Charles Richard RILEY, Plaintiff-Appellant, v. James M. DORTON, Defendant-Appellee, South Carolina Sheriffs Association; J. Al Cannon, Sheriff of Charleston, South Carolina; Virginia Department of Corrections; Virginia Sheriffs Association; Virginia Association of Chiefs of Police; Virginia State Police Association, Amici Curiae.
No. 94-7120.
United States Court of Appeals, Fourth Circuit.
Argued Dec. 3, 1996. Decided June 16, 1997.
115 F.3d 1159
Before WILKINSON, Chief Judge, and RUSSELL, WIDENER, HALL, MURNAGHAN, ERVIN, WILKINS, NIEMEYER, HAMILTON, LUTTIG, WILLIAMS, MICHAEL, and MOTZ, Circuit Judges, sitting en banc.
Affirmed by published opinion. Chief Judge WILKINSON wrote the majority opinion, in which Judges DONALD S. RUSSELL, WIDENER, WILKINS, NIEMEYER, HAMILTON, LUTTIG, and WILLIAMS joined. Judge HAMILTON wrote a concurring opinion. Judge MICHAEL wrote a dissenting opinion, in which Judges K.K. HALL, MURNAGHAN, ERVIN, and DIANA GRIBBON MOTZ joined.
OPINION
WILKINSON, Chief Judge:
Pretrial detainee Charles Riley sued Henrico County police detective James Dorton, alleging that the officer had used excessive force against Riley while he was at the police station awaiting booking. The district court granted Officer Dorton‘s motion for summary judgment based on its conclusion that any injuries Riley may have suffered were de minimis. We reject appellant‘s attempts to characterize this as an interrogation case. We hold that Riley‘s claims are properly analyzed under Bell v. Wolfish, 441 U.S. 520, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979), and the
I.
At approximately 11:30 a.m. on March 31, 1993, detective Dorton arrested Riley on
Upon his arrival at the Public Safety Building in Henrico County at 1:30 p.m., Riley‘s handcuffs were removed briefly to permit him to sign a waiver for DNA samples to be taken without a search warrant. Riley refused to sign the waiver, so detective Dorton replaced the handcuffs and told Riley he would stay handcuffed until Dorton got a search warrant. Riley alleges that Dorton also insulted Riley and his family, both in the car and at the Public Safety Building. According to Riley, Dorton called Riley‘s family “a bunch of dumb country hicks” and threatened to tie Riley to a tree and leave him. When Dorton asked Riley at the Public Safety Building if he knew “what scum looked like,” Riley responded by asking whether Dorton had “looked in the mirror lately.”
The events that transpired in the next 30 seconds form the basis for Riley‘s claim. Riley alleges that Dorton became angry at Riley‘s insult, came over from the desk where he had been filling out papers, and inserted the tip of his pen a quarter of an inch into Riley‘s nose, threatening to rip it open. Riley claims that Dorton also threatened to throw him into a corner and beat him, and that Dorton slapped him across the face with “medium” force, scraping Riley‘s face with his fingernails.
Riley‘s handcuffs were again removed at approximately 3:30 p.m. so that Riley could eat a hamburger Dorton had bought for him. Shortly after he ate, Riley was transported to a hospital where DNA samples were taken pursuant to the search warrant which Dorton had obtained. Riley‘s cuffs were removed at the hospital, and again later during booking at the Public Safety Building. Riley concedes that the handcuffing was not continuous, that the handcuffs were not too tight, that he was properly cuffed behind his back according to state procedure, and that the discomfort he suffered from the handcuffs disappeared each time they were removed.
There is no medical evidence that Dorton ever inflicted any injury on Riley. Riley saw medical personnel approximately sixty times during the fifteen months following his arrest, complaining about virtually every conceivable physical ailment, but he never once complained to medical staff that he had been injured by the handcuffs, pen, or slap. Records from dozens of mental health sessions reflect no mention of the incident. Nonetheless, Riley filed a
II.
The Supreme Court has instructed us that “[i]n addressing an excessive force claim brought under
A.
