RICHARDSON, WARDEN v. MARSH
No. 85-1433
Supreme Court of the United States
Argued January 14, 1987—Decided April 21, 1987
481 U.S. 200
Timothy A. Baughman argued the cause for petitioner. With him on the briefs was John D. O‘Hair.
Lawrence S. Robbins argued the cause for the United States as amicus curiae urging reversal. With him on the brief were Solicitor General Fried, Assistant Attorney General Trott, and Deputy Solicitor General Bryson.
R. Steven Whalen, by appointment of the Court, 478 U. S. 1003, argued the cause and filed a brief for respondent.
JUSTICE SCALIA delivered the opinion of the Court.
In Bruton v. United States, 391 U. S. 123 (1968), we held that a defendant is deprived of his rights under the Confrontation Clause when his nontestifying codefendant‘s confession naming him as a participant in the crime is introduced at their joint trial, even if the jury is instructed to consider
I
Respondent Clarissa Marsh, Benjamin Williams, and Kareem Martin were charged with assaulting Cynthia Knighton and murdering her 4-year-old son, Koran, and her aunt, Ollie Scott. Respondent and Williams were tried jointly, over her objection. (Martin was a fugitive at the time of trial.) At the trial, Knighton testified as follows: On the evening of October 29, 1978, she and her son were at Scott‘s home when respondent and her boyfriend Martin visited. After a brief conversation in the living room, respondent announced that she had come to “pick up something” from Scott and rose from the couch. Martin then pulled out a gun, pointed it at Scott and the Knightons, and said that “someone had gotten killed and [Scott] knew something about it.” Respondent immediately walked to the front door and peered out the peephole. The doorbell rang, respondent opened the door, and Williams walked in, carrying a gun. As Williams passed respondent, he asked, “Where‘s the money?” Martin forced Scott upstairs, and Williams went into the kitchen, leaving respondent alone with the Knightons. Knighton and her son attempted to flee, but respondent grabbed Knighton and held her until Williams returned. Williams ordered the Knightons to lie on the floor and then went upstairs to assist Martin. Respondent, again left alone with the Knightons, stood by the front door and occasionally peered out the peephole. A few minutes later, Martin, Williams, and Scott came down the stairs, and Martin handed a paper grocery bag to respondent. Martin and Williams then forced Scott and the Knightons into the basement, where Martin shot them. Only Cynthia Knighton survived.
After the State rested, respondent took the stand. She testified that on October 29, 1978, she had lost money that Martin intended to use to buy drugs. Martin was upset, and suggested to respondent that she borrow money from Scott, with whom she had worked in the past. Martin and respondent picked up Williams and drove to Scott‘s house. During the drive, respondent, who was sitting in the backseat, “knew that [Martin and Williams] were talking” but could not hear the conversation because “the radio was on and the speaker was right in [her] ear.” Martin and respondent were admitted into the home, and respondent had a short conversation with Scott, during which she asked for a loan. Martin then pulled a gun, and respondent walked to the door to see where the car was. When she saw Williams, she opened the door for him. Respondent testified that during the robbery she did not feel free to leave and was too scared to flee. She said that she did not know why she prevented the Knightons from escaping. She admitted taking the bag from Martin, but said that after Martin and Williams took the victims into the basement, she left the house without the bag. Respondent insisted that she had possessed no prior knowledge that Martin and Williams were armed, had heard no conversation about anyone‘s being harmed, and had not intended to rob or kill anyone.
Respondent then filed a petition for a writ of habeas corpus pursuant to
II
The Confrontation Clause of the
Ordinarily, a witness whose testimony is introduced at a joint trial is not considered to be a witness “against” a defendant if the jury is instructed to consider that testimony only against a codefendant. This accords with the almost invariable assumption of the law that jurors follow their instructions, Francis v. Franklin, 471 U. S. 307, 325, n. 9 (1985), which we have applied in many varying contexts. For example, in Harris v. New York, 401 U. S. 222 (1971),
“[T]here are some contexts in which the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored. Such a context is presented here, where the powerfully incriminating extrajudicial statements of a codefendant, who stands accused side-by-side with the defendant, are deliberately spread before the jury in a joint trial....” 391 U. S., at 135-136 (citations omitted).
