MELANIE RIEGER, Plаintiff and Appellant, v. CLAYEO C. ARNOLD et al., Defendants and Respondents. CLAYEO C. ARNOLD et al., Plaintiffs and Respondents, v. MELANIE RIEGER, Defendant and Appellant.
Nos. C034625, C035383
Third Dist.
Dec. 17, 2002.
451
[Opinion certified for partial publication,*]
Brayton-Purcell, Alan R. Brayton, Clayton W. Kent and James Geagan for Plaintiff and Appellant and Defendant and Appellant.
Rebecca L. Henry for Equal Rights Advocates, Inc., as Amicus Curiae on behalf of Plaintiff and Appellant and Defendant and Appellant.
Mitchell & Ison, Leslie M. Mitchell; Law Offices of Anthony Poidmore and Anthony Poidmore for Plaintiffs and Respondents and Defendants and Respondents.
OPINION
DAVIS, Acting P. J.—Plaintiff Melanie Rieger claimed to have been a victim of job discrimination in the form of a sexually harassing “hostile” work environment. (E.g., Weeks v. Baker & McKenzie (1998) 63 Cal.App.4th 1128, 1146 [74 Cal.Rptr.2d 510] (Weeks).) She filed an action alleging this and other theories against the defendants Clayeo C. Arnold, his office manager (Susan Artenstein), аnd his professional law corporation. (Rieger v. Arnold (Super. Ct. Sacramento County, 1997, No. 97AS03390).) The defendant law firm and defendant Arnold filed an action against the plaintiff seeking, inter alia, damages and injunctive relief for misappropriation of trade secrets and interference with computer records. (Arnold v. Rieger (Super. Ct. Sacramento County, 1997, No. 97AS00985).) The parties tried these actions jointly to a jury. The court entered judgment in favor of the defendants. The plaintiff appeals from the judgment in case No. C034625, and from various postjudgment orders in case No. C035383.1 We have consolidated the two appeals.
In the published portion of this opinion, we address the plaintiff‘s contention that the trial court erred in admitting evidence of her prior sexual conduct. This requires us to interpret the statute that excludes such evidence in a civil action for sexual harassment, sexual assault, or sexual battery, except for “the plaintiff‘s sexual conduct with the alleged perpetrator.” (
FACTS
The plaintiff does not include the required summary of material facts in her brief. (
The plaintiff first worked for defendant Arnold at the defendant law firm in the mid-1970‘s, during which time she had occasionally dated defendant Arnold. There were a number of family ties between them, as defendant Arnold eventually married the sister of the plaintiff and defendant Arnold‘s sister married a brother of the plaintiff. The plaintiff left her job with the defendant law firm around 1980, occasionally returning for brief interludes of employment.
In June 1993, the plaintiff came back to the defendant law firm full-time as a legal secretary. Defendant Artenstein was now the office manager. The two became close friends.
In response to an employee‘s complaint that defendant Arnold sexually harassed her, the defendant law firm instituted a policy in November 1996 that prohibited any touching, as well as talking and joking about sexual topics. At the meeting announcing the new policy, the plaintiff objected, asserting her belief that they were all adults who were capable of asserting objections to unwelcome conduct. She also said that she did not believe the claim of harassment, because she had known defendant Arnold for over 20 years аnd had never known him to behave inappropriately.
The defendant law firm had been undergoing financial problems, which led defendant Arnold to institute a number of other policy changes at the same time. These included prohibitions against the personal use of computers or telephones, and prior approval for any overtime.
In early December 1996, defendant Arnold called a store from the plaintiff‘s office to order a tuxedo for his wife as a present. He asked the plaintiff to assist him with the order. He was not sure whether his wife wore a size 8 or 10 in pants. The plaintiff extended her arms, asserting that she wore a size 10 but his wife had been exercising. Defendant Arnold put his hands on the plaintiff‘s hips and then replied that he thought his wife was a size 8.
The defendant firm‘s financial situation continued to worsen. A couple of weeks later, defendant Artenstein told the plaintiff that there would be not be any Christmas bonuses that year. This upset the plaintiff because she was counting on the money to buy gifts. Later that same day, the plaintiff told defendant Artenstein that defendant Arnold had violated the no-touching policy. Defendant Artenstein asked the plaintiff to put her concerns in a memo.
Defendant Arnold received the memo a couple of days later. He was upset, because the prior complaint of harassment had caused considerable strain оn his marriage. Defendant Arnold and the plaintiff met in a conference room. He sat at the end of the conference table; the plaintiff sat on the side, turned diagonally to face him. Defendant Arnold became angry, raised his voice, and used profanity, asking why the plaintiff had made this complaint. She retorted, “You violated the no touching rule. I‘m going to make it stand.” He threw his glasses from one end of the conference table to the other.