The
Riley urges this court to broaden
Our cases have not resolved the question whether the
Riley argues that more recent Supreme Court precedent, Albright v. Oliver, 510 U.S. 266, 114 S.Ct. 807, 127 L.Ed.2d 114 (1994), “all but commands” us to apply the
Applying the
It is true that Justice Ginsburg, who joined the plurality in Albright, also wrote separately to argue that the concept of a “continuing seizure” justified applying the
A review of the Supreme Court‘s basic jurisprudence reinforces our refusal to adopt the “continuing seizure” theory of the
This body of Supreme Court precedent simply reflects the
Several of our sister circuits likewise have declined to adopt the “continuing seizure” concept and continue to apply the
First, the text of the
Fourth Amendment —prohibiting unreasonable “seizures“—does not support its application to a post-arrest encounter. Second, the Supreme Court has refused to apply theFourth Amendment to protect inmates after incarceration. And third, Graham and Bell v. Wolfish (refusing to concede thatFourth Amendment applied to pretrial detainee subjected to body cavity search), dictate that theDue Process Clause is the appropriate constitutional basis for pretrial detainee excessive force suits.
Brothers v. Klevenhagen, 28 F.3d 452, 456 (5th Cir.1994) (citations omitted). The Seventh Circuit has also endorsed the position that the
The Second, Sixth, and Ninth Circuits do extend
In sum, we agree with the Fifth, Seventh, and Eleventh Circuits that the
B.
If he is not covered by the
To begin with, Riley gave no incriminating statement to the officers. Courts have not found
Indeed, only the Ninth Circuit has held that a
If anything, the Supreme Court has been even more emphatic on this point than the
The privilege against self-incrimination guaranteed by the
United States v. Verdugo-Urquidez, 494 U.S. 259, 264, 110 S.Ct. 1056, 1060, 108 L.Ed.2d 222 (1990) (citations omitted). Any
Moreover, Riley‘s efforts to characterize his interaction with detective Dorton as interrogation fail. The Supreme Court has held that in the context of the
the term “interrogation” ... refers not only to express questioning, but also to any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect.
Rhode Island v. Innis, 446 U.S. 291, 301, 100 S.Ct. 1682, 1689-90, 64 L.Ed.2d 297 (1980). At oral argument, this court questioned counsel about whether the activities at issue in this case even qualified as custodial interrogation. Riley does not allege that the detectives ever directly questioned him regarding his crimes. Indeed, Riley‘s time at the Henrico County Public Safety Building was not devoted to any questioning about his offenses but rather to routine criminal processing—fingerprinting, obtaining DNA samples, and setting bond. Further, Riley fails to identify any words or conduct of the officers which were “reasonably likely to elicit an incriminating response.” Id. at 301, 100 S.Ct. at 1689-90. Even Riley‘s version of his encounter with the detectives is best characterized as a tawdry exchange of insults rather than an attempt on the part of the officers to get Riley to confess. The much ballyhooed pen incident, for example, was at most an emotional response to Riley‘s earlier insult rather than a ploy to obtain incriminating information. Finally, we reject Riley‘s suggestion that the officers’ request that he sign a waiver consenting to DNA testing constitutes interrogation. Such a request is no more an interrogation than a request that a drunk driver submit to a blood alcohol test. See South Dakota v. Neville, 459 U.S. 553, 564 n. 15, 103 S.Ct. 916, 922-23, 74 L.Ed.2d 748 (1983).
The dissent also attempts to push the hot button of interrogation in an effort to salvage Riley‘s case. The record simply fails to support the dissent‘s assertions. The indicia of interrogation are notably absent—indeed, the record is devoid as to what was asked or what was obtained. The dissent cannot point to a single incriminating statement made by Riley. The dissent cannot point to a single statement used against Riley at trial. The dissent cannot point to a single shred of evidence that Riley sustained injury. The dissent cannot even point to a single question asked of Riley regarding his crimes. Indeed, all the dissent can do is try to weave a fleeting incident and a request that Riley consent to DNA testing into an interrogation scenario.2 Our dissenting colleague suggests2
that Detective Dorton made no statement denying that interrogation took place, but no denial is necessary to refute that which has never been established. See Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986) (
In sum, no incriminating statement was made; no such statement was introduced at trial; and no interrogation was in fact conducted.3 Perforce, there can be no
C.
