950 S.W.2d 511 | Mo. Ct. App. | 1997
Lead Opinion
This is an appeal by Kelli Richie (Kelli) from the trial court’s dismissal of her paternity petition for lack of personal jurisdiction. Because Kelli failed to join the proper party, the trial court did not have personal jurisdiction over the putative father. Where the trial court is without jurisdiction, this court lacks jurisdiction and the appeal must be dismissed.
In March 1988, Michael Laususe (Michael) died in an automobile accident. Michael’s widow, Valiere Laususe, and their daughter, Ashley, filed a wrongful death action against Normandy Osteopathic Hospital (Hospital). In June 1993, Valiere and Ashley reached an agreement to settle the wrongful death action with the hospital. They then sought court approval of the wrongful death action. Prior to the court’s ruling on the settlement, Kelli Richie (Kelli) filed an entry of appearance in the wrongful death action claiming to be Michael’s minor illegitimate daughter.
About the same time she filed the entry of appearance, Kelli filed a paternity action styled Richie by and through Richie v. Laususe seeldng to establish a parent-child relationship between herself and Michael under the Uniform Parentage Act (UPA). Kelli named Michael as the sole defendant in that paternity action. The trial eourt dismissed Kelli’s paternity action for lack of jurisdiction. In Richie By and Through Richie v. Laususe, 892 S.W.2d 746 (Mo.App.1994)(Richie I), this eourt dismissed Kelli’s appeal, holding a trial eourt lacks personal jurisdiction over a party that is deceased. Because Michael was the only named defendant, this court recognized the trial court was without personal jurisdiction over him. Richie I, 892 S.W.2d at 748.
Following the trial court’s decision in Richie I, Valiere and Ashley filed a petition for approval of the wrongful death settlement. The trial court approved the settlement and granted their motion for summary judgment against Kelli. Kelli appealed that grant of summary judgment in Laususe v. Normandy Osteopathic Hospital, 918 S.W.2d 953 (Mo.App.1996).
After filing her appeal in Laususe, Kelli filed a second paternity action, which is the case now before this court (Richie II). This time Kelli named her natural mother, Denise Brown (Brown), and Michael as defendants. Kelli then sought to substitute a party for Michael in accord with Rule 52.13(a)(1). Relying on § 210.826.3 RSMo of the UPA which permits the child of an alleged father to bring an action to establish the father-child relationship, Kelli sought to substitute Michael’s father for Michael. Valiere and Ashley filed a motion seeking to intervene in the paternity action.
While the Rule 52.13(a)(1) motion was still pending, this eourt reversed the trial court’s grant of summary judgment in favor of Vali-ere and Ashley in Laususe. This court rec
Immediately following the Laususe decision, the Richie II trial court denied Kelli’s Rule 52.13 motion to substitute a party and denied Valiere and Ashley’s motion to intervene. Thereafter, the trial court denied Kelli’s petition to determine a father-child relationship, finding it was without jurisdiction to enter an order of paternity. Kelli appeals the trial court’s dismissal of her paternity petition and its denial of her motion to substitute a party. Valiere and Ashley filed a motion with this court to intervene and to be granted status as respondents in Kelli’s appeal. This court granted that motion. The respondents argue the trial court erred in denying their motion to intervene and in not awarding attorney’s fees.
In the instant case the trial court dismissed Kelli’s petition for lack of jurisdiction. Because a circuit court has subject matter jurisdiction to determine an issue of paternity, Poole Truck Lines, Inc. v. Coates, 833 S.W.2d 876 (Mo.App.1992)[1], the trial court must have dismissed Kelli’s petition for lack of personal jurisdiction.
Although neither side has raised the issue of whether this appeal is properly before this court, it is our duty to first examine whether we have jurisdiction, even if we must do so sua sponte. Quelle Quiche v. Roland Glass Foods, 926 S.W.2d 211 (Mo.App.1996)[1,2], Because the trial court did not state Kelli’s petition was dismissed with prejudice, such dismissal is deemed to have been without prejudice. Id.; Rule 67.03. Where a petition has been dismissed for lack of personal jurisdiction without prejudice, this court has recognized such an action is not appealable because it is not a final judgment. Dillaplain v. Lite Industries, Inc., 788 S.W.2d 530 (Mo.App.1990)[4]; Abbate v. Tortolano, 782 S.W.2d 810 (Mo.App.1990)[9]; State ex rel. Degeere v. Appelquist, 748 S.W.2d 855 (Mo.App.1988)[3]; Schwenker v. St. Louis County Nat. Bank, 682 S.W.2d 868 (Mo.App.1984)[3,4]. A dismissal for lack of personal jurisdiction is properly challenged by extraordinary writ. Schwenker, supra at [3,4]; Dillaplain, supra at [4]; Abbate, supra at [9].
