Lead Opinion
Robert Leroy Bryan appeals the denial of habeas relief, see 28 U.S.C. § 2254, from his Oklahoma first degree malice murder conviction and death sentence. On appeal, Bryan challenges the sufficiency of the evidence to convict him, the retrospective determination that he was competent to stand trial, and his attorney’s representation. We affirm.
The jury convicted Bryan of murdering his aunt. After finding that Bryan had previously been convicted of a violent felony and was a continuing threat to society, the jury sentenced Bryan to death. The Oklahoma Court of Criminal Appeals affirmed the conviction and death sentence, and denied post-conviction relief. See Bryan v. State,
Bryan then filed his federal habeas petition. Under the Antiterrorism and Effective Death Penalty Act of 1996 (AED-PA), Bryan is entitled to relief only if he can show that the state court’s resolution of his claims was “contrary to, or involved an unreasonable application of, clearly established” Supreme Court precedent, or represented “an unreasonable determination of the facts in light of the evidence presented.” 28 U.S.C. § 2254(d). We presume state court factual findings are correct, absent clear and convincing proof to the contrary. Id. § 2254(e)(1). If the state court did not address a claim’s merit, however, this court then reviews the district court’s legal determinations de novo and its factual findings for clear error. See Thomas v. Gibson,
I. Sufficiency of evidence to convict Bryan of first deyree malice murder.
Bryan argues the State’s primarily circumstantial case was insufficient to support his first degree malice murder conviction. The appropriate inquiry here is “whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” Jackson v. Virginia,
Under Oklahoma law, see Jackson,
The victim’s friends and family also found a fresh potted plant in her home. Bryan had bought that plant Saturday afternoon, September 11. Police would later find, near the victim’s body, a receipt for that purchase.
Police found the victim’s body on Thursday, September 16, on Bryan’s parents’ rural property, about a quarter of a mile from the home where Bryan lived with his parents. The victim had a pillowcase duct-taped over her head and had died from a gunshot wound to the forehead. There was a single vehicle’s tracks through that field. A tire track across a mushroom there had the same tread pattern as the right rear tire on Bryan’s rented Lincoln.
Authorities had decided to search that particular field on the Bryan property because, several years earlier, Bryan had solicited an undercover police officer to kidnap and kill a local banker. That failed scheme had involved the same location where police found Ms. Bryan’s body.
The previous kidnapping scheme had also included plans to force the banker to sign a number of promissory notes, which Bryan intended to enforce against the banker’s estate after his murder. Bryan had further planned to have the banker sign several personal checks, making them payable to Bryan. Likewise, police in this case found in Bryan’s bedroom several handwritten promissory notes and agreements purportedly between the victim and Bryan, wherein the victim agreed she owed Bryan millions of dollars as a result of her investment in Bryan’s faded businesses.' A handwriting expert testified Bryan had written those agreements and had forged the victim’s signatures.
Additionally, police found several of the victim’s personal checks among Bryan’s papers. According to the handwriting expert: The victim had signed one blank check; Bryan had forged the victim’s signature on another; and the victim had signed four others, which Bryan had made payable to himself in varying amounts. Police also found the victim’s checkbook just outside the Bryan home, burned in a can of ashes.
On September 8, the Wednesday before the victim’s disappearance, Bryan had rented the 1986 Lincoln from a local car dealership. When making these arrangements, he had requested a car with a large trunk. He returned the Lincoln on Monday, September 13. Although he could not pay for the car’s rental at that time, he did show the car dealership’s owner one of the checks signed by the victim and made payable to Bryan.
Police found a hair, similar to the victim’s, in that rental car’s trunk. They also found grass and vegetation, like that found on the Bryan property, throughout the car’s undercarriage. And the fibers lining the car’s trunk were similar to those found on the victim’s clothes and tape found on or near the victim’s body.
In addition, police found a roll of duct tape in Bryan’s room which was the same type as tape pieces found near the victim’s body, as well as the duct tape holding the pillowcase over the victim’s head. An expert testified that the edges of that tape roll taken from Bryan’s bedroom matched the edges of one of the pieces of tape found near the body.
