*1 case, fortunately, simpler than This envisioned. Rod- hypothetical just case any evidence tend- produce
riguez did attorney made ever
ing that his to show Also, here the
promises predictions. pleaded might yet have
rational defendant rep- of counsel’s
guilty even the absence
resentations, proving the for the evidence to ensure
charged was sufficient conduct gained by pro- advantage would be
that no foregoing all the rea-
ceeding to trial. For
sons, judgment of the dis- we affirm the
trict court. AUNGST, Plaintiff-Appellant,
Robert D. ELECTRIC CORPO
WESTINGHOUSE
RATION, Defendant-Appellee.
No. 90-1849. Appeals,
United States Court of
Seventh Circuit.
Argued Dec. 1990. July
Decided *2 Barker, Price,
Henry Robert G. Sharon J. Shula, Groeger, Indianapolis, L. Price & Ind., plaintiff-appellant. Yerkes, Larkin,
Jay R. Kenneth J. Ind., Thornburg, Indianapolis, Barnes & defendant-appellee. FLAUM, CUDAHY,
Before MANION, Judges. Circuit MANION, Judge. Circuit 35-year D. Engineer Robert Westinghouse employee, was terminated (RIF). He during a reduction force Age Discrimi- this action under the brought (ADEA), 29 Employment Act nation Westing- alleging seq., et U.S.C. 621 § 1) of his terminated because house: 2) rehire him age; refused to because 3) retaliatorily refused to re- age; and age dis- him because he had filed an hire Equal Employ- claim with the crimination (EEOC). Opportunity ment Commission judgment granted summary Judge Noland claims, Westinghouse on the latter by the statute of holding were barred August juryA found for limitations. claim, concluding discharge the unlawful willfully discharged him However, Judge of the ADEA. violation percent cility to make a 10 Noland, persuasive opin- was ordered thorough in a “managed ion, Westinghouse’s motion for across the board reduction granted costs,” notwithstanding requiring the verdict substantial reduc- judgment thus in- (JNOV), holding employees. that the evidence was in its staff of 155 salaried tions *3 support prove pretext by and to plant sufficient to was restructured Bloomington The jury’s of willful discrimination. Westlake, the verdict plant and division William appeals all of the district court Aungst Frederick, Frank for- manager. He named affirm. rulings. We marketing depart- merly manager of ment, capacitor depart- manage the new
I. ment, Frederick was ordered to make and in Pitts- Aungst graduated 1948 from in both his old and new staff reductions Technology burgh’s Carnegie Institute of marketing depart- In the departments. degree engi- in with a bachelor’s electrical ment, Frederick decided to terminate two immediately went to work for neering, and employees years each under 30 who were Westinghouse. years After 10 in East capacitor department old. Pittsburgh, he was transferred to the selected He dis- termination. Bloomington, plant, he re- Indiana where McClain, with Don who cussed his decision mained until his termination at the end of managed capacitor equipment engi- and neеring from 1975 to and section Brittain, engineering department John units, capacitor worked with manager 1958 to and neither are utilities in the trans- which used disagreed with choice. Frederick power. mission and distribution of electric versatility in protective claims to have wanted more Although briefly he worked with year department; he concluded that al- devices that same he was permanently assigned though Aungst’s performance sec- work with began designing capacitor tion and units. good, he was the least versa- Autotrols was eventually designing He found his niche in engineer depart- tile and creative “Autotrol,” particular capaci- kind of ment, and his tasks were the easiest to Westinghouse tor. Autotrol is a trade perform. He also was aware that polemounted capacitor name for a unit. problems employees had more with on the complicated are of the least Autotrols one shop engineers. Aungst than other floor apparently capacitor, forms of and years was 60 old at the time of his termi- design quickly. their mastered As he con- Overall, during Westinghouse nation. designing year year, tinued Autotrols after RIF of December were became comfortable the nickname Eight terminated. the ADEA’s very infrequent “Mr. Autotrol.” His for- (between protected age group age 40 and ays working complicated into on more ca- 70), seven were not. pacitor always units were not successful. Wilkinson, Frederick chose Tom also a Aungst was a customer order Autotrol 60-year-old engineer longer with an even engineer, which meant that he assembled Westinghouse higher tenure at and a sala- existing components devices into a de- ry replace Aungst than in re- sign specifications. By that met customer sponding to Autotrol orders. Wilkinson contrast, development fundamental or de- perform engi- also continued to his other sign engineers hypothesized, created neering responsibilities. Wilkinson worked capacitors.
