*1 Furthеrmore, panel in this instance injunction issue MARTIN,
reviewing preliminary Petitioner-Appellee, Rita M. solely adequacy decision on its based must examine May 3 letter. “[W]e KASSULKE, Warden, Betty notice, May 3 not the sufficiency of the Respondent-Appellant. I, F.2d 20 notice.” Weaver November No. 91-5788. indicated dicta The court 1042. inade- 20 renotification was November Appeals, Court of United States financial infor- failing to disclose quate for Sixth Circuit. the unions’ affiliated concerning mation Submitted Nov. 1991. organizations. Id. national labor state reached the same conclu- сourt The district July Decided 1992. judgment and its final independently sion disclose this informa- the union to directed entry judg- days from within 60
tion
ment. judgment, the stay the a motion to the district court advised
union portion of that seek a modification
would de- this court judgment when the final appeal and the district present
cided The union mandate. received our
court all that audits of district court
advised available, and that were not its affiliates propose would union such audits the
lieu agency portion rebate the entire
to charges affiliation attributable
fee any include affiliation not to and there- for 1991 agency fees court will consider The district
after. remand. upon
proposal indicated, reject the we previously
As appeal from in their contentions
plaintiffs’ reject the defen- judgment and final indemnification position on the
dants’
clause. the district judgment of cross-appeal appeal аnd
affirmed proceed- for further case is remanded No charges. respect to affiliate
ings with allowed.
costs *2 (briefed),
David R. Lexington, Marshall Ky., for petitioner-appellee. Martin, pro
Rita M. se. Johnson, Joseph R. Atty. Asst. Gen. (briefed), Gorman, Gen., Atty. Chris Frank- fort, Ky., respondent-appellant. NORRIS, Before: BOGGS and Circuit TIMBERS, Judges; and Senior Circuit Judge.* BOGGS, Judge. Circuit 1990,petitioner, In October who has been prison since 1984 on of first- degree rape, petition filed a for a writ of corpus grounds habeas on the that the dif- ference charges against between the her as outlined in the instructions and the charges in her indiсtment constituted an impermissible constructive amendment of the indictment and merely permissi- ble variance. The district court petition on June 1991. We reverse, holding that the difference be- tween the indictment and the tions was permissible variance. I co-defendants, Rita Martin and her Jameson, James Hall and Jesse were indict- assault, ed for first-degree first-degree robbery, first-degree Nancy Bellamy. Martin and Hall were also first-degree burglary. At tri- al, guilty aiding found Martin assisting first-degree Jameson Bellamy guilty of fourth-de- gree jury-recom- assault. She received the years, mended sentеnce of ten served concurrently to a sentence of twelve months and a fine. Hall received $500 same verdicts and sentence. Jameson was first-degree rape found and re- jury-recommended ceived the sentence of years. ten light most Viewed favorable to the prosecution, the facts of the case are as * Timbers, Circuit, sitting by designation. The Honorable William H. Senior Cir- for the Second Judge Appeals cuit of the United States Court of they 7, 1984, Nancy up Bel- came home and when he February On follows. bedroom, people, Bellamy, came out of his he saw two other along with lamy, friend, Treadway, move eye bloody Ronnie he said had a “busted helping who County, Ken- face”; 2) Clark apartment his he then had sex out of said that *3 evening, the During of the course tucky. willing Bellamy, partici- who was a with Rita Martin at Jamesqn to went find foursome trial, the pant. At neither nor Martin Martin Lounge, where Buckboard the testified that Bel- testified. Hall pistol a sought retrieve They to worked. accompany lamy asked to him and Martin Martin while she Treadway given had to Hall that while’ at Jameson’s. said pre- apartment the staying at his had he аnd Martin