This evidence, although circumstantial, was certainly sufficient to support Bryan’s first degree murder conviction. See Rojem v. Gibson,
II. Competency.
Prior to the murder trial, the state court held a jury trial to determine Bryan’s competency. Although the jury found Bryan competent, it did so under an unconstitutional burden of proof. See Cooper v. Oklahoma,
A. Feasibility of retrospective competency hearing.
Due process mandates that a state provide adequate procedures to prevent prosecuting an incompetent criminal defendant. See, e.g., Medina v. California,
In considering the feasibility of a such a hearing, a federal habeas court considers four criteria—the passage of time, available contemporaneous medical records and prior competency determina
The trial court conducted the retrospective competency hearing in August 1996, just one and one-half years after Bryan’s January 1995 trial. See, e.g., Clayton,
Moreover, “[t]he passage of time is,” in any event, “not an insurmountable obstacle if sufficient contemporaneous information is available.” Clayton,
Further, at the retrospective competency hearing, Bryan was able to present the testimony of the four defense attorneys who represented him before and during trial. His sister, an acquaintance, and his physician also testified as to Bryan’s condition at the time of trial. In addition, the State presented the testimony of two guards and a sheriff who were around Bryan during this time.
In light of these factors, there was clearly sufficient evidence available at the time of the retrospective hearing to provide Bryan with a meaningful competency hearing. See Clayton,
B. Substantive due process claim.
Bryan also asserts a substantive due process claim, alleging that he was in fact incompetent at the time of trial. See
Despite significant evidence that Bryan is mentally ill, the jury at the retrospective competency hearing found that Bryan remained competent to stand trial. The Oklahoma Court of Criminal Appeals affirmed. See Bryan,
Bryan did present evidence at the retrospective competency trial that he suffers from a paranoid delusional condition resulting from significant organic brain damage. Nonetheless, “this circuit has long recognized that the presence of some degree of mental disorder in the defendant does not necessarily mean that he is incompetent to assist in his own defense.” United States v. Markovich,
Two mental health experts, Dr. Philip Murphy, Ph.D. and Dr. John Smith, M.D., testified that Bryan was probably incompetent at the time of trial. And four different defense attorneys testified that Bryan was unable to assist them rationally because he believed and asserted facts in his defense that could never be verified and were apparently untrue. Specifically, Bryan told his attorneys that, at the time of the murder, he had been involved with three other individuals in negotiating with the victim to settle her debt owed to Bryan as a result of her investment in Bryan’s failed businesses. It was these men, according to Bryan, who had directed him to rent the Lincoln that weekend and purchase the potted plant found in the victim’s home.
Bryan had, in fact, previously been involved in two business enterprises which eventually did fail, after enjoying initial success. There was, however, no evidence that the victim had ever been involved in any way in these business ventures. Nor could anyone ever locate the three individuals Bryan implicated in these events surrounding the murder. Bryan’s attorneys asserted, however, that, despite their apparent falsity, Bryan genuinely believed these facts were true.
According to Dr. Murphy, Bryan’s mental illness focused on these failed businesses. The doctor, therefore, opined that this unfounded defense Bryan consistently asserted to his attorneys was probably part of Bryan’s delusional system. That system centered on his belief that he had had a very lucrative idea or invention that would have revolutionized food processing, but that people had stolen this idea or invention from him, causing Bryan’s businesses to fail. Bryan contends that he was unable to assist his attorneys rationally at the time of trial because he was mired within these delusions, which colored his communications and the way he processed information.
Despite this testimony, however, there was also evidence supporting the jury’s competency finding. Dr. Richard Kahoe, Ph.D., evaluated Bryan in December 1993, just over a year before trial, and found that Bryan was competent. Dr. Kahoe determined that Bryan, at that time, was not delusional, nor psychotic. In addition, Dr. Frederick Smith, Ph.D., a prison psychologist, saw Bryan professionally from April 1994 through the time of trial, in January 1995. During that time, Bryan exhibited no significant abnormalities. Nor did Dr. Smith note any evidence of hallucinations or detect any delusions. Psychological testing further supported Dr. Smith’s observations. Additionally, two corrections officers and a county jail administrator all testified that Bryan, at the time of trial, was able to understand jail procedures, communicate with them, and understand their directions. Even Bryan’s own expert, Dr. John Smith, testified that when he examined Bryan in December 1995, eleven months after his conviction and sentencing, Bryan was competent.
