Robert Charles COMER, Petitioner-Appellant, v. Terry L. STEWART, Director, Department of Corrections, Respondent-Appellee.
No. 98-99003.
United States Court of Appeals, Ninth Circuit.
Filed June 6, 2000
Before: PREGERSON, FERGUSON, and RYMER, Circuit Judges. Order by Judge FERGUSON; Partial Concurrence and Partial Dissent by Judge RYMER.
Jon G. Anderson, Assistant Attorney General, Phoenix, Arizona, for the respondent-appellee.
ORDER
FERGUSON, Circuit Judge:
An appeal is pending in this court from the district court‘s denial of Robert Charles Comer‘s habeas corpus petition challenging the constitutionality of his state conviction and death sentence. The State of Arizona has filed a motion to dismiss Mr. Comer‘s appeal, contending that we lack jurisdiction to determine any aspect of his case because he has recently stated that he no longer wants this or any other federal court to hear it. Mr. Comer has also filed a pro se motion to dismiss
I.
Mr. Comer was absent from the courtroom throughout his 1988 state trial for capital murder. After seven days of hearing evidence, a jury convicted him of one count of first degree murder, three counts of armed robbery, two counts of aggravated assault, two counts of kidnapping, two counts of sexual abuse, and three counts of sexual assault.
Mr. Comer was physically present in the courtroom for the first time on the day of sentencing. He was shackled to a wheelchair and, except for a cloth draped over his genitals, he was naked. His body was slumped to one side and his head drooped toward his shoulder. He had visible abrasions on his body. After asking both the court deputy and a prison psychiatrist whether Mr. Comer was conscious, the state trial judge sentenced him to death.
Mr. Comer appealed to the Arizona courts for relief from his conviction and sentence. On direct appeal, the Arizona Supreme Court affirmed. He then filed a petition for post-conviction relief in Arizona‘s Superior Court, which it denied. The Arizona Supreme Court denied his petition for review and the United States Supreme Court denied his petition for certiorari.
Mr. Comer initiated federal habeas corpus proceedings by filing in district court a preliminary petition for writ of habeas corpus, an application for appointment of counsel, and a request for a stay of execution. He signed the pleading himself, in which he described the procedural history of his case and alleged that, “I am being held in violation of my federal constitutional rights.” Mr. Comer specifically requested that the district court appoint Peter Eckerstrom, his current counsel, and John R. Hannah, Jr., of the Law Offices of the Federal Public Defender in Arizona, to represent him. He also asked the court to both provide his attorneys with sufficient time to file an amended petition and to grant a stay of execution. In support of his request for the appointment of counsel, he signed an affidavit attesting to his indigence.
When Mr. Comer returned to state court with his federal constitutional claims, he personally verified the petition and repeated that he had given his consent to his counsel to proceed. He stated on that form that the petition contained every ground of which he was aware for granting a writ of habeas corpus. Further, he wrote that “Peter J. Eckerstrom is authorized to represent me in this matter. The pleadings he has already filed are authorized by me.”
The federal district court denied his petition. He then appealed to this court for relief from the district court‘s decision. Although Mr. Comer‘s appeal raises serious questions about the constitutionality of his conviction and sentence, we must first decide the instant motions to dismiss the appeal.
II.
The State claims in its motion that Mr. Comer does not wish to pursue further legal remedies. To bolster its argument that a hearing is unnecessary because Mr.
The State also attaches Mr. Comer‘s letter to the state judge who both presided over his trial and denied his state post-conviction petition. He makes clear in this letter that he believes that there is a vast conspiracy, involving the judiciary, his counsel, and the Attorney General‘s Office, designed to prolong his life. He tells the judge, whom he calls “Ol Judge,” that he “can see how all you little jews are getting rich here. You all just keep it rolling right along, collecting your dollars and rolling right along.” He insists that, “NOBODY represents me for nothing,” that he does not “believe in your ZOG system,” and adds that, “your jew system applies not to me.” Mr. Comer closes his letter by challenging the judge to “get together with your ZOG” people and obtain an execution warrant. He promises that, in exchange, “I‘ll get ya a free ticket, come see the show! Ha Ha Ha.”
