RICHARDSON v JACKSON COUNTY
Docket Nos. 80977, 81199
Supreme Court of Michigan
June 6, 1989
Rehearing denied post, 1240
432 Mich 377
Argued October 5, 1988 (Calendar No. 5).
In an opinion by Justice CAVANAGH, joined by Chief Justice RILEY, and Justices BOYLE and GRIFFIN, the Supreme Court held:
The governmental agencies in this case are immune from liability under the governmental immunity act.
- Governmental agencies are immune from tоrt liability for injuries arising out of the exercise or discharge of a governmental function. A governmental function is any activity expressly or impliedly mandated or authorized by the constitution, a statute, or other law. Immunity does not extend to injuries arising out of activities which are ultra vires, i.e., not expressly or impliedly mandated or authorized by law.
- The Legislature, in
1917 PA 156 , granted governmentalagencies such as Jackson County and Summit Township the authority to operate, equip, and maintain facilities such as the beach in question as recreational facilities, and it did not withdraw that delegation of power by regulating how such swimming areas are to be marked under the Marinе Safety Act. Nothing in § 192 or § 141 of the Marine Safety Act suggests an intent to modify the grant of authority in 1917 PA 156 . Nor are the acts in pari materia; thus, the specific Marine Safety Act does not control the earlier, general1917 PA 156 . - Enabling acts, such as
1917 PA 156 , which grant authority in broad terms, must be distinguished from regulatory statutes such as the Marine Safety Act. Improper performance of an activity authorized by law, despite its impropriety, is still authorized for purposes of the governmental function test. An agency‘s violation of a regulatory statute that requires performance of an activity in a certain way cannot render the activity ultra vires. In applying the gоvernmental function test of the governmental immunity statute, the Court must consider the statute‘s breadth. The statute extends immunity to all governmental agencies for all tort liability whenever they are engaged in the exercise or discharge of a governmental function. Nothing in the governmental immunity act suggests an intent to treat a failure to meet a condition precedent, such as obtaining a license or permit, any differently for immunity purposes than the failure to meet other sorts of regulatory duties. Nor was it intended that the term “governmental function” be interpreted so that immunity for activity authorized generally by statute should evaporate upon the failure to perform a regulatory condition contained in another statute. Ultra vires activity is not an activity that a governmental agency performs in an unauthorized manner; it is activity that the governmental agency lacks legal authority to perform in any manner.
Reversed.
Justice BRICKLEY, joined by Justices LEVIN and ARCHER, dissenting, stated that the conceded failure of the defendants to satisfy the conditions precedent embodied in §§ 141 and 192 of the Marine Safety Act rendered the operation of the swimming beach an unauthorized activity, and thus liability for the alleged tort arising out of the activity is not barred by governmental immunity.
The stаte may withhold, grant, or withdraw the powers and privileges of local governmental bodies relating to matters of statewide concern, such as health and safety, as it sees fit. A permit is a type of license, i.e., permission by competent au-
159 Mich App 766; 407 NW2d 74 (1987) reversed.
- GOVERNMENTAL IMMUNITY - GOVERNMENTAL FUNCTION - MANDATORY REGULATIONS - ULTRA VIRES ACTIVITIES.
Improper performance of an activity authorized by law, despite its impropriety, is still authorized for purposes of the governmental function test of governmental immunity; an agency‘s violation of a regulatory statute that requires performance of an activity in a certain way cannot render the activity ultra vires.
- GOVERNMENTAL IMMUNITY - GOVERNMENTAL FUNCTION - MANDATORY REGULATIONS - ULTRA VIRES ACTIVITIES.
Nothing in the governmental immunity act suggests an intent to treat a failurе to meet a condition precedent, such as obtaining a license or permit, any differently for immunity purposes than the failure to meet other sorts of regulatory duties; nor was it intended that the term “governmental function” be interpreted so that immunity for activity authorized generally by statute should evaporate upon the failure to perform a regulatory condition contained in another statute; ultra vires activity is not an activity that a governmental agency performs in an unauthorized manner; it is activity that the governmental agency lacks legal authority to perform in any manner (
MCL 691.1407 ;MSA 3.996[107] ). - GOVERNMENTAL IMMUNITY - RECREATIONAL FACILITIES - MARINE SAFETY ACT.