tested new uses The cus- on until his retirement Autotrols utility tomers dealt with were com- frequently and even after retirement was panies. companiеs generally These would Warkentin, 51, used as a consultant. John specify type detail the of Autotrol up backed Wilkinson on Autotrol orders. desired, would then assemble job Warkentin’s old in another division was specifications. the Autotrol to their RIF, during eliminated so Frederick company-wide
Pursuant
reorga-
brought
capacitor depart-
to 1983
him into the new
nization,
ment,
Westinghouse Bloomington
spent
fa-
where he
about half his time
including
juryA
engineering,
Westinghouse
determined that
customer order
on
willfully
against Aungst by
discriminated
younger engineers were
Autotrols. Two
Seaton, 27, choosing
him for the RIF.
appeals
retained
Frederick: Steve
grant
from the district court’s decision
Kile,
25. Both were fundamental
and Joe
Westinghousе’s
ap-
JNOV motion. He also
development
design engineers,
and nei-
peals
grant
the district court’s decision to
ther worked on Autotrols.
summary judgment
of other em-
Frederick made
number
Aungst’s refusal to rehire claims.
during
reorganiza-
ployment decisions
tion,
of which resulted
older em-
some
II.
ployees being
retained over
em-
Discriminatory Discharge
A.
Claim
*4
prior
this:
to
ployees. The net result was
ADEA,
Under the
it is unlawful “for an
eight
engineers
12
reorganization,
the
employer ...
to fail or refuse to hire or to
capacitor department the
the
discharge any individual or otherwise dis
protected age group; after the
ADEA’s
against
criminate
an individual ... because
pro-
reorganization, 11 of 14 were
аge.”
such
individual’s
29 U.S.C.
(The
depart-
age group.
capacitor
tected
623(a).
reviewing
age
an
When
discrimi
§
ment
been one of six divisions in the
had
case,
nation
court must decide
a
“whether
Distribution Business
Transmission and
there was sufficient evidence
a
reason
Unit. Those six divisions were combined
age
able
to find that
was a determin
during
reorganiza-
the
into three divisions
factor,”
words,
ing
or “in other
a ‘but-for’
tion,
explains why
capacitor
which
the new
employer’s
cause” of the
decision to fire
despite
department had two more members
plaintiff.
M/Mars,
the
Brown v. M
883
&
force.)
the reduction in
505,
(7th Cir.1989).
F.2d
507
terminat
“[A]
Aungst he
After Frederick told
was be-
plaintiff’s
age
ed
ultimate burden in an
terminated, Aungst
ing
met with Joe Ken-
prove
discrimination case is to
that he was
Westinghouse
nedy
headquarters.
discharged
age.”
of his
because
Oxman v.
accepted
Kennedy
a resume from
WLS-TV,
448,
(7th Cir.1988),
846 F.2d
452
service,
Westinghouse placement
for the
citing LaMontagne v. American Conve
placement
the
rate for
told
Inc.,
1405,
Products,
F.2d
1409
nience
employment
discharged
seeking
workers
But
must clear an
percent. Aungst’s
was between 75 and 85
other hurdle
this case—he must also
Westinghouse
resume remained in the
prove
by Westinghouse
that the decision
months,
placement booklet for nine
but no unlawfully terminate him was made “will
availability.
inquired
one
about his
Aungst concededly
fully.” That is because
bring
years
claim within
did not
this
Shortly
discharge Aungst
after his
filed
provides
ADEA
that an
firing;
the
charge
a
of discrimination with the EEOC
“may
commenced within two
action
be
1985,
at-
on December
1983.
while
years after the cause of action accrued ...
tending
regular weekly
luncheon
except
arising
that a cause of action
out of
Westinghouse engi-
retired and current
may
commenced
a willful violation
with
neers, Aungst gained
an
access to
internal
years after the
of action
in three
cause
29, 1985,
memorandum dated March
which
626(e)(1);
29 U.S.C.
accrued....”
§
listed two new
U.S.C. 255.
