According to the complaint and the evidence presented at a brief hearing, plaintiff Robert Lavoie and his family have, since July 5, 1968, rented a space for their mobile home in the Bel Aire Mobile Home Park in Merrimack, New Hampshire, which is owned by defendants James and Rita Bigwood. The complaint states that Lavoie, an active member of a tenants’ association, has complained to public officials about defendants’ management of the park. For that reason, Lavoie contends, hе was given notice, on May 25, 1971, to quit the premises on June 28, 1971. When he did not comply, defendants sought to evict him by filing a Landlord and Tenant writ of summons in municipal court on or about June 29, 1971. In response, plaintiff instituted the present action under 42 U.S.C. § 1983. By agreement of the parties, the eviction proceeding has been stayed pending the outcome of this action.
*9 Defendant takes the position that, as plaintiff is merely a tenant at will, his tenancy can be terminated for any reason by giving thirty days’ notice. Plaintiff argues that the otherwisе “purely private” relationship between landlord and tenant is transformed by the New Hampshire landlord and tenant and zoning laws, that these laws so infuse the landlord’s action that it becomes “state action”. Assuming the truth of the claim that eviction was sought in retaliation) for the exercise of his rights of speech and association, the district court nevertheless dismissed for failure to state a cause of action, finding simply that defendants’ action was not “state action” and therefore did not violate plaintiff’s rights under the Fourteenth Amendment.
Preliminarily, a cause of action under § 1983 is stated only if the plaintiff alleges both that a defendant’s action is “under color of any statute, ordinance, regulation, custom, or usage, of any State” and that the action subjects the plaintiff “to the deprivation of any rights secured by the Constitution . . . .” Where as here, the rights allegedly infringed are the rights of free speech and association guaranteed by the Fourteenth Amendment as it incorporates the First Amendment, the deprivation must take the form оf “state action”.
In addressing the question whether plaintiff has adequately alleged state action, we turn first to the landlord and tenant statute, under which eviction may be sought in three steps. “Any lessor or owner of lands or tenements may at any time determine any lease at will or tenancy at sufferance, by giving to the tenant or occupant a notice in writing to quit the same at a day named therein.” N.H.R.S.A. c. 540, § 2. After notice to quit, the landlord may bring a possessory action, N.H.R.S.A. c. 540, § 12, by obtaining a writ of summons, N.H.R.S.A. c. 540, § 13, and then a writ of possessiоn, N.H. R.S.A. c. 540, § 14. On its face the statute thus appears to permit eviction without limitation as to motive, an appearance confirmed by the decisions of the New Hampshire courts, most notably Wormood v. Alton Bay Camp Meeting Association,
New Hampshire delegates its zoning power to the cities and towns of the state:
“For the purpose of promoting health, safety, morals, or the general welfare of the community, the legislative body of any city or town is empowered to regulate and restrict the height, number оf stories and size of buildings and other structures, lot sizes, the percentage of lot that may be occupied, the size of yards, courts and other open spaces, the density of population and the location and use of buildings, structures and land for trade, industry, residence or other purposes.” N.H.R.S.A. c. 31, § 60.
The Town of Merrimack has exercised its authority over mobile homes in three quite different ways. It has first imposed ordinary residential restrictions as to lot size, setbacks, and adequacy of sanitary facilities. Another rеstriction is peculiar to mobile homes: the prohibition “no mobile home shall be located other than in a mobile home park” (Art. VIII, § 2) is coupled with the further prohibition “[n]o mobile home park shall be established or operated without a permit from the Board of Selectmen” (Art. *10 VIII, § 3, ¶ A). In consequence of this restriction, the mobile home owner may not purchase land on which to place his mobile home but must rent space on another’s land. Finally, and most strikingly, the ordinance states that “[b]efore any permit fоr a mobile home park shall be issued, the Town Planning Board shall have certified to the Board of Selectmen that the proposed mobile home park will not be injurious or detrimental to the neighborhood in which it is to be situated” (Art. VIII, § 3, ¶ D). The ordinance obviously reflects a concern with the special problems created by mobile homes. Realistically construed, in conjunction with the provision that “[n]o mobile home shall be placed closer than 150 feet to an existing residence” (Art. VIII, § 3, ¶ C(2)), it demonstrates the town’s determination that there be metaphorical tracks for a mobile home park to be on the other side of.
As for the implementation of the statute, the record is limited. Plaintiff’s attorney did offer to amend the complaint to allege that “there is at least in fact a monopoly created by the town by the way of zoning codes have been enforced so far as mobile home parks, so that in the Town of Merrimack, Mr. Big-wood’s park is the only major mobile home park which has been allowed to bе put in there . . . .” The court did not rule on this offer, but simply granted permission for Mrs. Lavoie to take the stand. Since she was then permitted to testify concerning her unsuccessful efforts to find a substitute location within thirty-five miles of Merrimack, we will treat the court’s action as an implicit acceptance of the amendment. 2 Liberally construed, as is appropriate on a motion to dismiss, the amendment alleges both that the defendants’ park is the sole mobile home park in Merrimack and that the town has denied permits to others who wished to open additional parks.
