*1 that the Commissioners based their deci- parte on ex communications [was]
sion GRANDE MINNOW RIO SILVERY ”). pure speculation ... (Hybognathus amarus); Southwestern Flycatcher (Empidonax Willow trailii case, single parte In this ex extimus); Wildlife; Defenders of For promptly contact that occurred was dis Guardians; est National Audubon So Furthermore, despite closed to Silvern. ciety; Council; New Mexico Audubon the district court’s conclusion that the con harmless, Club; tact was nevertheless awarded Sierra and Southwest Environ Silvern reasonable fees because of it. Center, Plaintiffs-Appellees, mental Thus, there is no basis for Silvern’s claim investigation
that further disclosure or of necessary. that communication is RECLAMATION, OF an BUREAU Moreover, claim that other Silvern’s agency States; of the United Robert similar or even more ominous contacts Antwerp, Gen., Engi L. Lt. Van Chief may pure speculation. have occurred is Army neer, Corps Engineers; of Unit Indeed, sanctions, in its motion for Silvern Army Engineers, Corps ed States identify any did not other contact it feared agency States; of the United Unit may place, suggesting only have taken America; Salazar, ed Ken States possibility improper of one communica- Secretary, Department Interior; required tion to order full-blown Connor, Commissioner, L. Michael discovery to determine whether other Reclamation; Larry Bureau of Wal parte ex communications had occurred. koviak, Regional Director, Bureau of record, say On such a we cannot Reclamation; Kimberly M. Collo refusing district court erred in to order Eng ton, Col., Albuquerque Lt. District investigation such an possibility into the ineer,* Defendants-Appellants, parte other ex contacts. III. CONCLUSION Conservancy The Middle Rio Grande District; Mexico, State of New De reasons, For foregoing we AFFIRM fendants-Intervenors-Appellants, the decision of the district court. Albuquerque-Bernalillo County Water Utility Authority,** Defendant- Intervenor-Appellee, * 43(c), tion; (5) Colloton, Col., R.App. Pursuant to Fed. Kimberly P. we have M. Lt. Defendants-Appellants substituted as the Albuquerque Engineer, District for Tom Fal- (1) Antwerp, Iin, this action: L. Van Col., Robert Lt. Albuquerque Engineer. Lt. District Gen., Engineer, Army Corps Chief Engi- **Albuquerque-Bernalillo County Utility Water neers, Ballard, General, Joseph Chief En- Authority Defendant-Intervenor-Appellee gineer, (2) Army Corps Engineers; Ken City Albuquerque jointly moved to substi- Salazar, Secretary, Department of the Interi- Authority, tute the as the successor in interest or, Norton, Secretary, Department for Gale City’s rights utility water Interior; (3) Connor, and water the sioner, Michael L. Commis- functions, Case, Reclamation, City for the and 06-2021. Bureau of for Eluid L. Director, Martinez, Reclamation; grant Albuquer- We the motion and substitute Bureau of (4) Walkoviak, Director, Larry que-Bernalillo County Utility Authority Regional Water Bu- Reclamation, Defendant-Intervenor-Appellee pursuant reau of for Michael R. Gabal- don, Director, 43(b). Regional R.App. Bureau of Reclama- to Fed. P. *2 Association,*** Acequia De Rio Chama
Defendant-Intervenor,
City Fe, Intervenor.**** of Santa Arizona; Arizona Wa Central
State District; Imperial Ir
ter Conservation District; Metropolitan
rigation Water California;
District of Southern Authority, Amici Curi
Arizona Power
ae. 05-2399, 06-2020,
Nos. 06-2021. Appeals,
United States Court
Tenth Circuit.
April *** **** Aceq- City Rio de Chama Intervenor of Santa Fe entered an Defendant-Intervenor appearance uia Association entered an before appearance appeal did otherwise but participate the district court but did not in the participate. appeal.
HOI *7 Lundman, Department Robert J. U.S. Justice, Environment & Natural Re- (Andrew HENRY, Mergen Judge, Before Chief sources Division C. Durkee, HOLMES, Department
Ellen J. U.S. Jus- BALDOCK and Circuit tice, Environment & Natural Resources Judges. Division; Wooldridge, Ellen Assistant Sue HOLMES, Judge. Circuit General,
Attorney with him on the brief(s)), D.C., for Defen- Washington, pro- This case involves one battle dants-Appellants. longed war over finite and elemental resource —Rio Grande water. The needs Bassett, Attorney
Frances C. Assistant plants depend and animals that (Patricia General, A. State of New Mexico upon this water for survival are in tension Madrid, General, Attorney State of New with the needs of the human inhabitants Mexico; Stephen R. Farris and Karen L. (the of the Middle Rio Valley Grande Reed, General, Attorneys Assistant State “Valley”) Mexico; depend upon who the water for Tanya Trujillo, Amy of New Haas, Mann, daily living agricul- and commercial and Special Assistant and Josh General, Alleging En- tural activities. Attorneys Office of the State the Bureau (“Reclamation”) gineer and the New Mexico Interstate of Reclamation failed to Commission, with her on the properly Stream maintain the delicate balance be- brief(s)), Fe, NM, Santa for the Defen- counterpoised tween these needs to the danG-Intervenor-Appellant State of New endangered species, detriment of several Mexico. Wildlife, Guardians, Defenders of Forest Society, National Audubon New Mexico (Christina Bruff, Charles T. DuMars J. Council, Club, Audubon Sierra and the Seeley, Stephen David Curtice with (the Environmental Southwest Center brief(s)), him on the Law & Resource Groups”) “Environmental sought relief Associates, P.C., Planning Albuquerque, pursuant Endangered federal court NM, DefendanNIntervenor-Appellant for (“ESA”). Species Act Conservancy Middle Rio Grande District. Belin, Directly at issue is Reclamation Sugarman,
Alletta Belin & Santa whether (“Laird”) (Laurence Fe, Lucas, ag- NM J. Ad- discretion to reallocate water from has West, Boise, ID, municipal vocates for the with her ricultural and contract users to brief), Plaintiffs-Appellees. on the maintain stream flows the benefit of (“Min- Silvery the Rio Grande Minnow (Adam Maria O’Brien H. Greenwood now”). Groups The Environmental claim brief), Albuquerque-Ber- with her on the that Reclamation does and that its failure County Utility Authority, nalillo Water Al- weigh that discretion in its consultations NM, for buquerque, Defendant-Interve- with the Fish and Wildlife Service nor-Appellee Albuquerque-Bernalillo *8 (the “FWS”) § 7 violated of the ESA. Authority. County Utility Water outset, At we commend Virginia S. Albrecht and Karma B. court. When confronted with extended
Brown, Williams, LLP, Hunton & Wash- dispute and sometimes acrimonious be- D.C.; Robb, ington, Kathy Hunton & bitterly Williams, LLP, York, NY; opposed firmly tween and en- New W. Pat- interests, Schiffer, Counsel, impartially, trenched it acted rick Chief Arizona De- Resources, thoughtfully, thoroughly. and We are con- partment Gregg of Water and strained, however, Houtz, Counsel, disagree with Deputy A. Arizona De- Resources, Phoenix, district court and conclude that interven- partment of Water AZ, ing Amici in events have mooted the Environmental support Appel- as Curiae scope-of-consultation claim under Groups’ lants. Endangered Species The Act and the dis- B. also conclude that the ESA.1 We the Minnow denying appellants’ in trict court erred For the reasons stat- motions for vacatur. in this case is Primarily issue below, and re- appeal we dismiss the ed 7(a)(2) ESA, at 16 § codified U.S.C. to vacate its mand to the district court 1536(a)(2). Listing species § as endan- opinions April and orders of memorandum threatened under 16 U.S.C. gered or 23, 2002, 19, 2002, and Novem- September triggers provisions. § the ESA’s 22, 2005, the Environ- and to dismiss ber Babbitt, 199 Bureau Fed’n v. Wyo. Farm complaint regard with Groups’ mental (10th Cir.2000). Thus, the F.3d claim under scope-of-consultation their to the Minnow protections extended ESA’s ESA. in listed it beginning 1994 when FWS endangered. occupies The Minnow now as
I. BACKGROUND
portion
range, pri-
of its historic
small
Valley marily existing
in
in the San Acacia Reach—a
A. Federal Involvement
sixty-mile
of river south of Albu-
stretch
Valley
The human inhabitants of
Mexico,
north of Ele-
querque, New
and
have,
centuries, used the Rio Grande
for
Spring
Butte Reservoir.
run-off
phant
Rio
irrigation.
the Middle
triggers
spawning. During
Minnow
(the
Conservancy District
Grande
years,
allegedly
drought
the Minnow is
“MRGCD”) was formed to consolidate wa-
run-off,
by
spring
both
low
jeopardized
irrigation systems, and to
rights
ter
and
and, as the summer
spawning,
which limits
systems
existing irrigation
rehabilitate the
increases,
progresses
irrigation
riv-
Valley.
subsequent
MRGCD’s
Reach,
drying
er
in the San Acacia
which
aggrada-
financial
with
coupled
difficulties
mortality.
adult Minnow
increases
develop-
river channel led to
tion of the
7(a)(2)
Project
provides,
ment of the Middle Rio Grande
Section
ESA
“[ejach
(the
shall, in
“Project”),
major
agency
one of two
Federal
consulta-
Valley. Ap-
tion
and with the assistance of the
projects impacting
water
Secretary,
any
action author-
proved by the Flood Control Acts of 1948
insure
ized, funded,
federally
agency
Project
consists of
or carried out
such
likely
jeopardize
water-
...
is not
the contin-
rehabilitated
constructed
and/or
canals,
facilities,
dams,
storage
endangered species
diversion
ued existence of
drains,
major
species.”
levees. The other
water
threatened
U.S.C.
