Robert Marcellus v. Virginia State Board of ElectionsRobert Marcellus v. Virginia State Board of Elections
Case Information
*1 Before NIEMEYER, TRAXLER, and HARRIS, Circuit Judges.
Affirmed by published opinion. Judge Niemeyer wrote the opinion, in which Judge Traxler and Judge Harris joined.
ARGUED: Patrick Michael McSweeney, MCSWEENEY, CYNKAR & KACHOUROFF, PLLC, Powhatan, Virginia, for Appellants. Joshua D. Heslinga, OFFICE OF THE ATTORNEY GENERAL OF VIRGINIA, Richmond, Virginia, for Appellees. ON BRIEF: Mark R. Herring, Attorney General of Virginia, Cynthia Hudson, Chief Deputy Attorney General, John W. Daniel II, Deputy Attorney General, Heather Hays Lockerman, Senior Assistant Attorney General, Anna T. Birkenheier, Assistant Attorney General, Stuart A. Raphael, Solicitor General, OFFICE OF THE ATTORNEY GENERAL OF VIRGINIA, Richmond, Virginia, for Appellees.
NIEMEYER, Circuit Judge:
The Powhatan County Republican Committee and four individuals nominated by the Committee to be candidates for election to the Board of Supervisors for Powhatan County, Virginia, commenced this action against the Virginia State Board of Elections to challenge the constitutionality of the portion of Virginia Code § 24.2-613(B) that provides that only candidates in elections “for federal, statewide, and General Assembly offices” may be identified on the ballot by the name of the political party that nominated them or by the term “Independent.” The plaintiffs allege that providing political party identifiers for candidates for federal, statewide, and General Assembly offices, while denying such ballot identifiers for candidates for all local offices, violates their right of association protected by the First and Fourteenth Amendments and their right to equal protection under the Fourteenth Amendment.
On cross-motions for summary judgment, the district court entered judgment in
favor of the Virginia State Board of Elections, upholding the constitutionality of the
challenged portion of § 24.2-613(B), and we affirm. We conclude that the burden on
associational rights imposed by Virginia’s regulation of the use of party identifiers on
official ballots is at most minimal and is amply justified by Virginia’s important interests,
which include minimizing partisanship at the local government level, promoting impartial
governance, and maximizing the number of citizens eligible to hold local office under the
Hatch Act,
I. Statutory Scheme
In Virginia, candidates for elected office can generally qualify to be placed on an
election ballot either by filing a declaration of candidacy and a petition signed by the
requisite number of qualified voters,
see
The form of ballots used in Virginia elections is tightly regulated by statute and by
standards prescribed by the Virginia State Board of Elections.
See
The ballots’ content is also strictly regulated. In 1870, when Virginia formally adopted the use of written ballots, the General Assembly specified that the ballot be “a white paper ticket . . . containing . . . the names of the persons for whom the elector intends to vote, and designating the office to which each person so named[] is intended *5 by him to be chosen.” An Act to Provide for a General Election, ch. 76, § 31, 1869-70 Va. Acts 78, 85. Not until 1970 did the General Assembly amplify the content to include, in connection with candidates for President, a party identifier for each candidate. See Act of April 3, 1970, ch. 462, § 2, 1970 Va. Acts 826, 853 (“No names of political parties shall appear on the ballot, except in presidential elections . . .”). In 2000, the General Assembly again expanded the list of offices for which party identifiers are to be used to include “federal, statewide, and General Assembly offices,” but those offices “only.” Act of April 6, 2000, ch. 514, § 1, 2000 Va. Acts 915, 915. While bills have been introduced since to expand further the list of offices for which identifiers are used, none has been enacted.
Thus, in its current state, Virginia Code § 24.2-613(B) provides that party
identifiers are used on the ballot only in connection with candidates for President of the
United States, members of the U.S. Senate, members of the U.S. House of
Representatives, Governor, Lieutenant Governor, Attorney General of Virginia, members
of the Senate of Virginia, and members of the Virginia House of Delegates. Conversely,
§ 24.2-613(B) prohibits party identifiers for candidates for all local offices, including
candidates for county boards of supervisors and city and town councils; local school
boards; mayors; clerks of court; Commonwealth’s attorneys; sheriffs; revenue
commissioners; treasurers; and soil and water conservation district directors. This
restriction is imposed even though candidates for most local offices are allowed to
qualify for placement on the ballot by being nominated by the local chapter of one of the
major political parties.
See
When including identifiers, the State Board of Elections uses the name of the
political party that nominated the candidate. If the candidate qualified for the ballot by
petition, the Board uses the term “Independent,” unless the candidate produces “sufficient
and appropriate evidence” that he or she was nominated by a “recognized political party.”
There is no restriction on any candidate’s advertising his or her party nomination, association, or endorsement. Moreover, voters can learn which candidates were nominated by political parties on the “What is on my Ballot?” section of the Virginia Department of Elections’ website.