§
department.
engineer
Another new
September
hired in
court’s
claims We review de novo the district
knowledge
grant judgment
he did not have
that these three
decision to
notwithstand-
younger engineers
ing
were hired until Novem-
the verdiсt. We take the evidence
8, 1986,
it in the
ber
when Wilkinson told him of the
all reasonable inferences from
hirings.
light
On November
most
the non-
favorable to
EEOC,
reweigh
charges
moving party.
filed
not
additional
with the
While we do
“
evidence,
alleging
Westinghouse
discriminato-
we do
‘whether
determine
substantial;
rily refused to rehire him.
evidence is
a mere scintil-
”
plaintiff.”
give
employer
We must
not suffice.’
la of evidence will
Graefen
Co.,
regarding
F.2d
its ex-
Brewing
the benefit of
doubt
Pabst
hain v.
(7th Cir.1987),
LaMontagne,
employment
quoting
planation of
decisions.
original). In this
(emphasis in
F.2d at 1410
respect
employer’s] explana-
With
[an
case, therefore, Aungst
provide
needed to
discharge, we
employee’s]
tion for [an
Westinghouse
evidence
substantial
super-
again note that we do “not sit as
ADEA. Before we
willfully
violated
personnel department
reexamines
separate,
added burden
discuss
entity’s
“No
an
business decisions.” ...
willfulness,
first will
prove
we
practices,
matter
a firm’s
how medieval
of whether there is
question
address the
high-handed
no matter how
its decisional
at all.
any age
here
discrimination
process, no matter how mistaken the
put forth suffi
that he
contends
managers,
ADEA
firm’s
[the
does]
support
jury’s
verdict
cient evidence
“Rather,
inquiry
interfere.”
our
...
of willful discrimination.
employer gave
limited to ‘whether the
”
prima
Aungst made out
concedes that
explanation
honest
of its behavior.’
age
under
facie case of
discrimination
Sears,
Co.,
Mechnig v.
Roebuck &
proof for Title
burden-shifting method of
(7th Cir.1988)(citations omitted).
*5
Douglas
VII cases described McDonnell
Westinghouse
rea-
offers several
lawful
792,
1817,
Green,
Corp. v.
411 U.S.
93 S.Ct.
termination,
pointing
sons for the
while
out
(1973),
applied to
and later
Aungst presents Capacitor Dеpartment in the in- needed testimony regarding lengthy Frederick’s diversity, cluded the characteristics of versatility, or to show that the need for things creativity, good like overall un- actually fired for reasons Aungst was working relationship everyone with that versatility. Westlake ordered related with, including to associate you have capaci- to make reductions factory important. It experience was is described his department. Frederick tor Aungst’s experience just that I felt Mr. decisionmaking: criteria very was narrow focus and we needed you reorga- any time have to I think experience. denying There is no broader fewer perform a function with nize or experience many that hе had a lot of in— question you ask people, really the first years experience in It autotrols. keep? I have to ... yourself is who do just experience that that needed to decisions, So, very easy those become the broader, and it was I not broader.... very keep, I because of the who must needed the most creative and diverse specialized knowledge detailed experienced flexible individuals they may have. And then individu- expe- exception I could find. With the you that are left look and see what als autotrols, rience in which was more nar- per- now need to be other functions needed, really than I row Mr. way to do it formed and what is the best capable the least that I individual people with the limited number of and, remaining therefore, him, had chose left, you organize you have and how can factors, based on those for reduction in left, people you may have have force. left, perform the additional functions. Q. What about Mr. Kile and Mr. Sea- up in They capacitor ton? ended discussed his decision to Frederick then equipment development section. Would emphasize diversity within the de- retained, Mr. if he had been partment: would he have been retained in this get away I wanted much I as as development equipment section? specialization engineering. could from A. No. my experience marketing From I well Q. He would have been retained [in understood the fact that customers don’t *7 capacitor order section]? always buy equip- the same amount of A. That’s correct. every every day ment and week and ev- Q. you What in factors did evaluate month, ery purchase in they cyclical determining retain Mr. Kile and Mr. capabil- had fashion. And we to have the capacitor equipment Seaton within the ity handling of in cyclical those orders development section in December of fashion, having people and who had di- 1983? capability handling verse was essential to They doing develop- A. were both So, cyclical those orders in a I fashion. ment doing work. Steve Seaton was de- diversity wanted much I get as as сould velopment capacitor work on units. engineers. it in the year and a half that