Kelli did not seek an extraordinary writ in the instant case but instead sought a review on appeal. The courts have recognized that where the ruling of the trial court decides the ultimate question of jurisdiction so that refiling the petition would be futile, appeal properly lies. Quelle Quiche, supra at [3]; Dillaplain, supra at [4], We believe this is such an instance as will be demonstrated infra.
Kelli’s Appeal
Kelli argues the trial court improperly denied her motion to substitute Michael’s father for Michael under Rule 52.13(a)(1). Because § 210.826.3 RSMo permits a parent of an alleged father to bring an action to determine a father-child relationship, Kelli reasons the parent of an alleged father should be a party against whom an action for paternity could be brought. Kelli cites no legal authority for her proposition.
The respondents contend this court has held the putative father’s personal representative is the only proper party against whom a paternity action may be brought where the alleged father has died. In support of this argument, respondents cite Travis v. Contico International, Inc., 928 S.W.2d 367 (Mo.App.1996), Roberts v. Roberts, 920 S.W.2d 144 (Mo.App.1996) and Reed v. Liszewski, 873 S.W.2d 942 (Mo.App.1994).
The UPA is silent as to who is the proper party in the event the putative father dies. In Reed v. Liszewski 873 S.W.2d 942 (Mo.App.1994), this court first inferred from the UPA that the personal representative of the alleged father’s estate was the proper party when the putative father has died. Citing § 210.829.4 RSMo which pertains to the proper jurisdiction and venue in which a paternity action may be brought, the Reed court reasoned that because the UPA permits paternity proceedings in the county “in which proceedings of [the alleged father’s] estate [has] been or could have been commenced,” the personal representative is the proper party in place of the deceased father. Reed at [l.c.943].
Subsequent decisions of this court have adopted Reed’s analysis. In Roberts v. Roberts, 920 S.W.2d 144 (Mo.App.1996)[5], this court reiterated Reed’s reasoning and remanded that case to the trial court when plaintiff failed to name the alleged father or his estate in her paternity petition. In Travis v. Contico International, Inc., 928 S.W.2d 367 (Mo.App.1996) this court held unequivocally that “the proper party to represent a deceased putative father against an action for paternity is the personal representative of the decedent’s estate.” Id. at [13,14],
In the instant case Travis is controlling. Michael’s personal representative is the only proper party in place of Michael. The trial court correctly overruled Kelli’s motion to substitute Michael’s father for Michael. Furthermore, because the proper party had not been joined, the trial court correctly held it was without jurisdiction to determine paternity since personal jurisdiction had not attached as to the putative father. Richie I at [2]; § 210.830 RSMo.
Kelli cites to Jones v. Jones, 891 S.W.2d 551 (Mo.App.1995) for the proposition that the natural mother is the only proper party that need be joined in a paternity action. To the extent Jones is contrary to § 210.830 RSMo and the Roberts and Reed decisions, we decline to follow it.
In her brief and at oral arguments Kelli argued that if this court holds the personal representative is the only proper party against whom a paternity action can be brought when the putative father dies, such a declaration would severely limit the time period in which to bring a paternity action. Kelli contends the UPA’s statute of limitations for bringing a paternity action would be reduced significantly by the Uniform Probate Code’s requirement that an estate be opened within one year of death. § 473.070 RSMo 1994.
Section 210.828.3 of the Parentage Act provides:
3. Sections 210.826 and 210.828 do not extend the time within which a right of inheritance or a right to a succession may be asserted beyond the time provided by law relating to distribution and closing of decedent’s estates or to the determination of heirship, or otherwise.
Kelli’s opportunities to establish a father-child relationship may be substantially shortened because her putative father is deceased. Many types of time limits are shortened by death and, when a party or a potential party has died, statutes governing substitution of that party and appointment of a personal representative take precedence. See State v. Reese, 920 S.W.2d 94 (Mo.banc 1996).
Respondents’ Appeal
In their cross-appeal, respondents premise error on the trial court’s failure to award attorney’s fees and in denying their motion to intervene. Assuming that a party who was not granted status as an intervenor in the trial court could be awarded attorney’s fees, which we doubt, the award of such fees is discretionary under the statute. Section 210.482 RSMo 1994. We find no abuse of discretion. In view of our finding that the trial court lacked jurisdiction over Kelli’s petition, the denial of intervention is moot.