The State also attaches to its motion another letter from Mr. Comer to the state court judge. Mr. Comer maintains his belief that he has never once appealed his conviction and sentence nor asked his lawyers to proceed on his behalf. Although Mr. Comer‘s attorneys inform this court that they have previously visited and discussed his federal habeas corpus petition with him, he demands an explanation for why his appeal continues when, “I‘ve never appealed anything and never asked for a lawyer nor ever saw any lawyers?” He suggests that the judge secure the services of a “ZOG bud” who might be willing to help him “over the curb!” He ends this letter by urging the state judge to, “think about it Ronnie. I know your hands are pretty much tied, but hell, even though you are a ZOG, you aren‘t half bad, so, please help me a little.”
Finally, the State attaches a motion that Mr. Comer sent to the Supreme Court of Arizona requesting a warrant of execution. He twice insists in this motion that he has never appealed his case and adds that he has never asked for an attorney to represent him. He then claims that he instructed his attorney to withdraw his appeal, only to be ignored. He states that his lawyers are acting not in his interests, but for those of the “anti-death penalty focus agenda.”
III.
The State of Arizona has moved this court to dismiss Mr. Comer‘s appeal for want of jurisdiction.2 It argues that we do not have jurisdiction to order a hearing because his counsel have failed to present sufficient evidence showing that he is incompetent. Alternatively, it argues that the letters attached to its motion establish as a matter of law that he is competent to waive further federal habeas corpus proceedings and thus make a hearing unnecessary. These contentions have no merit.
Although we retain jurisdiction to resolve the State‘s motion to dismiss this appeal, we first remand this matter to the district court with instructions to conduct an evidentiary hearing. We remand because whether Mr. Comer has expressly or impliedly consented to the filing of any pleadings in federal court is a critical question of fact that we believe the district court is in a better position to resolve. Indeed, we have previously recognized the general presumption that an attorney is authorized to act on his client‘s behalf. See, e.g., Nevius v. Sumner, 105 F.3d 453, 459 (9th Cir.1996); Lucky v. Calderon, 86 F.3d 923, 925 (9th Cir.1996); Deutscher v. Angelone, 16 F.3d 981, 984 (9th Cir.1994); cf. Roe v. Flores-Ortega, 528 U.S. 470, 120 S. Ct. 1029, 1040, 145 L. Ed. 2d 985 (2000) (recognizing that counsel have the authori-
In ordering a hearing, we are also guided by Rees v. Peyton, 384 U.S. 312, 86 S. Ct. 1505, 16 L. Ed. 2d 583 (1966), a case that is virtually indistinguishable from this one. There, as here, a petitioner who was sentenced to death in state court initiated federal habeas corpus review. Id. at 313. After filing a petition for certiorari in the Supreme Court, he sought to “forego any further legal proceedings.” Id. Like Mr. Comer‘s counsel, the petitioner‘s attorney in Rees raised the issue of his competence to withdraw his appeal. Id. Rather than dismiss the petition for want of jurisdiction, the Supreme Court remanded for a hearing in the district court. Id. at 313-14. In so doing, it explained:
Whether or not Rees shall be allowed in these circumstances to withdraw his certiorari petition is a question which it is ultimately the responsibility of this Court to determine, in the resolution of which Rees’ mental competence is of prime importance. We have therefore determined that, in aid of the proper exercise of this Court‘s certiorari jurisdiction, the Federal District Court in which this proceeding commenced should upon due notice to the State and all other interested parties make a judicial determination as to Rees’ mental competence and render a report on the matter to us.