II. Facts
In May 2015, the Powhatan County Republican Committee nominated Robert Marcellus, David Williams, Barry Hodge, and Timothy Gresham to be Republican candidates for positions on the Powhatan County Board of Supervisors during the November 2015 general election. As provided by Virginia Code § 24.2-511(B), each of those candidates qualified to have his name appear on his local ballot after the Chairman of the Committee certified his nomination to both the Virginia State Board of Elections and the General Registrar of Powhatan County. Accordingly, the ballots for the November 3, 2015 general election included their names but not any party identifiers next to their names or, indeed, next to the names of any candidate for local office. The ballot *7 did, however, include party identifiers for candidates seeking seats in the General Assembly. Even though the 2015 general election is now passed, these four candidates state that they intend to run for local office in the future as political party nominees.
In their two-count complaint, filed in August 2015, the plaintiffs alleged that they
have the right under the First and Fourteenth Amendments “to be associated on the
general election ballot with the political party that nominated them to the same extent as
federal, statewide, and General Assembly candidates” and that
On the parties’ cross-motions for summary judgment, the court entered an order and memorandum opinion dated March 4, 2016, granting judgment to the Virginia State Board of Elections. With respect to its jurisdiction, the court concluded that even though the 2015 election had already taken place, the case was not moot, as the challenged action was capable of repetition, yet evading review. On the merits, the court concluded that the plaintiffs’ “constitutional challenges falter no matter which test applies.”
This appeal followed.
III. Associational Rights
The plaintiffs argue that even though “neither political parties nor their nominees have an absolute right to placement of a party identifier on the ballot, they [do] have a First Amendment associational right to nondiscriminatory treatment when the government grants a privilege or benefit related to the election ballot.” They claim in this case that it is the “unjustified discrimination between the statute’s classifications” that defines the impermissible burden on them and their associational rights under the First Amendment. Thus, while the plaintiffs locate their claim within the First Amendment and accept the required analysis of balancing a statute’s burden against its justification, they rely on equal protection principles to argue that the statute’s disparate regulation of party identifiers burdens their associational rights.
The government argues that the Virginia statute imposes no burden on plaintiffs’ associational rights and, alternatively, that any burden that might be identified is “easily” justified by the legitimate governmental purposes served by the statute.
It is well established that “[t]he First Amendment protects the right of citizens to
associate and to form political parties for the advancement of common political goals and
ideas,”
Timmons v. Twin Cities Area New Party
,
When analyzing whether a state election law impermissibly impinges on associational rights protected by the First Amendment, we apply the framework developed by the Supreme Court in Anderson and Burdick . See Timmons , 520 U.S. at 358.
In Anderson , where the Supreme Court was considering an early filing deadline for independent candidates, the Court articulated the applicable analysis:
[A court] must first consider the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate. It then must identify and evaluate the precise interests put forward by the State as justifications for the burden imposed by its rule. In passing judgment, the Court must not only determine the legitimacy and strength of each of those interests, it also must consider the extent to which those interests make it necessary to burden the plaintiff’s rights. Only after weighing all these factors is the reviewing court in a position to decide whether the challenged provision is unconstitutional.
460 U.S. at 789. And in
Burdick
, the Court built upon this framework, rejecting the
argument “that a law that imposes any burden upon the right to vote must be subject to
strict scrutiny.”
Thus, when applying the
Anderson
-
Burdick
analysis, we consider first “the
character and magnitude” of the burden that Virginia Code
While the plaintiffs agree with these observations, they argue that a burden on
their associational rights is imposed by
In
Timmons
, the Court was presented with a Minnesota law that “prohibit[ed] a
candidate from appearing on the ballot as the candidate of more than one party,” even
though the candidate may have been nominated by more than one party.
In Washington State Grange , the Court relied upon Timmons when rejecting a First Amendment challenge brought by several political parties to a Washington statute that provided that “candidates for office shall be identified on the ballot by their self- designated ‘party preference,’” regardless of whether they were nominated by the party *12 they designated. 552 U.S. at 444. Thus, under the challenged law, “[a] political party [could not] prevent a candidate who [was] unaffiliated with, or even repugnant to, the party from designating it as his party of preference.” Id. at 447. As a consequence, political parties no longer had any ability to “indicate their nominees on the ballot.” Id. at 453 n.7. The Court characterized that feature of the law as “unexceptional,” explaining that “ [t]he First Amendment does not give political parties a right to have their nominees designated as such on the ballot .” Id. (emphasis added). And, as importantly, the Court stated that “[p]arties do not gain such a right simply because the State affords candidates the opportunity to indicate their party preference on the ballot.” Id.
