Gоdfrey, a Georgia prisoner under death sentence, filed a federal habeas corpus petition in the Northern District of Georgia alleging 19 grounds for relief. The district court granted the writ on three grounds. The court held that (1) Godfrey’s conviction was unconstitutionally obtained because a jury instruction shifted to him the burden of proof on the issue of intent; (2) the state would violate the double jeopardy clause if it retries Godfrey and seeks to reimpose the death penalty; and (3) the state would violate Godfrey’s right to counsel if at another trial it sought to introduce testimony of a state psychiatrist who examined God-frey after he asserted an insanity defense. The state appeals from the judgment in favor of Godfrey, and Godfrey by cross-appeal contends the denial of relief on other grounds was error.
It is undisputed that Godfrey killed his wife and his mother-in-law. The Georgia Supreme Court summarized the events surrounding these murders:
On September 5, 1977, appellant’s wife left him after he cut some of her clothes off her body with a knife. She moved in with her mother, refused to move back home, and filed for divorce. She also charged him with aggravated assault.
On the morning of September 20, 1977 Appellant, who was employed as a male nurse, told a female nurse that he was getting a divorce and it would all be over on the twenty-first. (The divorce hearing was set for the twenty-second.) On the same day, Appellant’s mother-in-law called him at work and told him that Mrs. Godfrey would telephone him that evening. She did call, but would not agree to halt the divorce proceedings for an attempted reconciliation. Mrs. Godfrey called back later and again refused to attempt reconciliation.
Appellant took his single action rifle-shotgun and walked to the mother-in-law’s trailer home, in which Mrs. God-frey, her daughter, and her mother were playing a game around a table. Appellant killed his wife by shooting her in the head, firing through a window. He struck his eleven-year-old daughter on the head with the barrel of the gun as she ran for help. Appellant then shot his mother-in-law, killing her. He then called the Polk County Sheriff’s office, identified himself, reported the crimes and gave directions to the trailer. He waited at the scene until a policeman arrived. Appellant told the policeman “they’re dead. I killed them,” and directed the policeman to the murder weapon which was resting in the branches of an apple tree.
After being arrested and advised of his rights, Appellant was taken to the police station where he told a police officer that he had committed a “hideous crime” which he had thought about for eight years and would do again.
Godfrey v. State,
At trial Godfrey admitted the killings and relied on the defense of insanity. He introduced the tеstimony of a psychiatrist who testified that Godfrey had suffered from a “dissociative attack” at the time of the killings, which resulted in his not being *1560 able to control his subconscious impulses. The psychiatrist also testified that Godfrey asserted that he did not remember any of the events between the phone call from Mrs. Godfrey and “waking up” in jail the following day. He had given Godfrey an injection of Sodium Amytal — a “truth serum” — but Godfrey could not remember the killings even after receiving this treatment. To counter this testimony the state produced expert witnesses who testified that it was their belief that at the time of the killings Godfrey could distinguish between right and wrong.
The jury found Godfrey guilty on two counts of murder and one count of aggravated assault. The jury sentenced him to death. The Georgia Supreme Court affirmed the conviction and sentence.
The district court granted the writ.
Godfrey v. Francis,
The district court denied several grounds for relief asserted by Godfrey, and he raises these issues by cross-appeal. He asserts that both the grand jury and the traverse jury were constitutionally infirm under the Fifth, Sixth, and Fourteenth Amendments because the procedures used in selecting them discriminated on the basis of sex and race; that he was denied a trial by an impartial jury because the trial judge failed to dismiss for cause jurors who were biased in favor of imposing the death penalty; that the judge dismissed some jurors for cause even though sufficient cause had not been shown; that because the Georgia Supreme Court failed to conduct a meaningful proportionality review the imposition of the death sentence was arbitrary and capricious; that involuntary statements were improperly admitted; and that exclusion of jurors who unalterably opposed the death penalty at the guilt/innocence stage violated his right to an impartial jury.
