “. . . a substantial factor in causing [appellee‘s] organic brain damage.”25 Appellant contends that the lower court should have charged the jury as follows: “In determining what is proximate cause, the true rule is that the injury must be the natural and probable consequence of the negligence — such a consequence as, under the surrounding circumstances of the case, might and ought to have been foreseen by the wrongdoer as likely to flow from his act.” (quoting from Guca v. Pittsburgh Railway Co., 367 Pa. 579, 586, 80 A.2d 779, 782 (1951)) (Emphasis supplied). However, for the reasons stated below, we find that appellant has waived this objection to the court‘s charge.
At trial, appellant submitted the following point for charge on the issue of proximate causation: “8 . . . The proximate cause of an event is that which, in a natural and continuous sequence, unbroken by any new, independent cause, produces the event, and without which the event would not have occurred. The real test is not whether the injury was the natural and probable result of that negligence. . . .” (“not” emphasized in original; our Court supplies the remaining emphasis.) After the lower court completed reading its charge, it asked counsel for their specific exceptions. When the court expressed its belief that the “substantial factor” charge covered the gist of appellant‘s point for charge no. 8, counsel responded only that the court had failed to emphasize sufficiently the concept of independent intervening cause. Counsel at no point object-
Appellant further argues that the lower court erred in rejecting several of its properly submitted points for charge. We will briefly discuss and reject each of its arguments.
First, appellant maintains that the lower court erred in failing to read appellant‘s proposed charge on credibility. However, our review of the trial court‘s charge demonstrates that the court related the matter of credibility comprehensively and accurately; indeed, the court stressed the very factors — demeanor, interest, bias, means of observation, corroborating testimony, and surrounding circumstances — stressed by appellant in its point for charge.
Second, appellant argues that the trial court should have instructed the jury that an unexpected, unfortunate or even disastrous result is not, in and of itself, proof of negligence. While we agree with this proposition, see Donaldson v. Maffuci, 397 Pa. 548, 156 A.2d 835 (1959); Ragan v. Steen, supra, we do not believe that the omission of this charge in the instant case amounts to reversible error. The lower court‘s charge repeatedly emphasized that appellee had the burden of proving appellant‘s specific acts of negli-
Third, appellant challenges the lower court‘s alleged refusal to specify the different standards of care which nurses, doctors, and residents must observe. Insofar as appellant argues that the lower court failed to specify the standard of care applicable to a resident, appellant waived this contention by failing to incorporate the purported distinction in a point for charge or to object to the wording of the court‘s charge after its delivery. See Dilliplaine, supra. Insofar as appellant claims that the lower court failed to particularize the appropriate standards of care for nurses and doctors, we disagree with appellant on the merits. The court specifically charged the jury that a nurse has a duty to follow a doctor‘s instructions, including the taking and recording of vital signs and reporting of a rise in temperature. Under the facts of this case, this articulation of a nurse‘s duty is the appropriate standard of care against which to measure a nurse‘s allegedly negligent conduct. We also note that appellant raises no objection to that portion of the charge stating the appropriate standard of care for a doctor.
Fourth, appellant asserts that the lower court erred in failing to charge the jury that if it believed that appellee‘s injuries stemmed from causes beyond appellant‘s control, then it should enter a verdict in appellant‘s favor. This proposed charge also would have admonished the jury not to speculate or conjecture as to the precise cause of appellee‘s injuries. Again, we believe that the lower court‘s charge adequately covered the substance of this proposed instruction when it stated appellee‘s burden of proof on the causation issue. Appellant‘s proffered charge would have accomplished no more than to recast the court‘s charge on burden of proof into its converse proposition: if the jury affirmatively finds that the hospital‘s negligence did not cause
Finally, according to appellant, the lower court should have charged the jury that it should not find in plaintiff‘s favor if it determines that plaintiff suffered from an unfortunate condition in existence prior to his treatment at Jefferson. No discernible evidence in the instant case suggests that appellee suffered from organic brain damage prior to the 1963 operation; the requested point for charge would have only confused, not aided, the jury. Moreover, the lower court thoroughly and repeatedly instructed the jury that appellee had the burden of proving that appellant‘s negligence during the 1963 hospitalization caused appellee‘s subsequent brain damage. There is no merit to this last contention.
We have now reviewed all of appellant‘s attacks on the trial court‘s charge and found them wanting. We turn next to appellant‘s equally pervasive, but ultimately futile challenge to the lower court‘s evidentiary rulings.