Where the necessity of such linkage is involved, it is a less valid generalization that the jury will not likely obey the instruction to disregard the evidence. Specific testimony that “the defendant helped me commit the crime” is more vivid than inferential incrimination, and hence more difficult to thrust out of mind. Moreover, with regard to such an explicit statement the only issue is, plain and simply, whether the jury can possibly be expected to forget it in assessing the defendant‘s guilt; whereas with regard to inferential incrimination the judge‘s instruction may well be successful in dissuading the jury from entering onto the path of inference in the first place, so that there is no incrimination to forget. In short, while it may not always be simple for the members of a jury to obey the instruction that they disregard an incriminating inference, there does not exist the overwhelming probability of their inability to do so that is the foundation of Bruton‘s exception to the general rule.
Even more significantly, evidence requiring linkage differs from evidence incriminating on its face in the practical effects which application of the Bruton exception would produce. If
One might say, of course, that a certain way of assuring compliance would be to try defendants separately whenever an incriminating statement of one of them is sought to be used. That is not as facile or as just a remedy as might seem. Joint trials play a vital role in the criminal justice system, accounting for almost one-third of federal criminal trials in the past five years. Memorandum from David L. Cook, Administrative Office of the United States Courts, to Supreme Court Library (Feb. 20, 1987) (available in Clerk of Court‘s case file). Many joint trials—for example, those involving large conspiracies to import and distribute illegal drugs—involve a dozen or more codefendants. Confessions by one or more of the defendants are commonplace—and indeed the probability of confession increases with the number
In the present case, however, the prosecutor sought to undo the effect of the limiting instruction by urging the jury to use Williams’ confession in evaluating respondent‘s case. See supra, at 205, and n. 2. On remand, the court should consider whether, in light of respondent‘s failure to object to the prosecutor‘s comments, the error can serve as the basis for granting a writ of habeas corpus. See Wainwright v. Sykes, 433 U. S. 72 (1977).
The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
So ordered.
JUSTICE STEVENS, with whom JUSTICE BRENNAN and JUSTICE MARSHALL join, dissenting.
The rationale of our decision in Bruton v. United States, 391 U. S. 123, 135-136 (1968), applies without exception to all
I
It is a “basic premise” of the Confrontation Clause that certain kinds of hearsay “are at once so damaging, so suspect, and yet so difficult to discount, that jurors cannot be trusted to give such evidence the minimal weight it logically deserves, whatever instructions the trial judge might give.”1
Today the Court nevertheless draws a line between codefendant confessions that expressly name the defendant and those that do not. The Court relies on the presumption that in the latter category “it is a less valid generalization that the jury will not likely obey the instruction to disregard the evidence.” Ante, at 208. I agree; but I do not read Bruton to require the exclusion of all codefendant confessions that do not mention the defendant.2 Some such confessions may not have any significant impact on the defendant‘s case. But others will. If we presume, as we must, that jurors give their full and vigorous attention to every witness and each item of evidence, the very acts of listening and seeing will sometimes lead them down “the path of inference.” Indeed, the Court tacitly acknowledges this point; while the Court speculates that the judge‘s instruction may dissuade the jury
Instructing the jury that it was to consider Benjamin Williams’ confession only against him, and not against Clarissa Marsh, failed to guarantee the level of certainty required by the Confrontation Clause. The uncertainty arose because the prosecution‘s case made it clear at the time Williams’ statement was introduced that the statement would prove “powerfully incriminating” of the respondent as well as of Williams himself. There can be absolutely no doubt that spreading Williams’ carefully edited confession before the jury intolerably interfered with the jury‘s solemn duty to treat the statement as nothing more than meaningless sounds in its consideration of Marsh‘s guilt or innocence.
At the time that Williams’ confession was introduced, the evidence already had established that respondent and two men committed an armed robbery in the course of which the two men killed two persons and shot a third. Ante, at 202. There was a sharp dispute, however, on the question whether respondent herself intended to commit a robbery in which murder was a foreseeable result, or knew that the two men planned to do so. The quantum of evidence admissible against respondent was just sufficient to establish this intent and hence to support her conviction. As the Court of Appeals explained:
“[T]he issue is whether the evidence was sufficient to show that Marsh aided and abetted the assault with the specific intent to murder Knighton or with the knowledge that Martin had this specific intent. . . . Marsh‘s case presents a much closer question on this issue than
does Williams‘. There was no testimony indicating she harbored an intent to murder Knighton, nor was there any showing that she heard Martin‘s statements regarding the need to ‘hurt’ or ‘take out’ the victims. There was, in addition, no testimony placing her in the basement, the scene of the shootings. The evidence does indicate, viewed in the light most favorable to the prosecution, that she was aware that Williams and Martin were armed, that she served as a guard or ‘lookout’ at the door, that she prevented an attempted escape by Knighton, and that she was given the paper bag thought to contain the proceeds of a robbery. The evidence also indicates that Marsh knew Scott, supporting the inference that it was Marsh who allowed Martin to gain entrance. While it is a close question, we believe the evidence presented at the time of the motion was sufficient to survive a motion for directed verdict.” 781 F. 2d 1201, 1204 (CA6 1986) (emphasis omitted).
