Lead Opinion
In this successive appeal, Robert Holle-man argues that the district court erred in concluding that he could not demonstrate cause and prejudice with respect to his ineffective assistance of counsel claims so as to survive a dismissal of his second petition under 28 U.S.C. § 2254 as an abuse of the writ. We affirm.
I.
Holleman was one of four people charged with the murder of Robin Opfer in 1977. Holleman v. Miller,
Frank was available to represent Holle-man because he had been successful in persuading the prosecutor to dismiss the murder charges against Love. The prosecutor had dismissed those charges without prejudice based upon insufficient evidence; Frank had persuaded the prosecutor that Love was elsewhere (in South Bend) at the time that Holleman had said Love was shooting Opfer. Id. As part of an alibi defense in the Love trial, Frank had notified the prosecutor that he would call Mary Schaar to testify in support of Love’s alibi. Id.
During Holleman’s trial, the prosecutor called the same Mary Schaar as a surprise witness, apparently to cast doubt on Holle-man’s statements attributing the shooting to Love. Id. Frank unsuccessfully objected to the Schaar testimony on grounds of relevancy, but he did not cross-examine Schaar. Id. Later, Frank admitted that he did not cross-examine Schaar to impeach her credibility because he feared that that course could lead to the prosecution’s re-instituting the charges against Love. Id.
Holleman was acquitted of first degree murder but he was convicted of felony murder. He was sentenced to life imprisonment. Holleman,
After exhausting his direct appeal and state post-conviction procedures in 1981, Holleman filed an application for federal collateral relief pursuant to 28 U.S.C. § 2254, but did not raise a claim of ineffective assistance of counsel in that petition. That petition was denied, and this Court affirmed the denial. Holleman v. Duckworth,
On February 21, 1995, Holleman filed a second habeas petition, in which he raised two claims (among others). First, he argued that the trial court failed to make a proper inquiry into whether Frank had a conflict of interest — the “judicial inquiry” claim. See Holloway v. Arkansas,
On May 31, 1995, the district court denied the petition as an abuse of the writ. On September 15, 1998, we vacated the district court’s order and remanded for an evidentiary hearing to determine whether Holleman could demonstrate cause and prejudice. Holleman,
An evidentiary hearing was conducted on May 25, 2000. After that hearing, the district court denied Holleman’s second petition as an abuse of the writ. Holleman,
II.
This court has jurisdiction under 28 U.S.C. § 1921. We review issues of law de novo, and issues of fact, for clear error. See Dixon v. Snyder,
III.
“The doctrines of procedural default and abuse-of-the-writ are both designed to lessen the injury to a State that results through reexamination of a state conviction on a ground that the State did not have an opportunity to address at a prior, appropriate time; and both doctrines seek to vindicate the State’s interest in the finality of its criminal judgments.” McCleskey v. Zant,
We affirm the dismissal of Holleman’s second petition because Holleman cannot demonstrate both cause and prejudice to meet the abuse-of-writ objection as to either claim. While he may be able to demonstrate cause with respect to his judicial inquiry claim, he cannot demonstrate prejudice with respect to that claim. Holle-man cannot show prejudice from the judicial inquiry claim because the claim would not have succeeded since the trial judge never had a duty to inquire more deeply than he did into Frank’s conflict. The reverse is true with respect to Holleman’s attorney conflict claim. He can demonstrate prejudice with respect to that claim, but he cannot demonstrate cause for failing to raise that claim in his first petition. Holleman cannot demonstrate cause because he failed to ask Frank whether Frank had been burdened by a conflict (or to make an inquiry of another equally plausible source). If Frank had enlightened Holleman as to the conflict, Holleman could have brought his claim based on this information. If Frank had denied the existence of a conflict, Holleman would have established cause (by an external impediment) for not including the attorney conflict claim.
A.