III
Appellant next presents a number of contentions which allegedly demonstrate that the lower court effectively thwarted the presentation of its primary defense. More specifically, appellant contends that the lower court defeated its attempt to prove that appellant suffered from Wernicke-Korsakoff‘s Syndrome — a brain disease caused by excessive use of alcohol — through a series of erroneous and prejudicial evidentiary rulings and through overt manifestations of hostility towards defense counsel and a defense witness. At the outset, we state our belief that the record reveals that the trial court acted fairly and evenhandedly throughout the more than two weeks of trial. With this observation firmly
Appellant first directs our attention to the lower court‘s purported failure to allow Dr. Slap, appellant‘s chief witness on the nature and consequences of Wernicke-Korsakoff‘s Syndrome, to testify that he disagreed with the conclusions of Dr. Mancall, appellee‘s main proponent of the hyperthermia and low blood pressure theory of causation. Putting this contention into its specific context, we note that the alleged error occurred when appellant‘s counsel asked Dr. Slap whether he agreed with the conclusions Dr. Mancall had expressed in an article entitled “Some Unusual Neurological Diseases Complicating Chronic Alcoholism.” The lower court sustained an objection because appellant‘s counsel had not cross-examined Dr. Mancall on the basis of this article when Dr. Mancall was on the stand; thus, Dr. Mancall never had an opportunity to explain his conclusions or to clarify any discrepancies between his written conclusions and his trial testimony. According to appellant, the lower court‘s ruling impermissibly deprived it of an opportunity to impeach and contradict the fundamental basis of appellee‘s case: Dr. Mancall‘s expert conclusions. We disagree.
McCormick on Evidence, § 37 at p. 72 (McCleary Ed. 1972) states the general rule proscribing the impeachment of a witness by a prior inconsistent statement without affording the declarant an opportunity on cross-examination to deny or explain the statement:
“In 1820 in the answers of the judges in Queen Caroline‘s Case, it was announced: ‘If it be intended to bring the credit of a witness into question by proof of anything he may have said or declared touching the cause, the witness is first asked, upon cross-examination, whether or not he has said or declared that which is intended to be proved.’ [2 Brod. & Bing. 284, 313, 129 Eng.Rep. 976 (1820)]. Thus was crystallized a practice which was previously occasional and discretionary. Only later and gradually was it almost universally accepted in this country. The purposes of the requirement are (1) to avoid unfair surprise to the adversary, (2) to save
time, as an admission by the witness may make the extrinsic proof unnecessary, and (3) to give the witness, in fairness to him, a chance to explain the discrepancy.” (footnotes omitted). See also 3A Wigmore on Evidence §§ 1025-39 (Chadbourn rev.). While Pennsylvania courts once applied this rule in an inflexible manner, see, e. g., Marshall v. Carr, 275 Pa. 86, 118 A. 621 (1922), recent cases have emphasized the trial court‘s discretion to allow impeachment on the basis of a prior inconsistent statement without requiring the laying of a foundation on cross-examination. See Commonwealth v. Dennison, 441 Pa. 334, 272 A.2d 180 (1971); Commonwealth v. Robinson, 229 Pa.Super. 131, 324 A.2d 441 (1974).29
In the instant case, we perceive no abuse of discretion in the lower court‘s ruling. This case involved complicated, indeed esoteric, questions of medical science; it would be grossly unfair to allow one expert witness — Dr. Slap — to summarize and criticize the conclusions of another expert witness — Dr. Mancall — without first affording the latter an opportunity to place his article‘s conclusions into context or to explain why the article‘s conclusions do not necessarily apply to the facts at hand.30 The lower court acted well within the boundaries of its discretion when it refused to allow the projected line of questioning. See Steffy v. Carson, 422 Pa. 548, 222 A.2d 894 (1966).31
The court‘s refusal to allow Dr. Slap to express his disagreement with the conclusions reached in Dr. Mancall‘s article spawned another problem. After sustaining the objection, the court asked defense counsel if Dr. Slap was qualified as an expert on the subject of alcoholism and suggested that if he was, Dr. Slap should testify as to his own conclusions rather than those of Dr. Mancall. Upon receiving counsel‘s assurances that Dr. Slap was a qualified expert on alcoholism, the court further wondered whether sufficient evidence of chronic alcoholism had been presented so that an expert could properly express his opinion about the effect of such a problem on appellee‘s brain disease. Appellant now alleges that by speculating on the sufficiency of the evidence to support a finding of chronic alcoholism at that time in the trial, the lower court vitiated its primary defense. However, appellant has waived this contention by failing to object to the court‘s comments at trial. If counsel found the court‘s observations objectionable and potentially damaging, he should have immediately requested a sidebar conference for the purpose of informing the court of his objection and giving the court an opportunity to cure any error it might have made. Here, appellant‘s counsel entered no objection to the court‘s comments whatsoever; his only statement after the court finished its observations was: “Thank you, your Honor.” Furthermore, the lower court‘s observations had no consequential impact on Dr. Slap‘s testimony. He proceeded to outline his theory of how Wernicke-Korsakoff‘s Syndrome caused appellee‘s brain damage, and he stressed appellee‘s history of drinking problems as the basis of his conclusions.32
“Q. [1] Is there anything in here that you don‘t agree with in this book of principles of internal medicine?
