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Robert C. Watson, Commissioner of Patents v. Thomas J. Allen
254 F.2d 342
D.C. Cir.
1958
Check Treatment

*1 Gray, Corp. H. Messrs. Chester whom Korman, Principal Counsel, Milton D. Douglas Counsel, H. Corp.

Asst. Counsel, Corp. Moore, Jr., Asst. brief, petitioner. Euwer, Cary M. respondent.

C., for Judge, Chief Edgerton, Burger,

Danaher

PER CURIAM. appear of Colum- in District It did University, George Washington bia v. U.S.App.D.C. 140, half-day fee of 20 cents nominal charges University its stu- parking of an automоbile dents operation. It does cost of lot exceeds here, does not appear think this University’s basis affect exemption. tax claim to WATSON, Commissioner C.

Robert Patents, Appellant, ALLEN, Appellee. J.

Thomas

No. States Court

United of Columbia Circuit. 19,1957.

Argued Nov.

Decided *2 recognized “public use” is

to this patentability no bar to experiment.2 The issue was incidental ‍​‌​‌‌‌‌​​​​​‌​‌‌​​​‌‌‌​​‌‌‌‌‌​​‌​​​‌‌‌‌​​‌​​​​​​‍to appeal on this is whether the finding prior use *3 Court erred in of the invention was incidental to periment, findings contrary of the to Patent Office. shim, a The invention a designed plate inserted to be