1536(a)(2).
§
Valley,
applies
Section 7
to “actions
project
the San Juan-Chama
(the
Juan-Chama”),
discretionary
Project
imports
“San
which there is
Federal
water from the
River Basin to
involvement or
control.”
50 C.F.R.
Colorado
added);
(emphasis
§
Rio
402.03
see also Nat’l
the Rio Grande Basin. See
Grande
(Minnow II),
Silvery
Keys
Minnow v.
333 Ass’n Home Builders
Defenders of
(10th Cir.2003),
644, 665-66, 669,
1109, 1122-23
Wildlife,
vacated
(2007) (deter-
(10th Cir.2004).
moot,
2518,
H05
and the National
suits with the
mining
FWS’s
FWS to determine the ef
interpreta-
Service’s
fects of its action on endangered species
Marine Fisheries
“ 7(a)(2)’s no-jeopardy duty
§
and their critical
Key
tion—that
habitat. Fla.
Deer v.
Paulison,
(11th
1133,
only discretionary agency actions
522
covers
F.3d
1138
Cir.
2008).
...
not attach to actions
that an
To meet
procedural obligation,
and does
agency
statute to undertake
the action
agency
required
must first determine
specified triggering events
proposed discretionary
once certain
whether its
action
reasonable).
may
species
occurred”—was
50
affect a listed
or a critical
402.02,
turn,
402.14(a).
agency
§
§
so,
C.F.R.
defines
habitat. 50 C.F.R.
If
“all
or
programs
agency
“action” as
activities
must consult with the FWS.2 Id.
(c).
authorized, funded,
402.14(a),
any
consultation,
§
or
During
kind
carried
out,
in part,
agen-
whole or
Federal
FWS “evaluates the
pro
effects of the
posed
cies.”
action on the survival
spe
of [the]
any potential
cies and
destruction or ad
7(a)(2)
a
imposes
Section
both
and,
verse modification of critical habitat”
obligation
a
procedural and substantive
“based on ‘the best scientific and commer
agencies.
Nat’l Ass’n
Home
”
available,’
cial data
biologi
formulates a
Builders,
667,
2518;
551
127
S.Ct.
(also
cal opinion
referred to here as
New Mexico
rel. Richardson v. Bureau
ex
“B.O.”). Nat’l
Fed’n v. Nat’l Ma
Wildlife
(10th
683,
Mgmt.,
Land
F.3d
700
565
Serv.,
(9th
917,
rine Fisheries
524 F.3d
924
Cir.2009).
agency’s
“An
decision whether
Cir.2008)
1536(a)(2)).
(quoting
§
16 U.S.C.
discretionary
a
that may
take
action
jeopardize endangered
spe
or threatened
The
prepared by
B.O. is
strictly governed by
cies is
ESA-mandated
FWS
the conclusion of consultation. It is
inter-agency
procedures.”
consultation
a written
determining
statement
whether
Johanns,
proposed
Forest Guardians v.
450 F.3d the
likely
jeopardize
action “is
(9th Cir.2006).
procedural
the continued
species.”3
existence
listed
obligation
agency propos
§
ensures
50 C.F.R.
402.14(g)(4).
biological
“If the
(the
ing
agency”)
opinion
the action
“action
con-
jeopardy
concludes that
is not like-
(9th
Wildlife,
Cir.2001)
2. The FWS and the National Marine Fisheries
273 F.3d
704).
Service administer
the ESA.
C.F.R.
(citing
§
5 U.S.C.
402.01(b).
§
jurisdiction
The "FWS has
over
challenge
agency’s
To
failure to under
species
freshwater
terrestrial
while the
instance,
take consultation in the first
howev
responsi-
National Marine Fisheries Service is
er,
plaintiff may
utilize the ESA's citizen-
species.”
ble for anadromous and marine
Jo-
provision,
1540(g)(1)(A).
§
suit
16 U.S.C.
Un
hanns,
(citing
HQ7 subsequently dismissed the in- requiring agencies 173. We the federal to complete appeal April 19 order for full through tervenors’ consultation issuance aof le- standing gally lack of and dismissed the federal adequate biological opinion, and an agencies’ appeal because the order was not requiring agencies order the federal review. Rio “take all steps within their discretionary subject interlocutory (Minnow Silvery Keys Minnow v. Grande authority necessary to conserve” the Min- I), 929, 933-34, now. Id. at 527. Fed.Appx.
Cir.2002) curiam). (per September 2002 Memorandum 4, 2002, September the Opinion
On
Environmen-
addressing the Environmental
Groups sought emergency injunctive
tal
Groups’
injunction,
motion for an
the dis-
relief, alleging
drought year
that a
was
trict court chided
having
Reclamation for
endangering
asking
the Minnow and
timely
failed
reinitiate consultation de-
to.
court to order
spite
persistent
the federal defendants
drought
historic
requirements
guidance
meet
flow
of the 2001 “clear
that it had discretion to
12, 2002,
September
B.O. On
the FWS consult with
limiting
the FWS about
(“2002 B.O.”)
biological opinion
issued a
in reducing contract deliveries under
that,
although
which
determined
Recla-
Id.
[Project].”
[San Juan-Chama] and the
Valley
operations
mation’s
were
at 208. Because the FWS could formulate
Minnow,
likely
jeopardize
there ex- no RPA that
jeopardy
avoided
to the Min-
now,
no
prudent
isted
reasonable and
alterna-
the district court determined that the
(“RPA”)
tive
to alleviate the jeopardy.
2002 B.O. was arbitrary
capricious.
Moreover, it concluded that Reclamation
19, 2002,
Consequently,
September
empowered
was
to release San Juan-Cha-
the Environmental Groups filed a third
water,6
ma
to restrict future contract deliv-
complaint challenging
amended
the 2002
eries of both San
Project
Juan-Chama and
They
press
allega-
B.O.
continued to
their
water,
by
and to restrict diversions
tion that Reclamation “failed to consult
An appeal
MRGCD.
ensued.7
...
fully
aspects
over all
of their Middle
operations
Rio
water
Grande
and related While the appeal
pending,
the FWS
activities,”
decision-making
key
ele-
biological
issued March
opinion
(“2003 B.O.”).
ments of which included their decisions not
“deple-
The FWS used a
approach”
reduce water to the MRGCD and not to
purposes
of de-
tion-based
use
termining
San Juan-Chama water for the benefit
the scope
proposed
feder-
Id. at 923. That
is,
of the Minnow.
Envi-
FWS,
J.A.
516-17. The
al action.
Reclamation,
Groups sought
ronmental
a declaration
Corps,
and other inter-
parties
both the 2001 B.O. and the 2002 B.O.
ested
consulted “on the effects of
arbitrary
were
capricious,
an order
total
depletions
species,
river
on listed
Groups
ESA. The
Although
panel
Environmental
have not
7.
a divided
of this court af-
appealed
finding.
preliminary injunc-
firmed the district court's
tion,
II,
panel
Minnow 333 F.3d at
partial
judgment,
In its order and
final
appeal
later concluded that the
was moot and
that,
time, drought
district court noted
at that
opinion.
Silvery
vacated the
Rio Grande
Min-
conditions created insufficient water to meet
(Minnow
III),
Keys
now v.
the 2001 B.O. mandated flow rates without
(10th Cir.2004). Though noting
jeopardizing
availability
water
in future irri-
preliminary injunction
entered
the district
Therefore,
gation seasons.
the court ordered
unenforceable,
panel
court was
did not
release of water to meet
flow
than
lesser
rates
partial
vacate the district court’s order and
required,
the 2001 B.O.
but ordered flow
judgment.
final
Id.
rates to increase to
mandated
those
year.
2001 B.O. later in the
*12
vowed to strive to allot short-
tribes and
aspects
identifying particular
without
all users.
‘discretionary
ages
non-
between
as
or
the overall action
concluded
discretionary.’” Id. The FWS
2003,
Meanwhile,
Congress
in December
likely
would
proposed
actions
Energy and
a rider to the
Water
enacted
existence of
jeopardize the continued
2004,
Act,
Development Appropriations
analyzed the
Similarly, the FWS
Minnow.
1827,
108-137, 208,
§
117 Stat.
Pub.L. No.
RPAs
developed
the Minnow and
threat to
rider”).
(2003) (the “2003 minnow
1849-50
species,
of the
biological needs
“based on
placed
minnow rider
San Juan-
The 2003
of water and dis-
independent of sources
beyond
water
Reclamation’s discre-
Chama
at 921.
cretionary authority.” Id.
208,
tionary
§
H09 B.O., Following the issuance of the 2003 appropriate would not be and in public rider, passage of the 2003 minnow appeal interest. This followed. preliminary injunction dismissal of the our II. DISCUSSION moot,
appeal
Groups
the Environmental
acknowledged that “there is no further
Intervening
A.
Events have Mooted
that can
at this
upon
relief
be issued
time
Groups’
Environmental
*13
existing
claims
Plaintiffs’ lawsuit.”
Scope-of-Consultation
Claim
They sought
J.A. at 1630.
dismissal but
1. Standard of Review
requested that the
court not
district
vacate
prior
Agreeing
its
orders.
case
[12,13]
subject-matter
We
no
ju
moot,
appellants urged
vacatur.
risdiction if a case is moot.
Sch.