The failure of governmentаl agencies to comply with buoy application, inspection, permit, and placement provisions of the Marine Safety Act with respect to the operation of a swimming beach, which the agencies had the authority to operate under
1917 PA 156 , did not render the operation ultra vires and outside the protection of the governmental immunity act (MCL 123.51 ,281.1141 ,281.1192 ,691.1407 ;MSA 5.2421 ,18.1287[141] ,18.1287[192] ,3.996[107] ).
Stanton, Bullen, Nelson, Moilanen & Klaasen, P.C. (by Charles A. Nelson), for the defendants.
Foster, Swift, Collins & Coey, P.C. (by James D. Adkins and Richard J. Garcia), for defendant Summit Township.
CAVANAGH, J. Louis Allen, Jr., drowned in or near the public swimming area at Vandercook County Park on Vandercook Lake. Near two buoys marking the swimming areа there was a drop-off in the lake bottom. Divers retrieved the decedent‘s body in about fifteen feet of water several yards past the buoys.
Plaintiff, the personal representative of decedent‘s estate, alleges that defendant Jackson County, the owner of the park, and defendant Summit Township, the park‘s operator, acted wilfully and wantonly by creating and setting aside a swimming area containing a dangerous drop-off without proper warnings. Defendants sought summary judgment on the basis of governmental immunity.1
The Court of Appeals ruled that because defendants had not complied with the buoy application, inspection, permit, and placement requirements of § 141 of the Marine Safety Act, defendants’ operation of the swimming beach was prohibited by § 192 of the Marine Safety Act and was therefore an ultra vires act outside the protection of the
I
Governmental agencies are immune from tort liability for injuries arising out of the agency‘s “exercise or discharge of a governmental function.”
Defendants are authorized to operate recreational facilities such as this public beach by § 1 of
Any city, village, county or township may operate a system of public recreation and playgrounds; acquire, equip and maintain land, buildings or other recreational facilities; employ a superintendent of recreation and assistants; vote and expend funds for the operation of such system.3
The owner or person5 in charge of a bathing beach maintained primarily for public usage shall not knowingly permit a person to bathe or swim from the bathing beach unless buoys are established in accordance with § 141, outlining a safe bathing or swimming area. [
MCL 281.1192(1) ;MSA 18.1287(192)(1) .]
Section 141 provides in part:
The department may authorize, through the issuance of revocable permits, the placing of buoys or beacons in the waters of this state to mark obstruction to navigation, to designate bathing areas, to designate vessel anchorages, or for any other purpose if it will promote safety or navigation. Any pеrson who desires to place buoys or beacons in the waters of this state, without ex-
pense to the state, shall make application to the department in such form and containing such information as the department may require. Buoys or beacons, except for mooring buoys, shall not be placed in the waters of this state unless authorized by the department in writing. When authorization has been granted, the buoys or beacons shall be placed only in accordance with the terms of the permit and shall be deemed lawfully placed. If buoys or beacons are placed in the waters of this state without a permit having been issued, the department may order their removal. If, in the judgment of the department, buoys or beacons authorized by it are found to be improperly placed or that the reason for their placement no longer exists or that the buoys or beacons do not conform to the uniform system of marking established by state regulation, the department may revoke the permit authorizing their placement and may order their removal. . . . If the person fails to remove the buoys or beacons within the specified time, the department may cause their removal, and the cost and expense оf the removal shall be charged against the person authorized to place the buoys or beacons or, where authorization has not been granted, the person placing such buoys or beacons and shall be recoverable through any court of competent jurisdiction. [
MCL 281.1141 ;MSA 18.1287(141) .]
The Courts below erroneously assumed that by enacting § 192 of the Marine Safety Act, the Legislature not only intended to impose a regulatory duty on the operation of public beaches, but also intended to condition all authority to engage in that activity upon compliance with that duty. Nothing in § 192 or § 141 suggests that the Marine Safety Act‘s requirements modify the grant of authority found in
We might nevertheless presume that after its 1974 amendment, the Legislature intended § 192 to modify the grant of authority provided in
Attributing to the Legislature an intent to withdraw defendants’ authority under these circumstances is not necessary to give effect to the language of § 192. Like other regulations,8 §§ 141 and 192 set forth certain technical requirements. While noncompliance with these technical rules does not revoke the defendants’ authority to operate a bathing beach, it does carry penalties. Under § 166 of the Marine Safety Act,9 violators of the proscription in § 192 may be charged with a misdemeanor. Section 141 provides that the Department of Natural Resources may order the removal of buoys placed without a permit and recover the costs of removal.
The Legislature has granted authority to Jackson County and Summit Township to operate, equip, and maintain this beach as a recreational facility. By regulating how the swimming area must be marked, it did not withdraw that delegation of power.