Appeal dismissed.
. The facts reviewed mirror those set forth in Laususe v. Normandy Osteopathic Hosp., 918 S.W.2d 953 (Mo.App.1996). For the sake of simplicity, the appeal in the instant case will be referred to as Richie II.
. Kelli’s appeal from the trial court’s denial of her motion to substitute a party (Appeal No. 70952), along with the respondents’ appeal from the trial court’s denial of their motion to intervene (Appeal No. 70964), have been consolidated with Kelli’s appeal from the trial court’s dismissal of her paternity petition for lack of personal jurisdiction (Appeal No. 70879). This opinion addresses all three appeals.
. In a probate proceeding, parentage can also be determined under the Probate Code. In the Matter of Nocita, 914 S.W.2d 358 (Mo.banc 1996). This is not a probate proceeding.
Dissenting Opinion
dissenting.
Although I agree that the personal representative is the proper party to substitute for a deceased putative father as expressed in Travis v. Contico International Inc., 928 S.W.2d 367 (Mo.App. E.D.1996) and thus the appeal should be dismissed, I must dissent from the principal opinion’s direction that the Uniform Probate Code (UPC) reduces the UPA’s statute of limitation for a minor child to bring a paternity action. I believe such a decision creates an unnecessary conflict between the two statutes, unjustly deprives the minor child of her right to establish paternity during the time frame permitted under the UPA, and permits the child’s right to a father-child relationship to be abrogated by an inattentive mother.
A. Whether the UPA’s explicit recognition of a child’s independent right to establish a father-child relationship should be governed by a mother who is unaware of the UPC’s statute of limitations.
The principal opinion concedes the UPA constitutes the exclusive procedure for determining parentage. Poole Truck Lines, Inc. v. Coates, 838 S.W.2d 876 (Mo.App.1992); Snead by Snead v. Cordes by Golding, 811 S.W.2d 391 (Mo.App.1991). Despite this concession and the fact that the UPA recognizes the child has an right independent of the mother in establishing a father-child relationship, the opinion nonetheless holds the UPA’s statute of limitations may be shortened by the action of a mother who is inattentive to the UPC’s statute of limitations. Such a result, I believe, is clearly contrary to the letter and the intent of the UPA.
The UPA recognizes the child’s rights involved in a paternity action. The UPA declares the child is an indispensable party in a party action and where the child is not joined as a party in a paternity action, such action must be dismissed or has no res judicata effect on the child’s own paternity petition. § 210.830.1; Id; Michigan Dept. of Social Services ex rel. D.H. v. KS., 875 S.W.2d 597 (Mo.App. E.D.1994) (Child not bound by dismissal of mother’s petition to establish paternity where child was not named as party). Furthermore, the UPA explicitly provides when a minor child has no presumed father the child has the right to bring an action for paternity at any point within three years of reaching the age of majority. § 210.828.1. In interpreting the UPA this court has recognized that the right to establish a father-child relationship belongs as much with the child as it does with the mother or the putative father. See Piel v. Piel, 918 S.W.2d 373, 375 (Mo.App. E.D.1996)(“[P]urpose of the UPA was to establish a uniform method for determining paternity which would protect the rights of all parties involved, especially the children.”).
B. Whether the UPC actually reduces the UPA’s time limitation for bringing a paternity action.
Citing § 473.360 the respondents argue, and the principal opinion agrees, that the UPC shortens the statute of limitations for a paternity action. And although the respondents and the opinion sympathize with Kelli’s situation, they nonetheless point out that the UPC shortens the statute of limitations for many types of actions and that an action for paternity is just one more whose time is limited when the defendant dies. But where the time limits are shortened by the death of the defendant, these are instances where claims are made against the decedent. A contract or tort statute of limitations is shortened where the decedent, who would be the defendant, dies. But unlike those instances where the statutes of limitations are shortened by the death of the decedent, a petition for paternity does not constitute a claim against the putative father or the putative father’s estate.
1. What constitutes a “claim” under the UPC.
The UPC explains:
... all claims against the estate of a deceased person ... founded on contract or otherwise, which are not filed in the probate division, or are not paid by the personal representative, within six months after the first published notice of letters testamentary or of administration, are forever barred against the estate, the personal representative, the heirs, devisees and legatees of the decedent.