Id.; see also Drope v. Missouri, 420 U.S. 162, 180, 95 S. Ct. 896, 43 L. Ed. 2d 103 (1975) (“[E]vidence of a defendant‘s irrational behavior, his demeanor at trial, and any prior medical opinion on competence to stand trial are all relevant in determining whether further inquiry is required, but ... even one of these factors standing alone may, in some circumstances, be sufficient.“); Pate v. Robinson, 383 U.S. 375, 385-86, 86 S. Ct. 836, 15 L. Ed. 2d 815 (1966) (holding that further inquiry is required where a defendant displays irrational behavior).
Like the Supreme Court in Rees, we require that the district court hold an evidentiary hearing to determine the validity of Mr. Comer‘s apparent decision to withdraw this appeal, should he continue to adhere to it.3 Contrary to the State‘s assertion that Mr. Comer‘s attorneys “have presented no evidence of deterioration by Appellant,” they have in fact pointed out that he has a history of irrational behavior. Mr. Comer‘s letters to the state judge who presided over his trial, the Attorney General‘s Office, and this court, in which he describes vast conspiracies against him and offers a version of his case‘s history that contradicts the record,
As the record before this court makes clear, this is not the first time Mr. Comer has displayed delusional and bizarre behavior in response to isolation. Mr. Comer was housed in the “Segregated Housing Unit” in California‘s Folsom Prison in 1982 and 1983, at the same time and in the same conditions a federal district court concluded constituted cruel and unusual punishment. See Toussaint v. McCarthy, 597 F. Supp. 1388, 1408-14 (N.D.Cal.1984), reversed in part, 801 F.2d 1080 (9th Cir.1986). Many years later, Mr. Comer described this period of his life in a letter to a friend. He wrote of how he always suspected that the walls were moving in and would crush him. He recalled “feeling my mind shut down, 1 piece at a time,” and becoming “like a robot, never knowing what day or time it was.” He recounted how the rats scurried into his cell, hopped up on top of him, and made conversation. Sometimes, he tried to ignore them, but they kept talking to him.
We have grave concerns that a mentally disabled man may be seeking this court‘s assistance in ending his life, and therefore refuse to allow the State of Arizona to execute him at least until the district court holds an evidentiary hearing to determine if he can validly withdraw his consent to proceed with this appeal. In so doing, we reject the State‘s argument that a petitioner‘s letters or other expressions can establish as a matter of law that a petitioner is competent to waive further federal habeas corpus proceedings and thus, make a competency hearing unnecessary. In fact, the letters the State characterizes as merely “colorful,” instead demonstrate the need for a hearing. In these letters, Mr. Comer asserts that: (1) he has never asked a lawyer to represent him; (2) he has never appealed his case; (3) no lawyer has ever visited him to discuss his case; and that (4) he informed his lead counsel to withdraw his appeal. As we stated earlier, the record directly contradicts each of these claims. Thus, the State‘s assertion that these letters establish Mr. Comer‘s competence and obviate the need for a hearing is meritless.
We also reject the State‘s argument that, in deciding whether a hearing is necessary, we should presume that Mr. Comer is competent to waive further federal review based on a state court‘s determination, thirteen years ago, that he was competent to stand trial. To be sure, a
The State also argues that Mr. Comer‘s decision demonstrates his competence and obviates the need for a hearing because, even if we eventually grant him habeas relief, he “would again receive the death penalty.” Unlike the State, we are unable to forecast what another court may or may not do with Mr. Comer‘s case. For the State to insist, however, that no matter what the federal courts decide, it will obtain another death sentence is totally inappropriate. We will not presume competency on so speculative a ground.
We direct the district court to determine “whether he has capacity to appreciate his position and make a rational choice with respect to continuing or abandoning further litigation or on the other hand whether he is suffering from a mental disease, disorder, or defect which may substantially affect his capacity in the premises.” Rees, 384 U.S. at 314. In making such a determination, the district court should consider any medical and psychiatric evaluations the parties offer. Id.; see also Mata, 210 F.3d at 328 (“[T]here is a presumption that psychiatric and other medical examinations will be included in the decision making process.“); Hays v. Murphy, 663 F.2d 1004, 1013-14 (10th Cir.1981) (ordering the district court to consider expert information in determining the petitioner‘s competence to waive federal review).
