Lead Opinion
Robert Allen Wilkins (appellant) was convicted by a jury of third-offense petit larceny, a Class 6 felony under Code § 18.2-104. Appellant argues that the trial court “erred by allowing the jury to proceed when [appellant] was wearing his jail uniform.”
I. Background
On appeal, we consider the circumstances in the record in the light most favorable to the Commonwealth, “as we must since it was the prevailing party” in the trial court. Riner v. Commonwealth,
After the recess concluded and some preliminary matters were discussed, defense counsel told the trial judge:
I would have an objection to Mr. Wilkins being brought before the jury. He’s wearing Portsmouth City Jail uniform clothes. They are kind of like a green, sort of scrub outfit. He is wearing black sneakers that I think they have the inmates wear. He’s got a visible bracelet on his left arm.
Mr. Wilkins’ lady friend and I spoke a number of times. She indicated she brought him clothing. First she brought it too soon. The jail wouldn’t accept it. Then she brought*714 him clothes this morning. They wouldn’t accept them. It had something to do with the hems taped up or something like this.
The trial judge ultimately overruled defense counsel’s objection. During the course of the jury trial, appellant departed the courtroom at his own request after engaging in disruptive behavior — including a threat to kill his defense counsel. The trial court then found:
I think he failed to produce clothes, which falls into what I view as a pattern of trying to avoid going to trial in this matter. This case has been pending since April. It has been continued three times. There ha[ve] been three lawyers, because the defendant has been dissatisfied with counsel. And even as late as yesterday he tried to get a continuance for what the Court viewed as no good reason. Obviously, he didn’t get a continuance, and I think the issue with the jail clothes is part of that pattern.
II. Analysis
On appeal, the conduct of a trial is generally reviewed for abuse of discretion, taking into account “the rights of the accused to a fair and impartial trial.” Miller v. Commonwealth,
Appellant argues that the trial court committed reversible error under Estelle v. Williams,
The Supreme Court of Virginia addressed the Estelle decision in Jackson v. Washington,
Therefore, on appeal, this Court must address — based on the particular circumstances in this case — whether appellant was compelled to appear before the jury in clearly identifiable jail clothing. Furthermore, as stated supra, it is appellant’s burden to present this Court with a record complete enough to demonstrate that the trial court abused its discretion in this manner. See Wansley v. Commonwealth,
Limiting our review simply to the material contained in the record on appeal, as we must, this Court cannot conclude the circumstances in the record that appellant has presented to us rise to the “particular evil proscribed” in Estelle — i.e., compelling the defendant to appear at a jury trial wearing distinctly identifiable jail clothing.
First, the record on appeal is insufficient to establish “actual state compulsion.” Jackson,
“[A]n appellate court’s review of the case is limited to the record on appeal.” Turner v. Commonwealth,
Second, viewing the circumstances in the record here in the light most favorable to the Commonwealth (as we must since it was the prevailing party below), the record fails to establish that appellant’s clothing at trial actually was clearly identifiable as jail clothing. See Estelle,
Third, in this case, the trial judge plainly found as fact that appellant — who had churned through several court-appointed attorneys and had already obtained several continuances — was acting in bad faith. The trial judge made a specific finding of fact that appellant’s failure to produce appropriate clothing to wear at trial “falls into what I view as a pattern of trying to avoid going to trial in this matter.”
The trial judge’s observations about appellant’s conduct during the course of the entire litigation provide context for the trial judge’s finding that appellant’s complaint about wearing jail attire was part of appellant’s pattern of acting in bad faith. Furthermore, in addition to the trial judge’s remarks about appellant’s disruptive conduct during the litigation (which appellant has not disputed on appeal), the record indicates that the only potential defense witness in the guilt phase of the trial had already left the courthouse after being told that “this [case] was going to be continued” — even though defense counsel to that point had only told appellant that he was “going to try to get this continued.”