The critical issue, whether the confluence of court-enforced eviction and monopoly power created by zoning sufficiently implicates the state to be termed state action, must be resolved by reference to unsynthesized lines of cases. The chaotic state of the doctrine is particularly unfortunate where, as here, the state is involved in more than one way in the challenged action, and it is unclear whether we ought to measure the voltage as if the actions were in series or as if in parallel.
Conventionally, there is thought to be a line somewhere between two “polar propositions”: that under the Fourteenth Amendment, a state may not deprive a person of his constitutional rights; and that a person may for any reason discriminate against other persons in his private affairs. 3 The notion that these are polar propositions has led courts, in cases involving nominally private actions, to explore from each pole in order better to locate the equator. With the “state action” pole are associated such phrases as “state compulsion or involvement”, 4 and with the opposite pole, state “neutrality” 5 and “purely private” 6 or “merely private” 7 conduct. In attempting to sort out the uses of these phrases, we recognize that in the broadest senses of the words, the states are always involved in private actions, are never pristinely neutral.
Viewing the problem, for the moment, as one of defining “neutrality” in a less strict sense, we turn to Shelley v. Krae-mer,
“may . . . constitutionally enforce an owner’s desire to exclude particular persons from his premises even if the owner’s desire is in turn motivated by a discriminatory purpose. The State, it is said, is not really enforcing a policy of segregation since the owner’s ultimate purpose is immaterial to the State.”378 U.S. at 136 ,84 S.Ct. at 1773 .
The Court responded that such were not the facts of the case before it, in that “The president of the corporation which owned and managed the pаrk testified that he had instructed [the deputy sheriff] to enforce the park’s policy of racial segregation.”
But while, on the facts of Shelley and Griffin, the Court had no occasion to announce a narrower theory indicating when a state police officer or court is “neutral” for the purposes of the Fourteenth Amendment, we think that, apart from cases involving racial discrimination, 9 Maryland’s argument suggests a workable theory. That is, a state may at the behest of private persons apply sanctions pursuant to general rules of law which have discriminatory as well as non-discriminatory application if it does not accept the responsibility of employing a discriminatory classification. Such responsibility would exist when, in resorting to a state sanction, a private party must necessarily make the state privy to his discriminatory purpose. Similarly, in such a case as this, the state would retain a neutral posture unless it *12 was necessarily apprised of the landlord’s purpose to violate rights of free speech and association. While not entirely satisfactory, this approach at least recognizes conscious state involvement without insisting upon an unattainable purity.
On our analysis of “neutrality”, then, an ejectment in retaliation for the exercise of First Amendment rights is, without more, “purely private” action. 10 The state simply affords the landlord a method of vindicating his property rights without inquiring as to the landlord’s motive in doing so, indeed without accepting evidence of his motive if offered. The matter does not end here, however. The state, thrоugh its instrumentality the Town of Merrimack, has restricted the placement of mobile homes through a zoning ordinance. Viewed in light of the foregoing discussion of neutrality, of course, the zoning ordinance changes nothing. In restricting mobile homes to mobile home parks, the state and the town know nothing of the reasons for which a park owner will flex his propertied muscles. Nonetheless, the neutrality perspective is not a comprehensive one, as is clear from the “state involvement” and community replica сases to which plaintiff also calls our attention.
Plaintiff argues from Burton v. Wilmington Parking Authority,
In making a slightly different argument, plaintiff cites Marsh v. Alabama,
*13
We find more to the point than the cases pressed upon us by the plaintiff, a line of cases which began with Railway Employes’ Dept. v. Hanson,
“The enactment of the federal statute authorizing union shop agreements is the governmental action оn which the Constitution operates, though it takes a private agreement to invoke the federal sanction."351 U.S. at 232 ,76 S.Ct. at 718 . 13
Hanson
was reaffirmed in International Ass’n of Machinists v. Street,
The possible relevance of Hanson and its progeny to the present case is that here, as in those cases, the government has allegedly placed monopoly power in private hands in order to implement other policies. 14 Much as federal legislation supporting a private agreement made it a condition of employment with a particular employer to join a certain union, and the Wisconsin rule made it a condition of practicing law in that state that a lawyer join the integrated bar association, Merrimack has, according to plaintiff’s allegation, made it a condition of living in a mobile home there that the plaintiff .locate his mobile home in defendants’ mobile home park.