In January 1997, defendant Arnold decided to take further remedial financial measures. He announced he would lay off one employee and cut the pay of remaining employees by 10 percent (except for the lowest paid employee). The plaintiff claimed she did not have to take a pay cut because she had an employment contract. Defendant Arnold disagreed. After further argument between them, the plaintiff refused to accept the pay cut and defendant Arnold dismissed her on February 4, 1997. The other employees received the proposed salary reductions.
Soon thereafter, an employee discovered that someone had deleted frequently used forms from the computer records. The defendant firm hired a computer expert to retrieve the files. The expert determined that someone had deleted more than 200 files on the day of the plaintiff‘s dismissal. The plaintiff later admitted to copying the files (although she denied deleting any). She returned two disks containing forms and other work prоduct.
In March 1997, the plaintiff filed a complaint with the Department of Fair Employment and Housing (DFEH). She alleged, “Mr. Arnold demanded I take a cut in pay and when I refused, he fired me. I believe I was fired in
The plaintiff brought the present action in July 1997. By the time of trial, her remaining causes of action wеre for job discrimination under the Fair Employment and Housing Act (FEHA),2 wrongful termination, assault, and battery. The trial court prepared a special verdict form for the jury, with the assent of counsel. According to its findings in the verdict, the jury did not believe the plaintiff had experienced sexual harassment in the form of a hostile work environment. However, it believed that the defendant law firm and defendant Artenstein had not taken sufficient steps to protect her from sexual harassment, and awarded $15,000 in damages solely against the defendant law firm. (It absolved defendant Arnold of any failure to protect her.) The jury also found that the defendant law firm did not wrongfully terminate the plaintiff, and that defendant Arnold neither assaulted nor battered her. Finally, the jury found the plaintiff had interfered with thе computer records, awarding $237.50 to the defendant law firm in damages.
The trial court entered judgment notwithstanding the verdict as to the jury‘s finding that the defendant law firm and defendant Artenstein did not take sufficient steps to protect the plaintiff from harassment, and as to the award of damages. In all other respects, the court entered judgment conforming to the verdicts in the defendants’ favor. The court thereafter denied the plaintiff‘s motion for judgment notwithstanding the verdict, granted the defendants’ motions to amend the judgment, and granted the defendants’ motion for reimbursement of their costs and legal fees.
DISCUSSION
I
The parties debated the admissibility of evidence of the plaintiff‘s prior sexual conduct. The trial court ultimately ruled that it would admit evidence of her sexual cоnduct that either occurred in the workplace, or with other members of the workforce whether or not in the workplace.
A
The FEHA prohibits the sexual harassment of an employee. (
Actionable sexual harassment must be sufficiently severe or pervasive to the point of creating an abusive environment that alters job conditions (Meritor Savings Bank v. Vinson (1986) 477 U.S. 57, 67 [106 S.Ct. 2399, 2405-2406, 91 L.Ed.2d 49] (Meritor Savings),4 judged on both an objective and subjective basis. (Harris v. Forklift Systems, Inc. (1993) 510 U.S. 17, 21-22 [114 S.Ct. 367, 370-371, 126 L.Ed.2d 295] (Harris); accord, Aguilar, supra, 21 Cal.4th at pp. 130-131.) This requires evaluation “of the social context in which particular behavior occurs and is experienced by its target. . . . [It] often depends on a constellation of surrounding circumstances, expectations, and relationships which are not fully captured by a simple recitation of the words used or the physical acts performed.” (Oncale v. Sundowner Offshore Services, Inc. (1998) 523 U.S. 75, 81-82 [118 S.Ct. 998, 1003, 140 L.Ed.2d 201] (Oncale).)
B
Enacted in 1985,
The Legislature declared its intent in enacting
In applying
C
1. Consent or Absence of Injury
As we noted, proof of a hostile job environment includes the element of the employee‘s subjective perception of it as abusive or unwelcomе. (Harris, supra, 510 U.S. at pp. 21-22 [114 S.Ct. at pp. 370-371]; Fisher, supra, 214 Cal.App.3d at p. 607.) In contending this element has not been proven, a defendant will assert that a plaintiff consented to the conduct through active participation in it, or was not injured because the plaintiff did not subjectively find it abusive. Under the terms of
2. Sexual Conduct
Relying on a precedent in criminal law construing a statute similar to
We write on a blank slate in construing
The defendants concede, as they must, that sexual activity itself and direct statements of a plaintiff‘s willingness to engage in sexual activity are within the ambit of the statute. They would exclude, however, statements or actions that are sexual in nature but reflect a willingness to engage in sexual activity only inferentially (e.g., ribald horseplay or humor).
