Lead Opinion
Plaintiff, Robert DeMallory, is an inmate at Wisconsin’s Waupun Correctional Institute (WCI). On August 17, 1978, WCI authorities placed DeMallory in the WCI Adjustment Center, a maximum security facility within the prison that separates certain inmates from general population inmates, because of his alleged involvement in a disturbance at WCI. The Adjustment Center’s surroundings are spartan, and its prisoners’ activities are more restricted than those of general population inmates. On November 4, 1978, prison authorities released DeMallory from the Adjustment Center, but returned him on January 10, 1979, where he remained until February, 1988.
DeMallory originally brought two suits. In the first, DeMallory alleged that conditions of confinement in the WCI Adjustment Center amounted to cruel and unusual punishment. In the second, he argued that limitations on the legal resources available to Adjustment Center prisoners unconstitutionally restrict their access to the courts, thus violating their Fourteenth Amendment rights. Defendants, various government and prison officials, moved for summary judgment on both the eonditions-of-confinement claim and the access-to-courts claim. DeMallory moved for summary judgment on the access-to-courts claim. After submitting the matter to a magistrate, the district court granted summary judgment on both of DeMallory’s claims in favor of defendants. DeMallory appeals.
I.
DeMallory first argues that conditions in the Adjustment Center constitute cruel and unusual punishment. His Eighth Amendment claim focuses primarily on the defendants’ allegedly willful failure to protect him from the activities of other Adjustment Center inmates and the unsanitary conditions in the unit. He alleges that WCI officials knowingly housed mentally-ill inmates with the rest of the Adjustment Center population, that these inmates soil their cells and surrounding areas by throwing food, human waste, and other debris, and that these inmates have set “approximately 50 fires,” that have resulted in the hospitalization of several inmates, including himself. He further alleges that the various defendants are personally responsible for the health and safety hazards, specifically, that WCI officials intentionally allowed the Adjustment Center to remain unsanitary and kept Adjustment Center windows locked despite repeated fires. Finally, De-Mallory contends that a guard spit on him while he was housed in the Adjustment Center.
The district court granted summary judgment in favor of the defendants, holding that “there has been no competent evidence presented that the prison officials evidenced a deliberate indifference to DeMallory’s medical needs, due to the inhalation of smoke, for a finding that his Eighth Amendment rights were violated.” As for the spitting incident, the court ruled that “a correctional officer spitting upon a prisoner does not rise to the level of a constitutional violation.” Id. at 3. We agree with the district court’s disposition of those portions of DeMallory’s Eighth Amendment claim that address the medical care given DeMallory and the spitting incident.
The district court, without expressly saying so, apparently treated the defendants’ motion for summary judgment on DeMallo-ry’s Eighth Amendment claim as a motion to dismiss pursuant to Fed.R.Civ.P. 12(b)(6). Only the plaintiff’s complaint and the defendants’ answers were before the court; no discovery was taken. In their answer to the complaint, the defendants asserted that they had insufficient information from which they could form an opinion with respect to the allegations and denied any unconstitutional conduct. By awarding summary judgment in this situation, the district court actually dismissed the case on the pleadings. In so doing, the district court failed to follow the basic standard governing Rule 12(b)(6) dismissals.
“[A] complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.” Conley v. Gibson,
DeMallory’s conditions-of-confinement complaint, taken as true, as it must for purposes of a motion to dismiss, states a claim on which relief can be granted. The Supreme Court has emphasized that “[n]o static ‘test’ can exist by which courts determine whether conditions of confinement are cruel and unusual, for the Eighth Amendment ‘must draw its meáning from the evolving standards of decency that mark the progress of a maturing society.’ ” Rhodes v. Chapman,
II.
DeMallory next argues that restrictions on library access for prisoners in the Adjustment Center preclude their effective access to the courts. Prisoners in the Adjustment Center may not go to the prison library, may not confer personally with WCI’s inmate paralegals, and may not participate in the legal training and services offered through the WCI paralegal program. The Adjustment Center prisoners may check out books from the legal library by written request and may consult paralegals by correspondence. They also may confer with each other during exercise periods and seek some legal assistance through public defenders, court-appointed counsel, private attorneys, or Wisconsin’s Legal Assistance to Institutionalized Persons (LAIP) Program. A set of 1969 Wisconsin statutes is also available to the inmates housed in the Adjustment Center. The record includes several memoranda in which WCI officials acknowledge that they are “aware of the problem of legal assistance for those inmates in segregation status,” but no solution appears forthcoming.