thin metal bearing bearing engine an between compensate wear in for so as holder reducing consump- bearing, oil thus engines. worn аutomobile in appellee a his shims installed set Oldsmobile, for the in his 1934 investigating their experiment. After using stopped performance, the car. he lay exceptions, car idle minor With being finally in year, sold $75 for a containing Appel- 1942, still the shims. buyer pres- did tell of their lee ence, nоt up per- to follow and made no effort hands of in the formance shims Atty., U. S. Patent Cochran, Mr. S. W. passed purchaser. The car to several W. Clarence Office, whom with being owners, of the other none aware Office, onwas Moore, Patent U. S. Sol. improve Appelleе continued shims. appellant. brief, for working design shims, of the models, Yates A. in Yates Dowell other A. Messrs. ap- C., proceed- patent. a After extended Dowell, for ings Jr., application pellee. his was denied because had', (1) shims Officefound his Patent Bazelon Bur- Prettyman, public use, in thаt members been in ger, buyers) public (the the- had used car any restrictions, shims even pub- without Judge. BURGER, Circuit though unwittingly; (2) such Patent decision From adverse an experiment,, lic use was incidental to jurisdiction Office, appellee invoked sale, appellee did because after the not. § under U.S.C. Court District actually experiment with shims. those patentability of the issue apparently Office would have- The Patent required appellee The de novo. was tried his invention remove either to the- rejected Patent Office experiment- shims when he was finished in invention had been claims that ing apply them, for a or else use, non-experimental and author- year the car con- within one sold issue Officeto ized the Patent taining them. pat trial found the use court of' person is entitled to A * * * appellee’s experimental- invention “was “the ent where ** * regard- than one and did more constitute application or less whether removed them not. year prior date * * * ”1 Further, exception An continued efforts make: 102(b). v. American Pave 2. Elizabeth Nicholson § 1. 35 U.S.C. Co., 1877, 126, 24 ment by, improvement or ex- where the invention is used posed to, anyone be an which would shims than the likewise he had installed those over secrecy obligation persons peri- experimental and this sweeping year such one the inventor.8 Under than to date less od extended interpretations, filing application.” no choice we have prior conclude shims on Goodwin v. relied court trial though buyer use, did Borg-Warner Corp.,3 known as also presence in- not know of the of the shims wherein the Daukus improved friend’s the car. Since this occurred more clutch stalled an year appellee applied еx- one profit. was held The use before car without *4 patent, was it perimental, the car seem the statute the fact that that expressly apparently stranger, with- bars a a sold to later non- restriction, a out did not constitute But such a strict and inflexible result experimental Of- public The Patent use. necessarily is not so. courts The contra, precisely fice relies a case engrafted exception, an onto the statute by Court which was handed down the public the to effect not bar that use does days Appeals a few Customs and Patent рatent a use was incidental to below.4 after of the court the decision experiment. leading The case is Eliza- beth v. Nicholson American Pavement “public statutory The term paved portion Co.9 There the inventor a extraordinarily given use” has been an improved рave- of a road toll wooden Lippm meaning. Egbert broad In v. public ment. After the used road the public ann,5 Supreme found the years for six for a given novel use where the inventor had a public pat- use was not to held bar stay lady Thus, the corset friend. entability, because such use was inciden- user, in is or the fact that there but one experiment. tal to given profit, vention is or that without eye, general public’s is hidden from the rea it order understand extremely Nor need broad immaterial. construction seem to be son for would using excep judicial inv “public use,” and he is realize the user seemingly use statu into absolute immaterial read It is ention.6 consent, necessary tory words, to examine inventor’s it is without his seem to be policy The cases due factors involved. use was may during beyond hospitable his control.7 It to the inventor fault and invention, stage perimental exists but use conclude that fair to be gained Cir., 267, may 1946, de sur certiorari the idea F.2d exist where 6 157 3. 491, reptitiously 799, inventor. v. 91 from the Shaw 67 S.Ct. nied 329 U.S. 1756, 292, 292, 683; 1833, 860, Cooper, 8 32 U.S. 67 S.Ct. 7 Pet. U.S. L.Ed. 331 rehearing 1866, denied 329 U.S. 689. 91 835, L.Ed. L.Ed. 707; 631, 91 L.Ed. 331 67 S.Ct. obligation 1823; by persons 796, 1726, under an 67 91 L.Ed. S.Ct. 8. Use U.S. probably 1749, secrecy 869, 91 inventor is L.Ed. to the S.Ct. 331 U.S. 67 National Tube v. use. Co. Sеe 1872. 1937, Tubes, Inc., Cir., 3 90 & Steel Blaisdell, Journeaux, Application ‍​‌​‌‌‌‌​​​​​‌​‌‌​​​‌‌‌​​‌‌‌‌‌​​‌​​​‌‌‌‌​​‌​​​​​​‍Public Use Private Cust. & Pat. 52. Cf. 4. J.Pat.Off.Soc’y. Versa, App. 1957, 514 23 242 F.2d which was 779 or Vice (1941), companion due caution it This who states “With case to the instant case. may an is un considered that Goodwin case as be criticized the case оpenly used when sound. by for its intended anyone 333, 1881, when it used be 26 and also 5. 104 U.S. L.Ed. 755. yond control the inventor.” Of. Macneale, 1882, 90, Note, The Inventor’s Dilem 2 Public Use: Hall v. 107 U.S. 6. (1958). 73, ma, 297 27 26 Geo.Wash.L.Rev. S.Ct. L.Ed. 307. 267, Hovey, 126, 1877, 24 U.S. 7. Andrews exception 31 L.Ed. An S.Ct. disposed experiment the law of patentabil- become to construe will bar аgainst judicial ity.16 During experiment, him thereafter.10 as- policy underlying obligation secrecy has been said this rule sistants under no probably acquires although an undue will patent,17 to be that advantage not bar a by delaying experiments ended, over use or knowledge thereby patent, as he take out a inasmuch assistants or un- workmen obligation