The evidence concerning Bryan’s competency was, thus, controverted. And resolving the competency question depended heavily on the factfinders’ “appraisal of witness credibility and demeanor.” Thompson,
III. Ineffective assistance of trial counsel.
At trial, defense counsel failed to present any of the substantial evidence available concerning Bryan’s mental illness. Bryan now argues that his trial attorney was constitutionally ineffective for failing to do so.
A. Conñict of interest.
Bryan first contends that his retained trial attorney did not present any psychiatrie evidence because Bryan’s parents, who were paying the attorney, did not want evidence of Bryan’s mental illness to be presented at trial. Because Bryari did not raise this conflict-of-interest claim until his state post-conviction relief application, however, the Oklahoma Court of Criminal Appeals deemed him to have defaulted this claim. See Bryan,
Bryan’s parents initially retained attorney Raymond Munkres to represent Bryan. Munkres withdrew, however, after the initial competency trial. Two court-appointed attorneys, first Wesley Gibson and then Steven Hess, subsequently represented Bryan. In preparation for trial, Hess filed notice that he intended to present an insanity defense and listed several mental health experts as expected trial witnesses. Within just a few weeks of trial, however, Bryan replaced Hess with another retained attorney, Jack Freeman. Bryan’s parents paid Freeman’s fees. Freeman represented Bryan at his first trial, which resulted in a first-stage mistrial. At that trial’s start, Freeman withdrew the insanity defense. At the second trial, four months later, Freeman did not present any evidence concerning Bryan’s mental problems, at either the first or second stage. Bryan now contends that Freeman failed to do so because Bryan’s parents did not want such evidence presented.
A criminal defendant has a Sixth Amendment right to conflict-free representation. See Smith v. Massey,
“An actual conflict of interest results if counsel was forced to make choices advancing other interests to the detriment of his client.” United States v. Alvarez,
First, the district court found that Bryan’s parents had not hired Freeman on the express condition that he not present any psychiatric evidence. See District Ct. Order at 77-78; see id. at 68. In making this factual finding, the district court credited defense attorney Freeman’s testimony to this effect. The court further noted this testimony was bolstered by Freeman’s testimony that he had had Dr. Murphy present and ready to testify on the eve of sentencing. See id. at 78. Conversely, the district court discounted Bryan’s mother’s affidavit that Freeman had agreed, at the outset, not to present any evidence of
Because “[t]he credibility of witnesses, the weight to be given evidence, and the reasonable inferences drawn from the evidence fall within the province of the district court,” United States v. Browning,
It is also clear, however, and the district court further found, that Freeman was aware that Bryan’s parents did not want him to present mental-illness evidence at trial. See District Ct. Order at 78. For that reason, the district court presumed there was an actual conflict between Bryan’s parents’ wishes and Bryan’s best interest in asserting such evidence to the jury. See id. at 77. In doing so, the district court disregarded the fact that Bryan did not want his defense attorney to present any psychiatric evidence. See October 27, 1999 Hr’g Tr. at 21, 22, 36; see also Appellant’s Opening Br. at 45. The district court reasoned that, despite Bryan’s wishes, it would, nevertheless, have been in his best interest for defense counsel to present such evidence. See District Ct. Order at 68, 77. The district court’s reasoning, however, is “clearly inconsistent with the Supreme Court’s view of the attorney-client relationship.... [T]he Court [has] noted that ‘a client controls the significant decisions concerning his representation’ and can thus ‘fire his attorney if he is dissatisfied with his attorney’s performance.’ ” Smith,
The record, therefore, establishes that Bryan, like his parents, did not want defense counsel to put on any psychiatric evidence. Because “[a] conflict does not arise” unless “the interests of [the third party] and defendant [are] divergent in the current litigation, such that the [third party] has an interest in the outcome of the particular case at issue that is adverse to that of the defendant,” Hale,
Even if we assume, as did the district court, that there was an actual conflict, however, Bryan has failed to prove that the conflict adversely affected defense counsel’s representation. See, e.g., Burger,
Even had Bryan’s direct-appeal counsel raised this conflict-of-interest claim on direct appeal, therefore, there is not a reasonable probability that Bryan would have prevailed. See Robbins,