Unified
Groups
sought
The Environmental
then
to Dist. No. 259 v. Disability Rights Ctr. dismiss,
withdraw their motion to
claiming Kan.,
1143,
(10th
491 F.3d
1146-47
Cir.
scope-of-consultation
that their
claim was 2007).
questions
We review
of mootness
by intervening
not mooted
events because
de novo. R.M. Inv. Co. v. U.S. Forest
likely
the violation was
to recur.
Serv.,
(10th
1103,
Cir.2007).
511 F.3d
1107
22, 2005, although recog-
On November
“ ‘Mootness is a threshold is
nizing
congressional
action mooted
sue because the existence of a live case or
Groups’
the Environmental
claims as to
controversy is a constitutional prerequisite
water,9
San
Juan-Chama
district court
”
jurisdiction.’
to federal court
Disability
rejected the contention that the Environ-
Ctr.,
Law Ctr. v. Millcreek Health
428
Groups’ scope-of-consultation
mental
claim
(10th
992,
Cir.2005)
F.3d
996
(quoting
Project
Rather,
toas
water was moot.
City
McClendon v.
Albuquerque, 100
court determined that the FWS’s issuance
“
(10th
863,
Cir.1996)).
867
‘Without
B.O.,
of the 2003
and Reclamation’s adop-
live,
a
concrete controversy,
juris
we lack
it,
voluntary
tion of
constituted a
cessation
diction to consider claims no matter how
with respect
to Reclamation’s failure to
”
meritorious.’ Habecker v. Town
Estes
alleged
scope
consider the
full
of its discre-
Park,
(10th
1217,
Cir.2008)
518 F.3d
tionary authority. Absent Reclamation’s
Suthers,
(quoting
1244,
Mink v.
482 F.3d
and the FWS’s assurances that they would
(10th Cir.2007)).
Declaratory judg
operate
continue to
under the discretion-
ment actions must be sustainable under
B.O.,
ary option in the 2003
the district
the same mootness
that apply
criteria
they
court determined that
failed to meet
any other lawsuit. See
Sch. Dist.
their
establishing
burden of
mootness.
Unified
(“Actions
No.
Therefore,
enjoy
the Minnow did not
granted
ben-
9. The district court
the Environmen-
prior
efit of San Juan-Chama water
Groups’
City
Albuquerque's
tal
and the
diversion, and, consequently,
the absence of
stipulation
joint
motion for dismissal of
San Juan-Chama water was not deemed to
regarding
all claims
the San Juan-Chama and
contribute to the decline of the Minnow.
Id.
prejudice.
dismissed the claims with
at S10896-97.
added)
2005)
Citizens
(emphasis
(quoting
advisory opin
than an
controversy rather
Ac
State Political
Responsible Gov’t
dispute which
settling of some
ion is the
Davidson,
236 F.3d
tion Comm.
the defendant
to
behavior of
affects the
(10th Cir.2000)).
1345, 1348
plaintiff.”
ward the
Cir.1994)
dash,
(10th
(brackets,
and in
en
Challenges
and 2002
omitted), supersed
quotation marks
ternal
Opinions
Biological
are Moot
grounds,
other
Civil
by statute on
ed
102-166,
challenge the
appellants
No.
Act of
Pub.L.
Rights
(codified
at 42
court’s determination
§
105 Stat.
1981a),
recognized in Walker
issuance of the 2003 B.O. did
§
FWS’s
U.S.C.
Inc.,
Groups’ claims.10
the Environmental
moot
v. UPS
“
Cir.2001).
remains
question
crucial
whether
claim
‘The
To determine
*14
review,
type
what
of
present
determination
for
we must ascertain
granting
whether
seek,
Groups
Environmental
and
will have some effect
relief the
of the issues offered
”
can,
juncture,
at
afford
Dep’t whether we
this
Wyoming
world.’
v. U.S.
in the real
(10th
meaningful
relief.11 See S. Utah
1212
them
Agric., 414 F.3d
Cir.
rulings
court's
prospec-
of action survived the district
court identified three
10. The district
analysis.
(1)
to our
immaterial
Count I—a violation of
tive ESA claims:
7(a)(2);
(2)
§
II—a violation of
Count
appeal,
Groups
11. On
the Environmental
(3)
7(a)(1);
§
Count
violation of
and
IV—a
sought
supplement
record with
leave to
the
only
agencies imply
§
9. The federal
court,
by the district
documents not reviewed
7(a)(2)
§
determination.
claim remains for
claiming
they
are relevant to demonstrate
indicates that
is unclear
The MRGCD
the case is
moot.
"This court will
7(a)(1)
§
whether the district court found
be
not consider material outside the record
Concluding that
§
claims to be moot.
and
9
v. Ken
the district court.” United States
fore
ruling by
district court would be
such a
Cir.2000).
(10th
nedy, 225 F.3d
1191
an-
"perplexing,” the MRGCD nonetheless
And, although
authority
we have inherent
to
operate
its intention to
under
nounces
record,
supplementation of the
this is a
allow
ruling”
"challenges only
"apparent
10(e).
exception
R.App.
to Fed.
P.
Id. at
rare
"
7(a)(2)
holding
§
to the
district court's
as
10(e)
supple
party
'Rule
allows a
to
1192.
However,
Aplt.
at
MRGCD Br.
claim.”
grant
appeal but does not
ment the record on
”
Groups appear
reject
the Environmental
Shooting
a new record.'
a license to build
justiciability
only
the notion that
Ranch,
States,
LLC v. United
230 F.3d
Star
See,
7(a)(2)
Aplees.
e.g.,
§
claim is
issue.
(10th Cir.2000) (quoting
2
Kenn
1177 n.
("In
opinion
2005
Br.
33
his November
1191).
edy, 225 F.3d at
judgment, Judge
and final
Parker concluded
motion,
support
their
the Environ
moot, because relief was still
this case is not
appel
Groups rely
in which
mental
on cases
remedy
adjudicated
needed to
these
violations
supple
post-judgment
late courts allowed
[referring back to the three claims
of the ESA
that actions
mentation of
record
show
above].”);
("Plaintiffs
at 27 n.
...
noted
id.
occurring subsequent
judgment
mooted
always
See,
that the case as a whole
asserted
e.g.,
Corp.,
Clark v. K-Mart
case.
moot.”).
ap-
banc);
And the district court
(3d
1992) (en
was not
Cedar
F.2d
Cir.
scope-
Am.,
peared
expressly conclude that the
v.
Mine
Coal Co. United
Workers of
underlay
prospec-
However,
(4th Cir.1977).
all three
of-discretion issue
("The
tive
claims. See J.A. at 239
issue
Groups’
ESA
reliance on these
the Environmental
because,
agency discretion underlies each of
misplaced
of federal
cases is
as
conclude
Thus,
claims.”).
reasoning,
infra,
under that
prior
these
to the district
the case
moot
together
entry
judgment.
would stand or fall
all three claims
See Child Evan
court's
Md.,
analysis
Montgomery
gelism Fellowship
of this case. Ul-
Inc. v.
under
however,
Sch.,
timately,
given
holding
County
n. 1
our
Pub.
Cir.2006)
scope-of-
(affirming
regard
the ESA
district court's determi
is moot with
case
moot,
claim,
among
dispute
that several claims were
nation
consultation
denying plaintiff's
supplement
motion to
regarding
specific
causes
parties
which
ESA
HH
Smith,
Wilderness Alliance
anything
case,
remains of NMA’s
we need
(10th Cir.1997).
724, 727
to identify
regulations
which
NMA chal-
lenged and whether the new rules altered
Groups essentially
The Environmental
regulations.”).
those
only
And
the 2001
that,
listing
contend
since the Minnow’s
B.O. and 2002
targets
B.O. were extant
endangered,
continuing
date
allegations.
their
filing
complaint,
of the third amended
problem
fully
Reclamation has failed to
the Environmental
consult.
however,
Groups,
They
is that
prayed for a declaration12 that
neither the 2001
7(a)(2)
B.O. nor 2002
§
B.O. still exists.
agencies
violating
federal
are
After the
Groups
Environmental
failing to
all
filed their
discretionary
consult on
third
as-
complaint,
amended
action,
pects of the
FWS issued the
and for an
B.O., which superseded
injunction
both of them.
ordering full consultation. Be-
The 2003 B.O.
regulato-
establishes a new
only
cause
the 2001 B.O.
B.O.
ry framework under which the propriety of
had been issued when the Environmental
Reclamation’s
judged.
actions must be
Groups filed their
third amended com-
The Environmental Groups have not ar-
plaint, we must
interpret
therefore
then
gued that the 2003 B.O. is a mirror image
pleadings as directed at the 2001 B.O. and
biological
the two
opinions that
it sup-
2002 B.O. The Environmental Groups’ alle-
planted, nor
they.
could
they
Nor have
*15
gations
legal
wrongdoing must be
asserted that the changes are “only super-
grounded in a
particularized
concrete and
Found,
].” Conservation Law
v. Ev-
context;
ficial
factual
they are not subject
to
ans,
(1st
Cir.2004).
360 F.3d
review as free-floating,
griev-
ethereal
ances. See Nat’l Mining Ass’n v. U.S. We must conclude that
the FWS’s issu-
Interior,
Dep’t
the
251 F.3d
1010 ance of the 2003 B.O. mooted the Environ-
(D.C.Cir.2001)
(“To determine whether mental Groups’ prayer for
injunctive
both
appeal
record on
on issue of mootness be-
cause we resolve the case on mootness
Thus,
cause district court did
grounds,
not have the evidence
we do not reach the merits.
judgment);
before it when it entered
Groups'
Cedar
the Environmental
motion is itself
Co.,
(agreeing
Coal
brief that
exceed the
quotation
ment.” Id. at 459
marks
omitted)
arguments fairly
(quoting
addressed
Super
Eng’g
Environ-
Tire
Co. v.
