Lead Opinion
Robert MacDonald sued the City of Chicago seeking a declaration that the city’s ordinance permitting parades violates the First Amendment, and a permanent injunction barring its enforcement. The district court concluded that although the ordinance did not provide the City with unlawful discretion to deny permits, it was unconstitutional because it lacked the procedural safeguards set forth in Freedman v. Maryland,
While the appeal was pending, the City of Chicago amended the ordinance, and then it filed a Rule 60(b)(5) motion in the district court asking the court to vacate its injunction. The district court denied the motion to vacate, concluding that the amendments to the ordinance did not cure the constitutional defects. The City of Chicago appealed from that decision, and we consolidated both appeals. We also granted Caren Cronk Thomas and the Windy City Hemp Development Board leave to substitute as plaintiff-appel-lees/cross-appellants in the place of Robert MacDonald, who had since died.
I. Background
Robert MacDonald was a vocal advocate for the legalization of marijuana. In order to spread his message, MacDonald organized various events, including marches and political rallies. In June 1997, MacDonald applied for a parade permit pursuant to Chicago Ordinance 10 — 8—330(b), which requires anyone who plans to conduct a parade on any public street or sidewalk to obtain a permit from the Commissioner of the Chicago Department of Transportation (“Commissioner”). In his application, MacDonald requested a permit to hold a march on August 23, 1997 in downtown Chicago, marching through the “Loop,
The proposed activity will substantially and unnecessarily interfere with traffic; there are not available a sufficient number of peace officers to police and protect participants; and the concentration of things at the assembly and along the route will prevent proper fire and police protection and ambulance service.
The Commissioner’s cited justifications derive from other portions of Chicago’s ordinance, particularly subsection (h), which requires the Commissioner to issue a parade permit when he finds that:
The proposed activity will not substantially or unnecessarily interfere with traffic in the area contiguous to the route;
There are available at the time of the parade, public assembly or athletic event a sufficient number of peace officers to police and protect lawful participants in the activity;
The concentration of persons, animals, vehicles, or things at the assembly and disbanding areas and along the parade or athletic event route will not prevent proper fire and police protection or ambulance service;
Chicago Ordinance, § 10-8-330(h).
After the Commissioner denied MacDonald’s parade-permit application, MacDonald filed a verified complaint seeking declaratory and injunctive relief against the City of Chicago; his complaint, brought pursuant to 28' U.S.C. § 1983, alleged a facial challenge to portions of the City’s parade permitting ordinance, claiming violations of the First Amendment. After full briefing on MacDonald’s motion for a preliminary injunction, the parties reached an agreement allowing MacDonald to conduct a more limited parade than the one he originally sought. The district court then denied the motion for a preliminary injunction as moot.
But the dispute did not end there. On January 8, 1998, MacDonald applied for a parade permit to conduct a parade on May 9, 1998 at 11:00 a.m. following a route virtually identical to the one he had applied for in August 1997. The Commissioner denied this application for the same reasons he denied MacDonald’s first application, but the Commissioner also suggested an alternative parade route. MacDonald apparently was not satisfied with the proposed alternate route, and he again requested a preliminary injunction. The parties, however, once more settled their differences, and MacDonald withdrew his request for preliminary relief.