Under Holloway and Cuyler, a trial court has the duty to inquire adequately into a trial counsel’s conflict of interest if it knows or reasonably should know that a particular conflict exists. See Holloway,
Here, the trial court’s duty to inquire could be triggered in two situations — before Holleman’s trial and during his trial. The district court found that Holleman could not show cause and prejudice in either situation. Although it is a close question, we believe that Holleman could demonstrate cause for his failure to raise the judicial inquiry claim in his first petition. Unbeknownst to Holleman or to any of his appellate counsel (because it was not in the trial record), Judge Clement had asked Frank whether Frank would have a conflict of interest if he were appointed to represent Holleman. Holleman,
Holleman argues that Judge Clement’s inquiry of Frank demonstrated that Judge Clement knew that there was a potential conflict of interest prior to trial (and thus had a duty to inquire into the conflict), or alternatively, Judge Clement should have become aware of the conflict during the trial. Although the circumstances are somewhat clouded, neither argument is compelling.
While “a possible conflict inheres in almost every instance of multiple representation,” multiple representation in itself does not violate the Sixth Amendment. Cuyler,
But should Judge Clement have known about the conflict during the trial? Holle-man argues that, since Judge Clement knew that Love had planned to present an alibi defense, when one of Love’s alibi witnesses was called in Holleman’s trial, Judge Clement should have known at that time that this would create a conflict between Frank’s obligation to Love and Frank’s obligation to Holleman. The district court, however, found that Judge Clement did not and could not realize the importance of Mary Schaar. Holleman,
B.
Holleman’s attorney conflict claim — that Frank had an actual conflict of interest that adversely affected the outcome of the trial — also must be dismissed because Holleman cannot demonstrate cause for his failure to raise the claim in his first petition. To show cause, the petitioner must show that some “external impediment, whether it be governmental interference or the reasonable unavailability of the factual basis for the claim, must have prevented petitioner from raising the claim.” McCleskey v. Zant,
First, the district court found that Holleman had reason to inquire. Id. Further, the district court found that, although Frank was hard to locate when Evans became Holleman’s lawyer, “the record allows no inference that Mr. Frank would have been difficult to locate in 1980 or 1981.” Id. The district court also found that Frank would have revealed his conflict to Holleman if he had been asked. Id. It concluded that Frank’s instruction to Holleman not to write to Frank about theories for appeal was not “an external impediment preventing the inquiry from being made.” Id. Thus, Holleman could not establish cause. Id.
The district court’s finding that Holle-man had reason to inquire into the conflict
Holleman’s suspicion would have been insufficient to itself form the basis for a conflict claim in Holleman’s first petition because, among other things, multiple representation is insufficient in itself to be a factual predicate for a conflict claim. Cuyler,
Mickens involved an attorney, Saunders, who had previously represented a juvenile that his present client, Mickens, was accused of killing. Mickens,
Requiring Holleman to initiate an inquiry despite Frank’s silence may appear
In any event, before seeking to balance a trial court’s duty to inquire with a habe-as petitioner’s duty to inquire, we must compare the purposes underlying their respective inquiries into attorney conflicts. A trial court’s duty to inquire is geared toward the management of an ongoing trial and must be viewed in that context. The purpose of the trial judge’s inquiry is to ensure that the defendant is receiving a fair trial. If the trial judge is not put on notice that there is a potential conflict, he is under no duty to ferret out all the possible conflicts that might arise in a multiple representation situation. His obligation to inquire, however, may be more serious if he is the one appointing the lawyer in question to represent a criminal defendant.