McCorkle,
Groups
115, 122,
response
mental
in their
brief deal
94 S.Ct.
exclusively
(1974)).
with the merits of the case. Be-
1H3 in policy effecting listing did not alter we are not present situated to issue a it the mootness calculus because was “too determination with real-world effect be policy that this
speculative” the future regulations longer cause those no oper are adversely affect” “might species listed ational'—-for material purposes, they all no killer species); affect “other” whale Or. And, longer fact, exist. because of that Serv., Natural Desert v. Ass’n U.S. Forest likewise are not any pur situated to cure 04-3096-PA, No. 2007 WL at *5 ported procedural irregularities in Recla 2007) (D.Or. (“Plaintiffs Apr.3, argue also mation’s consultation behavior concerning declaratory helpful relief would be opinions. Thus, those the Environmental BiOp ‘ensure that the complies [new] with Groups’ claims are moot. See also Colo. timely the law and does so in a manner’ Off-Highway Vehicle Coal. v. U.S. Forest declaratory ‘clarify and that relief would Serv., (10th Cir.2004) legal and settle’ I obligations. defendants’ (“Plaintiffs challenge to the 1997 Decision defendants, however, agree jus- such request Notice and its for declaratory and vague tifications are so as to make Article injunctive relief is moot. The 1998 Routt controversy’ Ill’s ‘case or requirement Forest Plan and accompanying [off- meaningless. Courts should not micro- road policy use now governs vehicle] manage agency’s procedures under the Routt National Forest making Plaintiffs review.”). guise judicial attack on the 1997 Decision Notice futile.” analogous addressed an We situation added)); (emphasis City cf. Camfield Wyoming. There the Wyoming State of City, Okla. Cir. successfully brought challenge a NEPA 2001) (“Because parties legally have no against before the rule of cognizable interest in the constitutional va Service, “commonly the U.S. Forest known lidity statute, of an statutory obsolete Rule,’ generally pro- as the ‘Roadless amendment moots a case to the extent that hibited road construction in inventoried challenged removes prior features of the roadless System areas on National Forest (internal quotation law[.]” marks and cita lands.” 414 During F.3d at 1210. omitted)). tions pendency appeal certain environ- defendant-intervenors, mental group facts, On these cases of our sister cir- Forest Service issued a final rule that cuits also are example, instructive. For Rule, replaced the Roadless and we con- American Rivers v. National Marine *17 cluded that “the new rule has mooted the Service, Fisheries the Ninth Circuit sum- issues in case” and dismissed the th[e] marized plaintiffs’ challenge as follows: appeal. particular, Id. In that noted plaintiffs alleged The that the 1994-1998 portions of the “[t]he Roadless Rule that Biological Opinion [issued the Nation- substantively were challenged by Wyo- al Marine Fisheries Service] violated ming longer no exist.” Id. at 1212. Fur- 7(a)(2) § Specifically, of the ESA. Amer- thermore, alleged we reasoned that “the ican Rivers contended that the federal procedural deficiencies of the Roadless defendants violated the by relying ESA Rule are now irrelevant because the re- transportation on the of Snake River placement promulgated rule was in a new smolts to that conclude the 1994-1998 separate rulemaking process.” Id. As operations System of the River Power Wyoming, to the extent that the Envi- unlikely jeopardize are the continued Groups ronmental seek a declaration that existence of the listed salmon. the 2001 legally B.O. and 2002 B.O. are (9th Cir.1997) (foot- infirm due to Reclamation’s failure to con- omitted). using scope discretion, However, sult the full of its note during the Forest challenge. See also pellant’s Ma- litigation, the National course Serv., a new bio- “issued Fisheries Service v. U.S. Forest rine Guardians (“1995 Opinion”) Biological opinion (9th Cir.2003) logical § (holding ESA [challenged] 1994- superseded which per- challenged § moot when 9 claims at 1123. Biological Opinion.” Id. superseded pursuant mits were issued con- difficulty, the Ninth Circuit little With Kantor, 96 opinion); Ramsey v. biological moot. Id. action was plaintiffs’ cluded that Cir.1996) (holding (“[T]he in the biological opinion applies rule of mootness where the same by the superseded has been present case longer relying no on agency an “would Therefore, any Opinion. Biological that was particular biological opinion Biological Opin- challenge to the 1994-1998 rather a new being challenged, upon but moot.”). ion is agency will be and “where opinion,” con- reached a similar The D.C. Circuit criteria or basing ruling its on different At issue Mining in National Ass’n. clusion future”). factors in the validity of several federal there was “the per- on requirements imposed regulatory strongly The relevant case law thus for con- procedures mit and the applicants, in favor of a conclusion of moot- counsels accuracy of information used to testing the to the FWS’s issuance of ness here. Due F.3d at permit eligibility.” 251 determine B.O., provide we can no effective the 2003 permits were issued under Groups did not relief. The Environmental Mining Reclamation and Control Surface B.O., currently and it challenge the 2003 Act, § im- seq., 1201 et and its 30 U.S.C. disposition of the governs Reclamation’s no one could en- plementing regulations; That B.O. has altered the water at issue. mining in surface coal without such gage within which Recla- parameters real-world argument, After oral the Inte- permit. Id. creating regulatory a new operates, mation regulations revised the Department rior compliance with assessing context for challenged reg- governed some obligations. its ESA and, ulatory requirements procedures was “faced consequently, D.C. Circuit Groups’ The Environmental reliance questions concerning the with additional decision in Forest the Ninth Circuit’s is now moot.” Id. extent to which case unavailing. v. Johanns is Guardians identifying regulations that After case, the Forest Service and the FWS subject challenge, appellant’s were the comprehensive management engaged the Inte- determined that D.C. Circuit monitoring grazing of lands used for regu- revisions to those Department’s rior ultimately allowed the Forest Service appellant’s upon attack lations rendered presume that the FWS concurred each particular, at 1010-11. In them moot. Id. year finding parcels no-jeopardy that the revisions the D.C. Circuit stressed *18 Johanns, by 450 plan. land covered its changes” previ- “substantial effected F.3d at 458-59. When Forest Service regime, thus al- ously existing regulatory and comply management did not with the tering the real-world conditions and elimi- monitoring requirements, plaintiff relief. nating possibility meaningful brought claiming suit that consultation “The old set Id. at 1011. The court noted: id. at 459-60. should be reinitiated. See rules, subject which are the of this The then reinitiated consul- Forest Service lawsuit, nothing if cannot be evaluated as subsequently received the tation and now in changed. system A new is has no-jeopardy in its find- FWS’s concurrence place.” Accordingly, Id. the D.C. Circuit ap- ing. Id. at 461. that the revisions mooted determined
H15 Voluntary holding that the Forest Service’s sub 3. Cessation of consultation did not sequent reinitiation Groups argue, Environmental The claims, the court distin plaintiffs moot the held, scope-of- the district that the in Utah guished our decision Southern claim consultation was mooted not The court Alliance. observed Wilderness issuance the 2003 because Recla- B.O. monitoring requirements on that the were voluntarily alleged mation ceased ob- through extend going action that would jectionable disagree. behavior. We Additionally, 462. lease term. Id. at “One to a claim exception court determined Forest Service voluntary is a defendant’s cessa of not likely “practice to continue its alleged illegal practice tion of an which the require complying monitoring with the defendant is free to at resume time.” ments,” especially argued because it Chihuahuan Grasslands Alliance v. compliance required. was not Id. Kempthorne, 545 892 F.3d Cir. court, therefore, “[d]e determined that a 2008). “The rule ‘voluntary cessation claratory in judgment favor of Forest challenged practice rarely of a moots a For Guardians would thus ensure that the ... principle federal case traces to the est Service does continue to fail that a should party not be able to evade monitoring responsibilities meet review, judicial a judgment, by to defeat duty future and that it fulfills its under temporarily altering questionable behav ESA to consult with FWS when neces ” ior.’ Sch. Dist. No. Unified Consequently, sary.” Id. the court con (quoting at City Novelty, News & that, although request plaintiffs cluded Waukesha, City Inc. v. injunction for an was mooted reinitia n. 121 S.Ct. L.Ed.2d consultation, a declaratory judg tion of (2001)). words, “In other exception would, nevertheless, provide ment relief. counteract possibility exists to of a Id. 462-63. ceasing defendant action illegal long render a moot enough to and then lawsuit an on-going The absence of viola- ESA resuming illegal Chihua conduct.” from distinguishable tion makes this case Alliance, huan 545 F.3d at Grasslands akin to Utah Johanns more Southern Wilderness Alliance. See S. Utah Wilder- Alliance, (finding ness 728-30 Voluntary may, never actions claim, seeking declaratory judg- plaintiffs theless, litigation moot if two conditions Manage- ment for the Bureau of Land “(1) it are satisfied: can said with as ment’s alleged failure consult with there expec surance that is no reasonable 7(a)(2), §by when required FWS as moot recur, alleged tation that the will violation informal agencies subsequently completed (2) interim relief or have com events consultation). Unlike the Forest Service pletely irrevocably eradicated the ef Johanns, currently Reclamation is not alleged County fects of the violation.” engaged the same behavior that was the Davis, 625, 631, Angeles Los subject Groups’ (1979) (internal of the Environmental ob- S.Ct. L.Ed.2d 642 Instead, the a su- jections. marks, issued FWS quotation elipses, and citations omitted). which perseding B.O. with Reclamation is “[V]oluntary of offen cessation Thus, we are complying. only litigation constrained will if it sive conduct moot *19 conclude that of B.O. changed the issuance the 2003 clear that the defendant has not scope- simply juris court of Groups’ deprive mooted Environmental course City under Nat’l Adver. v. Mia of-consultation claim the ESA. diction.” Co. of 1116 Cir.2005) (11th from discontinu officials 1329, governmental ed
mi
mooting a
challenged practices and
ing
curiam).
moot
asserting
party
(per
“
Thus,
body
legislative
even when a
case.15
per
‘heavy burden of
ness bears
or
to re-enact an ordinance
power
has
challenged
that
the court
suading]’
statute,
repeal
or
ordinarily an amendment
reasonably
expected
cannot
conduct
challenging the ordi
it moots a case
of
Earth,
Friends
up again.”
start
of
Camfield, 248 F.3d
See
nance or statute.