he had been Finally, responded to a series proven very capable there he had to be a questions relating to his decision to se- very individual.... He was a diverse RIF, Aungst lect for the while retaining engineer.... and creative The same can younger engineers two in engineer- another pretty Kile, much be said for Joe al- ing department: though doing development he was work Q. Frank, on based all the informa- fuses, switches, eases, in and in some you tion that had you available to in bushings.... Very aggressive, very 1983, why December of was Mr. creative, dynamic, again good electronic selected for reduction аnd the others re- help that we skills felt could us in our capacitor tained within the lines, series, section in De- product particularly other cember, 1983? the future. work, development design mental or fuse
So, experience we had based on individuals, background, plaintiff’s self-serving testimony re but a with those shown, creativity they garding ability his own is “insufficient to the work had they they employer’s negative had diversity that shown contradict an assess and achieving, felt that capable ability.” we were ment of that Williams v. and positions Electronics, Inc., them in those we needed Williams than Mr. they (7th Cir.1988), Dale, could do it better discussing could. F.2d at 464-65. also introduced pay shortly Mr. evidence of: a merit increase
Q. knowledge, did your To tеrmination; in fuse de- before his Performance any experience have Management System charts that described sign? good performance; his work and a letter of No, A. sir. recommendation written his former boss Q. knowledge, did Mr. your To help application teaching him in for a any experience Aungst have However, pieces of position. none of these development units? fundamental responds Westinghouse’s rea evidence No, A. sir. terminating sons for him—the need for ver testimony established So Frederick’s satility in the context of a reduction 1) versatility important his most that: was argued force. never that 2) decisionmaking; thought criterion for incompetent engi was an Autotrol 3) engineеr; the least versatile was neer; contrary, perform his work engineer- order Aungst worked customer experience ance and in that narrow area engineers ing, the two were generally considered an asset. “[T]o sepa- completely separate doing section pretext, help it show does not for [the 4) work; rate he did not think repeat proof job plaintiff] to his experience doing design fuse any had generally satisfactory. performance was development. fundamental Other testimo- question already resolved in That has been ny documentary evidence established Company specific advanced his favor. The Autotrol Aungst departed, when discharge, and his rebuttal reasons for his work in the customer order section was on them.” La evidence should focused among divided within Judge Montagne, 750 F.2d at As protected age group, ADEA’s both it, “[a]ny put Noland inference of discrimi performed whom other work and were plaintiff may have raised nation which Further, Aungst. than more versatile prof dissipated by the defendant’s Aungst’s superiors testified that did The court finds no justification. fered expertise had more not believe he to do any age sim proof work, complicated and that even with fur- more were accorded ilar work credentials training, he would not able ther have been *8 treatment.” favorable performed by to do the work Seaton Aungst Kile. himself testified that he had significantly, Aungst Finally, and design, fuse and had not never done meeting higher not come close to does design unit worked on since 1963. necessary for a willful violation standard Westinghouse “knew or the ADEA—that
Aungst had the burden to counter
disregard
the matter
explanations”
reckless
for
Westinghouse’s “specific
showed
prohibited
was
these
of whether its conduct
its decision
a manner that showed
Brown,
F.2d at 512. An
pretext
age
the ADEA.”
883
factors were mere
discrimi
not “willful” when
only
employer’s
basic
conduct is
nation. Not
did he not meet that
burden,
reasonably in determin
employer
meet
acts
certainly
did not
it
ing
legal obligations, or even when
“greater
specific
evidence of
its
burden”
conduct is
unreasonably,
long
RIF
so
as its
pretext required
reorganization
in a
acts
Theaters,
Ridenour,
57;
at
not reckless. Coston v. Plitt
case.
791 F.2d
See
Cir.1988),
Inc.,
834,
(7th
quot
Simpson,
Aungst
Aungst appears
reliable,
to have been a
rehire.
claimed
dis-
loyal employee Westinghouse
of
for 35
against
criminated
him because
age,
of his
part
reorganization,
(51)
1. "As
of the
Improve-
John Warkentin
the
as
Value
brought
(58)
department
Bud Harman
into his
back-up
ment Coordinator and as a
to Wilkin-
manage
Capacitor
to
the
Order section. Dan
son on
Each
autotrols.
of these moves favored
(59),
(57),
Kesselich
Richard Crowe
and Jack
(District
older
over
ones.”