We affirm the holdings of the district court on the Sandstrom issue and on the double jeopardy issue. We reverse the district court on the right to counsel issue concerning the statements made by God-frey to the psychiatrist. The consequences are that the writ must be granted because Godfrey’s conviction was unconstitutional; that, if the state retries Godfrey, any effort to re-impose the death penalty would violate the double jeopardy clause; and that the state may constitutionally introduce the psychiatrist’s testimony at a new trial. Some of the issues raised by Godfrey’s cross-appeal are mooted by our decision on the foregoing issues; the others we reject.
I. Sandstrom Issue
The district court held that the jury charge violated Godfrey’s constitutional rights under
Sandstrom v. Montana,
442
*1561
U.S. 510,
Godfrey asserts, and the district court ruled, that the following language in the charge violated his constitutional right that the state must prove beyond a reasonable doubt every element of the offense charged:
The acts of a person of sound mind and discretion are presumed to be the product of the person’s will, but the presumption may be rebutted. A person of sound mind and discretion is presumed to intend the natural and probable consequences of his acts, but the presumption may be rebutted.... Every person is presumed to be of sound mind and discretion but the presumption may be rebutted.
Both this circuit and the Supreme Court have evaluated this language in light of the mandates of due process and hаve concluded that this instruction does not comport with due process because it impermissibly shifts to the defendant the burden of proof on the issue of intent.
Francis v. Franklin,
This does not end the inquiry, however. In
Rose v. Clark,
The second basis for invoking harmless error occurs where the evidence of defendant’s guilt is overwhelming. In the present case, the district court on habeas posed the question as “whether the evidence specifically related to intent was so overwhelming as to render the error harmless.”
A defendant may introduce competent evidence at trial that is insufficient to prove insanity and yеt potentially sufficient to raise a reasonable doubt about his ability to form the intent required for the crime. “The existence or nonexistence of legal insanity bears no necessary relationship to the existence or nonexistence of the required mental elements of the crime.”
Grace v. Hopper,
The jury’s rejection of his plea does not mean it found that the defendant was totally free of mental infirmity or that his capacity to formulate a specific intent was the same as that of a normal or average person. The prosecution must still prove beyond a reasonable doubt that the defendant formed the intent necessary to convict him of murder. As the Dix panel noted, “a reasonable jury might have rejected the argument that [the defendant] was insane, while still finding that the state failed to prove that [the defendant] possessed the requisite intent for malice murder.” Dix, 804 F.2d [618] at 622 (11th Cir.1986).
Bowen,
In determining whether the
Sandstrom
error is harmless in this case, therefore, our focus is not on whether the evidence is overwhelming in support of sanity, i.e., the lack of “mental capacity to distinguish between right and wrong” in relation to his crime. O.C.G.A. 16-3-2. Instead we look at the evidence bearing on intent, which apрears to require an awareness or understanding by the defendant that he is taking certain actions and that those actions are likely to cause death.
See Pope,
The Sandstrom error cannot be found harmless in this case. Godfrey presented to the jury competent evidence tending to show a lack of mental capacity to form criminal intent even though the jury necessarily found that he could distinguish between right and wrong. This evidence is sufficient to raise at least a reasonable doubt as to whether the Sandstrom error was harmless under Rose and Chapman. Godfrey introduced the testimony of a psychiatrist, Dr. Davis, who testified that God-frey suffered from a “dissociative attack” at the time of the killings. According to the doctor’s testimony, in such a condition a person “may cut off from his mind awareness of what’s going on around him.... [A] person might be acting sort of automatically, that his "will ... was absent or greatly reduced.” Trial Transcript at 314-15. In response to a question as to whether Godfrey’s acts were the product of his will, Dr. Davis responded:
I think that these are acts that he could not have done had he been himself consciously. I think had he been in his usual state of conscious awareness this act was at the time so abhorant [sic] to him that he could not have done it.
Id. at 323. The doctor further testified that Godfrey was unable “to exercise conscious control over his actions.” Id. at 333. In light of this substantial evidence tending to show Godfrey’s inability to form the criminal intent required for the crime, the Sandstrom error was not harmless beyond a reasonable doubt within the meaning of Chapman.
II. Statements Made to the State’s Psychiatrist
At Godfrey’s trial the state introduced the testimony of a psychiatrist who, pursuant to an order of the trial court, had examined Godfrey at a state facility. This testimony rebutted evidence offered by Godfrey in an attempt to establish an insanity defense. Godfrey asserts that this testimony should not have been allowed because it was obtained in violation of his right to counsel under the Sixth and Fourteenth Amendments.