(TOC), Inc.,
Envtl. Servs.
Inc. v. Laidlaw
1223;
Native Vill. Noatak
at
see also
693,
167, 189,
120 S.Ct.
528 U.S.
(9th
1505, 1510
Cir.
Blatchford, 38 F.3d
(2000) (alteration
original)
L.Ed.2d 610
(“A
however,
1994)
is
statutory change,
States v. Concentrated
(quoting United
moot, even
enough to render a case
usually
199, 203,
Ass’n,
Exp.
Phosphate
legislature possesses
power
if
(1968)).
361,
1H7
moot.”);
Wright,
becomes
13C
Miller & does not enliven a
controversy.
moot
Ala.
15,
3533.6,
§
Cooper, supra note
at 259 Hosp.
955,
Ass’n v. Beasley, 702 F.2d
961
(“The legislative
by
(11th Cir.1983).
rules established
stat-
A case
a
“cease[s]
regulation may
ute or administrative
shift
live
if
controversy
possibility
of recur
an action progresses. Ordinarily
courts
rence of the challenged conduct
only
a
”
respond
in
by applying the law force at the
‘speculative contingency.’ Burbank v.
may
time of decision.... Mootness
result
(7th
744,
Cir.1975)
Twomey, 520 F.2d
748
change
because the
has removed
basis
Beals,
(quoting
45, 49,
Hall v.
claim,
for a
or
fully
has
satisfied the
200,
(1969)).
S.Ct.
L.Ed.2d 214
added));
(emphasis
claim.”
Wright,
13C
Guided
principles,
proceed
these
we
15, 3533.6,
§
& Cooper, supra
Miller
note
apply
two-part
County
test of
Los
...
(“Repeal
likewise moots attacks
Angeles here. We conclude that the dis-
statute.”).
Indeed,
on a
in
govern-
trict court erred in applying
voluntary-
context,
deny
mental
cases that
“[m]ost
exception
cessation
to the mootness doc-
rely
on clear showings of reluc-
in
trine
this case. Our de novo review of
[by governmental
tant submission
actors]
the record convinces us that the appellants
and a desire to
ways.”
return to the old
have met
their burden of establishing
Wright,
13C
Cooper, supra
Miller &
note
mootness.
added).
15,
3533.6,
§
(emphasis
part
The first
requires
the test
us to
specifically,
More
a legislature
when
re-
inquire
say
whether we can
with assurance
peals
judi-
or amends a statute after it is
“
that
‘there is no
expectation’
reasonable
cially challenged, we have
that
concluded
alleged
violation will recur.”
voluntary-cessation
exception has no
County
Angeles,
Los
440 U.S. at
application “where there is no evidence in
S.Ct. 1379. Our review of the record as
the record to
legislature
indicate that the
that,
sures
light
us
of intervening
intends to reenact
prior
version of the
events, there is no
disputed
Camfield,
expectation
statute.”
reasonable
Likewise, the “[withdrawal or
presented
the record
to us indicates the
alteration of administrative policies can
BLM’s termination of the leases at issue
moot an attack on those policies.” Bahn
‘voluntary
constitutes a
cessation’ of
Derwinski,
illegal
miller v.
conduct made in an
Cir.1991); see,
judicial
effort to evade
e.g., Coliseum Square
Jackson,
(5th review or avoid
judgment by temporarily
Ass’n v.
Cir.2006) (“Corrective
behavior.”);
altering questionable
action
an
Sossa
agency
issue.”).
mon,
(‘We
can
moot
1H9
quite
for an
provided
option
complained-of
lamation
achieve
different than the
ex-
*22
that
consistent
the 2003 B.O.’s RPAs
was
ceased.”).
ample
already
that
has
contrary
view and
to
with its narrow
the
Moreover, significantly,
change
the
ef-
rulings concerning
district court’s
the
fected by
likely
the 2003 B.O. is
to be
However, even if
scope of its discretion.
Burbank,
rather lengthy in duration. See
reservation
this
Reclamation’s
narrow-
(noting
F.2d at 748
that
the
was
suggests
possibility
option
discretion
some
not “faced with a situation where the order
scope-of-
that it
revert to
would
its narrow
prece-
it
the
is of
plaintiff may
discretion view should
avoid
brief duration and the
dential effects
the district court’s or- well
again
be
confronted with the chal-
a
through,
example,
for
lenged
when
conduct
the
termi-
order
ders —
possibili-
determination and vacatur —that
nates”);
'Wright,
see also 13C
Miller &
to
ty likely would not be sufficient warrant
3553.7,
Cooper, supra
§
note
at 341
application
voluntary-cessation
the
ex-
(noting
“[tjemporary compliance
that
Ass’n, 702
ception.
Hosp.
Ala.
F.2d at
See
a
pending appeal,
decree
example,
(noting
possibility”
that the “mere
that
case”).
clearly should not moot a
As not-
agency might
an
rescind amendments to ed, through Congress’s enactment of the
regulations
not
its actions or
does
enliven
riders,
minnow
the
adequacy
ESA
Moreover,
controversy).
a moot
even if
2003 B.O.’s RPAs and ITS has been as-
that possibility
persua-
we accorded
some
until
sured
March 2013. Under these cir-
voluntary-cessation ques-
sive
the
force on
cumstances,
unlikely
it is
that the Recla-
tion,
if
recognize
seope-
we would
that
the
mation
give up
protective
would
the
shield
again
issue
of-discretion
does arise
it
by
constructed
during
minnow riders
would
in
different regulatory
be
a
context
ten-year
period and revert to substan-
than
challenged by
that
the Environmental
tially the
discretionary
same
that
approach
B.O.).
(i.e.,
Groups
the 2001 B.O. and 2002
it followed in the 2001 B.O. and 2002 B.O.
Consequently,
precise
that
issue
consulting concerning
in
biological
a new
subject
Groups’
of the Environmental
extant,
opinion.
longer
action
it
is no
and would not
likely
be reasonably
through
to recur
Rec-
court expressly
concluded
lamation’s actions. See
Sch. Dist.
Unified
the minnow riders did not militate
(“[T]he ‘allegedly
No.
wrongful
highly
behavior’
this case is
however,
exception. Significantly,
tion
context-specific,
fact-and
rather than con-
conclusion,
reaching this
the district court
likely
duct that
to ‘recur’
similar
is
facts
apparently
did
consider the amend-
case,
the same context.
In such a
ment to the 2004 minnow
rider
had
‘voluntary
cessation’ doctrine is inap-
only
days
been enacted
three
before its
plicable, because our
of future in-
review
‘wrongful
may
stances of
ruling.
behavior’
be
Tellingly,
district court stated:
supra
Wright,
Cooper,
13C
&
regulatory
Miller
note
new
framework in
B.O.
3533.7,
issues,
("It
easy
(2)
§
equally
deny
handling
water-allocation
changed
infra,
likely
mootness if officials who have
their
discussed
extended dura-
practices
practices may
warn that former
tion of this new framework in view of the
riders,
Although
sig-
resumed at
time....
not as
minnow
cannot
that Rec-
conclude
nificant,
resumption may
a failure to disclaim
lamation’s failure
renounce its narrow view
(emphasis
denying
count in
mootness.”
add-
of its discretion should lead us
different
ed)).
totality
concerning
inappropriateness
Under
of the circumstances
conclusion
case,
(1)
voluntary-cessation exception
applying
which include
concrete
steps
agencies
adopt
taken
here.
upon
Groups
Environmental
failed to inflicted
agencies] have
[federal
Movants
absolutely
it is
clear
failure to con-
purported
Reclamation’s
establish
wrongful
not return to their
they would
the full
of its discretion in
scope
sult
lim-
narrow and
impermissibly
use of
2002 biologi-
with the 2001 and
connection
future ESA
discretion in
scope of
ited
to have
opinions cannot be said
sur-
cal
rider is
The 2004 minnow
consultations.
B.O.,
the issuance of the 2003
which
vived
only
protects
the 2003 BO
conditional:
*23
opinions.
replaced
and
those
superseded
with the
agencies comply
if the federal
mootness,
bolstering
against
In
its case
RPA,
extent
only
to the
ITS
Groups
Environmental
contend the
the
It is
BO is not amended.
the 2003
significant
scope-of-discretion issue is still
certainty that there will be
virtually a
day-to-day impact
has a
on Reclama-
fu-
in the near
consultations
more ESA
ability
effectively comply
to
with the
tion’s
in the middle
operations
water
ture over
the 2003 B.O.
requirements
flow
of
See
All the considerations
Rio Grande....