In contrast, the petitioner’s duty to inquire into conflict claims is a duty to research historical facts that could form the basis for habeas claims. “[The][a]buse-of-the-writ doctrine examines petitioner’s conduct: The question is whether petitioner possessed, or by reasonable means could have obtained, a sufficient basis to allege a claim in the first petition and pursue the matter through the habeas process. The requirement of cause in the abuse-of-the-writ context is based upon the principle that petitioner must conduct a reasonable and diligent investigation aimed at including all relevant claims and grounds for relief in the first federal habeas petition.” McCleskey v. Zant,
Thus, Holleman had a duty to initiate an inquiry into all relevant claims. One of those relevant claims is the conflict of interest claim. And multiple representation easily may lead to a conflict of interest claim. The Supreme Court itself had recognized that possible conflicts inhere “in almost all instances of multiple representation.” Mickens, — U.S. at -,
The extent of a petitioner’s required inquiry depends upon whether there are “external impediments, whether [they] be governmental interference or the reasonable unavailability of the factual basis for the claim, [that] prevent[] petitioner from raising the claim.” McCleskey,
Here, Holleman cannot show cause in either of the ways noted in the caselaw. Holleman never made an inquiry into the conflict claim. Thus, he cannot be said to have conducted “a reasonable and diligent investigation.” However, on this issue, Holleman argues that he did satisfy the diligence requirement when he sent two letters to Frank asking him about theories of appeal, and Frank told Holleman to discuss such issues with his appellate counsel. But, of course, Holleman’s inquiry was not specific to conflicts of interest, and Frank’s advisement did not preclude Holleman from inquiring specifically about conflicts of interest when he was preparing his first federal collateral appeal.
Holleman also contends that an inquiry would have been futile despite the district court’s finding that Frank would have revealed his conflict to Holleman if Holleman asked him. Holleman argues that there is nothing in the record to suggest that Frank would have revealed his conflict of interest to Holleman (as opposed to Frank’s later revelation of the conflict to an attorney who confronted him face-to-face), but there is also nothing in the record that supports the opposite assumption — that Frank would not have disclosed the conflict. Where there is more than one reasonable interpretation from the facts (or absence of facts), we cannot say that the district court clearly erred in finding that Frank would have revealed his conflict of interest to Holleman.
An inquiry could also be futile if Frank could not be located (and that difficulty to locate Frank would constitute an external impediment). But the district court found that Frank “would [not] have been difficult to find in 1980 or 1981,” Holleman,
Thus, there was no cause for Holleman’s failure to include the attorney conflict claim in his first petition and Holleman cannot overcome the abuse-of-the-writ objection to his claim.
IV.
For the foregoing reasons, we AffiRM the judgment of the district court.
Notes
. The discussion in Holleman,
. The dissent makes much of our alleged assignment of a heavier obligation of inquiry to an uninstructed layman, Holleman, than to a trained jurist, Judge Clement. We cannot say which of these has the weightier duty — only that their respective duties arise in different contexts and with a different perspective on the surrounding facts and events. For example, Judge Clement may have a number of cases on trial with a retinue of witnesses and possibly more than one situation carrying within it the seeds of a conflict of interest. Holleman, on the other hand, has only his own case, in which he has an intense interest, to attend to, and this probably makes up in practical opportunity for scrutiny what he may lack in theoretical insight. It is really not unreasonable to impose on him some obligation of inquiry into matters that have aroused his suspicion.
. In contrast to the dissent, our reading of the evidence presented at the evidentiary hearing suggests that Frank would have revealed the factual predicate of the conflict claim to Holleman because Frank was (unreasonably) unaware that he was conflicted. Frank was convinced that Holleman was involved in the crime. Telephonic Deposition of James Frank (April 28, 2000), p. 38, at 15-17. Frank believed that a substantive defense was not available and would not have been sue-
. The dissent, in attempting to lighten the burden on Holleman, emphasizes the derelictions of Frank and claims that Frank's breach of a fiduciary duty to disclose his conflicts relieves Holleman of any duty to inquire about them. The dissent urges reliance on Frank’s silence as an external impediment to knowledge of the conflict. But, no matter how censurable the conduct of Frank, this cannot free Holleman of his obligations when seeking habeas relief. To say that Frank's silence is an external impediment is to free Holleman of his well-recognized obligation to inquire. On the other hand, we have indicated that, if Holleman had made an inquiry, then Frank's silence might have constituted an external impediment.
Dissenting Opinion
dissenting.