3
The Georgia Supreme Court on habeas review considered and rejected this claim on its merits,
A defendant has the right to effective assistance of counsel when he is confronted with a “critical stage” of his prosecution.
Estelle v. Smith,
The district court held that Godfrey was denied his right to counsel on thе ground “that Godfrey was examined by the state before his attorney was even aware that the motion for Godfrey’s own examination had been granted.”
Prior to Petitioner's first trial, Counsel filed a motion for a private psychiatric examination at government expense or, alternatively, for government transportation for a private exam at Petitioner’s expense. The motion in the alternative was granted on February 14th. At that hearing, the State moved that Petitioner be examined at the State facilities as soon as the private exam was completed. The trial court indicated that the State’s request would be added to the order granting Petitioner’s motion or that the ordеr would provide for Petitioner to be transported to whichever facility could examine him first in order to minimize delay.
The order of February 14th granting Petitioner’s motion indicated that Petitioner could be examined at Central State Hospital the following day. The sheriff *1565 was ordered to transport Petitioner to Central State immediately.
Counsel testified before this Court that before he could act, the State had drawn up the order and Petitioner was en route to Central State. Counsel stated that he was not notified in advance or given an opportunity to speak with Petitioner pri- or to his departure. If given the opportunity, Counsel would have advised his client of his rights.
Order of State Superior Court 18-19 (citations to record omitted).
The district court did not find that any of the state court factual findings were not entitled to the presumption of correctness accorded them by 28 U.S.C. 2254(d). The record supports thе state court findings. It tells us that on February 9 the trial court considered Godfrey’s motion that the court order a psychiatric examination by a Dr. Davis at the county’s expense and that in the alternative Godfrey’s counsel requested that the exam be ordered at Godfrey’s expense. The court stated that it would prefer to order an examination at a state facility rather than to require the county to pay for a private exam, and defense counsel then laid aside the question of payment and sought an order for the transportation of Godfrey to Dr. Davis’s office in Atlanta. The court postponed its resolution of the request and asked Godfrey’s counsel to provide more information about the length of time that would be required for the examination.
On February 14 the court again took up the issue of the psychiatric examination. Defense counsel again argued that Godfrеy should have a private examination at county expense rather than at a state hospital. Following a dialogue on this subject, defense counsel waived the request that the county pay for Dr. Davis’s examination and simply sought to have Godfrey transported to Atlanta. The prosecution then moved for an examination at the state hospital as well. This colloquy followed:
[PROSECUTOR]: Well, I’ll state this motion, Your Honor, that he be sent to the state facilities as soon as the examination by Dr. Davis is completed.
THE COURT: Well, you can add that to the order, or you can provided [sic] for the order that whichever facility can examine him first the sheriff can take him to one and then bring him to the other. That’s so there will be no more delay than is necessary.
Thus in open court it was made clear that there was to be an examination by Dr. Davis and, as requested by the state, there was also to be an examination at the state hospital, with the sequence of the two examinations to be determined by which examination could be done first. The court filed a written order on February 14. God-frey’s counsel may not have been aware before Godfrey was examined that the written order had been entered, but from the trial judge’s announcement in open court counsel knew that an examination at the request of the state was to be conducted at the state hospital.
7
This case differs from
Smith,
where the court ordered an examination
sua sponte
without counsel’s knowledge and from
Garcia,
where an
ex parte
motion for examination was granted without counsel’s knowledge.
See Buchanan v. Kentucky,
— U.S. -,
We hold, therefore, that the district court erred in holding that the introduction of this testimony violated Godfrey’s Sixth Amendment rights.
III. Double Jeopardy
In granting the writ the district court forbade the state, if it again convicts God-frey, from seeking to reimpose the death penalty. It found that when the state
*1566
forced Godfrey to place his life in jeopardy by submitting to a second death sentence proceeding it violated his rights under the double jeopardy clause and the Fourteenth Amendment. Accordingly, it found that any future attempt to sentence Godfrey to death would suffer from the same constitutional defect. This claim was properly before the district court because it had been presented to, and rejected by, the state court.