went to bed and Jameson’s return refused to Martin vious weekend. Bellamy sex while was still the tub. had night, Treadway. Later that to pistol thing that the next he heard was He said a.m., and Mar- defendant Hall 12:30 around knocking uncle on his door the next his knocked Treadway’s apartment, tin went morning. door, demand- in. Martin and broke on the trial, three co-defen- After a left in the that she had the clothes ed 20, On 1984. guilty were found June dants Bellamy previous weekend. apartment the Kentucky Appeals appeal, the Court of On apartment. Treadway at the still was 3, April Martin’s conviction. On affirmed bеlong- collecting her Martin started As 1989, pro petition a for writ Martin filed se Treadway, saying ings, Hall threatened court, corpus federal district habeas of Treadway ran out to gun. he had a denied for failure to exhaust which apart- who lived police a officer get Martin, filing after for and remedies. state gone, Treadway was below. While ment discretionary review being denied Bellamy, whom abducted and Martin Hall filed an- Kentucky, then Supreme Court for drug a informant to be they believed court petition the district habeas with other Bellamy to They drove government. 18, 1991, On Junе October 1990. where Hall was apartment Jameson’s Jesse for a writ of petition There, Hall, living. Mar- temporarily also that a differ- corpus ground on the Bellamy. severely beat tin, and Jameson instructions between ence Bellamy’s then tore off and Hall Martin a constituted indictment tub,.with Hall her and threw into clothes On June to the indictment. somebody amendment to fuck going “he wasn’t saying a motion court granted the district Bellamy testi- over them.” all with blood (cid:127) writ Kentucky stay the habeas dragged her into for Hall then fied her, Hall raped appeal. after which living room and pеnding Appar- bedroom. went into a and Martin woke Bellamy then out and ently blacked II morning in bed with next
up the
Jameson’s
grabbed
point Bellamy
At that
Jameson.
or con
question of variance
house.
a friend’s
clothes and ran to
her
case
in this
amendment arises
structive
police
to the
reported the crimes
Bellamy
not contain
did
Martin’s indictment
and Hall as
both Jameson
identified
rape that
first-degree
the elements
all
rapists.
Un
instructions.
included
were
state-
gave three
custody, Martin
law,
person
statutory
Kentucky
der
Tread-
1)
Bellamy left
said that
she
ments:
first-degreе rape when:
voluntarily because
way’s apartment
intercourse with
a)
engages in sexual
He
her; 2)
that at Jame-
said
beating
she
compulsion;
person
forcible
another
Bellamy, and kicked
with
fought
son’s she
involved;
her,
nobody else was
but
with
b)
engages in sexual
He
Bellamy
3)
then left
said that she
she
con-
incapable of
person who is
another
bed,
bathroom,
and had sex
went to
he:
sent because
statements:
gave two
Hall. Jameson
helpless; or
i)
physically
Is
him
Hall woke
1)
Martin and
he said that
years
ii)
proves
than twelve
old.
evidence offered at
less
triаl
Is
materially
facts
different from those al-
510.040.
Ky.Rev.Stat.Ann. §
leged in the indictment.”
first-degree rape
indictment
Martin’s
following:
stated the
(quoting
872 F.2d
Gaither v. Unit-
day
or about the 8th
States,
(D.C.Cir.
On
Count V:
ed
County, Ken-
February,
in Clark
1969)) (emphasis
original).
An amend-
named defendants ...
tucky, the above
per
prejudicial,
ment is
se
directly
as it
of RAPE IN THE
committed
offense
infringes
right
the defendant’s
to know of
by knowingly and un-
FIRST DEGREE
charges against
him effectively al-
lawfully engaging in sexual intercourse
lowing
to convict the defendant of
Nancy Bellamy by
compul-
a different crime than that for which he
*4
causing
Nancy
further
said
Bel-
sion and
Ford,
charged.
was
1543
physical helplessness
other than
should
seen
an
as two
been convicted
offense
merely
alternative crimes or
two alterna
in the indictment.
crime,
tive methods which the one
rape,
902,
798 F-.2d
Hathaway,
v.
States
United
they
could have been committed.
