225 Conn. 238 | Conn. | 1993
Lead Opinion
The dispositive issue in these three appeals is whether, under the circumstances of the trial court proceedings, there is a final judgment for purposes of appeal.
Certain facts and the procedural history are undisputed. On December 30,1971, the defendant John C. Van Gilder, a neurosurgeon, performed an operation on the plaintiff, Arthur L. Robbins, at the defendant Yale-New Haven Hospital (hospital), in New Haven. On August 17, 1984, Robbins commenced this action by serving Van Gilder, the hospital, and the defendant Yale University (medical school)
In the second count, also against all three defendants, Robbins alleged that Van Gilder had failed to inform him of Van Gilder’s negligence. He further alleged that Van Gilder’s failure so to inform him, and that Van Gilder’s repeated assurances to him that he would fully recover, had fraudulently concealed from him the fact that he had suffered actionable harm. Robbins further alleged that, as a result of that fraudulent concealment, he did not discover and could not have reasonably discovered that he had suffered actionable harm until he received a letter, dated August 2,1982, informing him that the December 30, 1971 operation had been performed negligently.
The third count was against the hospital only. In that count, Robbins alleged that the hospital had failed to inform him that the operation had been negligently performed and that he had suffered actionable harm. He also alleged that the hospital had failed to monitor its staff and had failed to have a reporting system regarding the negligence of its staff that would have informed him that he had suffered actionable harm. He further alleged that the hospital had been engaged in a continuous course of conduct, consisting of treatment of him for the injuries he had suffered in the December 30, 1971 operation, and that, as a result, the statute of limitations governing his cause of action does not begin to run until that course of conduct ceases.
On these pleadings, the case was tried to a jury in February and early March, 1991. At the end of the plaintiffs case and at the end of all the evidence, the defendants moved for directed verdicts in their favor. The trial court, D. Dorsey, J., reserved decision on these motions.
With respect to the third count, alleging independent negligence against the hospital and a continuous course of treatment by the hospital to overcome the statute of limitations defense, the trial court stated that the independent negligence claim failed for lack of expert testimony. With respect to the continuing course of treatment allegation, the court stated that “[t]his claim is also subsumed in plaintiff’s reply to the special defense of the defendant. This states the defendant continuously treated the plaintiff on or about December, 1971, and through and beyond July, 1984. Here again, permitting this to remain would cause confusion. Its removal from the complaint will not prejudice the defense since my instruction put this claim as well as fraudulent concealment in proper perspective under the reply. Therefore I’m directing you to return a defendant’s verdict on the Third Count.”
On March 11, 1991, the jury returned a verdict on the first count (1) in favor of the plaintiff, in the amount of $1,550,000, against Van Gilder and the medical school, and (2) in favor of the hospital.
After the clerk read the verdict and inquired of the jury whether it was their verdict,
At that point, the jury submitted the first of what would ultimately be five written questions or other communications to the court. This first question asked: “Why does an award for negligence have to be combined with fraudulent concealment^] We thought they were two separate issues. We were awarding for negligence exclusive of fraudulent concealment.” Van Gilder and the medical school thereupon renewed their motion for a directed verdict and, after the court denied that motion, renewed their motion for a mistrial.
The jury then submitted the second question to the court: “What constitutes medical fraud?” At that point all three defendants—Van Gilder, the medical school and the hospital—moved for a mistrial. The trial court then returned the jury to the courtroom and reinstructed it, in response to the jury’s first question, on the issue of the statute of limitations and the relationship between that issue and the issue of fraudulent con
At that point the jury submitted the following request: “To reconsider medical fraud we would like our second question answered.” The court then, again, returned the jury to the courtroom and reinstructed it on the relationship between the statute of limitations defense and issue of fraudulent concealment of a cause of action. The defendants then renewed their motions for a directed verdict and, in the alternative, a mistrial. The court denied these motions.
The jury then submitted the following statement to the trial court: “We understood that the statute of limitations was barred if the lawsuit was brought within two to three years after discovery[.] We believe discovery is 1982.” The defendants again renewed their motions for a mistrial. The court then returned the jury to the courtroom once again and, after informing the jury that its note was not in the form of a question, read the statute of limitations; see footnote 5; to the jury. The court then instructed the jury that “I don’t know what your question is, from reading this [note]. If you have a question you’ll have to write it out.” The jury orally informed the court: “By reading the statute you answered the question.” The court then adjourned for the day.