In none of the cases, of course, is there demonstrated a state purpose to restrain speech by limiting аlternatives, but neither is the private power entirely fortuitous. In authorizing union shops, Congress apparently sought “industrial peace and stabilized labor-management relations”, Railway Employes’ Dept. v. Hanson,
supra,
This similarity of purpose is coupled with a similarity of effect not eroded by the obvious factual distinctions. The opportunity for families of modest means to live in a mobile home near the breadwinner’s place of work in a particular town is not demonstrably less important than the opportunity to work for a particular employer. Mobile home sites may be available at great remove, but so may other jobs of similar description be available with other employers. Nor would the conferring of power on a single individual seem to differ in any relevant respect from the conferring of power on an organization such as the integrated bar.
A distinction of arguably greater significance is that the labor and bar cases involved forced association with the attendant danger that membership dues would be used to support political candidates or programs despite opposition from particular members, while the forced tenancy here is more likely to chill a tenant’s speech than to augment the landlord’s. But to note that the constitutional dangers are different is not to negate the similarity of the cases for state action purposes — in each case one private party, who may act with impunity, is granted the power to put anоther private party to a choice between his rights of speech or association and his job or home.
The juxtaposition of our conclusions that the state is neutral within the meaning of one line of cases and implicated within the meaning, of another line leads us to focus again on the applicability of the “polar” analysis. In Burton, in Hanson, and in each of the cases which followed them, the state or federal government was neutral in the sense that the law it enforced was not unconstitutional on its face. A simple, and for present purposes, at least, an adequate generalization to be drawn from these cases is that a neutrality test is in-apposite where the state gives special support to a nominally private party or, for other purposes, markedly restricts alternatives to dominion by a private party. Accordingly, we find that appellant has adequately alleged “state action” in asserting a town purpose to restrict sites for mobile homes and a concomitant private monopoly over the allocation of those sites. 15
We make two further observations. In finding that plaintiff has alleged state action on a Hanson theory, we necessarily hold that, at least for this plaintiff, who has no practicable alternative, other sorts of housing are not interchangeable with mobile homes. 16 Beyond this we decline to generalize, but simply note the similarity of the problem to that of defining a product market in antitrust law. More importantly, we do not prejudge the case, because the allegations before us do not warrant it, where, although a town has granted several permits, demand is so strong that, with a restrictive purpose, the town ¿rants permits for a limited number of substantial parks, but more than one, which are together inadequate to meet the demand. We think it beyond question, on the other hand, that where no such purpose is shown or can fairly be *15 inferred, a mere showing that housing of a particular description is in short supply does not establish “state action”.
The perplexing question which remains to be addressed is whether the facts which constitute “state action” also satisfy the “under color of” law clause of § 1983. The Supreme Court, in summarizing, seemed to answer the question affirmatively in United States v. Price,
A partial explаnation for the Court’s treatment of “under color” in
Adickes
was that it faced a novel question concerning the proper meaning to be accorded “under color of custom”. The restaurant had simply refused to serve Miss Adickes, but had not called upon the state to arrest her or to prosecute her under the state’s trespass law. Justice Harlan noted that “ [a]lthough such a trespass statute might well have invalid applications if used to compel segregation of the races through state trespass сonvictions, see Robinson v. Florida,
Reversed.
Notes
. Because New Hampshire law is so clear on this point, abstention under Itailroad Comm’n v. Pullman Co.,
. A lengthy list of realtors, landowners, and other mobile home parks contacted as part of this effort was introduced into evidence. None of the parks is identified as being located in Merrimaсk, but the notation is sketchy.
.
See, e. g.,
Adickes v. S. II. Kress & Co.,
. Adickes v. S. H. Kress & Co.,
supra,
. Reitman v. Mulkey,
. Burton v. Wilmington Pkg. Auth.,
. Shelley v. Kraemer,
.
See, e. g.,
Bell v. Maryland,
. In his dissenting opinion in Adickes v. Kress,
supra,
.
Accord,
Mullarkey v. Borglum,
.
See also,
Tanner v. Lloyd Corp.,
. In this connection, we note but do not assign weight to the denials of certiorari in two cases in which the New York state courts had found no “state action”. Dorsey v. Stuyvesant Town Corp.,
. The
Hanson
“government action” rationale was interpreted by this court, in Linscott v. Millers Falls Co.,
. We find little guidance in Public Utilities Comm’n v. Pollak,
. We do not, of course, mean to intimate that the creation of monopoly by zoning is unconstitutional. The constitutionality of local zoning has repeatedly been upheld,
e. g.,
Euclid v. Ambler Realty Co.,
. The record demonstrates that ejectment would have a severe impact on the plaintiff. In particular, he has very modest means, supports three children, has little employment flexibility because his job classification is x-are, could expect little cash return from the sale of his mobile home, and would be unable to afford the monthly rent for a dwelling suitable for a family of five.