If
are
added). Thus,
Cir.1986)
(6th
(emphasis
910
methods,
seen as alternative
then the addi
amend-,
the level of a constructive
to rise to
physical helplessness
tion of the
ment,
change
effectively
must
alter-the
However, appellee
would
abe
variance.
of the indictment. Hunter
substance
argues
understanding
for a more limited
(10th
Mexico,
F.2d
599
Cir.
New
variance, maintaining
that United States
— U.S. —,
denied,
1990),
S.Ct.
Peterman,
(10th-Cir.1988),
(1991),
For of the further view, ratio Clayborn as the decision and position, appellee points amendment us to Charged 1. to Ark.Stat.Ann. 5-14-103 in 1987. §
1545
(em-
of
Cokeley
v. violation
overruled
explicitly
[N.C.Gen.Stat. 14-72.3].”
nale was
added). However,
evidence
phasis
705 S.W.2d
State, 288 Ark.
that the defendant had initi-
S.Ct.
demonstrated
Cokeley
ated sexual
intercourse with the victim
The
L.Ed.2d
provided
asleep.
41-1803
she was
The defendant ar-
Ark.Stat.Ann.
held that
while
rape
prosecution
different
offense of
two
had created
just
gued
one
overruling Clay-
In
the indictment
ways of commission.
fatal variance between
trial,
born,
presented
court held:
proof
because the
proceed
had to
under the theo-
prosecution
deci-
[Clayborn
of our
main basis
]
“physically help-
ry that
the victim was
crimes of
separate
two
was that
sion
less,”
as described
N.C.Gen.Stat. 14-
rape by
rape exist:
sexual
72.3(a)(2),
claiming
instead of
that the
activity. We said
by deviate
against the will” of
“by
involved
force and
crimes were
two different
“...
victim,
provided
as
N.C.Gen.Stat. 14-
essential elements
and the
...
72.3(a)(1).
Supreme
in that
wrong
The North Carolina
We were
differ.”
crimes
Clayborn
disagreed,
held that
the two
and overrule
Cоurt
regard
rape law
of the North Carolina
sections
State....
simply represented two different methods
at 426.
Cokeley, 705 S.W.2d
committing the same crime:
of
meth-
its “one
support
In
crime—two
implied in law the
common law
[T]he
two
decision,
court cited
Cokeley
ods”
so
of force and lack of consent
elements
Arkansas court
cases where
DWI
rape complete
as to make
crime
there is
one
“unanimously held that
showing of sexual inter-
upon the mere
intoxicated with
driving while
offense
asleep,
is
person
with a
who
un-
course
act,
violating
eithеr
ways of
two
conscious,
incapacitated
or otherwise
while in-
controlling a vehicle
operating or
give
not resist or
con-
therefore could
controlling a ve-
operating or
or
toxicated
essentially codi-
rape statutes
sent. Our
or
alcohol content
0.10%
hicle
blood
rape.
the case
fy the common law
cases, the court
In the DWI
more.” Ibid.
similarly incapacitated
sleeping,
of a
that,
defendant was
where a
had held
victim,
no difference whether
it makes
method
one
charged on violation DWI
vaginal
alleges that
the indictment
of the other
on evidence
convicted
*7
against
and
force
the
by
intercourse was
even
method,
charge was sufficient
the
merely
alleges
it
will or whether
victim’s
evidentiary
requirements
though the
incapaci-
an
with
vaginal
the
Cokeley, 705
are different.
subsections
tated victim.
omitted).2
(citations
at 426-27
S.W.2d
at 505.
358 S.E.2d
320 N.C.
by
that a
decision
also note
recent
We
reasoning of
the
the
agree with
We
sup-
Supreme Court
the
Carolina
North
courts, and hold
Cokeley
Moorman
Moorman,
In
v.
result.
ports this
State
statute, Ky.Rev.
rape
Kentucky
the
387, 389,
358 S.E.2d
320 N.C.
510.040,
of-
provides only onе
Stat.Ann.
that the de-
(1987),
alleged
an indictment
different methods
rape with two
fense of
felo-
willfully and
“unlawfully,
fendant
in
the statute
Coke-
Like
of commission.
carnally know
niously did ravish
[the
all
to define
will,
was drafted
ley,
in
510.040
against her
by
victim]
force
arising
only significant
issue
purposes,
the
recently
Eighth Circuit
2. The
Lockhart,
interpretations is that the
conflicting
Cokeley
the
corpus in
case.
this
cert,
[Clayborn
filed,
(8th Cir.1991),
interpretation
in
petition
set out
two-offense
F.2d 916
However,
(1983)
22, 1992).