The district court then considered the parties’ cross-motions for summary judgment on the merits of MacDonald’s First Amendment claim for declaratory and permanent injunctive relief. The district court concluded that Chicago Ordinance 10-8-330 violated the First Amendment because, even though it did not confer upon the Commissioner unfettered discretion, it required the Commissioner to consider whether a sufficient number of police officers would be available to protect the participants, and this, the court believed, required the Commissioner to consider the content of the marchers’ speech. Accordingly, the district court concluded that the ordinance was an unconstitutional content-based regulation of speech. The district court further held that the ordinance constituted a prior restraint, and as such must include the three constitutional safeguards set forth by the Supreme Court in Freedman v. Maryland,
The City of Chicago appealed from the district court’s decision, and MacDonald cross-appealed from the district court’s
II. Analysis
We review de novo decisions on summary judgment as we do questions of constitutional law. Stokes v. City of Madison,
We agree with the City that the new ordinance is the only one before us on review. Any dispute over the 1997 version of the ordinance was mooted by the enactment of the new ordinance. Kremens v. Bartley,
According to MacDonald, as it now stands, Chicago’s parade permitting ordinance still violates his First Amendment rights. Without question, MacDonald’s parade and rally in support of the use and legalization of marijuana is speech protected by the First Amendment of the United States Constitution. Although he has the right to demonstrate and speak freely on ■this issue, that right does not allow him and other participants to create chaos by disrupting traffic, impeding pedestrians, endangering themselves or other people, and otherwise causing gridlock on the busy streets and sidewalks of the city of Chicago. At the same time, the City has an obligation not only to permit MacDonald and other participants to engage in the parade and rally, but it is also obliged to protect the participants, to ensure their safety and that of others in the area, to maintain an orderly flow of traffic, and to prevent disruptive or even violent confrontations. To meet this obligation, the City must have sufficient police officers available to see to it that the parade proceeds in an orderly fashion along a pre-designat-
But balancing these rights and obligations is no simple task. The courts have been embroiled in First Amendment challenges for decades. The resulting case law is complicated to say the least. The Supreme Court has issued a number of split decisions and various circuits have taken divergent paths in resolving the conflicts between the free speech rights of individuals and the obligation of government officials to maintain order and even-handed protection among its citizens. In the continuing examination, we are now faced with yet another challenge in which we must apply the present facts to the constitutional law as it now stands. To do so, we must consider the specific constitutional challenges presented by MacDonald, and the City’s response.
MacDonald first argues that Section 10-8-380 unconstitutionally vests the Commissioner with unfettered discretion to grant or deny a parade permit. Second, MacDonald asserts that the ordinance is a prior restraint on speech and therefore must guarantee prompt judicial review, which it does not. Finally, MacDonald argues that as a prior restraint, the ordinance must also place the burden to seek judicial review of any permit denial on the City, but it does not. Conversely, the City of Chicago argues that its parade-permitting ordinance does not confer on the Commissioner unlimited discretion, and that it is not a prior restraint of speech, but rather a valid time, place, and manner restriction.
A. Unfettered Discretion?
It is well established that where a statute or ordinance vests the government with virtually unlimited authority to grant or deny a permit, that law violates the First Amendment’s guarantee of free speech. See Saia v. People of State of New York,
MacDonald argues that Chicago Ordinance 10-8-330(h) confers on the Commissioner unfettered discretion to approve or deny parade-permit applications, and thus it violates the First Amendment. For instance, MacDonald points to the ordinance’s requirements that the Commissioner consider whether the proposed parade will “substantially or unnecessarily interfere with traffic in the area contiguous to the route,” whether there are available “sufficient city resources to mitigate the disruption,” whether there are available “a sufficient number of peace officers to police and protect lawful participants and non-participants from traffic related hazards in light of the other demands for police protection,” and whether the concentration of persons will “prevent proper fire and police protection or ambulance service.” He then queries the court, “What are ‘substantially,’ ‘unnecessarily’ and ‘sufficient’?” He argues that this loose language leaves the Commissioner with complete discretionary authority to grant or deny a parade permit, and therefore the ordinance is unconstitutional.
In support of his position, MacDonald cites several Supreme Court cases, such as Shuttlesworth v. City of Birmingham, Ala.,
But as the district court correctly noted, “[i]n contrast to the obscure standards in the cases cited above, the provisions of § 10-8-330(h)(l)-(4) specify legitimate safety concerns in as precise a manner as such concerns can reasonably be articulated.” D.Ct. Opn. at 13. Moreover, as the district court further reasoned, in terms of the type of “discretion” that it confers, § 10-8-330 is more analogous to other ordinances that have been upheld in this circuit. Specifically, in Graff v. City of Chicago,
Notwithstanding the flexibility in the above quoted criteria, a majority of the Graff court concluded that the ordinance did not provide the decisionmaker with such unfettered discretion that it offended the First Amendment. Id. at 1317-18; id. at 1329 (Flaum, J., concurring) (noting that while the enumerated factors allow flexibility, they are “the kinds of legitimate concerns one would expect a city to weigh when deciding how to allocate limited public space in a neutral way.”); id. at 1335 (Ripple, J., concurring) (“In no way does the ordinance place unfettered discretion in the hands of city officials.”). In fact, this court recently made this same point in another case involving MacDonald: “nine of twelve judges on the en banc court [in Graff concluded that [that] ordinance was sufficiently objective and specific to limit the decisionmaker’s discretion and thereby to survive a facial First Amendment challenge.” MacDonald v. Chicago Park Dist.,
Section 10-8-330 more closely resembles the ordinance at issue in Graff than those rejected in Schneider, Staub, and Shuttlesworth. Like the Graff ordinance, Section 10-8-330 specifically and narrowly identifies the reasonable and necessary governmental concerns — traffic flows, traffic hazards, and emergency transportation.