The next day, March 12, 1991, began with the fifth of the jury’s written communications to the court: (1)
Thereafter, the parties filed the following written motions: (1) the plaintiff moved for judgment against the defendants in the amount of $ 1,550,000, in accordance with the jury’s verdict; (2) the defendants moved for a directed verdict notwithstanding the failure of the jury to return a verdict, pursuant to Practice Book § 321;
The parties thereafter took the following appeals to the Appellate Court, which we transferred to this court pursuant to Practice Book § 4023 and General Statutes § 51-199 (c). Van Gilder and the medical school filed an appeal, Docket No. 14453, claiming that the trial court improperly (1) denied the motions for summary judgment; see footnote 4; (2) denied their motions for a directed verdict made at the close of the plaintiff’s case and at the close of all the evidence; and (3) denied their posttrial motions for judgment. In response, Robbins argues that: (1) a denial of a motion for summary judgment is not reviewable on appeal after a full trial on the merits; see Greengarden v. Kuhn, 13 Conn. App. 550, 552, 537 A.2d 1043 (1988); and (2) Van Gilder’s and the medical school’s second and third claims are not reviewable “for lack of a final judgment,” based upon the authority of Gold v. Newman, 211 Conn. 631, 560 A.2d 960 (1989).
Robbins filed an appeal, Docket No. 14454, claiming that: (1) the trial court should have granted his motion
The hospital filed an appeal, Docket No. 14455, claiming that the trial court should have granted its motions for a directed verdict and for judgment notwithstanding the failure of the jury to reach a verdict because: (1) there was no evidence that Van Gilder had been the agent of the hospital; (2) the evidence clearly showed that Robbins’ cause of action was barred by the statute of limitations and that there was no fraudulent concealment by the hospital; and (3) the court properly directed verdicts in favor of the hospital on counts two and three. Robbins responds that: (1) the trial court’s denial of the hospital’s motions for a directed verdict and for judgment notwithstanding the failure of the jury to reach a verdict are not reviewable for lack of a final judgment, under Gold v. Newman, supra; and (2) the issues related to counts two and three remain in the case, nevertheless, because the trial court’s action in directing the verdicts was based upon its determination that the same factual and legal issues were contained in the first count and the defense thereto, and the defendants moved for the mistrial that the court ultimately ordered.
In Gold v. Newman, supra, 632, the trial court declared a mistrial after some of the jurors informed the court that they could not disregard certain depositions that had inadvertently and improperly been given to them during their deliberations. The defendants then moved for judgment in accordance with their previous motions for a directed verdict. The trial court denied these motions, and the defendants appealed. Id.
This court dismissed the appeal for lack of a final judgment. We held that the denial of a motion for judgment notwithstanding the failure of the jury to return a verdict is not a final judgment upon which an appeal may be based. Id. We stated that, in that case, the order denying the motion “[left] in effect the declaration of a mistrial, and a second trial in the normal course of events will follow. No rights of the parties have been yet determined.” Id., 635; see State v. Curcio, 191 Conn. 27, 31, 463 A.2d 566 (.1983); Prevedini v. Mobil Oil Corporation, 164 Conn. 287, 292, 320 A.2d 797 (1973).
In Gold, we also recognized that the granting by the trial court of a motion to set aside a verdict and to grant a new trial is an appealable order. That decision, however, is not appealable because such an order is a “final judgment” within the meaning of the principal appeal statute; General Statutes § 52-263;
In Gold, moreover, the defendants argued that permitting an appeal at that procedural point might conserve judicial resources by avoiding the necessity of a second trial. Id., 638. We reasoned, however, that: (1) “[t]he legislature, by creating specific alternatives to a final judgment as a basis for appeal, has implicitly rejected other grounds for departing from the final judgment rule”; and (2) “[t]he fact that a second trial will ordinarily entail additional expense to the parties does not measure up to the circumstances we have heretofore regarded as having such a serious effect upon the rights of the parties that an appeal is warranted.” Id.