§ 473.360.1 RSMo. At the time of Michael’s death the UPC had provided: “All claims barrable under the provisions of [§ 473.360.1], in any event, are barred if administration of the estate is not commenced within three years after the death of the decedent.” § 473.360.3 RSMo 1986
But the UPC defines a “claim” as: “liabilities of the decedent which survive whether arising in contract, tort or otherwise, funeral expenses, the expense of a tombstone, and costs and expenses of administration.” § 472.010(3) RSMo. As early as 1898 in Bramell v. Adams, 146 Mo. 70, 47 S.W. 931 (Mo.1898), the Missouri Supreme Court recognized a “claim” is a proceeding for a money judgment which is paid out of the assets of the estate. Bramell, 47 S.W. at 934-5. The Bramell court rejected an administrator’s claim that the plaintiffs’ petition seeking specific property, which the administrator had in his possession, was barred by the two year statute of limitations for bringing claims against an estate. “This is not, however, a proceeding for a money judgment, in the ordinary form, against the estate.... [Plaintiffs] do not ask a judgment to be paid out of the assets of the estate in order of classification.... We do not think the special statute of two years in favor of administrators applies in this case.” Id.
In Strumberg v. Mercantile Trust Co., 367 S.W.2d 535 (Mo.1963), the Supreme Court reiterated the belief that the term “liability,” as contained within the probate code’s definition of “claim,” is defined as a debt or monetary obligation. In Strumberg, the court found a partner’s contractual right to purchase his deceased partner’s interest in their business did not constitute a “claim” against the decedent’s estate. “The word ‘liability,’ as used in connection with probate matters usually, if not always, refers to a debt or a
Most recently in Higgins v. McElwee, 680 S.W.2d 335 (Mo.App.1984), this court recognized that “[c]laims against the estate of a deceased person, as that phrase is used in § 473.360, refers to liabilities of the decedent which survive. [Cite omitted]." Higgins, 680 S.W.2d at 340.
This line of reasoning — namely, that a “claim” against an estate refers to debt or pecuniary obligations that are directed against a decedent’s assets — is further supported by the Committee Notes of Rule 52.13. In discussing when the substitution of a party must take place, the Committee warns about the time limitation when one is making a claim against a deceased party’s estate:
[Beware the] limitations upon recovery against assets of administered decedents’ estates in Sections 473.360- Written notice of the motion for substitution must be filed in the probate court in which the estate is being administered within six months after the first published notice of letters....
[emphasis added]. Rule 52.13 Committee Notes. Thus, a “claim” against an estate is a debt or pecuniary obligation that is directed at the decedent’s assets. See Hamilton v. Linn, 355 Mo. 1178, 200 S.W.2d 69 (1947) (action to quiet title does not constitute a claim against decedent’s estate as claimant did not seek monetary recovery against decedent’s estate).
2. Whether a paternity action constitutes a debt or pecuniary obligation against the putative father’s estate.
Prior to the passage of the UPA, a child seeking to establish a father-child relationship did so by bringing a declaratory judgment action. N.R. v. R.J.D., 588 S.W.2d 76 (Mo.App.1979); T.E.C. v. K.B., 635 S.W.2d 363 (Mo.App.1982). Although a declaratory judgment action for paternity has since been replaced by a petition filed under the UPA, the effect of the establishment of the child-father relationship remains the same. § 210.817 et seq. A declaratory judgment is, by definition, something about which the court makes a declaration; it does not create any new or substantive rights, but is procedural in nature. Jackson v. Christian Salveson Holdings, 914 S.W.2d 878, 882 (Mo.App. E.D.1996). The debt or obligation that may arise after the declaratory judgment comes not from the declaratory judgment itself but from other law. For example in a paternity action in which the child seeks child support, the action is actually a two-count petition: one for a declaration of paternity and one for child support based upon a successful resolution of the declaration. Thus, from a declaratory judgment there may eventually arise an obligation or a debt, but that obligation or debt is based upon other law or a previous obligation. Therefore, it cannot be said that the initial declaration of a father-child relationship is a debt or a pecuniary obligation against the father.
I would hold, therefore, that a petition for paternity does not constitute a claim against a deceased putative father’s estate. See In the Matter of Estate of F.C., 321 Ark. 191, 900 S.W.2d 200 (Ark.1995) (because paternity action to obtain governmental benefits did not constitute the administration, settlement, or distribution of estates of decedents or the determination of heirship, the probate court did not have jurisdiction to determine the issue of paternity). And because a petition for paternity does not constitute a claim against the putative father’s estate, it is not barred by § 473.360.