Similarly, Riley‘s claims are not properly analyzed under the
D.
Having established the inapplicability of the
Notwithstanding their respective perspectives on the matter of punishment, the
[N]ot ... every malevolent touch by a prison guard gives rise to a federal cause of action. See Johnson v. Glick, 481 F.2d at 1033 (“Not every push or shove, even if it may later seem unnecessary in the peace of a judge‘s chambers, violates a prisoner‘s constitutional rights“).
Hudson, 503 U.S. at 9, 112 S.Ct. at 1000.
To permit those in custody to bring excessive force claims without any showing of injury would violate that very principle. The de minimis nature of Riley‘s alleged injuries cannot be squared with Riley‘s need to demonstrate excessive force amounting to punishment. Bell, 441 U.S. at 535, 99 S.Ct. at 1871-72. Punishment must mean something more than trifling injury or negligible force. Otherwise, every touch would be actionable and every alleged “push or shove” would entitle plaintiff to a trial. This is no idle concern. Those in detention often detest those charged with supervising their confinement, and seek to even the score through the medium of a lawsuit. The Constitution, however, does not exist to scoop up every last speck of detainee discontent. To hold that every incident involving contact between an officer and a detainee creates a constitutional action, even in the absence of injury, trivializes the nation‘s fundamental document.
Moreover, the Supreme Court has specifically admonished that the Constitution is not a “font of tort law” to be “superimposed upon whatever systems may already be administered by the States.” Paul v. Davis, 424 U.S. 693, 701, 96 S.Ct. 1155, 1160, 47 L.Ed.2d 405 (1976). “Although ‘the least touching of another in anger is a battery,’ Cole v. Turner, 6 Mod. 149, 87 Eng.Rep. 907, 90 Eng. Rep. 958 (K.B.1704) (Holt, C.J.), it is not a violation of a constitutional right actionable under
An injury need not be severe or permanent to be actionable under the
III.
Riley contends that he has suffered both physical and psychological injury from his encounter with detective Dorton. He claims he experienced pain from being cuffed behind his back for six hours, and pain and a welt from the slap on the face. He also alleges that the pen incident caused him to fear for his life and safety, and that he now experiences nightmares and depression, and fears being assaulted whenever he is handcuffed.
The record simply fails to bear out Riley‘s allegation of injury. In fact, the opposite conclusion emerges—Riley has cried rivers of crocodile tears over every aspect of his detention except the very encounter of which he now complains. Riley has not hesitated to report any psychological or physical discomfort, no matter how trifling, to medical staff. In a span of less than fifteen months at Henrico County Jail after his arrest, Riley met with medical personnel approximately sixty times. He requested medical attention for a stream of physical ailments, including a hangnail, an ingrown toenail, a runny nose, a
Riley‘s list of alleged psychological discomforts is equally impressive. In dozens of mental health sessions, he complained of being depressed for several years and of having crying spells once or twice a day. He expressed fear of harassment by other inmates and found it difficult to deal with their teasing and taunting. He frequently reported being discouraged by the course of his legal defense, the potential sentence he faced, the societal reaction to his offenses, and the possible outcome of his eventual trial. He grew angry after hearing the testimony of certain witnesses, and he worried about conflicts between his girlfriend and his family. More than once, he related suicidal urges. Examiners reported that “Mr. Riley can turn on tears at will,” and he “rather enjoys making manipulative gestures and threats to get attention,” an assessment “[h]e did not deny.”
In light of this seemingly endless list of medical complaints, one would expect to find at least some mention of the physical and psychological injury he supposedly suffered as a result of the handcuffing, pen, threats and slap. But the Health Services Administrator at Henrico County Jail, where Riley was detained, “found no record of any complaints by Mr. Riley to either medical or mental health staff of injury to, or discomfort in, [his] nose or shoulders which relates to his allegations.” She also “found no record of any concerns related to the alleged threats” by detective Dorton among Riley‘s scores of mental health sessions. Riley‘s own testimony, in fact, is that he never specifically complained of any injury from the incidents he now identifies in this suit. In short, Riley has compiled a singular record as a chronic, uninhibited complainer, yet he never once mentioned the events which he now asserts caused him substantial injury.