In the edited statement that the jury was instructed not to consider against Marsh, Williams described the conversation he had with Kareem Martin while they were in a car driving to their victims’ residence. In that conversation, Martin stated that “he would have to take them out after the robbery.” See ante, at 203, n. 1. The State‘s principal witness had testified that Martin and Marsh arrived at the victims’ house together. The jury was therefore certain to infer from the confession that respondent had been in the car and had overheard the statement by Martin. Viewed in the total context of the trial evidence, this confession was of critical importance because it was the only evidence directly linking respondent with the specific intent, expressed before the robbery, to kill the victims afterwards.3 If Williams had taken
The facts in this case are, admittedly, different from those in Bruton because Williams’ statement did not directly mention respondent. Thus, instead of being “incriminating on its face,” ante, at 208, it became so only when considered in connection with the other evidence presented to the jury. The difference between the facts of Bruton and the facts of this case does not eliminate their common, substantial, and constitutionally unacceptable risk that the jury, when resolving
II
The facts that joint trials conserve prosecutorial resources, diminish inconvenience to witnesses, and avoid delays in the administration of criminal justice have been well known for a long time. See United States v. Lane, 474 U. S. 438, 449 (1986) (quoting Bruton, 391 U. S., at 134). It is equally well known that joint trials create special risks of prejudice to one of the defendants, and that such risks often make it necessary to grant severances. See Bruton, 391 U. S., at 131;
In the Bruton case the United States argued that the normal “benefits of joint proceedings should not have to be sacri-
“We still adhere to the rule that an accused is entitled to confrontation of the witnesses against him and the right to cross-examine them. . . . We destroy the age-old rule which in the past has been regarded as a fundamental principle of our jurisprudence by a legalistic formula, required of the judge, that the jury may not consider any admissions against any party who did not join in them. We secure greater speed, economy and convenience in the administration of the law at the price of fundamental principles of constitutional liberty. That price is too high.”
The concern about the cost of joint trials, even if valid, does not prevail over the interests of justice. Moreover, the Court‘s effort to revive this concern in a state criminal case rests on the use of irrelevant statistics. The Court makes the startling discovery that joint trials account for “almost one-third of federal criminal trials in the past five years.” Ante, at 209. In the interest of greater precision, the Court might have stated that there were 10,904 federal criminal trials involving more than one defendant during that 5-year period.5 The Court might have added that the data base from which that figure was obtained does not contain any information at all to show the number of times that confessions were offered in evidence in those 10,904 federal cases.6 The
I respectfully dissent.8
Notes
“On Sunday evening, October the 29th, 1978, at about 6:30 p.m., I was over to my girl friend‘s house at 237 Moss, Highland Park, when I received a phone call from a friend of mine named Kareem Martin. He said he had been looking for me and James Coleman, who I call Tom. He asked me if I wanted to go on a robbery with him. I said okay. Then he said he‘d be by and pick me up. About 15 or 20 minutes later Kareem came by in his black Monte Carlo car. I got in the car and Kareem told me he was going to stick up this crib, told me the place was a numbers house. Kareem said there would be over $5,000 or $10,000 in the place. Kareem said he would have to take them out after the robbery. Kareem had a big silver gun. He gave me a long barrelled [sic] .22 revolver. We then drove over to this house and parked the car across the big street near the house. The plan was that I would wait in the car in front of the house and then I would move the car down across the big street because he didn‘t want anybody to see the car. Okay, Kareem went up to the house and went inside. A couple of minutes later I moved the car and went up to the house. As I entered, Kareem and this older lady were in the dining room, a little boy and another younger woman were sitting on the couch in the front room. I pulled my pistol and told the younger woman and the little boy to lay on the floor. Kareem took the older lady upstairs. He had a pistol, also. I stayed downstairs with the two people on the floor. After Kareem took the lady upstairs I went upstairs and the lady was laying on the bed in the room to the left as you get up the stairs. The lady had already given us two bags full of money before we ever got upstairs. Kareem had thought she had more money and that‘s why we had went upstairs. Me and Kareem started searching the rooms but I didn‘t find any money. I came downstairs and then Kareem came down with the lady. I said, ‘Let‘s go, let‘s go.’ Kareem said no. Kareem then took the two ladies and little boy down the basement and that‘s when I left to go to the car. I went to the car and got in the back seat. A couple of minutes later Kareem came to the car and said he thinks the girl was still living because she was still moving and he didn‘t have any more bullets. He asked me how come I didn‘t go down the basement and I said I wasn‘t doing no shit like that. He then dropped me back off at my girl‘s house in Highland Park and I was supposed to get together with him today, get my share of the robbery after he had counted the money. That‘s all.” App. in No. 84-1777 (CA6), pp. 88-90.