II
Enabling acts, which grant authority in broad terms, must be distinguished from regulatory statutes. Improper performance of an activity authorized by law is, despite its impropriety, still “authorized” within the meaning of the Ross governmental function test. An agency‘s violation of a regulatory statute that requires the agency to perform an activity in a certain way cannot render the
In applying the “governmental function” test of the immunity statute, this Court must consider that statute‘s breadth. The statute extends immunity “to all governmental agencies for all tort liability whenever they are engaged in the exercise or discharge of a governmental function.” Ross, 420 Mich 618 (emphasis in original). Nothing in the governmental immunity aсt suggests the Legislature intended to treat the failure to meet a “condition precedent,” such as obtaining a license or permit, any differently for immunity purposes than the failure to meet other sorts of regulatory duties.10 None of the act‘s four narrowly drawn exceptions single out activity conditioned on permits or licenses for special treatment. Under Ross, activities conducted in violation of regulations
The Legislature did not intend that the term “governmental function” be interpretеd so that immunity for activity authorized generally by statute should evaporate upon the failure to perform a regulatory condition contained in another statute. In sum, ultra vires activity is not activity that a governmental agency performs in an unauthorized manner.11 Instead, it is activity that the governmental agency lacks legal authority to perform in any manner. Defendants did not lack authority to operate12 this beach.
The judgment of the Court of Appeals is reversed.
RILEY, C.J., and BOYLE and GRIFFIN, JJ., concurred with CAVANAGH, J.
BRICKLEY, J. (dissenting). We find it necessary to dissent from the majority‘s finding that the unmistakable language of § 192, which commands the defendant to “not knowingly permit a person to bathe or swim . . . unless buoys are established in acсordance with section 141,”
I
If we meant what we said in Ross v Consumers Power Co (On Rehearing), 420 Mich 567; 363 NW2d 641 (1984), that unauthorized governmental activity is not immune, and if the Legislature meant what it said in § 192, that the operator should not allow bathing or swimming unless § 141 is complied with, the conclusion that defendants have lost their immunity is unavoidable.
In Ross, supra, p 620, we said that in order to qualify as a governmental function, and therefore to be vested with immunity, the governmental activity must be “expressly or impliedly mandated or authorized by constitution, statute, or other law.” In other words, a denial of authority is not required in order to negate immunity status; only an absence of authority need be shown. It is therefore all the more remarkable that in this instance, when the Legislature has in such an unambiguous manner prohibited the activity in question, the majority would strive so mightily to conclude that because prohibition is conditional and because it has a regulatory purpose it is not a denial of authority. The majority simply refuses to accept that the Legislature intended what it said and to accept the consequences under Ross.
The Courts below erroneously assumed that by enacting § 192 of the Marine Safety Act, the Legislature not only intended to impose a regulatory duty on the operatiоn of public beaches, but also intended to condition all authority to engage in that activity upon compliance with that duty. Nothing in § 192 or § 141 suggests that the Marine Safety Act‘s requirements modify the grant of authority found in
The majority then concludes that the general enabling statute and the Marine Safety Act are not in pari materia. “[T]he rule of the specific and later act controlling the earlier and general act is inapрlicable.” (Ante, p 385.)
This established rule could, of course, be overlooked if there were ambiguity or doubt about what the Legislature intended in adopting § 192. There is no such ambiguity or such doubt here about the unmistakably clear language of § 192. The majority, try as it might, cannot convincingly say that a statute that states that the defendants “shall not knowingly permit a person to bathe or swim” does not interfere with authority to permit a person to bathe or swim from a bathing beach. This rule of construction, found “inapplicable” by the majority, embodies the sound recognition that it is often necessary for additional legislation to take into account the specific nature of the subject matter being addressed. While broad municipal authority existed to operate parks, the Legislature‘s preference for uniform statewide marking and safety standards relating to water activities is
Part and parcel of the majority‘s view is the ironic notion that in Ross, which embodies a monumental effort to clarify the then-confused state of the law regarding the meaning of “governmental function,” we employed the “authority” concept as a mere term of art whose vague legal meaning required exploration in future cases rather than as a simple, unambiguous term whose everyday meaning is readily understood. We can only conclude that the result of today‘s decision interprets this “term of art” to provide that activities for which authority is partially, temporarily, or conditionally denied, will still enjoy immunity if it can be shown that authority is intended to be restored upon meeting the temporal or conditional requirements specified in the deniаl of authority. The majority applies this gloss to Ross without any suggestion as to why it is necessary to distinguish between the two kinds of ultra vires activity.