“MR. LEVANT [Appellee‘s counsel]: Objection, Your Honor.
“THE COURT: Sustained.
“Q. Doctor, if in this book that I just mentioned, they list under ‘cerebral atrophy’ one of the causes as alcoholism or alcohol, would you agree with that?
“A. I think in terms of cerebral cortical atrophy, yes, alcohol is among the causes.
“Q. [2] Now, if, Doctor, in the index under ‘cerebral atrophy,’ there are other entries in this book and hyperthermia does not appear as one of these entries, would you agree with that?
“MR. LEVANT: Objection, Your Honor.
“THE COURT: Sustained.
“BY MR. ROSSITER [Appellant‘s counsel]: “Q. Doctor, would you take this book and look at the index for me.
“A. (The witness complies.)
“Q. Do you have the index open, Doctor?
“A. I have it open, yes.
“Q. [3] What is the first entry under ‘cerebral atrophy‘?
“MR. LEVANT: Objection.
“THE COURT: Sustained.
“Q. [4] Doctor, is hyperthermia listed in the index as a cause for cerebral atrophy?
“MR. LEVANT: Objection.
“THE COURT: Sustained.
“Q. [5] Doctor, if you were confronted with any authoritative book wherein there was information that reports of cerebral atrophy and large ventricles tends to confirm or at least is consistent with Korsakoff‘s psychosis, would you agree with that?
“MR. LEVANT: Objection.
“THE COURT: Sustained.”
Questions one and five are so patently overbroad as to be meaningless; in question one, counsel neglected his obligation to narrow his question to a specific portion or passage of the text while in question five, counsel failed to specify any book at all. Question two is in fact a non-question and does not deserve a response. Questions three and four attempt to establish that the text‘s index omitted mention of hyperthermia under the heading “cerebral atrophy“; according to appellant, this omission signifies the author‘s belief that hyperthermia could not have caused appellee‘s cerebral atrophy.34 At best, the inference which appellant seeks to draw from the absence of an entry in the index is tenuous and strained; even assuming the relevance of this line of
Appellant next contends that the trial court erred in preventing Dr. Heineman, a defense expert, from answering the following question on direct examination:
“Q. Dr. Mancall, in his report, seemed to, if I read it correctly — I don‘t have it in front of me here — seemed to believe that the combination of high — or excuse me, the low blood pressure which the chart reflects and the fever which the temperature chart and the progress note reflects, seem to have a bearing on the hyperthermic episode, and it‘s combination with the hypotensive episode, seemed to have a bearing on the case, in that this in effect caused death of brain cells.
“Do you agree with his analysis?
“MR. LEVANT: Objection.
“THE COURT: Sustained.”
(emphasis supplied). This question unfairly mischaracterizes Dr. Mancall‘s testimony; by constant repetition of the word “seemed“, counsel imputed a lack of certainty to Dr. Mancall‘s testimony which it did not contain. The lower court properly sustained appellee‘s objection.35
We now examine two allegations that the lower court manifested hostility towards the defense when it reprimanded without justification defense counsel and a defense witness. The first incident of alleged hostility arose when appellant‘s counsel attempted to cross-examine Dr. Mancall
The second incident of alleged intemperance occurred when the trial court sustained an objection to a rambling response by a defense witness, Dr. Slap.37 The following interchange occurred:
“MR. LEVANT: Objection, Your Honor.
“THE COURT: Sustained.