The
Consequently, testimony about the plaintiff‘s racy banter, sexual horseplay, and statements concerning prior, proposed, or planned sexual exploits were all “sexual conduct” under
3. Perpetrator
During discussions between the court and counsel concerning the proper interpretation and application of
As the statutory context of “perpetrator” is ambiguous, it is proper for us to grant the plaintiff‘s request to take judicial notice of the legislative history associated with
There is no express contemplation in these materials of the application of
In accord with the uncodified declaration of legislative purpose, the legislative history shows an intent to pattern
We cannot accept the suggestion that we should interpret the use of perpetrator in
We can readily intuit the principle behind the change in terminology. Though a case alleging a hostile work environment conceivably can name individuals as defendants, generally such actions name only the deeper-pocketed employing entity (or, as here, the employer and individual defendants). Under the FEHA, an employing entity can not only be directly liable for sexual harassment, but indirectly liable as well for the actions of its agents and supervisors or for the actions of its nonsupervisory employees if it was or should have been aware of them and did not take remedial measures. (Fisher, supra, 214 Cal.App.3d at p. 608, fn. 6;
The trial court‘s designation of the inchoate “workplace” as a perpetrator was both too narrow and too broad. There is no logical reason to exclude a plaintiff‘s sexual conduct with a named defendant (or harassing actor) outside the workplace. Conversely, admitting all evidence of a plaintiff‘s sexual conduct in the workplace is unwarranted except where it occurs
Conceivably, a plaintiff‘s claim of a fаilure to protect from a hostile work environment might make any coworker who allegedly contributed to the environment a perpetrator (which might be the concept that the superior court was trying to articulate). As we noted above, however, a finding of an offensive job environment is context specific. (Oncale, supra, 523 U.S. at pp. 81-82 [118 S.Ct. at pp. 1002-1003].) In the present context, the plaintiff has never contended in either her FEHA complaints or in her judicial pleadings that there was a failure to protect her from anyone‘s conduct other than the individual named defendants. Moreover, since we do not find prejudicial error even under this limited interpretation of perpetrator in the present case, it would be idle academic rumination to determine the extеnt that other agents or employees of the defendant law firm come within the
We thus will consider admissible only evidence about the plaintiff‘s prior sexual conduct with the individual defendants, or others whose conduct the plaintiff ascribed to the employer, regardless of whether it occurred in or outside the workplace. Using this more discerning filter, we must now rescreen the corpus of evidence that the trial court admitted. We will omit overlap where the same evidence would be admissible through more than one witness, or through one witness but not another (e.g., where defendant Artenstein and her husband both testified about the same events). We will address all of the evidence complained of in the plaintiff‘s briefing. We will, however, omit the individual defendants’ testimony about other specific instances of the plaintiff‘s sexual conduct with them, as it is simply additional admissible evidence that cannot aid the plaintiff‘s claim of prejudicial error. We will not attempt to bring a narrative fluidity to these disjointed facts.
D
1. Admissible Evidence
Defendant Artenstein and the plaintiff freely talked with each other about intimate sexual matters and their relationships (sometimes with defendant Artenstein‘s husband present), and defendant Artenstein often observed the plaintiff share intimate sexual details with other friends in the office. Specific examples of subjects of the plaintiff‘s conversations during office meetings when defendant Artenstein was among those present included: her description of her partner‘s penis as unusually thick; her description of the аnatomy and sexual proficiency of one of her dates (an expert witness whom the defendant law firm often used); her claim that she and her partner had used the conference room table to have sexual relations; her description of dancing in a bar on a table after taking off her blouse; her making public that the one and only sexual partner of the defendant law firm‘s receptionist was the latter‘s husband; and her concern about having AIDS after a sexual encounter with a friend of the Artensteins at their house (on which occasion she had walked naked or nearly naked into the Artenstein bedroom to ask for a condom), after learning that he had dated a stripper. With defendant Artenstein present, the plaintiff made sexual comments about the way Mr. Artenstein‘s crotch looked when he was wearing bicycle shorts. An associate of the defendant law firm recalled that at a potluck at her house (at which defendant Artenstein was present), the plaintiff told a story about running naked with defendant Arnold through an apartment complex (after being in a hot tub) when they were dating.