(“The
Br. at 35
extent of the
Aplees.
operation decisions
that affect water
operations
authority
Bureau’s
to alter
of
climate,
such as
water
minnow survival
Project
Dam or the MRG
diver-
El Vado
min-
understanding
the
of
availability,
dams affects the success of
efforts
sion
forth,
subject to
biology, and so
are
now
scope
every day
comply
require-
to
with the flow
change, meaning the issue of the
likely
is
of discretion
to recur.
the
If the Bureau has
ments of
2003 BO.
opera-
discretion to control water
broad
added). The dis
(emphasis
240-41
J.A. at
tions,
likely
it is also more
to be able to
voluntary-
application
trict court’s
of the
water,
appears
necessary
to
because water
exception
purchase
therefore
cessation
premise—
that,
on a false
grounded
have been
one
rights
way
holders will know
viz.,
minnow
ensure
riders would
another,
have to
Bureau will
obtain
pursuant
actions
to
that Reclamation’s
enough
jeopardy.”).
water
avoid
How-
only so
comported
B.O.
with the ESA
ever,
agencies correctly
as
federal
In
as the 2003 B.O.
not amended.
long
note,
Groups
the Environmental
have not
fact,
through
series of amendments
even
sought
respect
a claim or
relief with
filed
ten-year
span
over
life
the 2003 B.O.
in
day-to-day
to Reclamation’s
activities
riders,
con
of the minnow
Reclamation’s
with
And
complying
the 2003 B.O.
ordi-
remain
from ESA
duct can still
insulated
narily
appropriate
it would
not be
attack,
that B.O.
long
so
conforms to
of
federal court
be in the business moni-
sum,
in
County
Angeles’s
In
first
Los
toring
day-to-day compliance
such
activi-
support
not
a conclusion
quiry does
any
v. S.
ties
event.
Norton
Utah
See
voluntary cessation.
Alliance,
55, 67, 124
Wilderness
County
Los
part
The second
(2004)
(“The
H21
appli-
prudential
appropriate
only
foundation for
ness and
vide
mootness—
voluntary-cessation exception
cation of the
kind of
former
mootness is
issue here.
Accordingly,
the mootness doctrine.
recognize
Courts
two kinds of
regard
moot with
litigation
mootness:
constitutional mootness and
claim,
scope-of-consultation
and the dis-
See,
prudential
e.g.,
mootness.
United
denying
the appellants’
trict court erred
Co.,
v. W.T.
States
Grant
to dismiss
action for lack of
motions
632-34,
(1953);
73 S.Ct.
H23 (1) case, novo stan- on in apply Supreme opinion In this a de Court’s W.T. Co.; (2) presents a Grant the Tenth opinion dard of review because the case Circuit’s in If we Committee question of constitutional mootness. First Amendment v. (3) Campbell; opinions Environmental had concluded from other cir- jurisdic- claims this cuits.18 Group’s ESA survived Dissent 1134-35. The dissent’s inquiry, might misplaced. well have reliance is Despite argu- tional-mootness ments, a prudential- appropriate been conduct W.T. Grant Co. and Committee for analysis, given actually quite Environ- First Amendment are injunctive only mental seek consistent our Groups opinion. with The cases moreover, circuits, declaratory E.g., Bldg. relief. & Constr. from the other are con- However, Dep’t, trary at 1492. we need to our precedent and otherwise un- definitively opine persuasive. not reach this issue
it, have determined that because we Co., Supreme W.T. Grant Court Groups’ Environmental ESA claims are analysis established the dual of constitu- constitutionally moot. tional and prudential mootness. 632-34, applies mistakenly upon
The dissent
894.
S.Ct.
Based
our
analysis below, we
respectfully
abuse-of-discretion
standard —that
ordi-
must
con-
narily
prudential-
clude that
misguidedly
associated
the dissent has
re-
upon
question
analysis
mootness doctrine —to the
con-
lied
W.T. Grant Co.’s
related
prudential
To
sup-
stitutional mootness
this case.
mootness in arguing for use
port
application
of an
of an
abuse-of-discre-
abuse-of-discretion standard
standard,
only
tion
the dissent primarily relies
case —where
constitutional mootness
relies,
part,
necessary.
also
The dissent
on the
This is a matter
for the trial
added) (citation
Supreme
opinion
judge.”
omitted)).
(emphasis
Court's
in United States v.
Ass’n, Inc.,
Thus,
Phosphate Export
Concentrated
quotes language
the dissent
from the
*26
199, 203-04,
393
prudential-mootness analysis
89 S.Ct.
21
of Concentrated
(1968).
(citing
at
Phosphate.
L.Ed.2d 344
Dissent
3-4
Phosphate
proposition
Concentrated
for the
agree
Courts and commentators
that Con-
that,
context[,]
"in the mootness
... whether
incorporates
centrated Phosphate
pruden-
'the
of
is
likelihood
further violations
suffi-
See,
analysis.
e.g., Sheely
tial-mootness
ciently
injunctive
to make
remote
relief un-
Network, P.A.,
”
Radiology
MRI
505
necessary
judge'
...
is a matter
the trial
1182-89,
(11th Cir.2007) (holding
1182 n. 10
(quoting
Phosphate,
Concentrated
393 U.S. at
constitutionally
that the
was not
case
moot
203-04,
361)).
89 S.Ct.
This reliance is mis-
relying
and
Phosphate
on Concentrated
to note
however,
guided,
because Concentrated Phos-
"nothing
opinion
that
in this
be read
should
phate
neatly
analysis
within
fits
our dual
of
remand,
preclude
to
the district court on
prudential
constitutional
mootness.
review,
appropriate
after
deciding
from
that
Phosphate,
initially
Concentrated
the Court
warranted”);
equitable
is
relief
not
13B
employed a de novo review determine that
to
3533.1,
Wright,
§
Cooper, supra,
&Miller
at
constitutionally
the case
not
moot.
393
("The
744 & n.
to
33
discretion
withhold
U.S. at
H25
ing
paragraph
opinion
No.
491 F.3d at
in the
Sch. Dist.
1148
fied
first
prudential-moot-
50.
from W.T. Grant Co.’s
ness
which
analysis,
quan-
notes that the
reasons,
hardly
For similar
dissent
tum of
expected
contrition that
should
its
ob-
fares better with
standard-of-review
challenged
from an
ceasing
offender
activi-
jection by
on our decision Com-
relying
“
ty is
‘a question better addressed to the
At
First Amendment.
bot-
mittee
for
”
discretion of
trial court’
(quoting
tom,
application
that
involves
case
Co.,
W.T. Grant
controversy.” Arizonans for Official
(inter
jurisdiction.
review this
at
that Committee
the First Amendment
may be
with
Kikumura
at odds
other
of
applied an abuse-of-discretion standard
cases,
appear
Circuit
not to
Seventh
which
regard
review. But it
with
to a
did so
mistake,
have made the same
but instead
issue
mootness doctrine that
is not
recognized
the constitutional-
respect
prudential mootness. With
question including
here—
mootness
the subsid-
—
issue,
mootness doctrine
is at
iary question
voluntary
of
cessation—im-
constitutional-mootness, our
law is
case
plicates
subject-matter jurisdiction
of
clear—the standard of review is de novo.
and is
de
federal courts
reviewed
novo.
Fletcher,
E.g.,
Finally, the looks to from dissent cases ample, the Seventh de Circuit reviewed sup the Seventh and Circuits for Second question apply novo whether port. at - (citing Dissent Kikumura (7th voluntary-cessation to a Cir.1994); exception constitu- Turner, F.3d tional-mootness issue. 326 F.3d 928- Bridge Harrison & Burrowes Construc (7th Cir.1996). context, (2d tors, In that Cuomo, Inc. v. Cir.1992)). Seventh Circuit stated: a case cases, however, “Whether un These are question has been rendered moot is persuasive square and do own with our (such law that de A question we review novo.... Fletcher), precedent recog as which when, here, of mootness arises a chal- nizes regarding applica the distinction lenged repealed during ordinance is ble standard review between the doc pendency litigation, plaintiff and a seeks trines and prudential of constitutional (cita- only prospective relief.” Id. at and, specifically, mootness more holds omitted); tions see v. U.S. Dep’t Walsh only in the case of mootness do prudential Affairs, Veterans 536-37 apply abuse-of-discretion standard Cir.2005) (noting that review the dis- review, “[w]e are because such case we [entering summary trict court’s decision dis “concerned court’s [district] novo,” judgment de grounds] power provide cretion to exercise its *29 Fletcher, 1321; proceeding specific id. and address relief.” cf. (“The novo); voluntary question mootness is a of cessation de question constitutional Astrue, a inquiry case or Evers v. threshold because live cf.
H27
.2008) (“This
begins
emergency regulation suspends
Cir
case
ends
application
subject-matter juris
our determination of
minority enterprise goals
on state-
a district
[W]e
diction ....
review
court’s
Id.
funded contracts.”
grounds
dismissal on mootness
de novo.”
Harrison & Burrowes Bridge Construc
(citations omitted));
John’s
St.
United
contrary
tors
precedent
is
to our
because-
City
Chicago,
Christ v.
Church
of
of
in mistaken reliance on the prudential
(7th Cir.2007) (“We
F.3d
review
analysis
mootness
W.T.
of
Grant Co.—it
district
a
grant
de novo the
court’s
of
standard,
an
applies
abuse-of-discretion
subject
of
motion to dismiss for lack
mat
standard,
than
rather
a de
a ques
novo
jurisdiction
ter
under Federal Rule of Civil
Moreover,
tion of constitutional mootness.