“THE WITNESS: Your Honor, could you explain to me —
“THE COURT: I don‘t have to explain anything to you in this court. I‘m running this court, not you.
“MR. ROSSITER: Doctor, please.”
The record, of course, does not indicate the tone of the comments made by either Dr. Slap or the trial judge. However, it is relevant to note that appellant‘s counsel believed that his witness, rather than the trial judge, needed restraint. Moreover, the absence of an objection by counsel to
Our review and rejection of each specific evidentiary objection raised by appellant reinforce our impression that the lower court conducted this complicated and protracted trial in an impartial and fair manner and did not deprive appellant of a meaningful opportunity to present its defense based on Wernicke-Korsakoff‘s Syndrome. In fact, appellant introduced extensive expert testimony on how appellee‘s alleged past drinking problems caused his present plight. Having rejected appellant‘s contentions concerning particular evidentiary rulings, we now turn to appellant‘s last contention: the alleged excessiveness of the jury verdict.
IV
Appellant finally contends that it should be awarded a new trial because the jury verdict of $800,000 in appellee‘s favor was excessive.38 In Skoda v. West Penn Power Co., 411 Pa. 323, 338, 191 A.2d 822, 830 (1963), our Supreme Court formulated the proper test for determining whether a jury verdict is excessive:
“Appellate courts are properly reluctant to interfere with jury verdicts in personal injury cases, which verdicts are supported by the opinion and approval of the trial judge and the court en banc. Roadman v. Bellone, 379 Pa. 483, 108 A.2d 754 (1954). The granting or refusal of a new trial because of excessiveness is peculiarly within the discretion of the court below and we will not interfere, absent a clear abuse of discretion. Hall v. George, 403 Pa. 563, 170 A.2d 367 (1961). We will not hold that a verdict is excessive unless it is ‘so grossly excessive as to shock our sense of
justice.’ Kane v. Scranton Transit Co., 372 Pa. 496, 94 A.2d 560 (1953), and cases cited therein.” See also Dichiachio v. Rockcraft Stone Products Co., 424 Pa. 77, 225 A.2d 913 (1967); Weed v. Kerr, 416 Pa. 233, 205 A.2d 858 (1965); Lupi v. Keenan, 396 Pa. 6, 151 A.2d 447 (1959). In Kemp v. Philadelphia Transportation Co., 239 Pa.Super. 379, 361 A.2d 362 (1976), our Court noted that while each case is unique and dependent upon its own special circumstances, the following factors, inter alia, are relevant in determining whether a particular verdict is excessive: (1) the severity of the injury, (2) whether plaintiff‘s injury is manifested by objective physical evidence instead of merely the subjective testimony of the plaintiff, (3) whether the injury will affect the plaintiff permanently, (4) whether the plaintiff can continue with his employment, (5) the size of plaintiff‘s out-of-pocket expenses, and (6) the amount plaintiff demanded in the original complaint.39
In the instant case, the lower court instructed the jury it could consider several items in determining the proper amount of damages: (1) appellee‘s past loss of earnings and earning capacity, (2) appellee‘s future loss of earnings and earning capacity, (3) appellee‘s past medical expenses, (4) appellee‘s future medical expenses, (5) appellee‘s past pain and suffering, (6) appellee‘s future pain and suffering, and (7) appellee‘s loss of enjoyment of life.40 Appellant accepts these guidelines but argues that, with the exception of items
In connection with items (1) and (2), appellant contends that appellee failed to adduce definitive medical testimony connecting the hospital‘s negligence in 1963 to appellee‘s subsequent inability to continue gainful employment. In particular, appellant emphasized that appellee “voluntarily quit” his job at Gulf Oil Company in 1965, and that no evidence supported the existence of appellee‘s brain damage and psychiatric problems at that time. However, Dr. Kool, psychiatrist, testified that appellee sustained his brain damage as a result of his experience at Jefferson Hospital in 1963. After his discharge, appellee began to show personality changes, and his mental condition began to regress. By 1965, appellee, as a result of his brain damage, had become acutely psychotic and delusional; this mental instability caused appellee to quit work in June, 1965, and precluded his gainful employment thereafter. To buttress Dr. Kool‘s testimony, appellee presented the testimony of the Director of Personnel Administration of the Gulf Oil Company refinery in Philadelphia. He testified that on the day appellee terminated his employment, he was quite unstable and extremely anxious, and his actions had no apparent rational basis, especially in light of his forfeiture of all accrued pension benefits. Moreover, the plant physician who examined appellee in 1965 testified that he diagnosed appellee as psychoneurotic shortly before he terminated his employment, and that the report of a Veterans Administration Hospital psychiatrist had confirmed his impression. Finally, appellee‘s wife testified that her husband‘s constant delusions and fragile nervous condition prevented him from performing two part-time jobs with employment agencies in 1971 and 1972. Given the above testimony, we find ample evidence that appellee‘s brain damage had manifested itself by 1965 and that it caused appellee‘s inability to continued employ-
