Opinion
California voters passed Proposition 140 in November 1990, and thereby limited the Legislature’s budget and imposed lifetime term limits and pension restrictions for state legislators and other state officers.
(Legislature
v.
Eu
(1991)
Except for the pension restrictions, our Supreme Court and an en banc panel of the Ninth Circuit upheld the constitutionality of Proposition 140.
(Eu, supra,
FACTUAL AND PROCEDURAL BACKGROUND
1. The Parties
Plaintiffs and appellants are Viola Rippon, Marian Bergeson, and Patrick Johnston. Each claimed that Proposition 140 affected his or her ability to vote for experienced, knowledgeable legislators. Bergeson is a former state Assembly member and former state senator. She alleged she is unable to further serve in the California state Senate or Assembly. Johnston is a former state senаtor and alleged he is precluded from further serving as a member of the state Senate. (While the Secretary of State disputes some of these allegations, we assume them to be true for purposes of this appeal.)
Defendant and respondent Debra Bowen is the Secretary of State. Defendant and respondent Dean Logan is the Acting Registrar-Recorder/County Clerk in Los Angeles County. Logan takes no position on the issues in this case and “will abide by the laws of the State as written or as finally determined by the Courts.”
2. The Complaint
Appellants filed a complaint seeking injunctive аnd declaratory relief. Appellants alleged that the term limits and budget restrictions in Proposition 140 revised the California Constitution, divested the Legislature of its constitutionally mandated functions, and must be declared void. According to appellants, a constitutional revision occurred because the initiative fundamentally changed the structure of government and altered the balance of power between the executive and legislative branches of government. Appellants also alleged that Proposition 140 rendered the Legislature unable to competently perform its essential legislative function.
The following specifics were alleged. The Legislature can no longer fulfill its constitutional mandate to promulgate the laws necessary to meet the state’s needs. The number of bills introduced in the Legislature has declined; the collective experience of the Legislature has declined, decreasing the Legislature’s ability to make long-term policy and increasing the importance of special interest groups. Experienced committee chairs no longer analyze and scrutinize bills prior to the passage of the legislation. Funding cuts make it impossible for the Legislature to perform its constitutional mandates. The Legislature is no longer a coequal branch of government; it can no longer offer a check and balance against executive power; and it no longer serves as the “keeper of the purse.” State budgets undergo less scrutiny and contain fewer long-term budget items. 1
3. The Proceedings
The trial court granted the Secretary of State’s motion for judgment on the pleadings. The court concluded appellants lack standing to maintain the action. On the merits, the court found that this case is barred by stare decisis because the California Supreme Court already has held that Proposition 140 does not effect a revision to the California Constitution. Appellants timely appealed.
DISCUSSION
The standard of review for a judgment on the pleadings is the same as for a demurrer.
(Schabarum
v.
California Legislature
(1998)
I. Distinction Between an Amendment and a Revision
Article XVIII of the California Constitution allows for amendment of the Constitution by the Legislature or initiative, and revision of the Constitution by the Legislature, or a constitutional convention. There is no other method for revising or amending the Constitution.
(Livermore v. Waite
(1894)
“ ‘[A]mendment’ implies such an addition or change within the lines of the original instrument as will effect an improvement, or better carry out the purpose for which it was framed.”
(Livermore, supra,
102 Cal. at pp. 118-119.) The “revision/amendment analysis has a dual aspect, requiring us to examine both the quantitative and qualitative effects of the measure on our constitutional scheme. Substantial chаnges in either respect could amount to a revision.”
(Raven
v.
Deukmejian
(1990)
A. Examples of Constitutional Amendments
In
Amador, supra,
Similarly, in
Brosnahan v. Brown
(1982)
B. Examples of Constitutional Revisions
In
McFadden,
supra,
Raven, supra,
The high court reasoned that the enactment effected a far-reaching change in the
II. Eu Bars This Lawsuit
A. Eu Holds That Proposition 140 Did Not Revise the California Constitution
Our high court analyzed whether Proposition 140 constituted a constitutional amendment or a constitutional revision in
Eu, supra,
The high court rejected these arguments and instead found “the basic and fundamental structure of the Legislature as a representative branch of government is left substantially unchanged by Proposition 140. Term and budgetary limitations may affect and alter the particular legislators and staff who participate in the legislative process, but the process itself should remain essentially as previously contemplated by our Constitution.”