Resolution of this claim necessitates a review of the state’s efforts to sentence Godfrey to death. After the jury convicted him on two counts of murder, the trial court proceeded to the sentencing phase of Georgia’s death penalty scheme. The only statutory aggravating circumstance that the state argued to the jury was Ga.Code 27-2534.1(b)(7) (1978), which allows the jury to impose a death sentence if it finds beyond a reasonable doubt that the offense “was outrageously or wantonly vile, horrible or inhuman in that it involved torture, depravity of mind, or an aggravated battery to the victim.” The jury returned a finding that the murders in this case were “outrageously or wantonly vile, horrible and inhuman” and imposed sentences of death for both murder convictions. The Georgia Supreme Court affirmed these sentences.
Before the trial court the state again sought the death penalty. In this second sentencing trial the state relied on an aggravating circumstance that it had not presented to the first sentencing jury, i.e., that the jury had the discretion to impose the death sentence because the murders had been committed while the offender was engaged in the commission of another capital felony. Ga.Code 27-2534.1(b)(2) (1978). The sentencing jury imposed the death sentence on both murder convictions based on a finding that the (b)(2) aggravating circumstance was present. The Georgia Supreme Court rejected Godfrey’s contention that this second imposition of the death sentence violated his rights under the double jeopardy clause and the Fourteenth Amendment. The court, however, reduced one of the death sentences to life imprisonment. Mrs. Godfrey’s murder had provided the aggravating circumstance for the death sentence for her mother’s murder, and the mother’s murder had provided the aggravating circumstance for the death sentence for Mrs. Godfrey’s murder. Because Georgia law forbids the use of such “mutually supporting” aggravating circumstances, the Georgia Supreme Court reduced the sentence for Mrs. Godfrey’s murder to life.
The federal district court, because it had determined that Godfrey’s conviction was constitutionally invalid, held that the remaining death sentence predicated on this conviction was also invalid. The court also held that if the state retried Godfrey the double jeopardy clause forbade it from seeking the death penalty. It based its holding on its reading of the Supreme Court’s reversal of Godfrey’s first death sentence. It read the Court as having held that the evidence presented at trial was insufficient to support Godfrey’s death sentence under the (b)(7) aggravating circumstance. When the district court reached its decision it was settled law in this circuit that if a death sentencе is set aside because the evidence offered was legally insufficient to support imposition of the death penalty, the state may not seek to resen-tence the defendant to death even if it relies on grounds not presented to the first sentencing jury.
Young v. Kemp,
In
Poland
the defendants were convicted of capital murder. At their sentencing hearing the state sought to prove two aggravating factors: that the murders were done for pecuniary gain and that they were committed in “an especially heinous, cruel, or depraved manner.”
Id.
On remand the defendants were again convicted of capital murder. At the second sentencing hearing the state alleged the same aggravating factors as in the first sentencing hearing. 9 The trial judge sentenced defendants to death after finding that both factors were present. The Arizona Supreme Court again struck down the finding of the second factor on the ground that the evidence оffered to support it was legally insufficient. It affirmed the death Id. at On certiorari from the Arizona Supreme Court the U.S. Supreme Court held that the second imposition of the death penalty did not violate the double jeopardy clause. sentences based on the first factor. 1752-53.
The Court began its analysis in
Poland
with a review of its two previous decisions applying the double jeopardy clause to the sentencing stage of a capital proceeding. In
Bullington v. Missouri,
Undertaking this inquiry in
Poland,
the Court found that there had not been an acquittal because no court had found that the prosecution had failed to prove its case. The Arizona Supreme Court had held that the only aggravating factor found by the trial court after the first sentencing was not supported by substantial evidence. This was offset, however, by a finding that the sentencing judge had made an erroneous interpretation on the other aggravating
*1568
factor argued before him and that on retrial the court might properly find the existence of this second factor.
The Court’s analysis in
Poland
leads us to reaffirm our decision in
Young.
In
Young
we held that where the prosecution offers legally insufficient evidence in support of the only aggravating factors it has chosen to argue, it cannot later attempt to impose the death sentence based on these or additional aggravating factors. We began our analysis with the proposition that if the initial sentencer imposes a life sentence the defendant is “acquitted” of death and the state may not seek the death penalty a second time.