C. Whether a conflict exists between the UPA and the UPC.
In conclusion, the principal opinion asserts that Kelli’s opportunity to establish a father-child relationship must give way to statutes governing the appointment of a personal representative. However, the court does not cite to a particular statute that discusses the appointment of a personal representative. Rather, the court points to two different
As recently as last year the Supreme Court in The Matter of Nocita, 914 S.W.2d 358 (Mo. banc 1996) stressed the importance of permitting the UPA and the UPC to coexist without conflict where possible. A 26 year-old plaintiff filed a petition seeking both a declaration of paternity and a portion of the decedent’s estate as one of decedent’s heirs within the UPC’s time limit. The decedent’s other heirs claimed the plaintiffs petition was time-barred because the plaintiff had failed to bring the action within the UPA’s time limit. The Supreme Court permitted the plaintiffs petition and stressed the importance of courts to permit the UPA and the UPC to coexist. “If by any fair interpretation both [the UPA and the UPC] can stand, there is no repeal by implication and both should be given effect.” Nocita, 914 S.W.2d at 359. Despite this recent admonition by the Supreme Court to promote a symbiotic relationship between the two statutes, the principal opinion finds a conflict between the statutes and declares the UPA must yield.
The first statute the majority cites showing a conflict between the UPA and the UPC is § 473.070, which provided:
In addition to the limitations of time provided in section 473.050, no written will shall be admitted to probate and no administration granted unless application is made to the court for the same within three years from the death of the decedent.
§ 473.070.1 RSMo 1986.
Although the UPC does not define the term “administration”, Black’s Law Dictionary defines “administration” as:
The management and settlement of the estate of an intestate ... performed under the supervision of a court, by a person duly qualified and legally appointed, and usually involving: 1) the collection of the decedent’s assets; 2) payment of debts and claims against the estate; 3) payment of estate taxes; 4) distribution of the remainder of the estate among those entitled thereto.
Black’s Law Dictionary 41 (5th edition 1979). Thus, the administration of one’s estate clearly deals with the handling of the decedent’s assets. But as explained above because Kelli is not seeking any of Michael’s assets and is not bringing a claim against a non-existent estate, the paternity petition does not involve the administration of Michael’s estate. Where the child is simply seeking a declaration of paternity and is not seeking a portion of the deceased putative father’s estate, no estate need be opened and there need not be an administration of the estate. Rather the child should be able to simply bring a petition for a declaration of paternity in the circuit court as provided for in the UPA. § 210.829.1. Thus, I do not believe a conflict exists between § 473.070 and the UPA.
The principal opinion also cites § 210.828.3 as recognizing a conflict exists between the UPA and the UPC and as supporting the idea that a paternity petition must be filed before the UPC’s statutory time limitation expires. However, I believe § 210.828.3 not only fails to conflict with the UPC’s statute of limitations, but upon a closer examination § 210.328.3 actually supports the postulate
The statute provides:
[The right to determine a father-child relationship] and [the time period for bringing a paternity action] do not extend the time ■within which a right of inheritance or a right to a succession may be asserted beyond the time provided by law relating to distribution and closing of decedent’s estates or to the determination of heirship, or otherwise.
§ 210.828.3.
Based upon the above, and in light of the Supreme Court’s direction in Nocita, I do not believe a conflict exists between the UPA and the UPC, and the principal opinion’s creation of a conflict is flawed. In summation, I agree with the majority to the extent it dismissed Kelli’s appeal for failure to join the proper party. But because I believe the majority’s decision permits the child’s right to a paternity declaration to be abrogated by an inattentive mother, unjustly deprives the minor of her right to establish the father-child relationship within the UPA’s time limitations, and creates an unnecessary conflict between the UPA and the UPC, I would strike the last full paragraph of the majority’s opinion and explain that under the UPA Kelli has the right to bring a paternity petition in the circuit court.
Therefore, I would dismiss this appeal. However, for judicial economy, I would order the trial court to allow Kelli to amend her petition, appoint a personal representative and have a hearing to determine paternity.
. § 473.360.3 RSMo 1986, although deleted in 1989, was the controlling law at the time of Michael's death.
. 473.370.1 was changed in 1989 from a three year allowance for the administration of an estate to one year. At the time of Michael’s death, the time limit was three years.
. The UPA became effective in 1987.