{Eu, supra,
The court concluded, in a paragraph emphasized by appellants, that “although the immediate foreseeable effects of the foregoing
The court then instructed that the speculative nature of the petitioners’ arguments demonstrated that a revision did not appear from the face of the challenged provision. “We are in no position to resolve the controversy between the parties regarding the long-term consequences of Proposition 140, for the future effects of that measure on our ‘basic governmental plan’ are simply unfathomable at this time. Indeed, that very uncertainty inhibits us from holding that a constitutional revision has occurred in this case. Our prior decisions have made it clear that to find such a revision, it must
necessarily or inevitably appear from the face
of the challenged provision that the measure will substantially alter the basic governmental framework set forth in our Constitution.”
(Eu, supra,
Justice Mosk disagreed with the conclusion of the majority, but applied the same test. He concluded, “Proposition 140 amounts to an unconstitutional revision of the state charter
on its face
and, as a result, is invalid.”
(Eu, supra,
B. Eu Controls This Case
We are bound by the ruling in
Eu. (Auto Equity Sales, Inc.
v.
Superior Court
(1962)
Because the predictions in
Eu
were speculative, it showed that nothing contained in the proposition “necessarily or inevitably” altered the basic governmental framework. (See
Brosnahan, supra,
Appellants argue that we should apply the public interest exception to res judicata. The argument is tantamount to an acknowledgement that the issues in this case already have been litigated.
2
The doctrine of res judicata applies to preclude “the relitigation of certain matters which have been
resolved in a prior proceeding under certain circumstances. [Citation.]”
(Brinton v. Bankers Pension Services, Inc.
(1999)
The Ninth Circuit applied the public interest exception to res judicata to reconsider the constitutionality of Proposition 140 after
Eu. (Bates, supra,
131 F.3d at pp. 845-846.) We need not decide if unusual circumstances are present here to warrant applying
a second time
the public interest exception to res judicata because even if appellants were allowed to relitigate the issue, we are bound by the holding of our Supreme Court.
(Auto Equity Sales, Inc. v. Superior Court, supra,
This is not a case, like those cited by appellants, where the law has changed since it was first considered or where the lаw arose from an emergency situation and should be deemed terminated once the emergency abated. (See, e.g.,
Palermo v. Stockton Theatres, Inc.
(1948)
C. The Passage of Time Does Not Alter the Nature of the Challenge
Appellants characterize their challenge as an “as applied” challenge to the constitutionality of Proposition 140. According to their opening brief, appellants “allege that Proposition 140 as applied has achieved a qualitative change in our Constitution; it has altered the basic form of our government.”
Notwithstanding appellants’ “as applied” label, the challenge is the same facial challenge as that made in Eu, and the relief sought is the invalidation of the entire initiative. The complaint attacks Proposition 140 because of its effects on the California Legislature. For example, appellants support the claim that Proposition 140 resulted in a change to our form of government with the following statements: “The effect of Proposition 140 has been to dramatically reduce the role of the legislativе branch and increase the powers vested in the executive branch and the governor. Proposition 140 has fundamentally altered the relationship between the separate branches of government; it has ceded constitutionally vested roles, functions and powers from the legislative branch to the executive branch and other entities. Proposition 140 has subordinated the constitutional role assumed by the legislative branch in our governmental scheme and substantially altered California’s preexisting constitutional framework.”
Appellants’ challenge is not “as applied” even though they characterize it as such. First, and most significantly, the question of whether an initiative constitutes an amendment or a revision requires analysis of the statute on its face. The purported “as applied” challenge is inconsistent with the test for a constitutional revision that “must
necessarily or inevitably appear from the face
of the challenged provision.”
{Eu, supra,
Second, appellants allege no particularized injury that, as applied to them in particular, deprived them of a right. Instead, they argue for example that they “seek[] to undo the dаmaging effects caused by Proposition 140’s legislative term limits on California.” They seek to assist all legislatures who are currently subject to term limits to run for office. According to them, “even if Appellants [] prevail on this appeal, it will be of no consequence to those legislators now facing term limits and their constituents unless Appellants prevail quickly.” They do not seek to prevent a specific application of any provision enacted pursuant to Proposition 140, but instead seek to invalidate the initiative as a whole.