preserves monopoly secrecy der may himself for a no well bar longer period patentability18 allows.11 Of the law Our conclusion is that course, chooses, may, hospitality the inventor if he the courts accord considerable himself, during keep unto the inventor invention secret stage. apply limitation, as a we note rather than hospitality disappears that ing peril. reduction After even dur- does so at delay applying stage practice, unreasonable when the “ex- рerimental patent wanes, super- to be an motive” construed or is by profit consequence motive, seded with the or is abandonment tainted rights careless acts the inv is entitled to inventor. to be an construed Whether ention.12 *5 already We have conceded that a nоt, inventor the abandonment public use appellee’s existed here. But may delay he be the risk that assumes experiments up continued to within one subsequent inventor.13 forestalled year application patent, for and may well bar Any his invention of sale public during hence thе use occurred already And, have as we inventor14 the period the of experimentation, and less laid down rules stern the seen year than a thereafter. The trial court any public whatever courts after the held, so and sup there was evidence to ended will periоd has the port finding. the Consequently, we are patentability. bar bound to view the question, next whether the use was experi incidental to hand, law also On the ment, hospitably to the inventor. may recognizes wish pat applying for perfect his before idea The Patent Office clаims that indeed, ent, in interest use was not ex incidental to Hence, which facts do he so15 periment because the did patentability fatal well be actually experiment very with those frequently excused if perimentation are shims after the sale. There is force to during experimentation. they occurred argument, but believe that rea primarily disposal for the prototypes sonable which discarded A sale Mfg. Kohler, Macneale, 1882, 90, v. Elec. Co. 7 14. Hall v. Cline 10. Cf. 2 107 U.S. 638, 1928, 73, Cir., certiorari denied 27 S.Ct. 27 L.Ed. 367. 646, 82, 559; 73 L.Ed. 49 S.Ct. U.S. 278 City Works, Winsor, 1858, 322, v. Oil Boiler C.C.W.D. 15. Kendall v. 21 Innis How. 780; Jennings Pierce, Pa.1885, 322, 165; v. 22 F. 16 L.Ed. 62 U.S. Hu- Yates v. Spear C.C.Conn.1878, Fed.Cas.No.7,283; 1896, App.D.C. son, 8 93. Belsen, D.C.Cir.1859, 1 MacA.Pat.Cas. v. Fed.Cas.No.13,223. 699, 1905, Mills, App.D.C. 377; 25 16. In re see Macneale, 1882, 90, Hall v. 107 2 U.S. Co., 1892, 73, Third R. See ‍​‌​‌‌‌‌​​​​​‌​‌‌​​​‌‌‌​​‌‌‌‌‌​​‌​​​‌‌‌‌​​‌​​​​​​‍Root v. Ave. 27 L.Ed. 11. 367. S.Ct. 210, 100, 224, 36 U.S. 13 S.Ct. L.Ed. 146 946; 1829, Dialogue, Hepburn, 1898, App. 2 Pennock v. Pet. 17. Mason See 13 1, 1, 86; Winsor, U.S. 7 327. 27 Kendall v. note 15 D.C. supra. Miller, 1909, App.D.C. Saunders v. 12. 33 Storage Battery Co. v. Shimad 18. Electric 5, zu, 1939, 675, 59 S.Ct. 83 L. Hanger Rowley Co., 1071; Tournier, Aрp. 1901, E. J. Inc. v. J. In F. re 17 Ed. App.D.C. 336, 298 F. 359. D.C. must, year prior still-experimental to the date “more one of a ap- application in- of” favorably, as would bar considered viewed pellee securing experiment. least amounts from at What cidental upon depends as disposal to the elements commonto both inven- reasonable keeping performed mind tions. in Blaisdell work used each facts device, and car dealers and in 1934 he installed his physical nature in dis- shims three him re- cars the method sent likelihood that pairs. discovery He told posal the dealers what will chosen lead to done, kept general. in touch with the cars for secret months, applied several and in minute, prosecuted applica- He Here shims were (so fragile patent inexpensive, removal to allowance of a forfeited damaged beyond pay for failure to fur the final He re- them fee. salvage use), shims, improve- sumed work on value. had no made ther again They deep ments heart of an and March were located engine, September placed place difficult old automobile 1945 hе opened his shims on examina access and seldom market. trial court prior found that “Blaisdell’s automobile activities tion. transferees year filing presence one ap- before of Allen’s were told * * * plication they shims, did not discover them and not use.” There was little likеlihood that For the reasons fact. they out- except by dealing lined appellee’s use, ever would be discovered discussion with the per e., engine, i. one who dismantled the there is substan- haps discovered, supports tial evidence if then. Even the trial *6 findings, finding court it would is not cеrtain that the discoverer we affirm the of experimental recognized pur understood or use. together, pose of shims. Taken these holding respect Our made reasonable circumstances car; use cannot be reconciled with that this was a left the shims Ap of and disрosal of the Court Customs Patent of this method reasonable recognize special compe discarding peals. We just be in other as case cases, being of court to with matters tence deal of care such falls short and relating patents and as to technical would taint the lessness as matters, highly specialized patent continued unabated motive throughout. weight would to its protective accord substantial We believe the presently views. issues of use doctrine umbrella any are not or in disposal involved technical sense include reasonable of should special expertise; of prototypes within areas of the invention and models hence, of the of the views Court Customs usefulness to the inventor has once their Appeals and Patent of co are those in view of the ended—reasоnable nature probability having appellate perhaps, device dis ordinate court appropriation covery and of the invention standing approximately another strangers. they appeals; per circuit court deference, and entitled suasive conclusion, however, This authoritatively binding. are not On the as resolve the issues to claimed does not we are hand bound to treat of the same use idea a third findings and District Court’s conclusion person unknown to Allen. It is claimed any would on appeal, as we matter that one Patent Office Blaisdell is, presumptively as correct. While put into use shims similar also by no means free the result from pub If this use device. was findings doubt, we think fact of use, experi incident to lic clearly erroneous, are not ment, court trial then the Blaisdell’s shims correctly that the District Court