Similarly, while Chicago’s ordinance provides some flexibility, it limits the Commissioner’s discretion by requiring the Commissioner to grant a parade permit, unless specifically articulated public-safety concerns exist. And the public-safety concerns contained in the Ordinance closely resemble the type of factors approved of in Graff. For instance, in Gn-aff city officials had discretion to consider whether the newsstand “interfere[d] with or impede[d] the flow of pedestrian or vehicular traffic,” while here the Commissioner considers whether the parade “unnecessarily interfere[s] with traffic in the area contiguous to the route.” WTiile the other factors set forth in Section 10-8-330 differ in type from those approved of in Graff, they are of the same nature, and similarly limit the Commissioner’s discretion.
More recently, this court considered the constitutionality of a closely analogous Chicago ordinance — one covering park permits. In Thomas v. Chicago Park Dist.,
The ordinance at issue in this case closely resembles the park-permit ordinance upheld in Thomas. While both ordinances included language providing city officials with flexibility in assessing the proposed activity, the flexibility is no more than is necessary so as to allow the city officials to balance the competing interests at issue. Therefore, based on Graff, and more recently Thomas, we conclude that Section 10-8-330 sufficiently articulates definitive standards on which the Commissioner must base his decision concerning a parade application to withstand constitutional scrutiny.
B. Prior Restraint or Time, Place and Manner Restriction?
MacDonald next argues that Section 10-8-330 constitutes a prior restraint on speech and thus must provide certain procedural protections, which according to MacDonald, it does not. On the other hand, the City of Chicago argues that Section 10-8-330 merely regulates the time, place and manner of speech, and as such is not a prior restraint on speech.
Both parties find support in Supreme Court decisions. The City of Chicago cites Cox v. State of New Hampshire,
The lead opinion in Graff (an en banc case with a five-judge plurality, with two concurrences involving four judges, and a dissent involving three judges) did not find it necessary to reconcile these seemingly contradictory precedents. Although the five-judge Graff plurality concluded that the regulation of a newsstand did not implicate the First Amendment, in the alternative, it concluded that even if it did, it was a constitutionally appropriate time, place and manner restriction, and the procedural safeguards provided were sufficient.
In his concurrence in Graff, which two other judges joined, Judge Ripple aptly synthesized the competing precedents. Accordingly, it is appropriate to incorporate that thorough analysis here in this case which indisputably implicates the First Amendment. Compare, Graff,
As Judge Ripple explained:
For a very long time the Supreme Court has had to deal with even-handed attempts to regulate the exercise of expression in public forums. Parade or demonstration permits are the usual context in which these cases have arisen. The Court has evaluated such attempts by governments to bring order to the public forum under what is commonly known as time, place, or manner analysis. See Clark v. Community for Creative Non-Violence,468 U.S. 288 ,104 S.Ct. 3065 ,82 L.Ed.2d 221 (1984) .... see also Cox v. New Hampshire,312 U.S. 569 , 576,61 S.Ct. 762 ,85 L.Ed. 1049 (1941).
Id. at 1334.
But, as Judge Ripple further explained, FW/PBS and Lakewood
applied] prior restraint analysis to fact situations that are the functional equivalent of those situations that the Court had analyzed traditionally under the time, place, and manner analysis. Specifically, in Lakewood, the Court struck down as facially invalid an ordinance requiring a license to place newspaper dispensing machines on the city streets. Similarly, in FW/ PBS, the Court struck down parts of an ordinance requiring the licensing of adult businesses. In both cases, the Court characterized the restriction imposed by the ordinance as a prior restraint and determined that its failure to comply with the stringent mandate of Freedman v. Maryland, 380 U.S. 51 ,85 S.Ct. 734 ,13 L.Ed.2d 649 (1965), rendered the ordinance unconstitutional.
Id.