The difference between Poland and Young lies in the application of the second principle relied on in Young to the facts before the court. The defendant in Young had had a court determination that the prosecution’s case for death was legally insufficient; the defendant in Poland had not. In Young we were not faced with the issue decided in Poland, and nothing in our reasoning conflicts with the Supreme Court’s later ruling.
This case is controlled by Young. The state at Godfrey’s initial sentencing hearing argued only one aggravating factor. If the U.S. Supreme Court’s reversal of Godfrey’s conviction was based on the ground that the evidence presented by the state was legally insufficient to support a finding that this aggravating factor was present, then the state, by failing to prove the only theory it presented, had failed at Godfrey’s initial sentencing hearing to prove that death was an appropriate punishment, and the double jeopardy clause bars Georgia from attеmpting to resentence Godfrey to death.
The state contends, and the Georgia Supreme Court agreed, that the Supreme Court based its reversal of Godfrey’s first death sentence on the ground that the Georgia Supreme Court applied an unconstitutional construction of its (b)(7) aggravating factor and thus did not rule on the sufficiency of the evidence. But since the Georgia Supreme Court’s decision, this court has twice decided, in
Stanley v. Zant,
In Stanley we noted that “[t]he inquiry in Godfrey focused on whether the evidence in that case satisfied the criteria previously established by the Georgia Supreme Court for application of section (b)(7).... [The Court] concluded that the Georgia Supreme Court had misapplied its own constitutional construction because the evidence that it found sufficient did not reveal a consciousness materially more depraved than that of any other murderer.” Similarly in Johnson we observed that “[t]he Court found that the facts of God-frey ... did not satisfy Georgia Supreme *1569 Court decisions narrowing the scope of (b)(7).” These decisions establish that the Supreme Court held that the evidence presented at Godfrey’s first sentencing trial was insufficient to support a death sentence under the only aggravating circumstance that was presented to the jury. Our independent review of Godfrey leads us to the same conclusion. Under Young this finding bars any subsequent attempt to impose the death penalty on Godfrey for the murders in this case.
IV. The Grand Jury Challenge
Godfrey asserts that his indictment was unconstitutionally obtained because the grand jury that indicted him was not selected in accordance with the Sixth and Fourteenth Amendments.
10
Specifically, he contends that the procedures used for selecting grand juries in Polk County in 1976 discriminated against blacks and women. The state trial court refused to consider the merits of this challenge because Godfrey had not filed a timely objection. The Georgia Supreme Court on two occasions affirmed this ruling and refused to consider the merits of Godfrey’s claim.
A state decision that rests on a uniformly applied independent and adequate state procedural rule requiring a criminal defendant to file a timely objection to an alleged defect will generally bar a federal habeas court from reviewing the alleged defect.
Wainwright v. Sykes,
This procedural bar represents an independent and adequate state ground of decision. Jury discrimination claims must be raised in a timely fashion.
Francis v. Henderson, supra; Davis v. United States,
Godfrey does not meet the prejudice prong of the cause and prejudice requirement of
Francis.
In
Francois v. Wainwright,
The district court’s decision denying relief on the ground that Godfrey’s grand jury was unconstitutionally composed must be affirmed.
V. Other Issues
Godfrey raises two issues that are mooted by our resolution of the Sandstrom and double jeopardy issues: whether thе Georgia Supreme Court conducted a meaningful proportionality review and whether it was error to refuse to remove for cause from the resentencing jury one juror who was biased in favor of the death penalty.
Godfrey has also challenged his conviction on the ground that statements that he made to the police after his arrest and that were introduced at trial were involuntary. This issue is not properly before us because no objection was made at trial to the introduction of these statements.
See
Godfrey also raises the issue of whether the exclusion from the guilt phase of his trial of jurors unalterably opposed to the death penalty violates the constitutional guarantee of a representative jury. The Supreme Court recently rejected a similar challenge to “death-qualified” juries.
*1571
Lockhart v. McCree,
Conclusion
All the issues raised by the cross-appeal are either mooted or no error occurred with respect to them. On the appeal, based upon our conclusion on the Sandstrom issue, part I of our opinion, and our conclusion on the double jeopardy issue, part III of our opinion, the judgment of the district court granting the writ and holding that the state may not seek the death penalty at any retrial of the petitioner is AFFIRMED.