The majority’s decision to dismiss Holle-man’s current habeas petition as an abuse of the writ rests on two contradictory conclusions. On the one hand, the majority holds that Judge Clement, who appointed attorney Frank to represent Holleman and who presided over Holleman’s trial, had no obligation to investigate the possibility that Frank had a conflict of interest. The simple fact that Frank previously had secured the dismissal of charges against Holle-man’s co-defendant was not enough, my brothers reason, to alert the judge to the potential conflict. Yet, the majority goes on to conclude that Holleman, who if anything knew less about the relevant facts than Judge Clement, did have a duty to look into his attorney’s potential conflict, and that he effectively forfeited his claim by not discovering the pertinent evidence by 1981, when he filed his first habeas petition. On the facts, both of these con-
Central to my brothers’ reasoning is the notion that because nothing prevented Holleman from asking his counsel about the conflict prior to 1981, he should have posed that question to Frank notwithstanding the absence of facts placing him on notice of the conflict. The law could not be more clear, however, that it was Frank’s affirmative obligation to disclose the conflict without Holleman or anyone else having to ask him about it. Frank breached that obligation by not speaking up when the conflict first materialized at Holleman’s trial, and he compounded the breach by restraining his advocacy on behalf of Holleman rather than jeopardizing the interests of his former client, Love. Once he had deprived Holleman of the candor and undivided loyalty to which he was entitled, Frank’s interests diverged sharply from Holleman’s: Frank could not have disclosed the conflict to Holleman without exposing his own profound ethical transgressions; and yet, so far as the record reveals, Frank was the only person who knew of the conflict and the impact it had on his representation of Holleman. In realistic terms, Frank’s silence impeded Holleman’s ability to recognize and pursue the conflict claim. And this impediment must be regarded as one that was external to Holleman’s defense, for in remaining silent about the conflict, Frank was in no way acting on Holleman’s behalf or in his interest; he was protecting himself.
Only after a fourteen-year silence, a felony conviction, and the surrender of his law license did Frank at last confess the conflict that burdened him at Holleman’s trial. Yet, my brothers blithely assume that had he only been asked about the conflict in 1980 or 1981, Frank surely would have disclosed it to Holleman. Given that Frank had already breached his obligation to disclose the conflict sua sponte, not to mention the additional fact that by 1980, Frank was engaged in a pattern of bribery that would ultimately result in his conviction for obstruction of justice (among other crimes), I find that assumption astonishing.
A sensible reading of the record makes plain that Holleman had ample cause for not discovering his attorney’s actual conflict before he filed his first habeas petition in 1981. Holleman therefore did not abuse the writ by pursuing his conflict of interest claim in a later petition.
1.
My brothers are, of course, on solid ground in concluding that Judge Clement had no obligation, when he first appointed Frank to represent Holleman, to question the attorney about a possible conflict of interest. The Supreme Court has made clear that multiple, or in this ease serial, representation of clients with potentially divergent interests does not alone require the court to make a conflicts inquiry. Cuyler v. Sullivan,
I am less certain that Judge Clement remained free of any inquisitorial burden once Love’s alibi became an issue at Holle-man’s trial. Frank had, of course, assured the judge when he was appointed that he saw no conflict; and, as the district court observed, the judge was entitled to rely on that assurance “without more red lights discernible to the court.” Holleman v. Miller,
My colleagues acknowledge the possibility that Judge Clement, even if he was not obliged to investigate the possibility of a conflict at the time he appointed Frank, might have become obliged to do so later. Ante at 744. However, they sustain as not clearly erroneous the district court’s conclusion that the judge never incurred such an obligation, even when Love’s role in the offense emerged as a key issue at Holle-man’s trial. Id. Yet, the district court’s finding in this regard is conclusory: The court simply stated that “Mr. Frank may have been obliged to inform the court of his ethical quandary once Ms. Schaar appeared on the witness stand, but nothing required the court to conduct an inquiry then, earlier, or later.”
2.