Why then did the Court not “follow its usual approach of treating factual situations such as these as susceptible to time, place, and manner analysis and instead employfed] prior restraint analysis”? Id. As reasoned in Judge Ripple’s concurrence,
[w]hat distinguishes the Court’s treatment of licensing schemes in these two sets of cases is the presence of unfettered discretion. In both Cox and Clark, the Court dealt with the administration of an ordinance or regulation which proscribed the activity of the licensing authority. In fact, the Cox Court distinguished those cases in which government officials were unrestrained in their power to grant or deny permits.312 U.S. at 577 ,61 S.Ct. 762 . In both Lakewood and FW/PBS, however, there was unfettered discretion to grant or deny the license in Lakewood pursuant to the very language of the ordinance and in FW/PBS pursuant to the way the licensing official could delay the licensing decision, presumably indefinitely. This type of discretion, in the Court’s eyes, “gives a government official or agency substantial power to discriminate based on the content or viewpoint of speech by suppressing disfavored speech or disliked speakers.” Lakewood,486 U.S. at 759 ,108 S.Ct. 2138 . It also presents the possibility of self-censorship. Id. Because of these concerns, the Court in Lakewood struck down the ordinance absent “neutral criteria to insure that the licensing decision is not based on the content,” id. at 760,108 S.Ct. 2138 , and, in FW/PBS, struck down the ordinance absent the procedural guarantees of FW/PBS,493 U.S. at 228 ,110 S.Ct. 596 .
Id. at 1335.
Judge Ripple and the two judges joining his concurrence found that the concerns the Court voiced in both Lakewood and FW/PBS were not present in Graff because the ordinance in no way placed unfettered discretion in the hands of city officials. They therefore concluded that the ordinance should be analyzed according to the time, place, and manner guidelines of Cox, Clark, and City of Renton v. Playtime Theatres, Inc.,
The Supreme Court’s recent decision in Hill v. Colorado,
This court recently resolved this uncertainty in Thomas. As noted above, Thomas considered the constitutionality of Chicago’s park-permit ordinance. While the plaintiffs in Thomas had argued that the park-permit ordinance constituted an unconstitutional prior restraint, this court rejected a prior restraint formula stating:
We do not find this [prior restraint formula] a helpful formula. The historical referent of “prior restraints” is censorship, see 4 William Blackstone, Commentaries on the Laws of England 151— 53 (1769), which the administration of a park system does not much resemble. The statement in the plaintiffs’ brief that “denial of a permit to hold a rally is the ultimate censorship” is hollow rhetoric. It is a censor’s business to make a judgment about the propriety of the content or message of the proposed expressive activity. Because he is in the business of suppressing such activity (friends of free speech are not drawn to a career in censorship), the danger of abuse is very great, especially when assessed in light of the dismal history of censorship.
The regulation challenged here does not authorize any judgment about the content of any speeches or other expressive activity — their dangerousness, offensiveness, immorality, and so forth. It is not even clear that the regulation reduces the amount of speech. A park is a limited space, and to allow unregulated access to all comers could easily reduce rather than enlarge the park’s utility as a forum for speech. See Cox v. New Hampshire,312 U.S. 569 , 574-76,61 S.Ct. 762 ,85 L.Ed. 1049 (1941); cf. Beal v. Stern,184 F.3d 117 , 128-29 (2d Cir.1999). Just imagine two rallies held at the same time in the same park area using public-address systems that drowned out each other’s speakers. Cf. Ward v. Rock Against Racism,491 U.S. 781 ,109 S.Ct. 2746 ,105 L.Ed.2d 661 (1989). The heterogeneity of the practices that the “prior restraints” formula covers (with the present case compare Freedman v. Maryland,380 U.S. 51 ,85 S.Ct. 734 ,13 L.Ed.2d 649 (1965), involving a movie censorship board) is reason to doubt that it can provide much assistance to judges who have to decide a novel ease.
Thomas,
Thomas controls the case at hand, and we accordingly conclude that the appropriate approach is the time, place and manner analysis set forth by the Supreme Court in Cox and Clark. Here, as in Cox, Clark and Thomas, we have a permit scheme which limits the discretion of the government based on content-neutral criteria, and therefore the threat of censorship characteristic of a prior restraint is remote. Moreover, the ordinance at issue here presents an even more compelling case for a time, place and manner analysis than that at issue in Graff because Section 10-8-330 does not, in advance of the planned parade or thereafter, prohibit anyone from marching. Rather, the ordinance requires the Commissioner to issue an alternative permit whenever he denies the permit application as requested, and the alternative permit must “to the extent practicable authorize an event that will have comparable public visibility and a similar route, location and date to that of the proposed event.” Thus, the ordinance does not restrict speech, but regulates the time, place and manner of marches designed to present speech.