IV.
Even if the district court finds that Mr. Comer is competent to withdraw this appeal, it must also determine the separate question of whether his purported decision is voluntary. Mr. Comer‘s counsel assert that their client‘s conditions of confinement have extinguished his desire or will to live, thus rendering his apparent decision to withdraw this appeal involuntary.
The Supreme Court has held that a waiver of a petitioner‘s “right to proceed” is not valid unless, among other factors, it is “knowing, intelligent, and voluntary.” Whitmore v. Arkansas, 495 U.S. 149, 165, 110 S. Ct. 1717, 109 L. Ed. 2d 135 (1990) (emphasis added). “A waiver is voluntary if, under the totality of the circumstances, [it] was the product of a free and deliberate choice rather than coercion or improper inducement.” United States v. Doe, 155 F.3d 1070, 1074 (9th Cir.1998). Put differently, a decision is involuntary if it stems from coercion-either mental or physical. See, e.g., Brady v. United States, 397 U.S. 742, 754, 90 S. Ct. 1463, 25 L. Ed. 2d 747 (1970). Indeed, courts have recognized that a decision to waive the right to pursue legal remedies is involuntary if it results from duress, including conditions of confinement. See, e.g., Smith v. Armontrout, 812 F.2d 1050, 1058-59 (8th Cir.1987) (reviewing for error the district court‘s determination on whether petitioner‘s particular conditions
In ordering that the district court determine whether Mr. Comer‘s decision to withdraw his appeal is voluntary, we reject the State‘s contention that no court can consider Mr. Comer‘s conditions of confinement unless brought as a
In sum, the district court must conduct an evidentiary hearing to determine whether Mr. Comer is competent to withdraw his authorization from counsel to proceed with this appeal and whether that purported decision, should he continue to adhere to it, is voluntary.
V.
The State‘s motion to dismiss will be held in abeyance until the district court determines the validity of Mr. Comer‘s purported decision to withdraw his appeal to this court. The district court is therefore directed to hold an evidentiary hearing to determine whether Mr. Comer is competent to withdraw his appeal. If it determines that he is competent to forego legal remedies, it must separately decide whether his decision to waive this appeal, should he continue to adhere to it, is voluntary.
IT IS SO ORDERED.
RYMER, Circuit Judge, dissenting in part and concurring in the judgment:
Although it is a close question whether a remand under Rees v. Peyton, 384 U.S. 312, 86 S. Ct. 1505, 16 L. Ed. 2d 583 (1966), is required in the absence of evidence that casts doubt on Comer‘s competency,1 I do
All that is necessary is a simple, one-sentence order which states:
We retain jurisdiction to resolve the State‘s motion to dismiss this appeal, as well as Comer‘s motion to discharge counsel and withdraw his appeal, but remand to the district court for the limited purpose, upon notice to the State and all interested parties, of making a judicial determination as to Comer‘s mental competence and rendering a report on the matter to us in accordance with Rees v. Peyton, 384 U.S. 312, 86 S. Ct. 1505, 16 L. Ed. 2d 583 (1966).