Bruton v. United States, 391 U. S. 123, 138 (1968) (Stewart, J., concurring) (emphasis in original). Judge Learned Hand and Justice Frankfurter also would recognize that the admission of Williams’ confession, even with limiting instructions, placed too great a strain upon the jury‘s ability to exclude this evidence from its consideration of respondent‘s innocence or guilt. As we noted in Bruton:“Judge Hand addressed the subject several times. The limiting instruction, he said, is a ‘recommendation to the jury of a mental gymnastic which is beyond, not only their powers, but anybody‘s else,’ Nash v. United States, 54 F. 2d 1006, 1007; ‘Nobody can indeed fail to doubt whether the caution is effective, or whether usually the practical result is not to let in hearsay,’ United States v. Gottfried, 165 F. 2d 360, 367; ‘it is indeed very hard to believe that a jury will, or for that matter can, in practice observe the admonition,’ Delli Paoli v. United States, 229 F. 2d 319, 321. Judge Hand referred to the instruction as a ‘placebo,’ medically defined as ‘a medicinal lie.‘” 391 U. S., at 132, n. 8.
“It‘s important in light of [respondent‘s] testimony when she says Kareem drives over to Benjamin Williams’ home and picks him up to go over. What‘s the thing that she says? ‘Well, I‘m sitting in the back seat of the car.’ ‘Did you hear any conversation that was going on in the front seat between Kareem and Mr. Williams?’ ‘No, couldn‘t hear any conversation. The radio was too loud.’ I asked [sic] you whether that is reasonable. Why did she say that? Why did she say she couldn‘t hear any conversation? She said, ‘I know they were having conversation but I couldn‘t hear it because of the radio.’ Because if she admits that she heard the conversation and she admits to the plan, she‘s guilty of at least armed robbery. So she can‘t tell you that.” Id., at 164.
In a similar vein, Justice Frankfurter observed:“The Government should not have the windfall of having the jury be influenced by evidence against a defendant which, as a matter of law, they should not consider but which they cannot put out of their minds.” Delli Paoli v. United States, 352 U. S. 232, 248 (1957) (dissenting opinion).
Indeed, I have no doubt that there are some codefendant confessions that expressly mention the defendant but nevertheless need not be excluded under Bruton because they are not prejudicial.“I would suppose that it will be necessary to exclude all extrajudicial confessions unless all portions of them which implicate defendants other than the declarant are effectively deleted. Effective deletion will probably require not only omission of all direct and indirect inculpations of codefendants but also of any statement that could be employed against those defendants once their identity is otherwise established.” 391 U. S., at 143 (emphasis added) (WHITE, J., dissenting).
The author of that opinion today adheres to that interpretation of Bruton. See Cruz v. New York, ante, at 195-196 (WHITE, J., dissenting) (“[A] codefendant‘s out-of-court statements implicating the defendant are not only hearsay but also have traditionally been viewed with special suspicion. . . . Bruton held that where the defendant has not himself confessed, there is too great a chance that the jury would rely on the codefendant‘s confession“).“We then drove over to this house and parked the car across the big street near the house. The plan was that I would wait in the car in front of the house and then I would move the car down across the big street because he didn‘t want anybody to see the car. Okay, Kareem went up to the house and went inside. A couple of minutes later I moved the car and went up to the house.” Ante, at 203, n. 1.
It is unrealistic to believe that the jury would assume that respondent did not accompany the two men in the car but had just magically appeared at the front door of the apartment at the same time that Martin did. dum of February 20, 1987, cited ante, at 209, carry no information whatever about the number of multiple-defendant trials in which a codefendant‘s confession was offered or admitted).