As an appellate court, we do not reverse the trial court’s findings of fact unless they are plainly wrong or without evidence to support them. Given the inadequate, truncated record before us on appeal, we cannot say that the trial judge’s findings of fact — including its finding of bad faith — are plainly wrong and, as discussed supra, we certainly cannot say there is no evidence to support them.
Therefore, based on the totality of the circumstances in this particular appeal, we conclude that the record on appeal does not support appellant’s claim that the trial court committed reversible error under Estelle. Accordingly, we affirm appellant’s conviction. We deny as moot the Commonwealth’s motion for summary affirmance, which only applies to appeals of right. See Rule 5A:27.
Affirmed.
Notes
. For example, the record on appeal that appellant provides fails to indicate: (1) whether the jail administrators would have accepted appellant's pants if he had simply removed the tape from the hems; (2) whether, given defense counsel's statement in the trial court that the jail administrators rejected the pants brought by appellant's girlfriend (because the hems were taped), appellant could have worn the rest of the outfit that his girlfriend had brought him; (3) what became of the clothes that appellant was wearing when he was arrested, and whether he could have worn those clothes to trial; (4) whether the clothing appellant wore at trial was "distinctly marked” as Portsmouth City Jail clothing; (5) whether appellant's girlfriend could have brought another set of clothing during the recess that the trial judge had permitted: and (6) whether appellant even tried to contact his girlfriend or anybody else during the recess to ask for a set of clothing. While appellant's counsel on appeal (a different attorney than his trial counsel) made several assertions during oral argument on these subjects, counsel's assertions were made outside of the record on appeal, which counsel seemed to concede. This Court "cannot base its decision upon appellant’s petition or brief, or statements of counsel in open court.” Smith,
. In fact, while the excerpted trial transcript reflects that defense counsel raised an objection under Estelle, it does not reflect that defense counsel made any request for a continuance after the objection was overruled. Defense counsel instead stated, “I’m ready to try the case.’’ Furthermore, while appellant told the trial judge that he was not ready to proceed with the jury trial, the transcript reflects that this statement was made in the context of his complaints about defense counsel. The trial judge asked appellant, “Is there any other reason that you are not ready to go to trial this morning?” Appellant replied, "Other than I wrote the bar on [defense counsel], no.”
. In Morrissett v. Commonwealth, No. 1296-98-1,
. In Martin v. Commonwealth,
. It is not clear from the record who told the defense witness that the case was going to be continued.
Dissenting Opinion
dissenting.
The appellant in this case was tried and convicted by a jury for stealing deodorant, soap, and “wave caps” from Wal-Mart as a third offense petit larceny for which the jury recommended the maximum sentence of five years’ imprisonment. Appellant may in fact be guilty of that offense and merit the punishment recommended, but on the record before us, I do not believe that it can be seriously argued that he received a fair trial. For the following reasons, I respectfully dissent from the majority’s analysis and conclusion that the trial court did not err under Estelle v. Williams,
I.
Compelling a defendant to stand trial before a jury in prison or jail clothing undermines the integrity of the fact-finding process and diminishes the perceived fairness of the judicial system as a whole. See Estelle,
As the majority correctly acknowledges, the Virginia Supreme Court has held that whether an accused’s due process rights have been violated “turns on the determination whether his being made to appear before the jury in jail or prison clothes is the result of actual state compulsion.” Jackson v. Washington,
Because “the particular evil proscribed is compelling a defendant, against his will, to be tried in jail attire,” a defendant may not remain silent and willingly stand trial in prison attire and then claim error on appeal. Estelle,
II.
Applying these principles to this case, I reach a conclusion contrary to that of my colleagues in the majority. I would hold that the record does not support a finding that the trial court provided appellant with a reasonable opportunity to secure civilian attire. The record reflects that on two separate occasions before trial, appellant’s girlfriend attempted to
As a preliminary matter, I disagree with the majority’s initial supposition that evidence absent from the record suggesting that appellant did not explore more alternatives to procure civilian clothing than he did, implicitly supports a presumption that the trial court’s actions must have been reasonable. The Supreme Court’s reasoning underlying its holding in Estelle makes it clear that if a defendant objects to facing a jury in jail attire, the burden is on the Commonwealth, not on the defendant, to demonstrate from the record that a reasonable opportunity to secure alternative clothing was provided.