Applying the reasoning of Gold to the facts of this case compels the conclusion that there is no basis for an appeal. As in Gold, the trial court’s declaration of a mistrial will lead to a second trial. Thus, there is no final judgment under § 52-263 because “[n]o rights of the parties have been yet determined.” Id., 635. As in Gold, the parties can offer no specific statutory basis, other than the final judgment rule embodied in § 52-263, for an appeal. As in Gold, the trial court’s denial of the defendants’ motions for a directed verdict and for judgment notwithstanding the failure of the jury to reach a verdict did not provide the basis for an appeal. Indeed, Robbins implicitly recognized the
Robbins suggests that Gold is distinguishable because, unlike Gold, in this case the jury returned a verdict. We think that this is a distinction without a difference.
Practice Book § 312
As the trial court recognized, the verdict and the answers irreconcilably conflicted with each other. Furthermore, the court made three efforts, by twice rein
Robbins also suggests that dismissing this appeal, in which the trial court declared a mistrial after a “verdict,” albeit internally inconsistent, had been returned, will be unwise precedent. He argues that such a holding will permit some future, less conscientious trial judge to declare a mistrial after the jury has returned a perfectly valid verdict, simply because the trial judge may disagree with the verdict, without the ability of the parties to rectify such an injustice on appeal. We are not persuaded.
Second, the fear implicit in that argument has no basis in the record of this case. Here, the trial court had, at the least, a plausible basis for its conclusion that the verdict was invalid and that the jury could not be relied upon to return a more intelligible verdict.
Third, even if that very unlikely event ever did occur, it would not necessarily go unremedied. If there were such a valid verdict returned that the trial court inexplicably ignored by declaring a mistrial, the party whom the verdict favored would be entitled to raise as a claim of error, on appeal from the second trial, the trial court’s failure to render judgment on that verdict, “if the second trial should result in a judgment against [him].” Gold v. Newman, supra, 636.
The defendants argue that the directed verdicts on the second and third counts provide a jurisdictional basis for their appeals. We disagree.
It is clear from this record that the trial court directed those verdicts, not because it perceived there to be insufficient evidence on those counts, but because it believed that the same factual and legal issues were being litigated under the first count, the special defense of the statute of limitations and the reply of fraudulent concealment. Furthermore, the defendants repeatedly moved for a mistrial, which the trial court ultimately granted. A mistrial leads to a new trial, not to an appeal. Id., 637. They cannot now be heard to
The appeals are dismissed.
In this opinion Callahan, Katz and F. X. HenNESSY, Js., concurred.
We directed the parties to discuss at oral-argument the question of whether there is a final judgment for purposes of appeal.
The claim against Yale University was based upon the fact that Van Gilder had been, at the time of the operation, an associate professor of neurosurgical medicine at the Yale University School of Medicine. The parties have, therefore, termed this claim as one against the medical school. We do likewise, and refer herein to the defendant university as the medical school.
Also named as defendants were neurosurgeons Joan L. Venes and Daniel C. Good, and nurse anesthetist Patricia Baron. The case was ultimately withdrawn against Venes, Good and Baron, and they are not involved in this appeal. We therefore consider only Van Gilder, the hospital and the medical school as the defendants in this case.
Furthermore, Van Gilder and the hospital moved for summary judgment upon the basis of the statute of limitations. The trial court, Cretella, J., denied these motions.
General Statutes § 52-584 provides: “LIMITATION OF ACTION FOR injury to person or property. No action to recover damages for injury to the person, or to real or personal property, caused by negligence, or by reckless or wanton misconduct, or by malpractice of a physician, surgeon, dentist, podiatrist, chiropractor, hospital or sanatorium, shall be brought but within two years from the date when the injury is first sustained or discovered or in the exercise of reasonable care should have been discovered, and except that no such action may be brought more than three years from the date of the act or omission complained of, except that a counterclaim may be interposed in any such action any time before the pleadings in such action are finally closed.”
General Statutes § 52-590 provides: “when defendant’s absence from state to be excluded. In computing the time limited in the period of limitation prescribed under any provision of chapter 925 or this chapter, the time during which the party, against whom there may be any such cause of action, is without this state shall be excluded from the computation, except that the time so excluded shall not exceed seven years.”