Or, at most, a one-paragraph order that states:
Robert Charles Comer was convicted of one count of first degree murder, three counts of armed robbery, two counts of aggravated assault, two counts of kidnaping, two counts of sexual abuse, and three counts of sexual assault, for which he was sentenced to death. Following unsuccessful appeals, petitions for a writ of certiorari in the United States Supreme Court, and petitions for post-conviction relief in the Arizona courts, he filed a habeas petition in the United States District Court for the District of Arizona challenging the constitutionality of his conviction and sentence. The district court rejected these claims. Comer‘s counsel filed an appeal in this court February 18, 1998. Since then, Comer has written letters to the Attorney General of Arizona and to the state trial judge indicating that he did not ask for the appeal to be taken and wishes it to be withdrawn; he filed a “motion for issuance of warrant of execution” with the Arizona Supreme Court; and he has filed a motion in this court to withdraw the appeal and to be represented only by himself. In view of these communications, Arizona moved to dismiss Comer‘s appeal. Comer‘s counsel2 filed an opposition, asking us to order a “responsible procedure for determining whether Comer‘s recent requests to drop his appeals arise from a knowing, voluntary and intelligent decision.” Arizona responds that no further proceeding is necessary, given the state trial court‘s determination that Comer was competent to stand trial and the absence of any indication in counsel‘s opposition that anything has changed in the meantime. However, guided by Rees v. Peyton, 384 U.S. 312, 86 S. Ct. 1505, 16 L. Ed. 2d 583 (1966), we believe the district court is in the best position to determine whether Comer “has the capacity to appreciate his position and make a rational choice with respect to continuing or abandoning further litigation or on the other hand whether he is suffering from a mental disease, disorder, or defect which may substantially affect his capacity in the premises.” Id. at 314, 86 S. Ct. 1505. Accordingly, we retain jurisdiction over all pending motions but remand to the district court for the limited purpose, upon notice to the State and all interested parties, of making a judicial determination as to Comer‘s mental competence and rendering a report on the matter to us “with all convenient speed.” Id.
Instead of this, we have a fifteen-page opinion, essentially all but the bottom line of which is dicta.
The issue before the district court on remand is whether Comer “has the capacity to appreciate his position and make a rational choice with respect to continuing or abandoning further litigation or on the
Indeed, read as a whole, it is difficult to see how Comer‘s communications are so indicative of “delusional and bizarre” behavior as to deprive him of the presumption of competence to which I believe he is entitled. Here, for example, is what Comer says in his pro se motion to this court to withdraw the appeal:
I have made my intentions clear, so why do I still have lawyers trying to represent me in this court? Is it not my right to not only represent myself, but also if I choose, to withdraw my appeals? I may not have access to a law library, or a copy machine, or a notary public, or funds to represent myself in a mannor pleasing to the American Bar, but it‘s not like I am on trial for a murder. I have been found guilty by a jury of my peer‘s. To wave one‘s appeals or represent one‘s self at this level does not require one to be a rocket scientist, only to be aware, with the bare minimum of legal skills, both of which I am. I cannot understand all this about my competency or the conditions of my incarceration. I am a very open, loving person most of the time. I enjoy seeing the sun when I can. I love hearing a bird chirp. Life is good & dear, even under oppressive conditions. There is nothing wrong in my head. I don‘t use drugs, legal or illegal, I know where I am 24 hours a day and I don‘t “pre-
tend” to be anywhere else or somebody else. I don‘t talk to myself, I don‘t eat thing‘s we are not supposed to eat, I can add, I can think, I can even wish, hope & dream. I wish I was a law abiding person and I hope to pull this darn appeal and I‘m going to dream about my girl when I go to sleep tonight! Now that is a lot more than my victim Larry Pritchard has going for him. The Attorney General has filed motions to, and I‘ve seen one thing I disagree with. It‘s in there “Appellee‘s Reply to Opposition to Appellee‘s Motion to Dismiss Appeal“. It‘s on page # 8 at line 19-20. The “misery” of prison life is not why I‘ve pulled (attempting too!) my appeal. A few of the reason‘s are of a personal nature and will stay that way. I will say, it is just time to end it. And I don‘t want to hurt anybody else. I‘ve a lot of hate in me, that is what those lawyer‘s mean about the incarceration. But thats for somebody else to worry about, how to quit creating monsters. For us, this court & myself & Larry Pritchard, we need to determine-is Robert C. Comer competent? I say yes, what say you? Does the law allow me to represent myself & withdraw my appeals if I am competent? I say yes, what say you? Come on folks, this has gone on long enough. I submit this for your ruling and I ask that you please rule on this as soon as you can.