The jurisprudence of
Timmons
and
Washington State Grange
thus makes clear that
even though a statute such as
The plaintiffs seem to accept much of this jurisprudence. They contend, however,
in somewhat of a different vein, that they “suffer[ed] a detrimental effect on their
associational rights [because] the Commonwealth of Virginia discriminate[d] against
them and other local candidates by denying them a party identifier next to their names on
*13
the ballot while requiring a party identifier on the ballot next to the names of party
nominees for General Assembly, statewide[,] and federal offices.” In making this
argument, they rely on the Supreme Court’s oft-stated recognition that a State’s
“important regulatory
interests are generally sufficient
to
justify reasonable,
nondiscriminatory
restrictions,”
Anderson
,
The plaintiffs, however, fail to explain why the statute’s different treatment of
candidates based on the offices they seek imposes a burden on their right of association.
Under the challenged provision, a Republican candidate for the U.S. Senate may receive
a benefit from an identifier indicating that he or she is the Republican Party nominee,
while a Republican candidate for county sheriff does not. The county sheriff candidate,
however, is hardly affected by the fact that the Senate candidate has an identifier. The
candidate for county sheriff is treated like every other candidate for that office, none of
whom can have a party identifier under
Of course, if a law gives
some
candidates for the Senate a party identifier,
but not
other
candidates for the Senate, it would impose a burden on the associational rights of
the candidates left unidentified, even though no candidate has an absolute right to be so
identified.
See Rosen v. Brown
,
The plaintiffs might argue to the contrary that the presence of party identifiers next
to the names of candidates for the Senate and the absence of such identifiers next to the
names of candidates for county sheriff might be misleading as voters might incorrectly
infer that none of the candidates for sheriff were nominated by a political party. But, as
the district court noted, the Supreme Court found exactly this type of assumption
regarding voter confusion insufficient to support a facial challenge to the election law at
issue in
Washington State Grange
.
See
While party identifiers do not appear on the official ballot for Virginia’s local
candidates, the candidates still have every other avenue by which to inform voters of this
information. Political parties and their nominees are entirely free to publicize their
association with each other and may even distribute sample “party” tickets on election
day, as long as they do not do so within 40 feet of a polling place’s entrance.
See
In short, we conclude that plaintiffs’ First Amendment associational rights are at most minimally burdened by the fact that federal, state, and General Assembly candidates have party identifiers placed with their names, whereas local candidates do not.
Assuming there is some minimal burden, we must, under the
Anderson
-
Burdick
analysis, then weigh that burden against the governmental interests offered by Virginia as
justifications for
Virginia has articulated three governmental interests that it claims justify
With respect to the first two interests, which are closely related, Virginia argues that “[w]ithout restricting the freedom of any parties or candidates, [it] has structured the ballot to avoid emphasizing party affiliation above all other messages with respect to local office candidates,” reasoning that “Virginia’s distinction between local offices, on the one hand, and federal and State offices, on the other, . . . makes perfect sense” in light of “the different role of local and non-local office[s].” To this end, it notes that “States have a particular interest in reducing partisanship” — and thus to some degree enhancing both impartial local governance and the public perception of such — with respect to local elected offices like clerk of court and sheriff, as well as essential administrative positions, *17 including treasurer and revenue commissioner. And “[e]ven local offices that are more ‘political’ in nature, such as members of local governing bodies, have a different scope of authority under Virginia law, which supports a conclusion that ‘federal, statewide, and General Assembly offices’ unavoidably touch on national and highly partisan issues, but that local offices deal primarily with non-partisan issues of basic services and community management.”
We agree that Virginia’s interests in minimizing divisive partisanship in local
government and in enhancing, to at least some degree, the public’s confidence that the
successful candidates will serve the local community as a whole are legitimate and
support the form of its regulation in
Virginia also proffers as a justification for
Although
Even so, Virginia and certain of its localities continue to make an effort to require
a nonpartisan qualification process for certain local offices, and these laws could be
severely undermined if candidates could nonetheless require the Commonwealth to
designate their status as party nominees on the ballot.
See
At bottom, we conclude that any burden that
IV. Equal Protection Rights
The plaintiffs also contend that
* * *
In sum, we hold that when Virginia amended
Accordingly, the judgment of the district court is
AFFIRMED. Here, however, because of the manner in which the plaintiffs have presented their arguments and for analytical clarity, we find it useful to consider this claim separately.
Notes
[1] The Hatch Act provides that “[t]he Office of Personnel Management may
prescribe regulations permitting employees” living in communities in and around the
Washington, D.C., metropolitan area — including some political subdivisions in northern
Virginia — to participate in certain local political activities that would otherwise be
prohibited.
[2] We have previously applied the
Anderson
-
Burdick
analysis to consider equal-
protection-based challenges to state election laws when such claims have been asserted in
conjunction with claims under the First and Fourteenth Amendments.
See Libertarian
Party
,