Notes
. This case is binding precedent under
Bonner
v.
City of Prichard,
. As the trial judge instructed the jury in Leland, in determining whether or not the defendant acted purposely and with premeditated and deliberated malice, it is your duty to take into consideration defendant’s mental condition and all factors relating thereto, and that even though you may not find him legally insane, if, in fact, his mentality was impaired, that evidence bears upon these factors, and it is your duty to consider this evidence along with all the other evidence in the case.
. In the district court Godfrey alleged that by allowing the psychiatrist to testify the state also abridged his Fifth Amendment right against compelled self-incrimination. The district court rejected this contention, and Godfrey has not raised it before this court.
. The claim before this court only involves the opportunity to consult with an attorney before a psychiatric examination. It does not involve the opportunity to have an attorney present during the examination itself. Our predecessor court has held that "a defendant has no constitutional right to have an attorney present during a psychiatric evaluation."
Smith v. Estelle,
. A psychiatric examination is not
per se
a "critical stage” in a defendant’s prosecution. The focus of the examination must concern an essential issue at trial for the examination to represent a “critical stage.”
See Cape v. Francis,
.
In
Garcia,
on which the district court relied, the Ninth Circuit held that "the sixth amendment entitles a defendant to notice and an opportunity to consult with counsel before psychiatric examination regarding sanity_”
. Although the record does not reveal when Godfrey was taken away for the examination, it does indicate that he was admitted at the state hospital on February 15.
. The state suggests that the Supreme Court has called into question the application of
Young
to the present case. It points to footnote 15 of the Supreme Court’s
Godfrey
opinion which states: "The sentences of death in this case rested exclusively on (b)(7). Accordingly, we intimate no view as to whether or not the petitioner might constitutionally have received the same sentences on some other basis."
. A third aggravating factor was alleged as to one defendant that had not been alleged at the first trial. The trial court found this factor present and included it as a basis for imposing the death sentence. Because the Court found that the reversal of the first death sentence was not an acquittal of the sentence of death, see text infra, it had no need to reach the question whether this reliance on a new aggravating factor would be permissible if a reviewing court held that the prosecution had failed to present a legally sufficient case for the death penalty. We decided this issue in Young, and we are satisfied that its reasoning is still sound. See text infra.
. Godfrey makes a similar attack on the composition of the traverse jury that convicted him. Because of our holding on the Sandstrom violation we do not address this claim.
. After Godfrey’s trial Georgia altered its grand jury objection rule. Now Rule 11(a)(5) of the Georgia Unified Appeal Procedure, 246 Ga. A-l (1980) (Code Ann. ch. 27-25 Appendix) provides that a defendant in a death penalty case may challenge the array after indictment.
See
. This holding is not inconsistent with the Supreme Court's recent decision in
Vasquez v. Hillery,
. Although the district court found it unnecessary to rule on this issue because of its holding on the
Sandstrom
issue, it noted that the state had not conducted a
Jackson v. Denno
hearing before trial to determine the voluntariness of Godfrey's statements.
See Jackson v. Denno,
The state interpreted this passage as requiring it to hold such a hearing before any retrial. We read the district court’s opinion only as a suggestion to the state so as to lessen the possibility that the voluntariness of these statements might again come before a district court on hаbeas review if Godfrey is reconvicted. The district court's explicit refusal to consider the merits of Godfrey’s claim confirms this reading of its opinion.
. The following issues that were presented to the district court have not been raised in this appeal: ineffective assistance of counsel; denial of fair trial at guilt/innocence phase; denial of fair trial at resentencing; failure to determine Godfrey’s indigency status; that his death sentence is arbitrary and capricious because such sentences are rarely given in cases of domestic murders; that his death sentence was the product of racial discrimination; that the state habe-as court failed to provide funds to pursue his claims; that the trial court erred in denying his motion for change of venue; that electrocution is a cruel and unusual punishment; that the trial judge improperly instructed the sentencing jury on mitigating circumstances; and that O.C. G.A. 17-10-30(b)(2) was applied in an overly broad fashion.