12(b)(1),
Procedure
which includes a dis
application
if its
even
here
not
barred
grounds.”).
missal on mootness
Irrespec
precedent,
our
wary
would be
of
tive of whether Kikumura is inconsistent
adopting the rule of Harrison & Burrowes
however,
precedent,
with Seventh Circuit
Bridge
At
Constructors.
least one Second
insofar as Kikumura calls for the applica
case
Circuit
has intimated that the abuse-
tion of an abuse-of-discretion
of
standard
of-discretion
standard articulated
Har
question
of
review to
constitutional
rison
Bridge
& Burrowes
Constructors is
it is
with our prece
inconsistent
to the
voluntary
limited
context of
cessa
dent,
accordingly decline
and we
to follow
tion. See Irish Lesbian & Gay Org. v.
it.
Giuliani,
(2d
n. 3
Cir.
reasons,
For somewhat similar
the Sec-
1998) (“The Defendants here
not
vol
ond
decision in Harrison
Bur-
Circuit’s
&
untarily agreed to cease enforcing Section
rowes
is
Bridge
contrary
Constructors
against [plaintiff]
10-110
grant [plain-
There,
precedent
our
and unpersuasive.
permit
requests
tiffs]
the future.
court,
like
the Kikumura
Second Cir-
Therefore,
the abuse-of-discretion stan
mistakenly
cuit
relied
of
upon
language
dard
not apply
does
and we
review
concerning prudential
W.T.
Co.
Grant
district court’s determination of mootness
mootness, in
announcing
standard of
standard.”).
the customary
under
de novo
question
of
review for
constitutional
However, the Supreme
clearly
Court has
Bridge
mootness. Harrison & Burrowes
voluntary
held that
cessation
part
is
Constructors,
is not a defense reasons, we dis- foregoing For the must defendant], a that but rather is condition colleague thoughtful in dis- agree with our subject juris- matter deprives the court of the standard review concerning sent (alterations original inter- and diction.” question the applicable that is omitted)); and United quotation nal marks proceed thus the issue this case. We Auth., 97 City Transit States v. New York of vacatur. Cir.1996) (“A (2d 672, that ruling
F.3d
676
B. Vacatur
de novo.
moot is
a case is not
reviewed
unless
reasonable
This
is not moot
no
case
the district court was
Because
the
be
policy
jurisdiction,
that
will
expectation
subject-matter
remains
without
reinstituted.”).
sum, we respectfully
power
In
thus
to enter the No
without
that
judgment,
judgment
on vember
that
the dissent’s reliance
2005
conclude
However,
Bridge
Burrowes
Construc-
appel-
must be vacated.19
Harrison &
be
a
jurisdiction,
should
considered
court lacked
ment. This dismissal
19. "If the district
appeal,
judgment
because
en-
jurisdiction on
of the
on the merits
it was
we have
not
purpose
merely
pursuant
a settlement
for the
of correct-
tered
that resolved
merits but
ing
disputed
of the lower court in entertain-
[A]
the error
substance of
claims....
ing
prejudice
Harshman v. Jackson
order
court
the suit.” Estate
with
of the
dismissal
1161,
merits.”);
Corp.,
F.3d
judgment
Hole Mountain Resort
a
see
Clark
is
also
Cir.2004)
(internal
Inc.,
quotation
Group,
Haas
v.
omitted).
("[T]he
(10th Cir.1992)
a case
stipulated, voluntary
When
becomes moot
marks
adjudication,
suit,
prior
the district court
approved
to final
by the
dismissal of Clark's first
jurisdiction
judg-
was without
to enter the
judgment
a
prejudice,
court with
was
on the
ment,
judg-
[of
and "vacatur
dismissal
merits.”).
precedent,
Under our
the Authori-
Bartholow,
automatic.” Goldin v.
simply
ment]
ty’s contrary
are
assertions
untenable.
(5th Cir.1999). Similarly,
Authority’s suggestion
particular,
that
juris-
was
because the district court
without
preju-
dismissals with
distinction between
at the time it issued the November
diction
dice and
without is one without a differ-
those
opinion,
vacate
we also
memorandum
Authority
wholly
ence is
without merit. See
opinion.
(noting
"[n]othing
in the
Br.
11 n. 5
applicable jurisprudence indicates that dis-
Defendant-Intervenor-Appellee Albuquer
prejudice
dif-
que-Bernalillo County
Utility Authority
missal with
should
evaluated
Water
ferently"
"uphold
propriety
prejudice).
than dismissals without
("Authority”) asks us to
Authority's suggestion
Opinion
Judgment
only
called
and Final
sole
Not
is the
the 2005
vigorous
ly
respect
into
own
to char-
to the dismissal of the San
doubt
efforts
with
prejudice
court's
claims with
and the
acterize the district
dismissal as
Juan-Chama
(i.e.,
joint
prejudice),
approval
stipulation
latter
without
but it also is
of the
motion to
dismiss,
if,
Supreme
legally
arguendo,
unsupportable.
court
As
Court
even
clear,
subject-matter jurisdiction
precisely
it is
"the
generally lacked
has made
when
judgment
grounds.” Authority
proposes
at 5.
to issue
on the
on mootness
Br.
deny
"jurisdiction
merits”
is vital.”
request,
We
constrained to
how
Sinochem
are
Malay.
Shipping Corp.,
argues,
Int’l Co. v.
Int’l
ever. As the State of New Mexico
see
422, 431,
Reply
S.Ct.
H29
hand,
challenged
party
have
the district
On the other
if the
lants also
mootness,
seeking
gen
vacatur has caused
of their motions to vacate
court’s denial
we
Thus,
erally
do not order vacatur.
Minnow
court’s 2002 orders.
1220;
III,
F.3d at
see
355
also Amoco Oil.
consider whether
the circum-
must also
(“We
Co., 231 F.3d at
...
recog
699
under which
case became
stances
that granting
nized
vacatur to a party who
moot
us to vacate those orders
require
pursues
both causes mootness and
dismiss
court.
review the district
the district
We
al based on mootness serves
only
inter
of a
to vacate for
court’s denial
motion
that party.”);
Dep’t
ests of
19 Solid Waste
Amoco
v.
abuse of discretion. See
Oil Co.
City
v.
76
Albuquerque,
Mechs.
F.3d
694,
Prot.
231
Agency,
U.S. Envtl.
F.3d
(10th Cir.1996) (“The
City
1145
both
(10th Cir.2000).
697
sought
mootness and
caused
dismissal on
any opinion
‘Whether
should
mootness,
requests
the basis of
and now
a
on the
is an
be vacated
basis mootness
de
reversal on the claim
it
has
facto
III,
question.” Minnow
355
equitable
abandoned. This one-sided
use
(citing
Bancorp
F.3d at 1220
Mort
U.S.
mootness doctrine does not appear
gage
P’ship,
v. Bonner Mall
Co.
City’s
serve
interest other than the
18, 26,
386, 130
115 S.Ct.
L.Ed.2d 233 own.”).
“
(1994)).20 Thus, we consider
‘the nature
However, McClendon,
where we or
and character of the conditions which have
vacatur,
dered
we stressed
the ap
”
caused
case to become moot.’ U.S.
propriateness of vacatur must be deter
Co.,
Bancorp Mortgage
just Congress responded agencies equitable may have to the federal in the vaca- because simply enacting tur issuance 2003 B.O. calculus virtue their issuance riders, adoption does minnow not establish —or even and 2003 B.O.
H33 rulings provide meaningful litigation. and in court’s would resources Further- litigants. more, guidance view, future our the district court’s 2002 were highest orders entered with the in- bottom, however, that, At we conclude tegrity only after careful and informed case, under the facts of this be would And, noted, deliberation. we condemn unreasonable for the district court to have any suggestion by public officials to the operated concluded that Reclamation has However, contrary. we are constrained to require in manner that should it to labor any legal conclude the district court consequences future under abused its might spawned by be in refusing discretion to vacate its 2002 (non-precedential) court’s 2002 orders. orders.
Vacatur
the district court’s 2002 orders
path
“clears the
for future
relitigation
III. CONCLUSION
parties”
the issues between the
dimin-
reasons,
For the foregoing
we DISMISS
prior
the chances that the
can
ishes
orders
appeal
REMAND to the district
persuasive
against
used for their
value
(1)
court with directions to VACATE its
any of
parties
subsequent proceed
April
opinion
memorandum
McClendon,
ings.