B. Ineffective representation.
Bryan argues that, even if Freeman was not laboring under an actual conflict of interest, he was, nevertheless, constitutionally ineffective for failing to present any mental health evidence at either the trial’s first or second stage. Bryan will be entitled to habeas relief on this claim only if he can establish both that trial counsel’s performance was deficient and that he was thereby prejudiced. See Strickland v. Washington,
“Judicial scrutiny of counsel’s performance must be highly deferential.... A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel’s challenged conduct, and to evaluate the conduct from counsel’s perspective at the time.” Id. at 689,
There is no question in this case that trial counsel had investigated and was well aware of the significant amount of evidence available concerning Bryan’s mental condition. Nor is there any question that counsel’s decision not to present any mental health evidence, at either trial stage, was strategic. When Freeman first took over Bryan’s representation, within one month of the first trial, he inherited appointed counsel’s preparation for a defense relying upon this psychiatric evidence. By that time, appointed counsel had filed notice of his intent to rely on an insanity defense and had garnered substantial evidence establishing Bryan’s mental illness, including a brain scan, previous mental hospitalization records, and reports from several mental health experts who were listed as expected trial witnesses. Yet, Freeman, aware of this mental health evidence and having met with these experts, chose, at the beginning of the first trial, to withdraw the insanity defense and to defend, at both the first and second trials, without introducing any such evidence. Cf. Battenfield v. Gibson,
1. First stage.
Bryan contends that his defense attorney should have presented evidence of his mental illness during the trial’s first stage in support of either an insanity defense or a second-degree murder instruction. See Appellant’s Opening Br. at 40,
43-44. The Oklahoma Court of Criminal Appeals, in denying relief, held that counsel had investigated and was aware of the evidence of Bryan’s mental illness, but made the strategic decision instead to challenge the State’s evidence of guilt. See Bryan,
To assert an insanity defense, “Oklahoma ... requir[es] the defendant to show that at the time of the crime he suffered from a mental disease or defect rendering him unable to differentiate between right and wrong, or unable to understand the nature and consequences of his actions.” James v. Gibson,
In addition, under Oklahoma law, second degree murder “occurs ‘[w]hen perpetrated by an act imminently dangerous to another person and evincing a depraved mind, regardless of human life, although without any premeditated design to effect the death of any particular individual.’” Gilson v. State,
In contrast, the State’s case, albeit strong, was almost entirely circumstantial. See Smith v. Gibson,
Moreover, Bryan did not want his attorney to present evidence suggesting he was mentally ill. And we must presume Bryan was competent to rationally assist defense counsel at trial. See supra section 11(B). “The reasonableness of counsel’s actions[, therefore,] may be determined or substantially influenced by the defendant’s own statements or actions. Counsel’s actions are usually based, quite properly, on informed strategic choices made by the defendant and on information supplied by the defendant.” Strickland,
In light of these facts, the state appellate court’s denial of relief was not contrary to, nor an unreasonable application of, clearly established Supreme Court precedent. See 28 U.S.C. § 2254(d)(1).
2. Second stage.
Bryan argues that, regardless of whether trial counsel reasonably decided not to present the available psychiatric evidence during the trial’s first stage, counsel should have presented it in mitigation during the capital sentencing proceeding. The Oklahoma Court of Criminal Appeals held that trial counsel had investigated and was aware of the available psychiatric evidence, but made a plausible strategic decision not to use that evidence, instead relying on any residual doubt the jury might have had as to Bryan’s guilt. See Bryan,
“ ‘[R]esidual doubt has been recognized as an extremely effective argument for defendants in capital cases.’ ” Smith,
And, while evidence that Bryan was mentally ill would have been legitimate mitigating evidence, see Burger,
This is so even in light of the evidence indicating antipsychotic medication might improve Bryan’s condition. During his eight-month commitment in 1989, Bryan regained his competency after treatment that included daily doses of Navane. Although the hospital discharged Bryan on Navane in 1989, the record indicates he stopped taking that medication immediately upon his hospital release. He, nonetheless, retained his competency after that. And testimony indicated that Navane would not correct Bryan’s organic brain syndrome, although it might be helpful in suppressing its secondary symptoms, including his delusions.
Lastly, but perhaps most importantly, Bryan did not want defense counsel to present any psychiatric evidence. See, e.g., Romano,
Therefore, we cannot say, under these facts, that counsel’s strategic choice not to present this psychiatric evidence during the capital sentencing proceeding was completely unreasonable. Cf. Burger,
Because we are able to resolve this ha-beas claim on Strickland’s performance prong, we need not further address any resulting prejudice.