There was also testimony about specific instances of sexually related actions. A number of witnesses were aware that the plaintiff waxed her pubic hair into the shape of a heart to please her partner; she had also taken defendant Artenstein into the bathroom to show her. The plaintiff and defendant Artenstein put a condom over defendant Arnold‘s phone. The plaintiff displayed her bra and underwear at a staff meeting at which defendant Artenstein was present. A former associate of the firm testified that the plaintiff, in the presence of defendant Artenstein and others, waved a cucumber at him and said that they would not need him anymore. The plaintiff asked defendant Artenstein‘s husband to repeat a joke for the benefit of defendant Arnold, the punch line for which involved fondling her breasts. A number of witnesses observed the plaintiff and defendant Artenstein rub each other‘s backs, touch each other‘s breasts, and pinch each other‘s rear ends. At a “bachelorette party” for defendant Artenstein, the plaintiff danced with a stripper whom she had hired. Finally, in the presence of defendant Artenstein, the plaintiff asked the defеndant law firm‘s investigator if he would give her a copy of an adult video.
2. Inadmissible Evidence
Various witnesses testified (some at firsthand) that the plaintiff pinched the rear ends of a number of men. A computer consultant testified that the plaintiff unbuttoned his shirt and stuck her hand inside, saying that his chest was a woman‘s dream. The defendant law firm‘s former paralegal described the plaintiff as flirtatious around men. On one occasion, the plaintiff grabbed the receptionist‘s breasts and said they should be lesbians; on another, she asked the receptionist to imitate the sounds the latter‘s husband made during their sexual relations. According to the investigator, the plaintiff talked to him about an out-of-town trip on which she had shared a bed with a female coworker, who awoke to find the plaintiff masturbating (apparently because the sounds of sexual activity in the next room had aroused her). Witnesses testified that the plaintiff offered to have a “one-night stand” with one of the firm‘s attorneys who was soon to be married. A former associate testified that the plaintiff often spoke with him about sexual matters, including her sexual relations with her partner. Another associate testified that the plaintiff asked if he wanted to watch the adult videos that she had obtained from the investigator, and often talked with him about the intimate aspects of their sexual activities with their partners; she also told him that she thought the receptionist had large breasts. Yet another associate testified that the plaintiff often talked and joked about sex, and made comments about desiring to have sexual relations with various men. The investigator testified that the plaintiff talked to him about her sexual encounters. The former paralegal (who was unsure who else was present) recalled that the plaintiff once expressed her willingness to orally copulate the next attorney who settled a case, and often suggested that the paralegal was a sexually frustrated person who needed “a good lay” to relax her.
3. Prejudice Analysis
As can be seen in the above summary, there was adequate admissible evidence to prove that the plaintiff did not find her job environment to be hostile. This is not a case where there were only isolated admissible instances, such that the body of inadmissible evidence gave a false impression on the issue. Nor was the tenor of the inadmissible evidence more egregious than that of evidence properly before the jury. The inadmissible evidence in the present case was no more than an exercise in painting the lily.7 We thus conclude it is not reasonably probable that the plaintiff would have had a
II-IX*
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DISPOSITION
The judgment and the postjudgment orders are affirmed. The defendants’ request for recovery of appellate legal fees is denied. The defendants shall recover their costs on appeal
Hull, J., concurred.
NICHOLSON, J.—I concur in the result. I also concur in the majority opinion except for the part defining the term “perpetrator” as found in
The Legislature did nоt have hostile work environment harassment cases in mind when it enacted
Essential to a hostile environment harassment cause of action is that “the harassment complained of was sufficiently pervasive so as to alter the conditions of employment and create an abusive working environment . . .” (Fisher v. San Pedro Peninsula Hospital (1989) 214 Cal.App.3d 590, 608 [262 Cal.Rptr. 842], italics added.) “Whether the . . . conduct complained of is sufficiently pervasive to create a hostile or offensive work
*See footnote, ante, page 451.
Consistent with the intent of the Legislature that the defendant in a sexual harassment case must be able to present a defense based on genuinely probative evidence, as noted by the majority, I conclude that a corporate defendant, acting through its employees, is the “perpetrator” for the purpose of applying
I would not limit the definition of “perpetrator,” as does the majority, to employees against whom the plaintiff has made allegations of harassing behavior. The majority‘s anecdotes of stolen kisses in break rooms notwithstanding, its definition of “perpetrator” allows a plaintiff to limit genuinely probative evidence of welcomeness simply by carefully choosing the people against whom to make allegations of harassment. In that way, the plaintiff may mask genuinely probative evidence of conduct that took place on the employer‘s premises and the employer‘s time, while arguing entitlement to the employer‘s money. That result runs contrary to the Legislature‘s intent to accord due process to the accused by allowing evidence of welcomeness.
Finally, while I do not agree with the majority concerning the precise definition of “perpetrator,” I concur that, whatever the definition, the plaintiff was not prejudiced by the admission of her sexual conduct in this case. I therefore concur in the judgment.
Appellant‘s petition for review by the Supreme Court was denied March 19, 2003. Kennard, J., was of the opinion that the petition should be granted.