A prison inmate’s right of access to the courts is the most fundamental right he or she holds. “All other rights of an inmate are illusory without it, being entirely dependent for their existence on the whim or caprice of the prison warden.” Adams v. Carlson,
The magistrate found that although the legal assistance available to the Adjustment Center’s prisoners might not be “optimal,” it constituted “sufficient access to the courts according to Bounds.” The district court agreed. We disagree. The district court lacked the evidentiary basis necessary for granting the defendants’ summary judgment. DeMallory contends that the procedures available to inmates at the Adjustment Center fail both elements of this test. He argues first that the law library available to Adjustment Center inmates is inadequate. As noted, prison authorities denied DeMallory all access to the library with the exception of 1969 Wisconsin Statutes housed in the Adjustment Center and specific volumes requested by inmates. In Corgain v. Miller,
The magistrate correctly concluded that the law library system at USP-Marion, without state law materials or supplemental legal aid, was inadequate. He aptly characterized the Shawnee Library System’s requirement for precise citations for photocopying as a “Catch 22” because the inmate could obtain precisecitations only if he could refer to state law materials.
Id. at 1250. We then approved plans submitted by prison officials to remedy the inadequate access by providing inmates either with starter libraries, in which the inmates themselves could do preliminary research, or with lists of legal services offices with whom the state had contracted to provide assistance to inmates. See id. at 1248-51.
We again addressed the access-to-courts issue in Caldwell v. Miller,
DeMallory, however, had no access to law libraries—even “starter” or “basic” libraries. Unlike the control unit in Campbell, the Adjustment Center library lacked the primary resources to allow DeMallory or other inmates to adequately begin their initial legal research or to formulate tentative theories.
As an alternative basis for its decision, however, the district court held that DeMallory had failed to show prejudice and therefore failed to state a claim on which relief could be granted. Because the district court apparently misperceived the nature of the prejudice requirement, we decline to accept its conclusion. We recently emphasized that the necessary showing of prejudice is a minimal one. Hossman v. Spradlin,
Generally, we have required a showing of prejudice only where minor or indirect limitations on access to courts are alleged. Where, as here, the plaintiff alleges a direct and continuous limitation on access to legal materials or counsel, we have required no such showing. Compare Hossman,
Furthermore, the record before us shows evidence of prejudice. Even WCI officials have repeatedly admitted that current rules create a “problem of legal assistance” for Adjustment Center inmates. In addition, DeMallory’s reply brief in the conditions-of-confinement action was filed too late for the magistrate’s consideration. Where limitations on library use prevent filing of briefs in time for the court’s consideration, those limitations are sufficiently prejudicial to sustain an access-to-courts claim. See Isaac,
For the reasons stated, we reverse in part and remand for further proceedings consistent with this opinion.
Notes
. Corgain, Campbell, and Caldwell addressed challenges mounted by prisoners at the United States Penitentiary at Marion, Illinois, and Campbell addressed court access by prisoners in Marion’s Control Unit. “Marion is the highest level maximum security prison in the federal penitentiary system. The Control Unit is designated for those inmates deemed unfit for the general population at Marion because they pose a threat to others or to the orderly operation of the institution." Campbell,
. The record also is unclear as to whether the “volume-cite" system in place at the Adjustment Center caused unreasonable delays in filing court documents.
. Other courts facing this issue also have taken the position that, at a minimum, inmates either must be given direct access to adequate libraries or must receive help from trained and competent legal personnel other than mere "writ writers" or inmate paralegals. See, e.g., Harrington v. Holshouser,
. The defendants, for the first time on appeal, argue that they are entitled to immunity. Although we have doubts as to the applicability of qualified immunity to the defendants’ conduct in this case, we do not decide the issue because the defendants waived this argument by failing to raise it before the district court. Textile Banking Co., Inc. v. Rentschler,
Dissenting Opinion
dissenting.
Robert DeMallory, a prisoner of Wisconsin, complains about the conditions of his confinement in the Adjustment Center of the state’s maximum-security penitentiary at Waupun and about his access to law books. The Adjustment Center is the place for segregating the most incorrigible inmates in the state’s charge. DeMallory was put there for instigating a riot, and in an earlier appeal we held that the state complied with the Due Process Clause in doing so. I doubt very much that there is a case or controversy about the subjects DeMallory now presents; if there is one, I doubt very much that further proceedings are necessary.