The two verdict forms returned by the jury on the first count, dated and signed by the foreperson, were as follows: (1) a plaintiff’s verdict form, indicating that the jury had found the issues in favor of Robbins as against Van Gilder and the medical school, and finding the damages to be $1,550,000;
More specifically, the interrogatories and answers thereto were as follows:
“Interrogatories For Jury
1. Was the defendant Dr. John Van Gilder negligent in connection with the surgery he performed on the plaintiff Arthur Lee Robbins (plaintiff) on December 30,1971, as alleged in Count One of the Substituted Amended Complaint?
Answer YES
2. If you find the defendant Dr. John Van Gilder was negligent in connection with the performance of the surgery on the plaintiff on December 30,1971, was such negligence the proximate cause of the injuries and damages claimed by the plaintiff in paragraphs 12,13 and 14 of Count One of the Substituted Amended Complaint?
Answer (NEGLIGENT) YES
3. Was the defendant Dr. John Van Gilder an employee or agent of the defendant Yale-New Haven Hospital in connection with the surgery which he performed on the plaintiff on December [30], 1971?
Answer AGENT
4. Are the claims of the plaintiff as to negligence and damages in connection with the performance of the surgery on December 30, 1971, as*244 set forth in Count One of the Substituted Amended Complaint, barred by the statute of limitation?
Answer YES
5. Did the plaintiff prove by ‘clear, precise and unequivocal evidence’ that the defendant Dr. John Van Gilder fraudulently concealed the fact that the plaintiff had suffered some form of actionable harm during the course of the surgery on December 30,1971, so as to toll or suspend the statute of limitations?
Answer NO”
The clerk asked: “Ladies and Gentlemen of the jury, is this your verdict so say you all?” The jury answered “Yes.”
The court instructed the jury: “Ladies and Gentlemen, I can’t [accept] your verdict because there is a complete inconsistency between the interrogatories and the verdict forms. And the inconsistency consists of the fact that you found that the action was tolled by the statute of limitations, which means that it was barred by the statute of limitations. And then—the only way then that it could—that you could find that the plaintiff could recover would be if you found fraud. If you found that there was no fraud, then you could not allow any verdict for the plaintiff. So, I cannot [accept] your verdict form under those circumstances. That is why the interrogatories were submitted to you, to determine whether you had considered all of the elements of negligence, approximate [sic] cause, statute of limitations and
None of the parties raises any question regarding the legal propriety, accuracy, clarity or completeness of the trial court’s original instructions on the statute of limitations, or regarding the reinstructions by the trial court.
General Statutes § 52-223 provides: “jury may be three times returned TO CONSIDER verdict. The court may, if it judges the jury has mistaken the evidence in the action and has brought in a verdict contrary to the evidence, or has brought in a verdict contrary to the direction of the court in a matter of law, return them to a second consideration, and for the same reason may return them to a third consideration. The jury shall not be returned for further consideration after a third consideration.”
Practice Book § 321 provides: “reservation of decision on motion FOR DIRECTED VERDICT
“Whenever a motion for a directed verdict made at any time after the close of the plaintiffs case in chief is denied or for any reason is not granted, the court is deemed to have submitted the action to the jury subject to a later determination of the legal questions raised by the motion. The defendant may offer evidence in the event the motion is not granted, without hav*248 ing reserved the right to do so and to the same extent as if the motion had not been made. After the acceptance of a verdict and within the time stated in Sec. 320 for filing a motion to set a verdict aside, a party who has moved for a directed verdict may move to have the verdict and any judgment rendered thereon set aside and have judgment rendered in accordance with his motion for a directed verdict; or if a verdict was not returned such party may move for judgment in accordance with his motion for a directed verdict within the aforesaid time after the jury have been discharged from consideration of the case. If a verdict was returned the court may allow the judgment to stand or may set the verdict aside and either order a new trial or direct the entry of judgment as if the requested verdict had been directed. If no verdict was returned the court may direct the entry of judgment as if the requested verdict had been directed or may order a new trial.”
General Statutes § 52-263 provides: “appeals from superior court, exceptions. Upon the trial of all matters of fact in any cause or action in the superior court, whether to the court or jury, or before any judge thereof when the jurisdiction of any action or proceeding is vested in him, if either party is aggrieved by the decision of the court or judge upon any question or questions of law arising in the trial, including the denial of a motion to set aside a verdict, he may appeal to the court having jurisdic
“What’s sauce for the goose is sauce for the gander” has been attributed to Marcus Varro. Translated from the Latin in John Ray’s English Proverbs (1670). See State v. Fernandez, 5 Conn. App. 40, 52 n.4, 496 A.2d 533 (1985).