However, that does not end the question, because not all time, place and manner restrictions pass constitutional muster. Time, place and manner restrictions “are constitutional, if they: (1) are justified without reference to the content of the regulated speech; (2) are narrowly tailored to serve a significant government interest; and (3) leave open ample alternative channels for communication of the information.” DiMa Corp. v. Town of Hallie,
In this case, those aspects of Chicago’s parade ordinance which MacDonald challenges are justified without reference to the content of the marchers’ speech. First, the ordinance requires the Commissioner to determine whether the proposed activity will interfere with traffic. This determination does not depend on the content of the march’s speech. Nor does the provision of the ordinance requiring the Commissioner to determine whether the concentration of parade participants will prevent proper fire and police protection consider the content of the speech. These are safety considerations that are neutral by any objective standard.
The final challenged aspect of the ordinance, however, requires a closer examination. Under subsection (h)(2) the Commissioner must determine whether “[tjhere are available ... a sufficient number of peace officers to police and protect lawful participants in the activity and nonparticipants from traffic related hazards in light of the other demands for police protection at the time of the proposed event or activity.” Relying on Forsyth County, Ga. v. Nationalist Movement,
The district court’s reliance on Forsyth County for this conclusion was misplaced. Unlike this case, Forsyth involved an assessment of fees to help cover the cost of police protection. There the Supreme Court held that an ordinance which required groups seeking demonstration permits to pay for the estimated costs of police protection for the demonstrators violated the First Amendment because it required the county to first examine the content of the demonstrators’ message in order to “estimate the response of others to that content, and to judge the number of police necessary to meet that response.” Id. at 134. In contrast, subsection (h)(2) instructs the Commissioner to consider only the availability of police to protect participants from traffic hazards. The
The dissent contends that this case is no different than Forsyth County, arguing that the City’s assessment of the number of officers needed to protect participants and non-participants from traffic hazards may depend on the purpose (speech content) of the parade. Dissent at 1039-40. On the contrary, there are two distinct differences from Forsyth County. First, the plain language of Chicago’s ordinance makes clear that the Commissioner should consider only “traffic-related hazards.” Second, the Commissioner does not know the content of the speech because the permit application does not ask for any information about the purpose of the parade or the motive of the participants. § 10-8-330(e). If the Commissioner or the police impose rules or restrictions beyond those specifically set forth in the ordinance, an as-applied challenge may be in order. But in the facial challenge before this court there is no evidence that content has anything to do with the Commissioner’s assessment of the permit application.
The dissent also maintains that Chicago’s ordinance is more restrictive than the one in Forsyth County, because “there is no amount a marcher can pay to be allowed to march if the City decides the burdens are too great.” Dissent at 1039. However, contrary to the dissent’s concern, the Chicago ordinance bars no one from marching; rather, if the City determines that traffic hazards are too great and police protection insufficient for that time and place, then the City must “authorize the conduct of a parade, public assembly or athletic event on a date, at a time, at a location, or over a route different than that named by the applicant. This alternate permit shall to the extent practicable authorize an event that will have comparable public visibility and a similar route, location and date to that of the proposed event.” Municipal Code of Chicago, Ill. § 10-8-330(i). Because the City must authorize the parade or other event, hecklers cannot veto unpopular speech “by threatening to show up in large numbers and create traffic hazards of their own.” Dissent at 1040.