1. DeMallory was confined to the Adjustment Center between 1978 and February 12, 1988, when, his appellate counsel informs us with commendable candor, he was placed in the general population. He wants an injunction governing the operation of the Adjustment Center, but as he is not confined there he has no continuing controversy with Wisconsin about its operation. DeMallory filed the case in 1981 as a class action, but in 1983 the district court declined to certify the class, finding DeMal-lory a poor representative; he has not challenged this decision on appeal.
limited to the situation where two elements combined: (1) the challenged action was in its duration too short to be fully litigated prior to its cessation or expiration, and (2) there was a reasonable expectation that the same complaining party would be subjected to the same action again.
Weinstein,
Weinstein requires a “demonstrated probability”,
DeMallory wants damages as well as an injunction, but this does not keep the case alive, for three reasons. First, many of the persons he has named as defendants have nothing to do with the conditions of which he complains — the Governor of Wisconsin, the Secretary of the Department of Health and Human Services, and so on. Section 1983 does not expose such persons to liability on account of their subordinates’ acts. Second, he has not even offered to show injury from the events remaining in the case — the odoriferous living conditions and the lack of access to a law library. To keep the library claim alive, my colleagues find it necessary to hold that the prisoner need not establish injury from the lack of access. That pretty much eliminates the possibility of damages. The majority does not say that DeMallory is entitled to damages if he suffered no prejudice to the vindication of any legal claim. So too for the challenge to the conditions of confinement. We do not learn from DeMallory what the injury was, so there is no serious claim for damages.
Third, the five defendants who have something (tangentially) to do with the remaining claims — the Warden, Associate Warden for Security, and Major of Security of Waupun; the Administrator of the Division of Corrections; and the Chairman of the Wisconsin State Prison Paralegal Program — are entitled to qualified immunity as a matter of law under the standard of Anderson v. Creighton, — U.S. -,
It may be that questions concerning immunity and the probability that DeMallory will again find himself in the Adjustment Center should be resolved in the first instance by the district court. The defendants’ motions for summary judgment omitted the immunity point, so it is not before us although it remains for decision in the district court.
2. There is a constitutional right of access to the courts, Bounds v. Smith,
The majority says that “[i]n Corgain v. Miller,
To say, as my colleagues do, that a prisoner need not show “prejudice” from a violation of his entitlements not only goes against the law of the circuit but also misunderstands the nature of the right. It is not as if a right (to books) has been violated, and we have to determine whether a showing of prejudice is needed to get relief for the violation. Since the right is one of access to the courts, a prisoner who is able to place all legitimate grievances before a court has received his due. A demonstration of inability to present a legal claim is an essential ingredient of a suit such as this because the prisoner must be able to show that the rules interfered with his entitlement (access to the courts) rather than with a mere instrument for vindicating an entitlement (access to books). When a prisoner who has had full access nonetheless contends that the law library services are not adequate, he is making a contention that affects only third parties, and thus inviting us to overstep the bounds of judicial authority. It is as if a prisoner who always has received adequate medical care files a suit contending that the prison’s physicians are not adequately trained, that the infirmary is poorly equipped, and so on. Such shortfalls might cause harm, but unless they have worked to the plaintiff’s detriment he is not the right person to protest them. DeMallory’s objection to the terms on which inmates secure law books is no different from this hypothetical objection to the medical facilities of the prison. So we lack power under Art. Ill for two reasons: the case is moot, and DeMallory’s own rights were not at issue.
A word on procedure. The court remands the case for further evidentiary proceedings, on the assumption that if the complaints state claims for relief there must be procedures to test the allegations. There are two problems.
First, the district court gave DeMallory an opportunity to prove his claims. The complaint dealing with access to law books was filed in April 1981. Desultory discovery ensued. In January 1986 the defendants filed four sworn answers to De-Mallory’s interrogatories and, on the basis of these answers, a motion for summary judgment. The cover letter informed De-Mallory that “any factual assertion in the ... documents submitted or referred to in support of defendants’ Motion will be accepted by the District Judge as true unless
Second, to the extent there are disputes about the need to treat inmates as Wisconsin does, these disputes are not resolved by taking evidence and deciding the issue de novo. Prison officials, not district judges, decide whether the inmates in segregation are so dangerous that written requests to inmate paralegals rather than face-to-face meetings are appropriate. “[W]hen a prison regulation impinges on inmates’ constitutional rights, the regulation is valid if it is reasonably related to legitimate penological interests.” Turner v. Safly, — U.S. -,
It makes no difference that the facts may be disputed or their effect opposed by argument and opinion of serious strength. It is not within the competency of the courts to arbitrate in such contrariety.