In Cokes v. Commonwealth,
Similarly, and contrary to the unsupported assertion of the majority, the record in this case does not establish that the trial court provided appellant with any meaningful opportunity to procure civilian clothing. Despite the uncontradicted evidence in the record that appellant made two attempts before trial to procure his own clothing, the majority impermissibly speculates that the lack of additional effort on appellant’s part, coupled with a brief recess to discuss borrowing clothing from an uninvolved third party, suggests that the trial court acted reasonably. I decline to join in both the unsupported speculation of my colleagues and in the peculiar conclusion they reach as a result — that speculating evidence into existence equals the provision of due process. Because appellant clearly objected to standing trial in jail attire, and further, as more fully explained below, the record fails to affirmatively establish that appellant was provided with a reasonable opportunity to obtain non-jail clothing for trial by state actors, I conclude that appellant was compelled to appear before the jury to be tried while wearing his jail uniform. Cf. Jackson,
As already noted, the record does not establish that the jail administrators’ rejection on two occasions of appellant’s clothing was objectively reasonable. The majority simply assumes without any evidence in the record to suggest, much less establish, that those reasons must have been reasonable. However, contrary to this assumption by the majority, the record reflects that when appellant’s girlfriend first brought clothing to the jail several weeks before trial, jail officials rejected the civilian clothing because it was outside the time window for receiving a defendant’s clothing without any explanation in the record as to why receipt at that time was a problem for the jail or otherwise unreasonable. When appellant’s girlfriend brought the clothing to the jail for the second time the morning of the trial, they were rejected because of a “taped hem” on the pants. Yet again, the record is silent as to why taped hems on pants were “inappropriate” or otherwise presented a problem for the jail. In short, nothing in the record suggests that there was anything reasonable about the jail official’s rejection on two separate occasions of the civilian clothing that the appellant had arranged to wear for his jury trial. The Commonwealth concedes as much on brief admitting that the record does not clarify why the rejected clothing did not fall within the parameters of the sheriffs department’s requirements, what those requirements were, or whether they were objectively reasonable. Finally, as the majority observes in footnote one, the record does not demonstrate that appellant was allowed to pursue other alternatives — i.e., whether the tape could simply be removed from the hem of his pants, whether appellant could wear the remainder of the clothing without the pants, etc. Supra at 717 n. 1,
While the trial court granted a short recess that the majority finds was all that was necessary to satisfy the requirements of Estelle, the record is unclear exactly how long that recess lasted. However, the record does clearly reflect that the recess was only long enough for appellant’s counsel to engage in an apparently fruitless discussion with the public defender
The holdings of Estelle and Jackson make it clear that after appellant asserted his constitutional right to due process by objecting to appearing before the jury in his jail uniform, the trial court erred unless it provided appellant with a reasonable opportunity to obtain alternate clothing. In the absence of affirmative evidence in the record demonstrating that appellant was afforded a reasonable opportunity to acquire alternate attire, in my view, the trial court abused its discretion by effectively compelling appellant to appear before the jury in his jail uniform.