(quot
“the value of Hill, majori- 437 Valley Auth. v. invoked Ten n. cessation decisions 2279, L.Ed.2d 98 S.Ct. two doc- ty distinguish U.S. do not between the (1978) (internal and quotation marks trines, from lacking explicit guidance and omitted). Grande, the The Rio citations I controlling think that precedent, River,” agri occupies pivotal role “Big voluntary courts’ should review district culture, and ceremo supply, fishing, water decisions, involving con- whether cessation uses; clearly Congress as has nial and mootness, prudential stitutional or realized, spe silvery minnow other abuse discretion. ecosystem. important parts of that cies are noted, “[w]hen As district court (1) I see dif- separately I write because voluntarily chal- ceased defendant has for the ferently of review standard conduct, prove lenged in order the Envi- court’s determination of district the defendant has the burden to establish request injunctive Groups’ ronmental (1) absolutely that it clear that both (2) review, I relief; de am under novo even not rea- alleged wrongful behavior could (3) moot; claim is convinced (2) recur, sonably expected merits, agree I with the completely relief or interim events have the Bureau of Reclamation irrevocably effects of eradicated the (“Reclamation”) must consult alleged F.Supp.2d. violation.” 469 (“FWS”) over Fish and Service Wildlife (D.N.M.2005) County (citing the full of Reclamation’s discretion scope Davis, 625, 631, Angeles Los Project op- concerning Rio Grande Middle (1979); S.Ct. 59 L.Ed.2d United (4) erations; I finally the dis- believe Co., v. W.T. States Grant trict court within its when acted discretion (1953)). 632-34, S.Ct. L.Ed. 1303 agencies’ motion for it denied the federal *36 questions, the an- “As most mootness vacatur. depends large part uniquely swer prediction of cen- process individualized I. The district court did not abuse parties case. tered on facts and of each when determined discretion proba- made Predictions must be as to not the fed- case was mooted recurrence, agencies’ bility any of of voluntary magnitude of eral cessation illegal result, feasibility allegedly injury that their activities. would injury by preventing any of a future suit. A. Standard of review judgment made The that is on the basis start, majority disagree To I with the predictions may shaped by be these in de engage that we novo review must plaintiff character ... [and] application the district of the volun- court’s character of the defendant.” 13A Charles I tary exception cessation to mootness. Wright, Alan Arthur R. & Edward Miller quarrel have no with the distinction be- Cooper, H. Federal Practice and Proce- prudential moot- tween constitutional (3d ed.2008). 3533.5, § at 236 dure ness, majority ex- thoroughly which the fact-based, case-specific, multi-part This view, Nevertheless, our plains. my plays strengths the dis- inquiry require the bifurcated precedent does court, here, particularly when, trict as major- voluntary inquiry cessation opportunity court had a first-hand to as- (i.e., a if ity suggests de novo examination years litigation. sess these factors over con- the district court held case to be give regard due to the district stitutionally We should abuse of discre- moot pru- “feel could not review if it held the to be court’s for the case that we tion case
H35
match without an inordinate expenditure We define abuse of discretion as “an
City
of time.” Cook v.
Chicago,
arbitrary,
whimsical,
192
capricious,
or mani-
(7th Cir.1999).
festly unreasonable judgment.” Brown v.
Presbyterian
Servs.,
Healthcare
Thus,
Groups
as the Environmental
ar-
Cir.1996) (internal
quota-
gue,
Supreme
recognizes,
and the
Court
omitted).
tion marks and citation
I see no
we should review the district court’s deter-
abuse of
certainly
discretion and
no strong
mination as to the effect of the federal
such,
showing of
nor do I view the district
agencies’ voluntary
allegedly
cessation of
court’s careful consideration of this case as
illegal activities under the more deferential
Further,
whimsical or unreasonable.
Grant,
abuse of discretion standard. W.T.
below,
explained
I would reach the same
633, 634,
(“The
U.S.
73 S.Ct. conclusion under de novo review.
necessary determination is that there ex-
cognizable
ists some
danger of recurrent
B.
voluntary
cessation exception
violation,”
based on standard of whether
to mootness
there was
“reasonable basis for the
decision”);
District Court’s
Comm.
noted,
As the district court
“[w]hen a
First
Campbell,
Amendment v.
defendant has voluntarily ceased chal-
(10th Cir.1992)
conduct,
(reviewing lenged
in order
prove
whether the “district court abused its dis
the defendant has the burden to establish
(1)
cretion”
the determination that the vol both
that it
absolutely
clear that the
untary cessation of unlawful conduct made
allegedly wrongful behavior could not rea-
moot);
the case
see also United
sonably
recur,
(2)
States v.
expected
Ass’n,
Phosphate Export
Concentrated
393 interim relief or events have completely
199, 203-04,
U.S.
89 S.Ct.
21 L.Ed.2d
and irrevocably eradicated the effects of
(1968)
(finding in the mootness context
the alleged violation.” 469 F.Supp.2d. at
that whether “the likelihood of further vio
(citing County
Angeles,
Los
sufficiently
lations is
remote to
1379;
make in
Grant,
99 S.Ct.
W.T.
junctive
unnecessary
relief
...
632-34,
894).
is a matter
1136
However,
(quoting
public
W.T.
whether or not
defen-
ways.’”)
to his old
return
894) (em
trustworthy
private
are more
than
Grant,
dants
at
345 U.S.
73 S.Ct.
defendants, here
“claim
we have no
of
added);
Angeles,
Los
440
phasis
County of
professed
discontinuance”
“a
commit-
1379;
City
Tandy
at
99 S.Ct.
v.
U.S.
changed ways.” Reviewing
ment
an
(10th
Wichita,
1277, 1291
Cir.
of
novo,
abuse of discretion or de
the record
2004).
acknowl
Although
majority
that
agencies
is clear
have
burden,”
“heavy
edges the existence of this
(indeed,
made no similar commitment here
(citations omitted),
it
Maj. Op. at 1116
their
refusal
described
has been
as
‘absolutely
“it is
apparently concludes that
likely
a
“dogged”),
because it is
commit-
allegedly wrongful
behavior could
clear
”
unwilling
the federal agencies
ment
are
reasonably be
to recur.’
expected
not
F.Supp.2d
make. 469
at 1009. The federal
at
Tandy,
(quoting
F.3d
1291
Friends
only
agencies’
argument
support
v.
Envtl.
the Earth
Laidlaw
Servs.
the Environmental
Inc.,
(TOC),
167, 190,
120 S.Ct.
not
Groups
challenged
the 2003 Bio-
(2000)).
693,
1137
refusal”)
(2)
recur,”
may
noting
“dogged
well
and
species
equivocal
suffi-
might be unable to obtain
nature of the 2003
I
Biological Opinion,
“Bureau
comply
[Biological
to
agree
cient water
believe
must
with the district
requirements.”
flow
See Fed.
Opinion’s]
court and assume
the federal agencies
Mootness,
10th
Nos. 02-
Br.
Cir.
Supp.
may sidestep their
prac-
self-mandated
al., p.
(“[The
5.
2254 et
469 F.Supp.2d
tices. See
at 1009
agencies]
have failed to establish
Furthermore,
I am
how we
uncertain
absolutely
that it is
clear
they
would
there was no “reasonable
could conclude
not return to their wrongful
of an
use
decision,
the district
basis” for
court’s
W.T.
impermissibly
scope
narrow and limited
894,
Grant,
Friends
H39
Cir.2005)
(10th
this statute
to halt
gress
enacting
(noting
was
the district court’s
“
ex-
species
the trend toward
and reverse
in fashioning
‘considerable discretion’
eq
tinction,
Valley
remedies”)
whatever the cost.” Tenn.
(quoting
uitable
Stichting May
Auth.,
184,
A. Standard of review
U.S.
386).
Bancorp,
H41
*42
diversions,
jority suggests
par
that we “stressed” the
sumed “discretion to limit
cur-
inquiry in
ticular circumstances
McClen
tail water storage, and release stored wa-
don, Maj.
we also
Op. at
heeded the
ter.” Id. at
1108. Unlike
enumerated
“principle condition” as to “whether the
government
discrete acts that
de-
from
party seeking
judgment
relief
McClendon,
presented
fendants
here we
by voluntary
below caused the mootness
only
agencies’
the federal
either/or
Bancorp,
24, 115
action.”
U.S. at
U.S.
actions,”
1130-31,
“voluntary
at
id.
which
S.Ct. 386.
adopting
non-position
included
taking
Biological
Opinion. There is little
circumstances,
specific
McClendon’s
through given
assurance of follow
the 2003
parties
court-superin-
“the
entered
Biological Opinion’s options. The district
agreement designed
tended settlement
to
court
engage
was correct
in a
crowding in a
city/county-
reduce inmate
Maj.
Bancorp analysis
run
Op.
detention center.”
at
as to whether the
1129.
federal
During
appeal,
agencies’
governmental
course of
de-
action warranted
with
complied
fendants
the settlement
the exceptional remedy of vacatur.
agreement,
appeal
and we held the
to be
Also, I am at a
as to why
loss
moot. We noted the circumstances to be majority “agreefs]
agen-
federal
“certainly
noted that it
unusual” and
cies that the
issuance of
2003 [Biologi-
in complying
“defendants’ actions
with the
Opinion]
major
cal
was not a
factor in the
agreement
creating
settlement
ade-
decision,
district court’s vacatur
but rather
quate
temporary space
opening a new
Congress’s
[the decision] turned on
enact-
facility
appeal
that have rendered this
ment of the
Maj. Op.
minnow riders.”
at
McClendon,
moot.”
H43
28-29,
Simply put, public interest would not corporation, ida Defendants-Counter- by erasing be served a decade of well- Claimants-Appellants.
thought jurisprudence “may out No. 09-11238. helpful to other courts to the extent that it United States Court Appeals, persuasive.” Okla. Radio Assocs. v. Eleventh Circuit. (10th FDIC, Cir.1993) (quoting Equip. Clark Co. v. Parts Lift March Co., Inc., Mfg. Cir.
1992)). noted, As aptly the district court keeping prior
“[t]he benefit of deci weighs heavily
sions intact doing because prevents
so uncertainty prevailed past.”
in the F.Supp.2d at 1015. The
majority’s approach infringes upon the dis discretion,
trict court’s which was exer “in
cised the manner most consonant to
justice.” Bancorp, 513 U.S. at (internal
and citations multi-year This lit
igation clearly why precedents shows our
have come to vest discretion in the trial
judge who has so carefully painstak
ingly attempted to resolve this case.