Thomas also supports the conclusion that Forsyth County is distinguishable from the case at hand. In Thomas, the plaintiffs had argued that the park-permit ordinance’s requirement that applicants obtain $1 million in liability insurance created a heckler’s veto prohibited by For-syth. This court rejected that argument noting that “the amount of insurance required is not based on, or, so far as has been shown, influenced by, the nature of the event, and specifically by whether it involves controversial expressive activity likely to incite violence by onlookers or opponents.” Thomas,
A time, place and manner restriction must also be narrowly tailored to serve a significant government interest. Chicago Ordinance 10-8-330 promotes a significant government interest, primarily the safety of citizens, and specifically the organized, effective, and safe flow of traffic, including emergency vehicles. The regulation is also narrowly tailored to promote these interests, first by requiring an individualized assessment of the proposed march visa-vis these concerns, and second by requiring the City to tailor an alternative route which does not interfere with safety, traffic and emergency services. While this second rationale also ensures ample alternative channels of communication, see infra at 1034, it assures that the ordinance is narrowly tailored to the City’s interests by requiring the next-best route be offered to the applicant. Moreover, absent this ordinance, the City could be in disarray, with marchers interrupting the flow of workers and sightseers, delivery trucks, buses, and emergency vehicles, as well as other marchers deciding to rally at the same place and on the same day. The government’s interest in organizing these potential disruptions would “clearly be achieved less effectively absent the regulation.” Ward v. Rock Against Racism,
Finally, to be constitutional, the time, place and manner restrictions must ensure ample alternative channels of communication in the event that a permit is denied. The ordinance also does this because, as just noted, if the Commissioner denies a permit application, it must “authorize a parade or other public assembly at a time, location and over a route that is to the extent practicable comparable in public visibility and similar in location and date to that requested.” Thus, ample alternative channels exist in the event the City denies the proposed parade route.
In sum, because Section 10-8-330 is justified without reference to the content of the regulated speech; is narrowly tailored to serve a significant government interest; and leaves open ample alternative channels for communication of the information, it constitutes a valid time, place and manner regulation of speech.
C. Procedural Safeguards
MacDonald also argues that Chicago’s parade-permit ordinance is unconstitutional because it fails to provide the procedural safeguards set forth in Freedman v. State of Maryland,
The circuits are split on this issue. The Fourth, Sixth and Ninth Circuits have held that prompt judicial review requires a prompt decision on the merits. 11126 Baltimore Blvd.,
While the circuits are split on this issue, this court has recently made clear in Thomas that in this circuit a common law certiorari proceeding “is good enough for a regulation of expressive activity when the regulation is not a form of censorship, that is, does not require or permit the regulatory authority to evaluate the content or message of the activity regulated.” Thomas,
MacDonald also argues that the parade-permitting ordinance fails to satisfy the third safeguard established in Freedman, that being that the government bears the burden of going to court if it wants to deny the permit, and once in court, it must bear the burden of proving that the denial is constitutional. However, this third Freedman safeguard was established in a case addressing censorship. Following Freedman, the Supreme Court considered the need for this safeguard in the context of a licensing statute. FW/PBS, Inc. v. City of Dallas,
This court has likewise concluded, based on the rationale of FW/PBS, that a content-neutral licensing or permit statute need not include a provision requiring the government to bear the burden of going to court to deny a permit. Thomas,
Before closing, we note that our conclusion that the third Freedman factor does not apply to Chicago’s parade-permit ordinance acknowledges not only the legal distinction between censorship and a content-neutral licensing scheme — it recognizes the practical reality of the situation. The third Freedman factor is completely unworkable in the context of the parade-permit process. Consider the typical scenario in which an applicant requests a specific parade route, date and time. But it is rush hour, or another parade is scheduled, or the day-to-day affairs of the city are too greatly affected to allow the exact time and place of the requested route, so the City seeks to accommodate the speech by proposing an alternative route. However, if the third Freedman factor applies, any time the City failed to accede to the marchers’ demands it would be forced to first go to court to prove its case. Even as the City proceeds in court, new permit applications come in, requiring the Commissioner to consider the public safety concerns set forth in the Ordinance. But he can’t because his earlier decisions are not yet final — they are tied up in court. And if a court then mandates a certain route or time which the Commissioner had previously denied, that could impact several other decisions (that were not contested) that the Commissioner has made in the meantime about locations and times, police availability, and traffic flow. It is unclear how the Commissioner could possibly function under such a court-imposed structure. But because the Chicago Ordinance is not a device of censorship, the third Freedman factor does not apply, and the City of Chicago will not be required to initiate legal action before denying or altering an application for a parade permit.