91-1878), (U.S.
State,
(No.
May
]
Thus, jury have convicted on could Jameson the significantly this case differs from Ford, grounds physically that the victim was presents only as it a difference be- helpless, unless it also concluded that tween the indictment and the the tion, prosecu- than a failure of fists and feet of the defendants caused her rather present helplessness. By regarding tion to his statements support evidence to charge. “physical helplessness” willing participation, lan- the victim’s Jameson guage has added to physically statutes to asserted that victim was not Thus, argue take account of cases in which the helpless. victim Martin cannot now any “is unconscious or for other prejudiced reason is that the instruction Jame-
1547 statements, charged only rape by if indictment defense; be- Jameson’s son’s to the lieved, compulsion. a full defense represented help- physically victim was claim that squarely Thus the are lines drawn. The less. majority acknowledged holds that the dis- record, we are con- Having reviewed crepancy between indict- error occurred. prejudicial that no fident ment and instruction is a mere Clayborn, As stated subject I variance to harmless error. court, is to see appellate an it goal, as would hold that is constructive amend- Our trial, a fair not a exists for system prejudicial per ment which is se. one, prejudice. one free of perfect It is the settled law of this Circuit that deny such a trial are that do Errors “A amendment occurs Especially in cases errors. not reversible the terms of аn indictment are in effect guilt is over- the evidence of where presentation altered of evidence whelming. modify which so instructions (Hickman, J., 647 S.W.2d Clayborn, charged essential of the offense elements dissenting). that there is a substantial likelihood that nature of the of- on our view of Based may have the defendant been convicted instructions, indictment, fense, and the of an offense other than that to defen- prejudice lack of as as the well the indictment.” court’s dant, the district we REVERSE Hathaway, 798 F.2d United v. States corpus. writ of habeas grant of the Cir.1986); (6 see also United States Ford, (6 Cir.1989), 1235-37 TIMBERS, Judge, Circuit Senior (1990). S.Ct. With dissenting. Circuit, clearly in this I the law so settled majori- join I cannot I regret support for see no need to reach out I do so opinion. cannot ty’s innovative majority courts as the decisions of state precept ignores the fundamental holding. support its novel does a “court law that of federal constitutional unpersuaded by particularly I am to be tried on permit a defendant cannot attempted end-run to majority’s circumvent indict- that are not made Circuit, i.e. char- the settled this law States, 361 ment. ...” Stirone United Kentucky rape statute as acterizing the yet And rape with “only one offense of providing majority has condoned precisely what methods of commission.” two different here. invoked to avoid analysis could be Such appears to be one of first In a case that many under other of convictions reversal Court, majority has impression this grounds provide alternative statutes from the law of Circuit departed conduct. The of criminal prosecution Moreover, it has Supreme Court. me as establish- analysis strikes majority’s Kentucky statute its head the turned dangerous precedent. ing a prosecuted. defendant was under which the court’s order the district I would affirm (1990) pro- Ky.Rev.Stat.Ann. 510.040 corpus condi- of habeas granting a writ degree rape may commit- first vides that right to re- on the Commonwealth’s tioned per- with another ted in sexual stay I would vacate try appellee and ” in sexual compulsion son *9 “forcible was entered more appeal which pending person who is another majority’s re- ago. From the year than added). (emphasis helpless”, “physically so, emphati- respectfully do I fusal to acknowledges the trial majority cally dissent. that it could con- instructed incapa- the victim if it found that vict help- physical because of of consent
ble indict-
lessness, charged in the although not acknowledges It further
ment.