Only in conclusory fashion does the majority say, “Enabling acts, which grant authority in broad terms, must be distinguished from regulatory statutes.” (Ante, p 385.) The majority supports this conclusion with an obviously accurate statement, but one which does not describe what the Legislature did in this instance.
Improper performance of an activity authorized by law is, despite its impropriety, still “authorized” within the meaning of the Ross governmental function test. An agency‘s violation of a regula-
Of course there is no reason why noncompliance with a regulatory statute would necessarily deprive a governmental entity of the authority to engage in the activity. What the majority avoids, however, is the fact that on this occasion the Legislature chose not just to mandate compliance with § 192, not just to provide penalties for failing to observe it, but also to prohibit absolutely the carrying on of the activity absent cоmpliance with the statute. There is simply no reason to “merg[e] the concepts of negligence and ultra vires.” There is only a need to read the obvious meaning of this statute in which the Legislature clearly intended to give the operators of public beaches an opportunity to choose between complying with the Marine Safety Act or interrupting the operation of the beach.
Finally, the majority states in a footnote (ante, p 386, n 10):
The public acts are replete with regulatory statutes that employ conditional language potentially subject to the dissent‘s analysis. Even if the dissent‘s analysis is limitеd to approval, permit, or license requirements, one missed or mistaken step in obtaining approval for an otherwise authorized activity would subject governmental agencies to suit for any injury arising from the activity so conditioned, no matter how remote the injury is from the approval requirement.
This is the first suggestion, either in Ross or since Ross, that the rule that unauthorized activity does not amount to a governmental function was
II
We have found no authority, nor can we envision any rationale, which would prevent the Legislature from conditioning the right to engage in a given activity on obtaining and complying with a regulatory permit. As we stated in Ross, authorization to engage in a given activity may be derived from the constitution or law; it is indisputable that authority given by statute can be taken away by statute. We therefore agree with the Court of Appeals that the conceded failure of the defendants tо satisfy the conditions precedent embodied in §§ 141 and 192 rendered the operation of the swimming beach an unauthorized governmental activity.
While it is not necessary for us to base our decision on other considerations, we note that even if § 192 did not contain language of prohibition, the mere fact that the Legislature has in effect required a permit to be obtained before a swimming area may be opened to the public supports the same conclusion. It is undeniable that the Legislature enjoys plenary power to control the existence and extent of municipal powers. The well-settlеd, general rule of the legislative prerogative has been neatly summarized by the United States Supreme Court:
A municipality is merely a department of the
State, and the State may withhold, grant or withdraw powers and privileges as it sees fit. However great or small its sphere of action, it remains the creature of the State exercising and holding powers and privileges subject to the sovereign will. [City of Trenton v New Jersey, 262 US 182, 187; 43 S Ct 534; 67 L Ed 937 (1923). Emphasis added.]1
According to the Administrative Procedures Act of 1969,
A state‘s police power with regard to the protection of health, morals, and welfare of the public includes the right to regulate, by requiring a license as a prerequisite to the carrying on of certain activities . . . . [51 Am Jur 2d, Licenses and Permits, § 14, p 19. Emphasis added.]
In summary, the statute has a dual purpose: to require a permit for placement of buoys before public swimming is allowed, and to prohibit the activity of operating a swimming area whеre there is no permit. Focusing our attention, as we must,
III
In view of the decision of the majority to consider the operation of the beach to be a governmental function, it is not necessary for us to address the question of the liability of the county defendants.
We would affirm the decision of the Court of Appeals.
LEVIN and ARCHER, JJ., concurred with BRICKLEY, J.
Notes
AN ACT to promote the safe use of the waters of this state; to provide for the taxation and numbering of motorboats and vessels; to provide for rules relative tо the operation of vessels and motorboats; the carrying of equipment on such waters and to the use of waters of this state for boating; to promote uniformity of laws relating thereto; to prescribe the duties and responsibilities of owners and operators of vessels and motorboats; to prescribe the powers and duties of certain state departments; to provide for the disposition of revenue; and to provide for penalties.
The public acts are replete with regulatory statutes that employ conditional language potentially subject to the dissent‘s analysis. Even if the dissent‘s analysis is limited to approval, permit, or license requirements, one missed or mistaken step in obtaining approval for an otherwise authorized activity would subject governmental agencies to suit for any injury arising from the activity so conditioned, no matter how remote the injury is from the approval requirement.