III. Conclusion
Chicago oversees parades and marches throughout the city to ensure not only the safety of people who regularly use these routes but also the safety of participants and parade-goers alike, and to allow for the prompt and efficient flow of traffic and emergency vehicles. This is a content-neutral time, place and manner restriction, justified by its purpose — not its content— and it is narrowly tailored to serve a significant governmental interest, while leaving open ample channels of communication. Section 10-8-330 also does not unconstitutionally vest the Commissioner with unfettered discretion. Moreover, because Section 10-8-330 is not a form of censorship, but a time, place and manner restriction, Illinois’ common law certiorari process is constitutionally adequate. For these reasons, we ReveRse the district court’s decision declaring the ordinance an unconstitutional prior restraint.
Notes
. For simplicity’s sake, we will continue to refer to MacDonald and "his” arguments on appeal.
. The “Loop” is a portion of the central Chicago business district, which gets its name from the elevated trains that "loop” around it.
. A red-lined version of the entire ordinance, showing the current amendments to the earlier version, appears in Appendix A.
. In recognition of the continuing discussion and debate in the courts and in the legal community at large, Judge Ripple’s concurrence noted that "there is a great need for clarification of standards in this area, and I respectfully suggest that this case is deserving of further review in the Supreme Court of the United States.” Id. at 1335. Although the Court did not review Graff, the Court's decisions since then have also not resolved the conflicting analyses.
. On appeal, notwithstanding the City's extensive analysis of this issue, MacDonald fails to present a case justifying the district court’s view that the ordinance is content-based, stating merely in a footnote that the district court's conclusion was obviously correct.
. It is unclear exactly where the Second Circuit stands. Compare Beal v. Stern,
Concurrence Opinion
Circuit Judge, concurring in part, dissenting in part.
Our recent opinion in Thomas v. Chicago Park District,
MacDonald now challenges the City’s requirement that he obtain a permit in order to hold a parade on the City’s streets. I agree with the majority that the amended version of the ordinance is the only one before us on review. The amended parade ordinance is considerably more vague than the Park District regulation. Rather than objective criteria regarding the number of participants and the nature of the facilities, the ordinance sets forth a number of subjective factors that the City may use to deny a permit to march on city streets. The City may deny a permit if the proposed activity will “substantially and unnecessarily” interfere with traffic, if there are insufficient numbers of police officers available to protect participants and non-participants from traffic-related hazards, and if the concentration of persons or things on the route will prevent proper fire and police protection or ambulance service. Under this scheme, it is not difficult to see how the City might decide that a parade honoring the Chicago Bulls that snarls traffic for miles does not “substantially or unnecessarily” interfere with traffic, but that MacDonald’s small band of marijuana protesters will overwhelm City resources and interfere with traffic to an unacceptable level.
I part company with the majority, however, on the issue of whether the ordinance impermissibly allows a heckler’s veto. See Forsyth County, Georgia v. Nationalist Movement,
The County argued that, although the cost of policing relates to content, the ordinance itself was content neutral because it was aimed at a secondary effect, the cost of maintaining public order. The Forsyth Court noted that, nevertheless, “it cannot be said that the fee’s justification ‘ha[s] nothing to do with content.’ ”
The costs to which petitioner refers are those associated with the public’s reaction to the speech. Listeners’ reaction to speech is not a content-neutral basis for regulation.... Speech cannot be financially burdened, any more than it can be punished or banned, simply because it might offend a hostile mob.
Forsyth County,
Acknowledging that Forsyth County is good law, the majority seeks to distinguish it. Supra at 1032-34. The majority notes that, unlike the Chicago parade ordinance, the Forsyth County ordinance involved an assessment of fees to help cover the cost of police protection. The Chicago ordinance directs the Commissioner to consider the availability of police to protect participants from traffic hazards only, and according to the majority, the words “traffic hazards” are determinative here — because the Com
That Forsyth County involved a fee-based permit is certainly not determinative. In fact, the Chicago ordinance is more restrictive than Forsyth County’s law in the sense that the ban on speech is outright; there is no amount a marcher can pay to be allowed to march if the City decides the burdens are too great. For-syth County itself acknowledged that “[sjpeech cannot be financially burdened, any more than it can be punished or banned, simply because it might offend a hostile mob.”