IV. Conclusion.
For these reasons and having considered all Bryan’s arguments, we affirm the district court’s denial of habeas relief and deny all pending motions.
Notes
. This court has not yet determined whether, under AEDPA, it reviews the state court’s sufficiency-of-the-evidence determination as a legal issue under 28 U.S.C. § 2254(d)(1), or a factual finding under § 2254(d)(2) and (e)(1). See, e.g., Romano v. Gibson,
. Bryan also appears to argue that the State, in any event, failed to present any of this available evidence at the hearing to determine the feasibility of a retrospective competency hearing and, therefore, the state trial court erred in determining such a hearing was feasible. According to Bryan, because of the State's failure to present sufficient evidence at the feasibility hearing, he should never have had to prove his incompetence at the retrospective competency hearing. "[I]t is enough[, however,] that the State affords the criminal defendant on whose behalf a plea of incompetence is asserted a reasonable opportunity to demonstrate that he is not competent to stand trial.'' Medina,
. Bryan appears to assert that this court should not presume this competency finding is correct because the state appellate court employed the wrong legal standard on direct appeal. See Lafferty,
. Dr. Smith did, in later state post-conviction proceedings, question this competency determination.
. On appeal to this court, Bryan does not challenge this procedural bar's adequacy or its independence from federal law. See, e.g., Coleman v. Thompson,
. The State does not challenge the district court’s conducting an evidentiary hearing. See generally Romano,
. This court, in Lafferty, 949 F.2d at 1556, held that due process does not permit assuming "a defendant suffering from paranoid delusions is to be held competent to make decisions on how best to present his mental state to a judge and jury even though that mental illness may strip him of the ability to realistically determine where his best interests lie.” Nonetheless, Lafferty is distinguishable. In that case, this court refused to presume the state court's competency determination was correct because the state court had applied an incorrect constitutional standard when it determined competence. See id. at 1551. There is no similar problem here.
. Bryan does not assert that our failure to review this claim further will result in a fundamental miscarriage of justice. See, e.g., Schlup v. Delo,
. For these same reasons, Bryan's claim also fails to the extent he is arguing that this evidence could have supported other, lesser offenses. See Appellant's Opening Br. at 40.
Concurrence Opinion
concurring in part and dissenting in part.
This case is troubling on several levels. But the most troubling problem is that the defendant suffered from the clearly and unreasonably ineffective assistance of his counsel, Mr. Freeman. Mr. Freeman’s failure during the sentencing stage to introduce evidence that Mr. Bryan — who had been found incompetent to stand trial for a previous crime — had a long and difficult battle with mental illness, a battle made all the more difficult by disabling diabetes, no doubt caused prejudice to the defendant. In light of Mr. Bryan’s previous history, I cannot conclude that his attorney’s failure to present this evidence at the sentencing hearing, and even more egregious, his attorney’s failure to understand that these mental defects could be considered as mitigating circumstances, is anything less than unreasonable ineffective assistance of counsel. As such, I must respectfully dissent.
I. Additional Background on Competence
First, as the majority opinion notes, Mr. Bryan is severely afflicted with diabetes and presented significant evidence at a “procedurally disfavored” retrospective competency hearing that he suffered from
Mr. Bryan’s illness manifested itself in his deluded and tragic actions in the case at hand. Mr. Bryan repeated the most significant portions of his earlier attempted crime, using the same location to conceal the body that he had revealed to the police in his earlier crime and the same tactic of seeking to use unsigned and forged checks to repay his so-called business losses. The agreements he forged were literally unbelievable, stating that his aunt owed him millions of dollars. In spite of the impossible nature of his claims, Mr. Bryan at one point proudly displayed one of these checks to the car dealer from whom he rented the car.
The majority, citing our admittedly restrictive standard of review, says the argument can be made that we must defer to the jury’s finding of competence in what our cases call the “procedurally disfavored” retrospective competency hearing. Yet, the results of this hearing suggest why they are disfavored.
As the majority relates, two mental health experts, Drs. Murphy and Smith, testified that Mr. Bryan was procedurally incompetent at the time of trial. Four defense attorneys testified that Mr. Bryan was unable to assist them due to his irrational beliefs. For example, he was obsessed with a completely fictional “revolutionary” idea for food processing that he consistently argued — as he did in the previous case as well — that people had stolen from him.