With respect
Robert C Comer
P.S. Julie Hall or Peter Eckerstrom or any other lawyer does not work for me nor represent me nor my views.
Upon further review, I‘d have it be known I would not cooperate in any form with any mental health experts. I‘ve about as much use for them as I do lawyers. Shrinks are just another scam to separate weak people from there money. It is human nature to stand back up after being knocked down, don‘t need a head doctor to tell you that, just do it. So I also would not be amendable to a 30 day delay. I will be seeing Julie Hall on Tuesday, May 2nd, to once again formally fire her & Peter Eckerstrom, hopefully this time they will listen, but somehow I‘m not faithful that will hapen.
Your honor‘s, these people, my so called counsel, had nothing bad to say about me over the last 13 years. Now, as I attempt to assert my right‘s, I have become, “incompetent“, “irrational“, “self-destructive“, “delusional“, “paranoid“, “schizophrenic“, according to my lawyers. I fear what they are gonna call me next week! Since I do not agree with them, there must be something wrong with me! But I‘ll tell you, after my short dealings with these lawyer‘s, I‘d like to ask if they are competent, as they go against there clients wishes, are they delusional because they know for a fact there is nothing wrong with me. It just seems they are the ones with problems. Okay, judges, I‘ve had my say, again. It‘s up to you now, let‘s end this now so I don‘t have to spend the next couple of years having to print letters and bug other courts. Once again, thank-you for you consideration.
Respectfully
Robert C. Comer
To me, at least, this does not indicate “delusional and bizarre behavior” such as to rob Comer of his right to have the court presume he is competent until someone with a sufficient interest in the proceedings proves otherwise by clear evidence---or to have the federal court presume that the state court‘s determination of competence is correct in the absence of any “meaningful evidence” to the contrary. Suffice it to say, this should all be up to the district court on remand.4
The same is true of the voluntariness discussion. There is neither cause nor
Finally, it should be clear that we are not ruling on either the State‘s motion to dismiss or Comer‘s motion to discharge counsel and to withdraw his appeal. In particular, the state argues that Eckerstrom lacks standing and we lack jurisdiction under Whitmore v. Arkansas, 495 U.S. 149 (1990), and its progeny. However, we cannot make any definitive ruling on either point until we have the district court‘s findings in hand as both contentions turn on Comer‘s competency. The majority‘s discussion about Comer‘s presumptive consent to Eckerstrom‘s representation and to the filing of papers in this court is beside the point. Assuming that Eckerstrom and Hall have enough standing to interpose an objection to the state‘s motion to dismiss
In sum, both motions remain for plenary consideration after the district court‘s Rees determination is completed.
Notes
I suspect the anti-death penalty people, ie: Julie Hall, will try to call into question my sanity or my competency. I‘d like the court to know I have been incarcerated in a sensory deprivation unit for 12 year‘s now, longer than anyone in the United States according to one study. It is a fact this type of incarceration has been known to cause a few people to wig out. I however am not one of those. I am allowed nothing in my cell because of my past attitude toward violence, yet I go on and survive totally intact. Some might point out that I “pace” my cell from morning to night. I do not, I “walk“. I could sit on my bunk and become a veggie I suppose, but I walk. I do not smell stuff burning, I do not see stuff that is not there, I am well aware of where I am and of what I do. I can recall an hour ago, last week, or last year with no problem. When I can get a crossword puzzle, I don‘t have a fight in my brain to find words. I don‘t escape reality by hidding in my head. I would agree I am not very “competent” in law. Had I known it would have gone on this long, I would have learned some law, but I do know that according to law I am way competent and way sane and I do know that this action will lead to my ceasing to suck air if your court decides in my favor. Now, in a legal sense of sanity or competency, I may not be 100% sane or competent, but I assure you I‘m not much less than 90%! Ask anybody! A heart full of hate don‘t make one insane nor incompetent.
Thank you for your considerations
Gypsy
Aka
Robert C. Comer