*1 9H RICHARDSON, K. Robert
Plaintiff-Appellant, Brown, KOSHIBA, E.T. Joan S.
James Cornuelle, L. Flem-
Herbert C. William Henry
ing, Miyamoto, T. Lawrence S. al., Defendants-Appellees.
Okinaga, et
No. 81-4041. Appeals,
United States Court
Ninth Circuit. 21, 1982. April and Submitted
Argued
Decided Dec. Honolulu, Hawaii, Schoettle, R.
Walter plaintiff-appellant. Alston, Paul, Alston, & Paul Johnson Hawaii, Honolulu, defendants-appellees. *2 SCHROEDER, NELSON, for guidelines and selection and reten- Before BOOCHEVER, Judges. Instead, empowers Circuit tion. it the Commission promulgate to rules which shall have “the BOOCHEVER, Judge: Circuit force and effect of law.” Id. 4. The § Richardson, a former Hawaii Robert K. rules authorize it to screen judge, appeals court an ad- state district investigations to “conduct applications, into against in his suit the mem- judgment verse background qualifications and of appli- Judicial Commis- bers of Hawaii’s Selection cants,” and to interview applicants.3 With (Commission).1 challenges sion Richardson regard petitions to specific reappoint- for petition reappoint- their denial of his ment, obligate the rules the Commission to ment, alleging that the Commission’s treat- (1) publicize reappoint- violated his Fourteenth petition ment of his “in appro- ment such manner as it deems proc- due procedural Amendment to persons might to the end that all priate who monetary equitable and re- ess. He seeks have an interest in the ... re- [decision 1983, 1988.2 He lief under 42 U.S.C. §§ garding reappointment] given oppor- alleges also violations of Hawaii’s constitu- views,” (2) to their tunity investi- tion and laws. gate petitioner’s qualifications, Because the need to decide the federal petitioner. interview the The Commission by could be obviated res- process issues not, “may,” hearings regard- but need hold presented olution of the state law issues in ing reappointment.4 the merits of and because we think it more term, expiration Prior to the of his Rich- courts decide appropriate to Hawaii’s a timely petition reappoint- ardson filed these of state law con- questions sensitive press ment. The issued a re- Commission we trolling judicial appointments, abstain. acknowledging petition; lease Richardson’s Facts however, apparently purchase did not appointed six-year was to a Richardson legal classified advertisement in the notice judge court in 1974. term as state district newspapers. section of local The record term, people his of Hawaii al- During does not indicate whether the contents of by tered their method of selection release were ever press published by the to amending their constitution establish a news media. The Commission also conduct- Commission. Haw. Judicial Selection ed an extensive review of Richardson’s VI, § qualifications, during which it interviewed individuals, including numerous Richardson. The amended constitution authorizes the Commission, however, The did not inform to fill Commission to nominate individuals any Richardson of of the complaints determine whether vacancies to him, lodged against have been nor sitting judges to when their terms did retain constitution, however, opportunity The it afford him an to confront expire. Id. 3.§ provides no and cross-examine adverse witnesses.5 procedural substantive against Although 1. Rules Rules of Procedure for Hawaii’s this action Commis- individually, (hereinafter we sion’s members will sometimes Selection Judicial Commission Rules”). “the refer to the defendants as Commission.” “Commission provides: 2. 42 U.S.C. 12(D). Rule Rule 4. Commission Commission Every who, person under color of ... by which the Com- a list criteria law], subjects, subject- or causes to be [state applicants. The rules do not mission evaluates ed, any of the United States citizen apply when evalu- state whether these criteria deprivation any rights, privileges, or im- ating petitions reappointment. by munities secured the Constitution and laws, party injured shall be liable to the in an not indicate the content of 5. The record does law, equity, proper action at suit in or other interviews, any any nor whether com- proceeding for redress.... regarding plaints had been raised 42 U.S.C. at- authorizes an award of performance. judicial qualifications or torney’s prevailing party fees to the in a action. challenge does not the denial of reappoint Richardson Commission decided not appeal. He then this action on Richardson. filed that motion challenge procedure that decision and the against After was entered monetary was made. which it He seeks person appointed another Richardson injunctive relief. vacancy created when his term ex- fill *3 Procedural Posture Subsequently, filed pired. the Commission appeal, arguing motion to dismiss this a six Richardson’s contained filling of vacancy that the rendered four of The district court dismissed claims. request injunctive relief Richardson’s in these, granted judgment summary and monetary and that claim for relief moot the others. favor of the Commission on enjoy because was barred the defendants