Let us suppose however, that indeed the facts known to Judge Clement never sufficed to put him on notice of a potential conflict of interest. That conclusion, it seems to me, supplies Holleman with cause for his failure to pursue his claim of actual conflict sooner than he did. On the facts, any other conclusion makes no sense.
Recall that Holleman lacked the evidence necessary to establish an actual conflict until 1991, when Holleman’s post-conviction counsel finally tracked Frank down for the second time and Frank, reluctantly it seems, at last acknowledged the conflict. See ante at 745. No one is arguing that Holleman knew about this conflict in 1981, when he filed his first habeas petition, and that he simply chose to sit on the evidence. The argument that Holleman abused the writ is premised instead on the theory that the pertinent information was available to Holleman prior to 1981, such that he could (and should) have raised the conflict claim in his first habeas petition. I think that the facts supply us with great reason to doubt that the evidence necessary to establish Frank’s divided loyalties really was available to Holleman prior to 1981, and I shall have more to say about that in a moment. But first I think it necessary to question whether Holleman was under any obligation to go in search of that evidence prior to 1981. In my view, he was not.
McCleskey v. Zant requires only that a habeas petitioner exercise due diligence in the identification and pursuit of his claims.
Here is where the majority’s rationale sustaining Judge Clement’s own failure to investigate the possibility of a conflict comes into play. My brothers’ conclusion that the judge had no occasion to ask Frank about the conflict demonstrates why Holleman was not on notice of the conflict claim. So far as the record reveals, Holle-man’s knowledge of the circumstances underlying the conflict was no greater than Judge Clement’s. See
To say that Frank’s successive representation of Love and Holleman was by itself enough to alert Holleman to the possibility of a conflict and to require him to investigate that claim {ante at 746-47) is to hold the unwitting client to a higher standard of inquiry than the very judge who created the conflict of interest by appointing the same attorney to represent two co-defendants. No justification supports the double standard in this case.
My colleagues posit that Holleman would have had cause for not pursuing the conflict of interest if, like Judge Clement, Holleman had asked Frank about a conflict and Frank had given him the same reassuring answer that he gave the judge. Ante at 742, 745-46, 747. This implies that Holleman could have justifiably relied on a false representation from Frank about the conflict, but not on Frank’s silence. Here again my colleagues fail to appreciate the significance of the attorney’s obligation to speak when confronted with a conflict. An omission is treated as the equivalent of an affirmative misrepresentation when an individual knows a material fact but fails to disclose it to another person to whom he owes a fiduciary duty. See, e.g., S.E.C. v. Zandford, — U.S. -, -,
There are few of the business relations of life involving a higher trust and confidence than that of attorney and client, or, generally speaking, none more honorably and faithfully discharged; few more anxiously guarded by the law, or governed by sterner principles of morality and justice; and it is the duty of the court to administer them in a corresponding spirit, and to be watchful and industrious, to see that confidence thus reposed shall not be used to the detriment or prejudice of the rights of the party best owing it.
It is a basic principle of professional conduct that an attorney must faithfully, honestly, and consistently represent the interest and protect the rights of his client, and that he is bound to discharge his duties to his client with the strictest fidelity, to observe the highest and utmost good faith, and to inform his client promptly of any known information important to him.
Bell v. Clark,
An attorney is bound to disclose to his client every adverse retainer, and even every prior retainer, which may affect the discretion of the latter. No man can be supposed to be indifferent to the knowledge of facts, which work directly on his interests, or bear on the freedom of his choice of counsel. When a client employs an attorney, he has a right to presume, if the latter be silent on the point, that he has no engagements, which interfere, in any degree, with his exclusive devotion to the cause confided to him; that he has no interest, which may betray his judgment, or endanger his fidelity.