The majority repeatedly states that it is appellant’s burden to present a sufficient record to demonstrate that the trial court abused its discretion by compelling him to wear readily identifiable jail clothing before a jury trial. The majority relies on this principle to conclude that because “[w]hether defense counsel actually pursued ... other potential alternatives—cannot be ascertained from the partial transcript in the record on appeal,” the lack of such pursuit of alternatives in the record necessarily equates to a “reasonable opportunity to procure street clothes.” However, as I have already noted, the majority apparently misapprehends the burden here. The absence of evidence in the record on this point does not serve to benefit the Commonwealth. As Estelle and Jackson make clear, absent a waiver by a defendant through his failure to object, it is the trial court’s obligation to establish on the record that it provided the defendant with a reasonable opportunity to obtain alternate clothing. See Martin v. Common
The majority also relies on the trial court’s factual finding that appellant’s request to be tried in civilian clothes and his failure to produce suitable clothing was part of a pattern of behavior designed to avoid going to trial. However, even when a defendant acts in bad faith under circumstances unrelated to his request to avoid facing a jury in his jail or prison uniform, the trial court is not relieved from its obligation implicit in the reasoning underlying Estelle to provide a defendant with a reasonable opportunity to procure civilian clothing. Here, appellant’s firing of several attorneys that resulted in multiple continuances is irrelevant to his request to avoid facing a jury in jail clothes and his prior delaying actions are irrelevant to whether or not his request could be reasonably accommodated.
The majority also asserts that the record does not establish that appellant’s clothing was “clearly identifiable as jail clothing.” While the record provides a general description of appellant’s attire — green scrubs, prison issued black shoes,
Therefore, for the reasons stated, I would hold that because the record does not demonstrate that the trial court provided appellant with a reasonable opportunity to obtain civilian clothing thereby effectively compelling appellant to appear before the jury in his readily identifiable jail uniform, the trial court abused its discretion and violated the due process right of appellant to a fair trial in which he is presumed to be innocent.
III.
In concluding that the trial court erred in denying appellant’s motion, I would further hold that such error was not harmless and therefore constitutes reversible error.
“A federal constitutional error is harmless, and thus excusable, only if it appears ‘beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained.’ ” Quinn v. Commonwealth,
“ ‘[0]ne accused of a crime is entitled to have his guilt or innocence determined solely on the basis of the evidence introduced at trial, and not on grounds of official suspicion, indictment, continued custody, or other circumstances not adduced as proof at trial.’ ” Porter v. Commonwealth,
Several courts have held that compelling a defendant to appear before a jury trial in jail attire in violation of Estelle is not reversible error where the record demonstrates overwhelming evidence of guilt. See United States v. Martin,
Moreover, when deciding whether to testify in his own defense or relying on the presumption of innocence, a defendant should not be required to consider the impact of wearing jail clothing on his credibility as a witness.
In sum, I would hold that the trial court abused its discretion in compelling appellant to stand trial before a jury in readily identifiable jail attire in violation of his due process right to a fair trial, and I would further hold that this error was not harmless beyond a reasonable doubt. Therefore, I would reverse appellant’s conviction and remand the case for a new trial if the Commonwealth is so advised.
. I do not suggest that a trial court has any obligation to provide alternative clothing for a defendant' — only an obligation to provide a defendant a reasonable opportunity to procure alternative clothing for himself. See, e.g., United States v. Williams,
. The majority argues that this rule is not clear from the holding of Estelle because the facts are distinguishable. However, as explained supra, the requirement that a trial court must provide a defendant with a reasonable opportunity to obtain civilian clothes if he makes an objection to standing trial in his jail attire is implicit in the reasoning underlying Estelle and its progeny. Absent such an opportunity, the defendant is effectively being compelled by the Commonwealth to proceed to trial in jail attire — the precise "evil” condemned in Estelle.
. Although the majority factually distinguishes Martin from this case in footnote four, I cite Martin for the legal proposition that it is the trial court's burden, not appellant’s, to establish on the record "the reasons for the choice of measures taken.”
. Moreover, the trial judge’s conclusion that appellant’s request was another delaying tactic is not supported by the record because it is undisputed that appellant had twice arranged for civilian clothes to be brought to him in advance of trial but they were rejected by the sheriff’s department.
. While not assigned as error in this case, the possibility of a defendant being dissuaded from testifying on his own behalf because he is being compelled to stand trial in jail attire may also infringe on a defendant's Sixth Amendment right to confront the witnesses against him. See, e.g., Martin,