only of appeals disposition Richardson re- immunity. panel The motions absolute claims. four of his panel. this motion the merits ferred to II, (1) in this appeal At issue are: Count that the failed to alleges which Commission I reap- publicize petition pointment pursuant to the Commission’s Motion to Dismiss rules, deprived him of the due thereby and consider mo- We first the Commission’s the Hawaii process protections afforded If or in- monetary to dismiss. either tion Constitutions; (2) Count and States United Richardson, relief is to junctive available de- III, alleges that the Commission which deny we must motion. an to rebut opportunity Richardson nied argue they are abso- The defendants that confront against made him and to claims damages from lutely liability immune witnesses, an al- adverse and cross-examine agents are of the court and because procedural process; deprivation leged challenged performed were in their actions IV, which claims that the Com- (3) Count func- quasi-judicial furtherance their in press leaked to the mission information argues rebuttal that tions. In Richardson VI, and Haw. violation of art. agents if (1) even defendants are 5(C) thereby Rules 7 and and Commission court, in na- their functions were executive (4) damaged reputation; his name and best ture, (2) they enjoy for this reason V, alleges which that two Commis- Count (3) their qualified immunity, only con- report possible members failed sion qualified immunity ques- is a entitlement chair- interest to the flicts of trial. fact to be tion of determined Rule 5- person in violation of Commission (B).7 The district Counts court dismissed judges well It is settled that granted summary III and IV and are judge-like functions performing those V. on II and Counts immune absolutely from U.S.C. in disposi- liability8 performed
Immediately prior damage to the court’s for acts capacities. Stump v. presented tion of this Richardson their Abstention,” 435 U.S. Sparkman, “Motion for which was denied. VI, allegations of interest arise in relevant conflict
6. Haw. Const
part:
the commission
fact that
members
deliberations of
from the
two Commission
“[t]he
represented
shall be confidential.”
law firms
media
work for
that
Advertiser)
(KGMB-TV,
that
Honolulu
clients
5(B) provides in relevant
sought
prohibition
Rule
previously
7. Commission
writs of
had
part:
relating
proceedings
against
Richardson
him.
any
before
The two commissioners
liti-
occurred
If a commissioner
...
knows
attorney
relationship
gious
the Commission of these circumstanc-
advised
a[n]
appli-
the commissioner . .. had .. . with
es.
influence,
relationship
cant and
appear
immunity
not extend to suits for
influence,
8.Judicial
does
the com-
the decision
Todd,
Shipp
injunctive
568 F.2d
relief.
v.
applicant,
the commis-
missioner as to this
Cir.1978).
134 (9th
chairper-
report
sioner shall
this fact to
son.
Pier
cial office to the appointing officials and of
son
Ray,
reviewing reappointment
petitions requires
1213, 1217-18, 18
“weigh
it to
candidates,”
merits of [the]
Procunier,
(judges);
evidence,”
641 F.2d
Sellars
“consider all the
“conduct exten-
Cir.)
(9th
(parole
investigations,”
1301-04
board offi-
sive
very
and “act
much
denied,
cials),
judges
attempting
cert.
like
objectively to
(1981). But
cf. Rankin
evaluate . ..
the merits of each candidate
Howard,
847-49
petition.”
Cir. or
Although the Commission de-
1980)
acting in clear absence
(judge
juris
responsibilities
scribes
its
“judicial”
terms,
diction cannot claim absolute immunity),
these functions bear little resem-
68 blance to the
characteristic of the
(1981); Lopez Vanderwater,
gave
rise to the recognition of
(7th Cir.) (no
1235-37
immu
immunity
absolute
officers:
*4
acts),
nity
non-judicial
dismissed,
adjudication of controversies between ad-
1028,
601,
Butz,
449
101
66
U.S.
S.Ct.
L.Ed.2d 491 versaries. See
438
at
U.S.
98
(1980).
2913-17;
Sellars,
Those entitled
absolute immuni
at
S.Ct.
One
dicating
misconduct,
has the
claims
professional
burden
demonstrating
entitlement
“integral
it. which is an
part
Butz,
Clark,
U.S.
S.Ct. at 2910. The process.”
9. Haw. '§ because even if the Chief absolutely Justice were immune for decisions attempts 10. The Commission to refute con- pursuant responsibility appoint made to his by observing appointment clusion that the judges, district court this fact would re not judges of district court was a quire recognition immunity of similar previously performed by function the Chief responsibilities might those to whom those Supreme Justice of the Hawaii State Court. delegated. Compare Fitzgerald, Harlow v. (1976). See Hawaii 604-2 Rev.Stat. It then -, U.S. S.Ct. argues that Justice would have been the Chief Fitzgerald, - U.S. -, with Nixon v. absolutely liability for his immune from actions reappointment process, in the but no exactly unpersuaded on-point. cases We are question remains whether the Com dismiss and need not reach the issue of mission’s members are entitled to absolute whether prayer injunctive immunity though perform even relief is moot. Rhodes,
“executive” function.