Williams v. Reed,
For purposes of the cause analysis, Frank’s silence posed an external impediment to Holleman’s ability to recognize and pursue the conflict claim in habeas proceedings. See McCleskey,
Ah, the court points out, but Holleman himself voiced suspicions about his lawyer’s divided loyalties when he flagged the matter for his appellate and post-conviction lawyers; and that suspicion, they believe, obligated him to inquire further. Ante at 744-45, 746-47. True enough, Holleman did think to mention Frank’s representation of Love and himself to counsel, but so far as the record reveals, nothing more than a naked hunch prompted him to do so. There is absolutely no evidence that Holleman had any inkling that an actual conflict of interest burdened Frank’s representation of him. Recall that it occurred to Judge Clement himself to ask Frank whether he thought that the dual representation presented any conflict, yet we have said that the judge’s question does not signal that he was on notice of the conflict and thus under an obligation to investigate it. Ante at 743. Holleman’s own subjective concerns, unsupported by facts sufficient to have placed him on reasonable notice of a conflict, are similarly beside the point.
But even if we assume that Holleman did have an obligation to look into the conflict before he filed his first habeas petition in 1981, he can be faulted for the failure to present the conflict of interest claim in that petition only if the evidence necessary to support the claim was reasonably discoverable at that time. See McCleskey,
First, Frank had no right to wait for the question. He had an unequivocal duty to speak up when the conflict of interest materialized during Holleman’s trial. Yet rather than disclosing the conflict sua sponte, he chose to remain silent and let Holleman’s interests suffer. Having already failed to disclose the conflict when ethics required it of him, it strikes me as implausible to suppose that he would have suddenly become candid if only his client had thought to ask him whether he had experienced a conflict.
Second, in view of Frank’s silence in the first instance, belated disclosure would have come at a price. After all, Frank had not only failed to disclose the conflict but had chosen to give Holleman’s interests a back seat to Love’s. These were grave ethical violations which, if disclosed, would
Third, Frank’s failure to disclose the conflict that burdened him at Holleman’s trial was by no means an isolated breach of ethics on his part. In 1985, a 23-count indictment charged Frank with scheming to obtain favorable outcomes for clients who were charged with driving under the influence of alcohol by bribing judges, court personnel, and other public officials to destroy records, to divert notices that the Indiana Bureau of Motor vehicles should have received, and to commit a variety of other dishonest acts. See Frank v. United States,
Years later, Frank finally did acknowledge his conflict of interest. By that time, he was a convicted felon whose legal career was at an end; he had absolutely nothing to lose. But even then, Frank’s admission was a reluctant one. When Holleman’s attorney first interviewed him in 1988, all that Frank could focus on was his successful representation of Love. See Evans Dep. 20-27. Not until a second meeting in 1991 did Frank finally admit that his divided loyalties had kept him from cross-examining Schaar. Id. at 42-48. Frank’s hesitation to acknowledge the conflict even at that late date demonstrates in yet one more way why the evidence necessary to establish Holleman’s claim was not reasonably available to him at the time of his first habeas petition.
4.
This record lends absolutely no support to the conclusion that Holleman abused the writ of habeas corpus. Only through the extraordinary efforts of Holleman’s post-conviction counsel, years after Holleman filed his first habeas petition, did Frank’s conflict of interest at last come to light. To say that Holleman ought to have investigated the claim sooner is to say that the mere fact of Frank’s serial representation of Love and Holleman was enough to alert Holleman to the potential conflict of interest, but not Judge Clement. To say that Frank would have disclosed the conflict prior to 1981, if only he had been asked, is to ignore (along with Frank’s history of ethical breaches) the fact that it was Frank’s obligation to volunteer that he was conflicted, not the .obligation of anyone else to ask him about it. Today’s holding is
I respectfully dissent.
. This evidence laid the foundation for a theme that the State pursued vigorously in its closing arguments — that as the likely "trigger-man,” Holleman was the person most culpable (if not solely responsible) for the robbery and killing of Robin Opfer (as well as Scott Moore), and that Holleman's post-arrest statements were incredible to the extent they attempted to pin the blame for Opfer's murder on Love and the other participants in the robbery. See, e.g., PR 302 ("[Holleman] was the principle [sic], he pulled the trigger, and he worked alone.”); 308 ("I submit Frank Love was nowhere near that apartment on the 5th day of October, '76. He is now dismissed out of this case.”); 315 ("The night of the 5th, I submit to you, Robert Holleman killed Robin Op[f]er.”); 321 ("The murder of Scott Moore, I submit to you, was committed by the defendant.”); see also PR 296, 305, 307, 309, 310, 312, 313-14.