If this court were to hold that Riley‘s claim presented a triable issue, the consequences would be all too easy to foresee. Amicus Virginia Department of Corrections advises us that it is inundated by an ongoing “tide of meritless prisoner claims” virtually identical to Riley‘s—claims where contrary to plaintiffs’ allegations, the evidence shows no injury at all or injury that is at the very most de minimis. Noting the supposed pen incident “took approximately 30 seconds” and left no evidence of injury, the district court appropriately and commonsensically dismissed this action.4 While we do not require that an injury be serious or leave visible marks or scars, we do conclude that ”de minimis injury can serve as conclusive evidence that de minimis force was used.” Norman, 25 F.3d at 1261. To hold otherwise would make the most minor and fanciful custodial incidents the routine subjects of federal lawsuits.
IV.
We affirm the judgment of the district court granting summary judgment to the defendant.
AFFIRMED.
I join Chief Judge Wilkinson‘s opinion and add this brief statement to express my understanding of today‘s holding. The court holds that excessive force claims of state pretrial detainees are not to be governed by the
MICHAEL, Circuit Judge, dissenting:
The record does not support the majority‘s conclusion that Riley was not being questioned when a detective stuck a pen up Riley‘s nose, threatened to rip it open, and then slapped him. As a result, a standard requiring more than de minimis injury cannot be invoked to bar Riley‘s claim. For “the existence of physical injury is not an essential element of a
I.
The majority begins its analysis by deciding “whether Riley‘s claims are governed by the
Bell, however, did not deal with the protection the
Nothing in Bell restricts the actual right upheld in Gray v. Spillman—namely, the right not to be “beat[en] and threaten[ed] ... in the course of custodial interrogation.” Gray, 925 F.2d at 93. This right, like the protections afforded to pretrial detainees, stems from the
Two wrong turns by the majority have led to its failure to recognize that the due process right confirmed in Gray forms the basis for a
A.
The majority does not dispute that the Constitution protects individuals against coercion during an interrogation. However, it only discusses this protection in the context of the
The majority does have some support for its argument that actions can be brought under the Self-Incrimination Clause only if a confession has been obtained and offered in court. See, e.g., Wilkins v. May, 872 F.2d 190, 194 (7th Cir.1989) (noting that it would be “odd” to find a violation of the Self-Incrimination Clause if a confession was not obtained and then used in a criminal case). The majority is wrong, however, if it means to suggest that violence and threats during custodial interrogation are unconstitutional only if a confession is wrung out and subsequently used. To so hold would overrule Gray, since in Gray the plaintiff‘s confession was not used at his criminal trial. See Gray, 925 F.2d at 91. More importantly, such a holding would be based on an erroneous belief that constitutional protections against coercion during interrogation stem only from the Self-Incrimination Clause.
As this court said in Gray, “[i]t has long been held that beating and threatening a person in the course of custodial interrogation violates the fifth and fourteenth amendments of the Constitution.” Id. at 93. Although Gray does not specify the exact source of its protections for custodial interrogation, it has clearly based them on the
Moreover, even some who may agree with the majority‘s limitation on actions based on the right against self-incrimination have noted that the
B.
I recognize, of course, that Detective Dorton‘s assault on Riley had to occur during interrogation for Riley to take advantage of the special due process protection that prohibits the police from resorting to violence during custodial questioning. The majority concludes that “Riley‘s time at the Henrico County Public Safety Building was not devoted to any questioning about his offenses but rather to routine criminal processing.” Ante at 1165. The circumstances and the summary judgment record simply do not support this conclusion.*
Riley had just been arrested on warrants charging him with abduction, rape, and sodomy—crimes for which corroborating witnesses are often not available. This is exactly the circumstance where the police would be expected to question the suspect, and the undisputed summary judgment record compels the conclusion that Riley was indeed questioned.
First, it appears that Detective Dorton attempted to get Riley to sign a waiver of his right to a lawyer during interrogation. The majority points out that Riley was asked to sign a waiver consenting to DNA testing, but Dorton also wanted Riley to sign a “waiver to talk to [Dorton] without the presence of an attorney.” J.A. 250. According to Riley, Dorton offered to buy him a meal “to get me to sign a waiver, to talk to him.” J.A. 250. Second, in describing the events that led up to the assault, Riley testified as follows in his deposition:
Then they started up again during his interrogation, and he [Detective Dorton] was asking me, you know, you know, different things like my fat sister, is she a whore, and things like that, you know, and just trying to get me to break [ ] down.
