The district court granted summary judgment for the defendant, Sears Roebuck, in this suit charging age discrimina
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tion in employment (29 U.S.C. §§ 621
et seq.),
and dismissed the suit.
Although the Supreme Court in
McDonnell Douglas Corp. v. Green,
This is a bit too neat. What is true is that evidence sufficient to establish what is loosely termed in these cases a “prima facie case” does place on the employer the burden of coming forward with a noninvidious explanation for why the plaintiff was fired, or not hired, or otherwise treated unfavorably in employment, as the case may be. If the employer fails to prоduce such an explanation the plaintiff wins, while if the employer does produce an explanation the plaintiff must show it to be unworthy of belief — or lose his case. Thus the
McDonnell Douglas
“prima facie case” is not a “real” prima facie case, in thе conventional sense of a case strong enough to withstand a defendant’s motion for summary judgment, because it does not entitle the plaintiff to a trial. More properly termed a presumption, it is a device for making the defendant speak, and once he does speak it falls out. See, e.g.,
Texas Department of Community Affairs v. Burdine, supra,
But it does not follow from all this, as Palucki appears to believe, that if the plaintiff
does
rebut the employer’s rebuttal —not in the sense of demolishing it but in the sense of contesting it with his own, contrary evidence — hе automatically defeats summary judgment and secures his right to a trial. The district court must still make a judgment as to whether the evidence, interpreted favorably to the plaintiff, could persuade a reasonable jury that the employer had discriminated аgainst the plaintiff. Cf.
Matsushita Electric Industrial Co. v. Zenith Radio Corp.,
So let us examine the state of the record when the motion was made. Palucki ac *1571 knowledged that he had had problems adjusting to the new division, and indeed that the problems had nеver been solved. But he tried to turn this debit into a credit by arguing that Sears had transferred him to the new division hoping he would fail so that it would have a pretext for firing him. This is an exceedingly improbable plot. Remember that Palucki was not just transferred to the staff of the new division but was madе the division head, and the division combined three departments. This was an important job and it is hard to believe, without evidence, that Sears — concretely, the manager of the store, whose career depended on the success of the divisions undеr his supervision — would fill the job with someone expected to make a botch of it. Nor was this someone an older person whom a rapacious employer might want to discharge because he was approaching the age at which he could retire with a big pension. Palucki was only 40 when he was appointed to his new job and as far as the record shows this was decades away from retirement for him. Although there are jobs for which a 40-year-old would be considered superannuated, we are not aware that division manager in a department store is one of them; and it is relevant to note in this connection that the person who replaced Palucki as head of the home-appliances division was in his fifties. On top of all this there is extensive and largely unrebutted evidence that Palucki really did screw up in the new job. He received three written deficiency reports during his one-year tenure, and while he argues that he should have been given more time to correct them, he does not contest the genuineness of the deficiencies, which were indeed numerous and apparently serious; they included repeated failures to maintain adequate security for jewelry and to schedule part-time workers when they were needed. Apparently Palucki was disgruntled at being transferred out of his beloved big-ticket milieu and unable or unwilling to adjust.
Against all this, Palucki’s deposition evidence, however sincere, that Sears took too hard a view of his deficiencies is entirely unavailing, and gains nothing from depositions by the employees under him that they thought Palucki was doing an okay job. See, e.g.,
Williams v. Williams Electronics, Inc.,
As nothing we have said so far provides a premise from which a reasonable jury could infer that Palucki was fired because he was over 40, Fasano’s deposition becomes critical. A plainly disgruntled ex-Sears manager who had been fired —he claims because of
his
age (late fifties) —two years before Palucki, Fasano stated in his depоsition that he had heard Sears executives say they had a hit list of older workers whom they wanted to get rid of, and that Palucki’s name was on the list. Fasano conceded that “they specifically didn’t come out and mention age. But my gut feeling, from what I had seеn and being on the staff, I was quite aware what their intention was.” Yet the only other person he mentioned as being on the hit list was in his early thirties. The fact that Fasano had an animus against Sears and the yuppies whom he believed Sears was hiring to replacе older men did not disquali
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fy Fasano’s testimony from consideration. See
Williams v. Williams Electronics, Inc.,
A party to a lawsuit cannot ward off summary judgment with an affidavit or deposition based on rumor or conjecture. “Supporting and opposing affidavits shall be made
on personal knowledge,”
Fеd.R.Civ.P. 56(e) (emphasis added), a requirement that parallels Rule 602 of the Federal Rules of Evidence, which forbids a witness (other than an expert witness, which Fasano was not) to testify to matters of which he does not have personal knowledge. See
Davis v. City of Chicago,
But we would not want to rest our decision on a technicality about the admissibility of evidence. A more important principle is at stake. Rule 56 is a practical tool of governance. Its purpose is to head off a trial, with all the private and public expenses that a trial entails, if the opponent (usually although not always the plaintiff) of summary judgment does not have a reasonable prospect of prevailing before a reasonable jury — that is, a jury that will base its decision on the facts and the law, rathеr than on sympathy or antipathy or private notions of justice. When it is plain that the plaintiff has no case that could persuade a reasonable jury, the defendant is entitled to summary judgment.
Palucki wanted to use Fasano’s deposition to show that Sеars really did transfer him from big-ticket to soft-ticket items in the hope that he would fall on his face. So improbable is such a scheme (especially since Sears could have fired Palucki with impunity before he turned 40), and so vague, scanty, and contradictory the factual basis that Fasano offered for his “gut feeling” concerning Sears’s hostility to older workers, that Palucki, to get to trial, was obliged to conduct a further investigation; he could not rest on the affidavit. He could have deposed the pеrsons allegedly responsible for the hit list (Fasano named them in his deposition), or have sought to substantiate the pattern suspected by Fasa-no of Sears’s replacing older by younger employees. But he did neither of these things, and the conjecturеs in Fasano’s deposition were not enough, given all the other evidence, to justify a jury’s concluding that Sears had concocted, and carried out at great potential cost to itself, a Machiavellian scheme to get rid of a minor, youngish employee whom it could have fired with impunity a few months before putting the scheme into effect.
The workload crisis of the federal courts, and realization that Title VII is occasionally or perhaps more than occasionally used by plaintiffs as a substitute for principles of job protection that do not yet exist in American law, have led the courts to take a critical look at efforts to withstand defendants’ motions for summary judgment. A district judge faced with
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such a motion must decide, subject of course to plenary appellate review, whether the state of the evidence is such that, if the case were tried tomorrow, the plaintiff would have a fair chance of obtaining a verdict. If not, the motion should be granted and the case dismissed. See
Anderson v. Liberty Lobby, supra,
Affirmed.