. Although my colleagues attempt to differentiate Judge Clement’s obligation to investigate potential conflicts of interest from Holleman’s own duty, I find the distinction they draw unconvincing. My colleagues reason that whereas ''[t]he purpose of the trial judge’s inquiry is to ensure that the defendant is receiving a fair trial,” ante at 746, the aim of the petitioner’s inquiry is "to research historical facts that could form the basis for habeas claims,” ante at 746. These are but two sides of the same coin, however: The trial judge acts to protect the defendant’s rights, while the habeas petitioner seeks to establish the ways in which his rights were not honored. Just as a judge cannot be expected to make a reasoned and fair decision when the relevant facts are kept from her, a petitioner cannot be expected to challenge a deprivation of his rights when he is unaware that a deprivation has even occurred. The duty of inquiry for judge and petitioner alike is defined in terms of notice. If, as my colleagues have concluded, the facts confronting Judge Clement were not sufficient to alert him to a conflict and thus to compel an inquiry, then the same facts could not, without more, have obligated a layman in Holleman’s position to inquire.
. Although cases such as Holloway and Cuyler, which recognize the attorney’s duty to disclose conflicts of interest, were decided after Holleman's 1977 trial, the notion was by no means novel. As Justice Stevens recently observed, "[t]he lawyer’s duty to disclose his representation of a client related to the instant charge is not only intuitively obvious, it is as old as the profession.” Miclcens, - U.S. at -,
. My colleagues read the Fourth Circuit's opinion in Mickens v. Taylor,
. Holleman’s testimony before the district court confirms that nothing more than a hunch prompted him to first mention Frank's successive representation of Love and himself
"And I was really putting forth ideas [in a letter] to Mr. Kramer so that he could — so that I could sort of help him formulate issues for the appeal, basically. At one point in the letter, I think I said something to him like, 'There was something wrong with the representation of Mr. Frank when he represented Mr. Love earlier and then represented me, but I can't pinpoint it. I just have a gut feeling that there is something wrong there,' and I stated that to him in my letter.... I didn’t know what was wrong. I just had a feeling that something was wrong.”
Transcript of Hearing on Petition for Writ of Habeas Corpus ("THC”) 28; see also id. at 41, 53. Kramer himself concluded that the mere fact of Frank's successive representation of Love and Holleman did not supply a basis for a conflict of interest claim, see PR 269, and Holleman relied on Kramer's assessment, THC 30. Years later, when Holleman met with his post-conviction counsel, Jeffery Evans, to discuss potential grounds for post-conviction relief, Holleman again mentioned the issue, but only in passing. Holleman testified:
Mr. Evans was in the doorway leaving. We were in a little attorney booth. And I made a comment to him sort of offhandedly that, you know, "You may want to look into this. This lawyer that represented me also represented my co-defendant.”
THC 34. Evans' recollection of the conversation was similar:
I believe I'd even gotten up from my chair and was about to leave and trying to get things wrapped up and I was probably tired at that point. Robert looked at me and said something to the effect of remember at the beginning of this you told me to tell you everything? I said yeah, Robert, tell me everything. At that point he informed me that his attorney had previously represented a co-defendant in this case. And he was very — in telling me that, he was very sheepish about the whole thing. I think he was trying to show me that he was complying with my demand to tell me everything. And that's how it first came to my attention.
Evans Dep. 11.
. In fact, by the time Holleman was preparing his direct appeal, Frank had already terminated communications with Holleman. After Holleman had sent Frank a second letter inquiring about potential issues to raise on appeal, Frank told Holleman that he should direct all future inquiries to Dennis Kramer, his appellate counsel, rather than to Frank.