Once we conclude that appellee is entitled to lost wages dating back to 1965, then the parties agree that he lost a little more than $100,000 in compensation between 1965 and the start of the trial.42 In addition, appellee established that if his brain disease had not prohibited gainful employment in the future, he would have earned about $78,000 between the date of trial and his 65th birthday.43 Moreover, the parties agree that appellee‘s past medical expenses total $8,500 and that his future medical expenses, including continuous psychiatric consultation and medical sedation, will amount to at least $2,000 per year over a remaining life expectancy of 18.2 years from the date of trial. Thus, appellee‘s past and future medical compensation total roughly $45,000. In sum, appellee has presented competent evidence to show that he has sustained tangible damages of at least $225,000 in lost past and future wage compensation and past and future medical payments. We must now determine whether an award of approximately $575,000 is excessive remuneration for the final three items mentioned
In determining whether appellee received excessive compensation for past and future pain and suffering and loss of enjoyment of life, we begin with the observation that “. . . in any effort to translate such catastrophic human loss . . . into money damages . . ., systematic logic is not helpful and precision is not achievable.” Frankel v. Heym, 466 F.2d 1226 (3rd Cir. 1972).44 Here, appellee has demonstrated that hallucinations besieged his mind during his recuperation after Dr. Chodoff‘s emergency operation. He has proven that his brain damage is irreversible and that his severe psychiatric problems will frustrate his future just as they have plagued his past. From an outgoing, sociable man, appellee has been transformed into a person unable to cope with life and reduced to such neurotic activity as nailing his apartment windows shut, locking his wife out of the apartment, and arming himself with Japanese World War II souvenirs in order to protect himself against imagined invaders. In sum, because appellee has suffered the most wrenching psychiatric experiences and because he has no prospect for improvement or enjoyment of life in his very bleak future, we cannot say that the jury verdict shocks our collective sense of justice. Skoda v. West Penn Power Co., supra. Accordingly, we reject appellant‘s invitation to substitute our estimation of an appropriate award for that reached by twelve reasonable jurors and confirmed by the trial court and the court en banc. Having completed our review of appellant‘s numerous contentions and having found no meritorious claims, we affirm the lower court‘s order denying appellant‘s post-verdict motions.
Order affirmed.
PRICE, J., files a concurring opinion.
HOFFMAN, J., did not participate in the consideration or decision of this case.
PRICE, Judge, concurring:
I join the majority opinion in all of its conclusions, but file this opinion only to express my conviction that the charge of the court below contravened the requirements of Hamil v. Bashline (Bashline II), 243 Pa.Super. 227, 364 A.2d 1366 (1976) and Gradel v. Inouye, 252 Pa.Super. 392, 381 A.2d 975 (1977) when it charged the jury that proximate causation entails a finding that the appellant‘s negligence was “. . . a substantial factor . . .” in causing appellee‘s damage. Further I wish to state that I do not agree in toto with the comments contained in footnote 22 (Slip Opinion P. 18) of the majority opinion as they relate to the expert testimony of appellee‘s witnesses.
I do, however, agree that appellant has waived the argument.
I join in affirming the judgment.
Notes
“In your experience in treating alcoholics would you tell me whether these alcoholics that you have treated almost invariably understate the amount that they drink?
“THE COURT: Gentlemen —
“MR. LEVANT: Objection.
“THE COURT: I don‘t see what alcoholics have to do with this. We have not established that anybody in this case was an alcoholic.
“MR. ROSSITER: I withdraw the questions, Your Honor.” First, we note that the lower court quite properly sustained an objection to such a highly irrelevant question; appellant‘s counsel conceded as much when he withdrew the question. Second, insofar as appellant argues that the court‘s interjection constituted impermissible speculation and usurpation of the jury‘s province, we note once more that counsel failed to enter any objection below and thus denied the lower court an opportunity to cure any prejudice it may have caused. Dilliplaine, supra.