The state introduced its own experts. Dr. Richard Kahoe, Ph.D., evaluated Mr. Bryan a year before trial and concluded, after a brief interview, that he was competent. The prison psychologist also concluded that Mr. Bryan was competent. In spite of the state’s evidence, it is difficult to imagine how a jury could find Mr. Bryan competent. Yet, under our standard of review, I agree we are held to reviewing this under a reasonableness standard, and although I cannot in good faith imagine how the result was reached, I must defer to the standard of review as the majority has applied it. However, as we evaluate assistance of counsel under the totality of the circumstances, we must not close our eyes to this troubling evidence.
II. Standards of Review
Although, as stated above, some of the majority’s conclusions are quite troubling, the major issue that requires remand is Mr. Bryan’s ineffective assistance of counsel. I believe that counsel was ineffective in the guilt phase, but I will concentrate on Mr. Bryan’s best argument: that he received unreasonably ineffective assistance in. the all-important “second” or “sentencing phase.”
I realize that our standard of review again is strict. Mr. Bryan is entitled to habeas relief on his claim of ineffective assistance of counsel only if he can establish that (1) Mr. Freeman’s performance was constitutionally deficient and (2) that there is a reasonable probability that, but
As to his claims that Mr. Freeman was ineffective for not presenting evidence of his organic brain damage at the sentencing, this issue was decided by the state court on the merits, so we must determine that the state court’s adjudication of those claims “(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d). Ultimately, there must be “a reasonable probability that the result of the sentencing proceeding would have been different if competent counsel had presented and explained the significance of all the available evidence.” See Williams v. Taylor,
III. Discussion
“The sentencing stage is the most critical phase of a death penalty case. Any competent counsel knows the importance of thoroughly investigating and presenting mitigating evidence.” Romano v. Gibson,
Thus, a criminal defendant who is charged with a capital offense has the right to present virtually any evidence in mitigation at the penalty phase. See Hitchcock v. Dugger,
In light of these admonitions, I will examine Mr. Freeman’s performance. First I shall consider Mr. Freeman’s performance overall, and then I shall address why Mr. Freeman’s deficient performance prejudiced his client.
A. Deficient Performance in the Sentencing Phase
Mr. Freeman’s performance exhibited several deficiencies, most importantly his failure to (1) prepare mitigation evidence relating to Mr. Bryan’s history of mental illness for, or present this mitigation evidence at, the sentencing phase; (2) comprehend the nature of the compelling and substantial mitigation evidence in the record; and correspondingly, (3) articulate and explain to his client the purpose that presentation of Mr. Bryan’s mental history would serve at the sentencing stage. The cumulative effect of these factors amounted to deficient performance on the part of Mr. Freeman.
a. Mitigation Evidence Related to History of Mental Illness
During the sentencing stage, Mr. Freeman presented brief testimony from Mr. Bryan, his sister and his mother. First, Mr. Bryan testified to offer an explanation for an alleged assault that took place while he was incarcerated. Next, Mr. Bryan’s mother and sister testified that Mr. Bryan had high moral standards, was nonviolent, and was a caring family member. This is the extent of evidence that Mr. Freeman believed he could present to counter the government’s evidence of aggravators. See Vol. VII, at 1695-1734 (trial transcript).
“Mitigating evidence plays an overwhelmingly important role in the ‘just imposition of the death penalty.’ ” Romano,
Here, Mr. Freeman admits that he did no other investigation or preparation for
Mr. Bryan’s unrefuted testimony likewise confirms that “there just wasn’t any” preparation made for the penalty phase. Mr. Bryan was told minutes before he was called to the witness chair that he would be testifying. Mr. Bryan never discussed with Mr. Freeman the possibility of using mental health evidence in the second stage of the trial. Id. at 36-37.