Scheuer
416
1687-92, 40
U.S.
II
(1974),
negative
requires
Scheuer,
In
held that
response.
Court
Abstention
immunity
absolute
from 1983 suits was
Although
party
neither
briefed the issue
governor
for a
and his
inappropriate
state
abstention,
argument,
we raised it at oral
Instead,
only
aides.
those officials were
sponte,12
address
sua
and find this case
qualified immunity,
scope
entitled to a
appropriate
of the absten-
depends
scope
of which
“the
of discre
upon
l
tion doctrine enunciated in Railroad Com-
responsibilities
tion and
of the office and al
Co.,
mission v. Pullman
the circumstances as they reasonably ap-
85 L.Ed.
at the time
peared
of the action on which
liability
sought
to be based.” Id. 416 U.S.
Pullman the federal
Since
courts
All
The
inquiry
threshold
in a
First,
ques
case.
this case involves delicate
1983 due process claim is
whether
operation
tions that relate to the
of Ha
defendant was deprived of an interest en-
system.
waii’s
merit selection
We
compassed by
Fourteenth
Amendment’s
pressed
would be hard
to conceive of an
protection of liberty
property. Only
more
than
policy
area of social
sensitive
one
after the court is
the plain-
convinced that
appointive
that
relates to the
selec
directly
tiff has a
property
liberty
pro-
interest
Moreover,
judiciary.
tion of a state’s
tected by
process
can it evaluate
fact that Hawaii amended its constitution
whether the
afforded that
interest
provide
system
for a merit selection
less
adequate.
Regents
See Board of
than
years ago
four
further demonstrates Roth,
564, 569,
2701, 2705,
significant
is a
matter
local
Whether Richardson
Corp.
concern. Cf. Rancho Palos Verdes
v. can
property
position
assert a
interest in his
Beach,
City
Laguna
547 F.2d
judge depends
as district court
on
spe-
(9th Cir.1976) (finding state’s constitutional
cific
and benefits
upon
conferred
oc-
statutory provisions regarding
land use
cupants
position by
of that
Hawaii’s consti-
planning indicative of “sensitive” nature of
tution and other laws.
id. 408
U.S. at
area).
policy
“exigent
demands of 577, 92
at 2709 (property
interests
federalism” that
precipitated
recogni
law).
stem from state
See also Halleck v.
development
tion and
of the abstention doc Berliner,
(D.D.C.
427 F.Supp.
trine
are at least
great
any
here as in
1977);
Ota,
Francis v.
356 F.Supp.
which we have
cases in
found Pull
(D.Hawaii 1973).14
1032-34
On the one
See,
man
appropriate.
e.g.,
abstention
hand,
if
incumbents are entitled to
Manney,
(state’s operation
court
was scheduled to rule
Board of Re
Roth,
who
federal abstention
sought
gents
over
then
claims,
necessarily
judicata, presumably
which are
enmeshed in
dismissed as res
because
property
ruling
state law. Whether Richardson has a
of the lower
now
court
before us.
If this
only
guarded
can
interest
is the
we note that Richardson can seek
to state law.
decided with reference
reopen
proceedings
the state court
under
60(b)(5),
provides:
Haw.R.Civ.P.
holding
recognize
our
18. We
assumes that
upon
just,
such
On motion and
terms as are
pursue this matter in Hawaii’s
Richardson can
*8
party
the court
relieve a
... from a final
parties
courts. Both
indicated in their briefs
following
...
for the
reasons:
. . .
filed a
similar to
Richardson had
prior judgment upon
which it is
the one
in the
before the district court
Circuit
based has been reversed or otherwise vacat-
day
Court of Hawaii the
before the district
ed,
longer equitable
judg-
or it is no
that the
summary
court ordered the dismissals and
prospective application.
ment should have
judgments. Although the record does not indi-
Thus, Richardson is not without access to Ha-
in-„
cate the status of that
Richardson
waii’s courts.
argument
formed us at
oral
had been
Transit
Golden State
(9th Cir.1982); Reynolds Vanelli School (9th Cir.1982); No.
District
Bollow
Francisco, (9th Cir.1981), F.2d 1093 proceed
For these reasons I would to de- appeal the merits of from appellant’s
cide judgment.
the district court’s America,
UNITED STATES of
Plaintiff-Appellee, TAYLOR,
William T.
Defendant-Appellant. America,
UNITED STATES
Plaintiff-Appellee, FLORENCE,
Billy J.
Defendant-Appellant.
Nos. 81-1754. Appeals, States
United Court
Ninth Circuit. 5,May and Submitted
Argued 1, 1982.
Decided Dec. 18, 1983.
Rehearing Denied Jan.