Practice Book § 312 provides: “interrogatories
“The court may submit to the jury interrogatories for the purpose of explaining or limiting a general verdict, which shall be answered and delivered to the clerk as a part of the verdict. The clerk will take the verdict and then the answers to the several interrogatories, and thereafter he will take the court’s acceptance of the verdict returned and the questions as answered, and proceed according to the usual practice. The court will not accept a verdict until the interrogatories which are essential to the verdict have been answered.”
The dissent suggests that the trial court should nonetheless have accepted the verdict and then set it aside so as to create a viable appeal. Thus, under this reasoning, the trial court would have been compelled to accept a verdict that it knew was inherently contradictory, that was legally flawed and that would have had to be reversed on appeal. We decline to limit the trial court’s discretion to reject an irrational jury verdict for the purpose of expanding the proper limits of our appellate jurisdiction.
Dissenting Opinion
dissenting. The issue raised by the majority on its own is quite simple. Does the Supreme Court have jurisdiction to hear an appeal from the trial court’s declaration of a mistrial after the jury returned a verdict that the trial court refused to accept? I dissent, not because I would necessarily end up with a different bottom line on the merits, but because the issue of jurisdiction could be important in other cases in which the trial court refuses to accept a verdict and then declares a mistrial. I believe that we do have jurisdiction and should reach the merits of the case as briefed by the parties.
In this medical malpractice case, the jury rendered a verdict in favor of the plaintiff, Arthur L. Robbins, against two defendants, John C. Van Gilder and the Yale University School of Medicine, in the amount of $1,550,000.
This case differs substantially from Gold v. Newman, 211 Conn. 631, 560 A.2d 960 (1989), upon which the majority relies. In Gold, there was no jury verdict. The trial court merely declared a mistrial after it became aware of the jury’s exposure to improper evidence. In the present case, the jury rendered a verdict. As a result, if this court concluded that the trial court should have accepted the verdict, it could reinstate the verdict and remand the case with instructions to accept and record the verdict. See State v. Avcollie, 178 Conn. 450, 471, 423 A.2d 118 (1979), cert. denied, 444 U.S. 1015, 100 S. Ct. 667, 62 L. Ed. 2d 645 (1980) (this court ordered that the jury verdict be reinstated and remanded the case to the trial court with direction to render judgment). In Gold, unlike the present case, a new trial would have been required because there was no verdict and therefore nothing to reinstate.
I concede that this case does not fall within the precise bounds of the exception to the final judgment rule set forth in State v. Curcio, 191 Conn. 27, 31, 463 A.2d 566 (1983) (“[a]n otherwise interlocutory order is appealable in two circumstances: (1) where the order or action terminates a separate and distinct proceed
Indeed, I discern no practical difference between our jurisdiction to hear an appeal when the court sets aside a verdict; General Statutes § 52-228b; e.g., Fazio v. Brown, 209 Conn. 450, 551 A.2d 1227 (1988); Palomba v. Gray, 208 Conn. 21, 543 A.2d 1331 (1988); and when a trial court refuses to accept a verdict rendered by a jury and declares a mistrial.
Accordingly, I dissent.
I agree with the majority that subject matter jurisdiction can be raised at any time, by the parties or the court. “The issue of subject matter jurisdiction can be raised at any time including on appeal. Once brought to the attention of the court, regardless of the form of the motion, it must be acted upon. Cahill v. Board of Education, 198 Conn. 229, 238, 502 A.2d 410 (1985). Concerned Citizens of Sterling v. Sterling, 204 Conn. 551, 556-57, 529 A.2d 666 (1987).” (Internal quotation marks omitted.) Gagnon v. Planning Commission, 222 Conn. 294, 297, 608 A.2d 1181 (1992).
The jury found the issues in favor of the third defendant, Yale-New Haven Hospital.
Footnote 17 of the majority opinion states that I suggest that the trial court should “have accepted the verdict and then set it aside so as to create a viable appeal.” Apparently, the majority reads a different dissent because my dissent does not include such a statement nor does it suggest such a charade.