the law use. Judge

BAZELON, (dissent- Circuit

ing). Blaisdell, Application I follow would Pat.App.1957, 242 F.2d Cust. & pre-

where, upon precisely the same facts here, the

sented United States Court Appeals upheld a

Customs and Patent

determination of Board of the United States Patent

Office. Harlan, Washington,

Mr. Robert J. D. C., Wilson, with whom Mr. J. Franklin C., Washington, brief, ‍​‌​‌‌‌‌​​​​​‌​‌‌​​​‌‌‌​​‌‌‌‌‌​​‌​​​‌‌‌‌​​‌​​​​​​‍D. was appellants. Ginberg, C., Washington, Louis D. Somkin, Washing-

with whom Mr. Fred ton, C., brief, appellee. on the Danaher Bastían, Stephen S. MADISONand Public Invest- Corporation, corporation, ment Appellants, PER CURIAM. (ap- Defendants PHILLIPS, Gerard infant, by his moth- here) pellants appeal judgment from friend, Mary er next Frances plaintiff (appellee) entered in a suit Phillips, Appellee. *7 personal injuries. No. 14147. presented Most of the issues ap on this United States Court of peal are for the raised first time this District of Columbia Circuit. Appellant’s attorney1 vigorously court. Argued March urges that this court is vested with the power, 17(i) both Rule

Decided and de court, cisions to consider such is sues. under the circumstances of this no we see reason to exercise this discretion. See also Rules 46 and 51 of the Federal Rules of Civil Proce dure, 28 U.S.C.A. presented other issues far as the So affecting

concerned, no we find error sub- rights. stantial Appellants’ court, disregarded, counsel in this will be court was rules though court, option, at its in the trial in the ‍​‌​‌‌‌‌​​​​​‌​‌‌​​​‌‌‌​​‌‌‌‌‌​​‌​​​‌‌‌‌​​‌​​​​​​‍District no- counsel Court. upon pass plain tice and error not 17(i), Rules, upon.” pointed General or relied 2. Rule U.S.C.A.: out presented according “Points to the

Case Details

Case Name: Robert C. Watson, Commissioner of Patents v. Thomas J. Allen
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Apr 3, 1958
Citation: 254 F.2d 342
Docket Number: 19-1165
Court Abbreviation: D.C. Cir.
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