Third, the so-called “as appliеd” test appellants propose—to reevaluate the initiative “in light of the actual qualitative consequences now known to have been caused by the initiative”—raises a question with respect to the role of the judiciary in deciding, 17 years after the passage of an initiative, the wisdom of an initiative enacted by the people. It is the court’s role and obligation to decide if an act is unconstitutional.
{Schabarum, supra,
But, in
Eu,
the court eschewed opining on the petitioners’ arguments that “the eventual loss of experienced legislators, and the arrival of their relatively unseasoned replacements, will irreparably hinder and damage the legislative process” and the respondents’ counterarguments that “Proposition 140’s term limitations will free the entire process from the control of assertedly entrenched, apathetic, veteran incumbents, thereby allowing fresh creative energies to
To look beyond changes to the Legislature that “necessarily and inevitably” appear on the face of the initiative takes us uncomfortably close to a political question. The political question doctrine “ ‘excludes from judicial review those controversies which revolve around policy choices and value determinations constitutionally committed for resolution to the [legislative and executive branches].’ ”
(Schabarum, supra,
In Eu, the high court made clear what appellants could do if the then speculative predictions were borne out: “If, as petitioners predict, Proposition 140 ultimately produces grave, undesirable consequences to our governmental plan, the Legislature (Cal. Const., art. XVIII, § 1) or the people (id., art. XVIII, § 3) are empowered to propose a new constitutional amendment to correct the situation.” (Eu, supra, 54 Cal.3d. at p. 512.) Those avenues remain available. 3
D. Appellants Do Not Challenge a Particular Interpretation or Application of Proposition 140
It is true that our Supreme Court has stressed that analysis of the amendment/revision distinction is not tantamount to an “ ‘Analysis of thе
problems which may arise respecting the interpretation or application of particular provisions of the act.’ ”
(Amador, supra,
This is not a case where appellants challenge a particular provision enacted by Proposition 140.
Schabarum, supra,
In contrast to Schabarum, which involved a challenge to a specific substantive change caused by the initiative, the issue appellants seek to litigate—whether Proposition 140 constitutes a revision—is identical to the issue decided in Eu. While appellants allege they now have more conclusive evidence than that presented to our high court in Eu, that evidence is irrelevant to determine whether it appeared from the face of the initiative that the initiative necessarily and inevitably changed the basic form of government. Nor does the existence of additional evidence relating to the role of the Legislature transform a facial attack on Proposition 140 into an “as applied” constitutional challenge.
We do not hold that appellants cannot challenge a specific provision by raising either a facial or an as applied challenge. We hold only that the question of whether Proposition 140 constitutes an amendment or a revision was already decided in Eu and forecloses appellants’ current challenge. The trial court correctly granted the Secretary of State’s motion for judgment on the pleadings.
DISPOSITION
The judgment is affirmed. Respondents are entitled to сosts on appeal.
Flier, J., and Egerton, J., * concurred.
On March 19, 2008, the opinion was modified to read as printed above. Appellants’ petition for review by the Supreme Court was denied June 11, 2008, S163024.
Notes
The complaint also alleged that the initiative violates the guaranty clause of article IV, section 4 of the United States Constitution. On appeal, appellants make no argument with respect to this cause of action.
Neither the motion for judgment on the pleadings or opposition briefs the issue of res judicata, but appellants have invoked the public interest exception in their briefs on appeal.
Appellants have standing to raise a facial challenge contrary to the Attorney General’s argument. Generally, our high court has allowed taxpayers to challenge whether a voter initiative is a constitutional amendment or a constitutional revision.
(Livermore, supra,
This same principle was applied in
Brosnahan:
“At this time we neither consider nor anticipate possible attacks, constitutional or оtherwise, which in the future may be directed at the various substantive changes effected by Proposition 8. . . . [W]e examine here ‘only those principal, fundamental challenges to the validity of [Prop. 8] as a whole .... “Analysis of the problems which may arise respecting the interpretation or application of particular provisions of the act should be deferred for future cases in which those provisions are more directly challenged.” [Citation.]’ ” (Brosnahan,
supra,
Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