I believe it is disingenuous for the City to claim it does not know the content of the speech before a particular event, and therefore does not consider the content in determining whether the permit shall issue, or in determining whether the crowd size (including hecklers) will be prohibitive. First, the permit application requires the name of both the person signing the application, and the name of the “authorized and responsible leaders of the organization conducting the parade.” Chicago Ordinance § 10-8-330(e)(l)-(2). More often than not, the name of the organization alone will tip the City off to the content of the proposed speech, as was certainly true in this case. The City could not seriously contend that it did not know what message would be conveyed by the Windy City Hemp Development Board. Indeed, most of the organizations whose speech is controversial and who are most at risk for censorship are readily recognizable from their names. See Collin v. Smith,
Second, the City requires the applicant to estimate the approximate number of persons to participate in the parade, and to inform the City of the basis on which this estimate is made. Chicago Ordinance § 10-8-330(e)(5). If the Commissioner denies a permit for failure to provide sufficient information about the crowd estimate, the Commissioner will inform the applicant of what additional information must be provided in a new or amended application. Chicago Ordinance § 10-8-330(£). These last two factors combine to require the applicant to provide the City with the information necessary for the City to estimate the response (including the hostile response) to the parade. Because the applicant is required to provide the basis for the crowd estimate, the content of the speech and its potentially controversial nature are necessarily implicated. In effect, the applicant is required to inform the City of the content of the speech if the content (and the controversial nature) of the speech affects the crowd estimate. Having required the applicant
Nor do I see how the words “traffic hazards” save the ordinance from the dictates of Forsyth County. Counter-protestors are just as likely to threaten to spill out into the streets as they are to assault marchers. When the City is assessing whether it has adequate numbers of peace officers to protect both participants and non-participants from traffic hazards, it is necessarily considering both the number of counter-demonstrators and the possibility of unruliness and violence. The Supreme Court rejected Forsyth County’s characterization of its ordinance as content-neutral on the grounds that it was aimed at a secondary effect — the cost of maintaining public order. 505 U.S at 134,
Although the ordinance provides that the City must issue “to the extent practicable” a permit to hold the parade on an alternate date or on an alternate route with comparable visibility, in the very least hecklers are given the power to delay or move the event. Timing and location can be integral to the message, and I believe Forsyth County does not allow the City to convey this power to hecklers. Chicago is a city of neighborhoods, each with its own distinct character. A march through the Back of the Yards neighborhood would be no substitute for a march through nearby Bridgeport when the purpose of the march is to protest a racially motivated attack on an African-American youth who happened into the mostly white neighborhood. See Cindy Schreuder & Heather Lalley, Hopes Rise for Teen a Week After Beating Victim Stirs from His Coma as 150 March in Bridgeport, Chi. Trib., March 29, 1997, at 1. A directive to provide “comparable public visibility” on a “similar route” can strip the message of most of its meaning.
Moreover, I do not believe that the Park District case supports the majority’s contention that the Chicago parade ordinance does not offend Forsyth County. It is true that the cost of the liability insurance in Thomas was related to the size of the event and the nature of the facilities utilized, and not to the content of the speech or the potential for violent response to the speech. The majority contends that determining whether there are sufficient peace officers to handle traffic-related hazards similarly requires only a consideration of the size of the parade, its route and time. Those considerations may certainly come into play, but the ordinance does not limit the City to such objective factors. It allows the City to subjectively determine whether the burden on municipal resources is too great to allow the parade to go forward, without reference to any standards. Under Forsyth County, any law requiring a license before protected speech may take place must contain narrow, objective, and definite standards to guide the licensing authority.
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. Lest we think this discussion is purely academic, Mayor Rudolph Giuliani of New York recently reminded us that cities do attempt to censor controversial messages. See Giuliani Forms 'Decency’ Panel to Review Public Art, L.A. Times, Feb. 17, 2001, at A24. Offended by a photograph displayed at the Brooklyn Museum of Art, the Mayor announced that he was forming a task force to monitor decency in tax-sponsored art exhibits. The photograph depicted a nude African-American woman as a Christ-like figure at the Last Supper. Giuliani had previously cut off funds from that same museum when he was offended by an earlier display. A federal court declared the funding freeze unconstitutional, and the City restored the funds. Similarly, Chicago is not immune to the phenomenon of government censorship. See Alf Siewers & Ray Hanania, Controversial Painting Leads to Brush with Law, Cm. Sun-Times, May 12, 1988, at 1. Three City alderman removed a controversial painting from the wall of a museum associated with the School of the Art Institute, and the police then impounded the painting. The painting depicted the late Mayor Harold Washington in a manner that many found offensive.