b. Counsel’s Failure to Comprehend Compelling and Substantial Mitigation Evidence
It is remotely conceivable that the decision not to extensively investigate a defendant’s background may be, in exceptional cases, tactical. However, before an attorney can insulate his “strategic” behavior from review by claiming that a decision to forego mitigation evidence was tactical, “an attorney must have chosen not to present mitigating evidence after having investigated the defendant’s background, and that choice must have been reasonable under the circumstances.” Brecheen v. Reynolds,
Mr. Freeman’s own testimony makes this clear. Mr. Freeman admitted that he characterized Mr. Bryan’s stories and events regarding the farm and business ventures as fantastic and delusional. He does not dispute the conclusions of the various medical reports that state Mr. Bryan was confused, depressed, delirious, paranoid, psychotic and delusional and that he had suffered brain atrophy and organic brain damage. He admits that multiple medical records indicated there was substantial evidence from competent professionals regarding his client’s organic and mental problems. See Evid. Hr’g Tr. at 90-93, 100-03, 112. He acknowledges that Dr. Murphy concluded “Mr. Bryan suffers from a serious mental disorder which places into serious question his competence to stand trial, as well as his legal culpability in the crimes for which he is charged.” Id. at 95. It is almost unbelievable that Mr. Freeman did not seek to introduce this evaluation, which is appended to this dissent. See id. at 90-99.
Most important is not what Mr. Freeman admitted he knew, but what he admitted he did not know about mitigation. Mr. Freeman clearly testified that he “saw no use for the experts’ mental testimony, except to prove either insanity or incompetence.” Id. at 105. Mr. Freeman “ethically and honestly” believed that he could not present evidence of mental defects at the sentencing stage simply because the experts “were not going to say [Mr. Bryan] was insane.” Id. at 86-87. Because he believed the experts could not testify as to Mr. Bryan’s insane or incompetent state, Mr. Freeman did not consider any other use he could have made from the testimony. Rather he simply assumed that the testimony “would not have been relevant at all.” Id. at 106,108.
Mr. Freeman also admits that if Mr. Bryan was organically brain damaged and mentally ill at the time of trial, he might not have received the death penalty. See id. at 110. Given Mr. Freeman’s unsound investigation “which, in turn, hampered his ability to make strategic choices regarding the second-stage proceedings and competently advise his client regarding those proceedings,” Battenfield,
The OCCA relied upon Mr. Freeman’s purported residual doubt strategy: to present the evidence might focus the jury on future dangerousness rather than moral culpability. There is no question that “[t]he guilt phase may ... provide the opportunity to sow the seeds of ‘residual’ doubt concerning the defendant’s guilt, enhancing the chances of a life sentence.” James M. Doyle, The Lawyer’s Act: Representation in Capital Cases, 8 Yale J.L. & Human. 417, 449 (1996). Counsel may further attempt to stir up any lingering doubt concerning the guilt of the defendant during the sentencing phase hoping to cause the jury to decide against the imposition of the death penalty. However, to read such a strategy into Mr. Freeman’s actions is not reasonable. There was no testimony regarding Mr. Bryan’s potential innocence. Mr. Freeman’s closing argument, rather than suggesting that the circumstantial evidence may not point to his client, stated “Leroy should not have killed,” Vol. VII, at 1753 (trial tr.), and asked the jury not to impose the death penalty here because the underlying crime did not warrant the penalty. See id. at 1748-1754.
In contrast to the majority, I would hold that Mr. Freeman’s failure first to understand the purpose of such mitigating evidence and second to persuade his client to let him present the only evidence that could help him at the sentencing phase was deficient under Strickland.
B. Prejudice
Having concluded that Mr. Freeman’s performance was deficient, I would next determine whether that deficiency caused Mr. Bryan prejudice. “Because the OCCA never addressed this issue, we ... exercise our independent judgment.” Battenfield,
Psychiatric mitigating evidence “has the potential to totally change the evidentiary picture.” Middleton v. Dugger,
In sum, this evidence could have materially altered the balance of aggravating and mitigating factors underlying the jury’s sentencing decision. The failure to present the evidence deprived the jury of a “vehicle for expressing its ‘reasoned moral response’ ” to the substantial evidence of Mr. Bryan’s mental illnesses when it rendered its sentencing decision. Penry v. Lynaugh,
. See Williamson v. Ward,
. I would hold so based in part on Mr. Freeman's inability to recognize, after reviewing "reams and reams” of evidence pointing to his client's mental problems, see Evid. Hr’g Tr. at 98, that Mr Freeman faced a duty to consider, investigate, and explain not only risks in presenting evidence of Mr. Bryan's mental history at the sentencing stage, but also the potential benefits of presenting such evidence. See Battenfield,