See also, e.g., McGinnis v. Royster,
Cases such as McGowan and Munro involved review of laws, while ours involves a rule established by administrative officials. What matters for these purposes, however, is the quality of the subject as rule. Wisconsin could have established the library-access rules by statute. That it chose a different way does not give a federal court greater freedom to say that the rule is unconstitutional. So far as the federal courts are concerned, a state is a state; how it chooses to make rules of general application is an internal concern. Whalen v. United States,
It is rational (reasonable, too) for prison officials to conclude that inmates segregated in the maximum-security prison on account of violence should be required to communicate in writing rather than in person with other inmates; we sustained a more severe restriction on library access on that account in Caldwell v. Miller,
3. DeMallory’s objections to the conditions in the Adjustment Center have boiled down to three: that inmates set fires, causing smoke inhalation; that inmates’ personal hygiene is not the best, so the odor of excrement is in the air; and that guards clean toilet and face bowls twice a week with the same brush. DeMallory does not contend that prison officials neglect to put out fires or clean up other inmates’ filth when they can. Prison officials are not responsible for the low standards of hygiene and safety of their charges; they can’t tell the courts to send a better class of prisoner! The challenge to the cleaning is picky at best, since twice a week is more often than most people clean their own bathroom appliances, and there is no indication that when the guards are done the face bowls are unsanitary. They apparently use strong caustic agents, which kill bacteria — so strong that the guards do not want the prisoners to have access to the agents, useful as weapons.
I grant that the procedure in this case was deficient, but the deficiencies do not matter. The defendants’ answer, filed in 1981, denied that they “have sufficient information as to form a belief as to the truth of the allegations” about the conditions of confinement — a shocking admission from the Warden of Waupun if true, and a violation of Rule 11 if the defendants’ lawyer was simply too lazy to investigate before filing. In February 1986, when the defendants moved for summary judgment, they ignored claims concerning the conditions of confinement; so did the magistrate when recommending that the district court grant the motion. The omission did not leave an empty record, however; sworn answers to interrogatories supplied an evidentiary basis for decision. DeMallory’s objection to the magistrate’s recommendation mentioned only the fires and the difficulties the smoke caused to other prisoners in the Adjustment Center.
The protest about smoke is simply too insubstantial to require more litigation. DeMallory does not deny that prison officials obtained medical aid for those who suffered from smoke inhalation. Although he (and everyone else) would prefer clean to smoky air, the Eighth Amendment does not require prison officials to do the impossible. Nothing even hints at “deliberate indifference” to the serious medical needs of the prisoners in the Adjustment Center; DeMallory, in particular, does not allege that he suffered any adverse effect from smoke inhalation. “[T]he Constitution does not give inmates the right to be free from all discomfort. The issue with regards to ventilation is the same as with all alleged constitutional violations — does the condition amount to ... cruel and unusual punishment of convicted inmates.” Shelby County Jail Inmates v. Westlake,
. The caption lists only the library access case, No. 81-C-348, but the district court evidently meant to cover the conditions-of-confinement case, No. 81-C-124, as well.
. My colleagues say (maj. op. 449 n. 4) that the defendants have "waived this argument by failing to raise it before the district court.” The answer to the library-access complaint sets out as an affirmative defense that "[t]he defendants, at all times relevant to this action, have acted in good faith, and have exercised professional judgment in accordance with established correction policies and the applicable law.” The answer to the conditions-of-confinement complaint includes almost identical language. This does not employ the magic word “immunity”, but it raises the point. DeMallory filed in 1981 a “motion for more definite statement” recognizing that this was a claim of official immunity. The defendants’ motion for summary judgment was limited to the merits, but the omission of an issue from a motion does not "waive” it; • no rule comparable to Fed.R.Civ.P. 12(h) requires a party to include all issues in every motion for summary judgment on pain of surrendering the point. Rule 56(b), which speaks of motions directed to “all or any part” of a claim looks in the opposite direction. If the defendants had filed a motion for summary judgment raising only their immunity defense and had prevailed, would we say (if reversing . that judgment) that they had "waived” all defenses on the merits? If filing a motion based on immunity does not waive defenses based on the merits, how does filing a motion directed to the merits waive defenses based on immunity?
. But see Williams v. Lane,
. According to a letter to the Governor that DeMallory submitted as an exhibit, one inmate stockpiled the stuff for offensive use until the prison discovered the cache and stopped allowing the prisoners access to caustic agents.
. His objection, styled a "reply brief’, concentrated on his due process objection to placement in the Adjustment Center, which we addressed in an earlier appeal, and mentions the fires and the spitting incident in passing. It covers nothing else.