(45)
brought
department
Brankle
into the
6.)
opinion
court
at
engineers.
brought
as industrial
Frederick also
Cada,
Mull v. Arco Durethene setting aside a verdict the evi (7th Cir.1986),quoting Naton F.2d light dence must be viewed most 691, 696 California, v. 649 F.2d Bank of party prevailing favorable to the before (9th Cir.1981). jury. Mathewson National Automatic questionable While it whether Co., Tool It Aungst’s Westinghouse’s prom- on reliance majority opinion places seems to me the openings him for future ise to consider great weight testimony on the of Frank reasonable,” Aungst “actual failed to Frederick, apparently who selected support Westinghouse claim that elimination, his weight for and no at all on the sought actively delaying deceive into testimony Aungst, which is character filing charge “self-serving.” jury may of his with the EEOC. ized as The well Westinghouse exactly All Kenne- have reversed the order of reliance did was send Joe and hence reached a different conclusion. dy headquarters speak group to a Inc., Castings, Isaksen v. Vermont employees, of RIF’d one of whom was (7th Cir.1987)(“nor F.2d can we Westing- to tell them about the disregard merely the verdict because al placement Westinghouse house service. most all of the evidence favorable to Isak- through by putting Aungst’s followed re- mouth”), sen came from his own cert. de booklet, placement sume where it nied, 486 U.S. 108 S.Ct. Kennedy remained for nine months. did (1988). may L.Ed.2d 193 It also have be guarantee Aungst anyone job, else a lieved, consistent with the district court’s officially reapply nor did ever instructions, regarding the decision engineering department Westing- at Aungst’s termination was influenced ex house. capacitor department: ecutives outside the equitable tolling equitable Neither nor jury may thus the have deemed critical the here, estoppel principles apply so the dis- feeling EEO officer’s confession to a "mor correctly granted summary trict court obligation” al company’s younger judgment Westinghouse Aungst’s employees, or the fact that out of the seven failure to rehire claims because Bloomington terminated in the charge failed to file a with the EEOC with- RIF, plant’s pro six were within ADEA’s days alleged discriminatory of the tection. act. heavy placеd The reliance on “versatili- ty” by Westinghouse’s argument III. majority misplaced. here seems to me thing The ADEA is about one —discrimi- may virtually synonym “Versatile” age. nation on the basis of It is not about “young.” It infrequently is not the case good employees, it is not about em- wise long-term employees tend to become decisions, ployment years it is not about 35 specialized, doing primarily things loyalty company. to one Robert doing do best and them with the en- competent served aas Auto- couragement employer. of their Indeed in engineer trol for three-and-a-half decades. this case worked unit Nevertheless, in judgment the reasonable (the design discipline one of his person charged of thе enforcing a 10 learning) successors was fourteen percent force, reduction in he was the most years company before the began limiting expendable engineer department. assignments design. autotrol New *11 hand, have been the other employees, on They many of the work. facets
exposed undertaking a uniformly capable of
may be perhaps with array of tasks—all
wide Aungst re inexperience.
equal degree of ex pay increases
ceived substantial right up to the ratings on his cellent work— P, S; Order on go. let Pl.Exs.
time he was 1989). (June 6, Judgment at 8 Summary an issue
“Versatility” apparently became perhaps RIF arrived or
only when the Admittedly, litigation threatened.
when makes this requirement of willfulness case,1 I would let the
very close but
verdict stand. late-filing persuaded I that the
Nor am clearly bars the refus- charge
of the EEOC principal The basis
al to rehire claim.
imputing knowledge of new hires containing the
Aungst is a memorandum engineers. recently hired
names of two the document as are not identified on
These hires, I Aungst Dep. Ex.
recent heavy burden on placing are
think we jigsaw puz- pieces of the to fit develop- together
zle and “know” about which there is no clear evidence
ments of
he was informed. respectfully
I dissent. therefore America,
UNITED STATES
Plaintiff-Appellee, CAICEDO, Defendant-Appellant.
Mario
No. 89-2813. Appeals,
United States Court
Seventh Circuit.
Argued June 1991. July 1991.
Decided however, younger, inexpe- judge’s company telling, hired I find the trial first opinion denying probative mo- engineers) the defendant’s of willful- rienced —issued summary judgment (June Judgment tion for discrimina- Summary at 8 ness. Order on Westinghouse's repeated tion count—that offers 6, 1989). early Aungst (beginning before retirement