J.A. 266. The use of insults is a well-known method of interrogation aimed at getting the suspect to “break down.” See James Becket, Barbarism in Greece 112 (1970) (describing an interrogation technique in which “the prisoner is verbally assaulted by obscenities, lies, and threats,” such as “how is it with a mother who is a whore?“). Similarly, Riley states that after the assault, “Detective Dorton left the room, and then Detective Ross started trying to play—they tried to play the ‘good cop/bad cop’ routine.” J.A. 276. This routine, too, is a standard interrogation technique. See Miranda v. Arizona, 384 U.S. 436, 452, 86 S.Ct. 1602, 1616, 16 L.Ed.2d 694 (1966) (“One ploy often used has been termed the ‘friendly-unfriendly’ or the ‘Mutt and Jeff’ act....“). Finally, there is an additional indication in Riley‘s deposition that the officers were looking to get a statement from him. In response to a question whether the officers had denied him the right to counsel, Riley responded:
I didn‘t make any statements, even though I understand that through my attorney[‘]s motion for discovery [in the criminal case] that Officer Dorton claims that I made a statement, but I did not make any statements.
J.A. 275.
Throughout the proceedings in the district court, where Riley appeared pro se and prepared his own papers, he continually described the underlying encounter as an “interrogation.” See Plaintiff‘s Motion at J.A. 179 (“The assault occured [sic] during interrogation....“); Plaintiff‘s Memorandum in Support of Plaintiff‘s Answer to the Defendant‘s Motion to Dismiss at J.A. 228-29 (noting that “the assault occurr[ed] during the interrogation process“); Plaintiff‘s Affidavit at J.A. 232 (describing the underlying events as taking place “[d]uring the interrogation process“); Plaintiff‘s Deposition at J.A. 266 (“Then they started up again during his in
Because of Detective Dorton‘s acquiescence on this point, the majority places too much weight on Riley‘s “fail[ure] to identify any words or conduct of the officers which were ‘reasonably likely to elicit an incriminating response.‘” Ante at 1165 (quoting Rhode Island v. Innis, 446 U.S. 291, 301, 100 S.Ct. 1682, 1689-90, 64 L.Ed.2d 297 (1980)). As noted, Detective Dorton did not once dispute Riley‘s assertion that the incident took place during interrogation. In particular, Riley was not challenged on this in his deposition, and Detective Dorton did not offer any evidence to contradict Riley‘s numerous statements that he was being interrogated. If the detective had offered something to indicate that there was no interrogation, then Riley might have been compelled to respond with more specific facts. As things stand, what Riley did offer is uncontradicted, and it is sufficient to establish that the incident occurred during interrogation. The majority‘s effort to construct a different picture is simply contrary to the record.
Indeed, the majority‘s refusal to recognize this as a custodial interrogation case is causing it needless worry. Returning Riley‘s claim for trial would not mean that “every ‘least touching’ of a pretrial detainee would give rise to a
II.
Because we must accept for summary judgment purposes that Riley was being interrogated at the time of the alleged assault, he should be allowed to bring his
The majority erroneously applies a de minimis injury standard to Riley‘s claim of unjustified force during custodial interrogation. This is the wrong standard because the due process violation was complete the minute Detective Dorton resorted to physical abuse during the questioning. Again, a detainee has an actionable right to be free from brutality while police seek a confession. Thus, when violence is used in custodial interrogation, the severity of a
I respectfully dissent because Riley does have a claim. Judge K.K. HALL, Judge MURNAGHAN, Judge ERVIN, and Judge DIANA GRIBBON MOTZ join in this opinion.
Notes
Q So ... it was two things [Dorton] was asking you to agree to; one was to talk without a lawyer and the other was to agree to have the specimens taken?
A No, he asked me to sign a waiver.
Q And you didn‘t know what the waiver was?
A Well, all I know is what he told me.
Q And what did he tell you?
