Petitioner-Appellant Richard S. appeals the July 22, 2008 denial of his petition for habeas corpus by the United States District Court for the Northern District of New York (Hurd, J.). Richard S. argues
BACKGROUND
I. New York’s Statutory Scheme
Under New York law, a person charged with a crime may be determined, by the acceptance of a plea or by verdict, to be not responsible by reason of mental disease or defect (“NRRMDD”).
Francis S. v. Stone,
At the expiration of a six-month commitment order to a secure facility, the
The NRRMDD acquittee may appeal by permission a commitment order, retention order or recommitment order to an intermediate state appellate court, and may appeal by permission a final decision to the Court of Appeals. CPL § 330.20(21).
II. Petitioner’s History
From an early age, Richard S. was the victim of repeated severe physical, sexual and emotional abuse by his mother and his older brother. Between the ages of ten and eighteen he attempted suicide four times. At age 17, after his mother’s death, he began to abuse alcohol and drugs. Later, after marriage, fatherhood and divorce, he began engaging in promiscuous and risky homosexual encounters.
In July 1980 Richard S. met a fifteen-year-old male, took him home and after a night of sexual relations, stabbed him three times in the chest with a pocket knife while the youth was sleeping. Richard S. turned himself in and was charged with several crimes, including attempted murder in the second degree. At the time of his arrest, he was on probation for manslaughter for the 1978 killing of another man whom he had stabbed to death after sex. He had no memory of engaging in any violence in the earlier ease. His probation was revoked and he was incarcerated pending a competency hearing. He again attempted suicide.
Richard S. was found competent to stand trial. He then underwent psychiatric examination to determine his mental state at the time of the crime. All examining psychiatrists agreed that at the time of the stabbing, Richard S. lacked the capacity to appreciate the nature and consequences of his actions, and that he was in need of institutional treatment because of the danger he presented to himself and others.
In re David B.,
After a series of retention orders, the state Supreme Court in 1994 ordered Richard S. transferred to a non-secure facility because, although he remained mentally ill, he was no longer dangerously mentally ill. In 1996, based on allegations whose truth and significance is disputed, the state court ordered Richard S. returned to a secure facility under an emergency transfer order.
In 1998, the state Supreme Court again concluded that Richard S. no longer suf
that there is a constitutionally required minimum level of dangerousness to oneself or others that must be shown before an insanity acquittee may be retained in a non-secure facility, and that a finding that an individual is ‘mentally ill’ as defined under CPL 330.20(l)(d) contemplates a degree of dangerousness that satisfies due process concerns.
Id. That minimum level of dangerousness “may be supported by evidence of violence,” id. at 572, but
[a]part from evidence of violence, retention of an insanity acquittee in a non-secure facility is justified where the State shows by a preponderance of the evidence that continued care and treatment are essential to the physical or psychological welfare of the individual and that the individual is unable to understand the need for such care and treatment. Retention also may be supported by the need to prepare for a safe and stable transition from non-secure commitment to release. Thus, in addition to recent acts of violence and the risk of harm to the defendant or others that would be occasioned by release from confinement, a court may consider the nature of the conduct that resulted in the initial commitment, the likelihood of relapse or a cure, history of substance or alcohol abuse, the effects of medication, the likelihood that the patient will discontinue medication without supervision, the length of confinement and treatment, the lapse of time since the underlying criminal acts and any other relevant factors that form a part of an insanity acquittee’s psychological profile.
Id.
On remand, in 2003 the state Supreme Court applied the
David B.
standard, and found that Richard S. was mentally ill and dangerous and required confinement in a non-secure facility.
4
See In re Richard S.,
Richard S. filed a habeas corpus petition in the United States District Court for the Northern District of New York on December 6, 2004, challenging the state courts’ failure to apply the United States Supreme Court’s holding in
Kansas v. Crane
to his case. In addition he argued that he had established by clear and convincing evidence that he does not have serious difficulty in controlling his behavior. On March 17, 2008 the United States Magis
DISCUSSION
I. Standard of Review
We review de novo a district court’s decision to deny a petition for writ of habeas corpus.
E.g., Henry v. Ricks,
A state court decision involves an unreasonable application of clearly established Supreme Court precedent if it correctly identifies the governing legal principle but unreasonably applies or unreasonably refuses to extend that principle to the facts of a particular case.
See Williams,
Under § 2254(d)(2), a state court’s determination of a factual issue is presumed
II. Due Process Claim
The United States Supreme Court has long held that the Due Process Clause allows an insanity acquittee to be confined “as long as he is both mentally ill and dangerous, but no longer.”
Foucha v. Louisiana,
In 1997 and 2002, the Supreme Court considered the constitutionality of civil commitment of dangerous sexual offenders under the Kansas Sexually Violent Predator Act, in
Kansas v. Hendricks,
In
Hendricks,
the Court noted that it had consistently upheld state involuntary commitment statutes “when they have coupled proof of dangerousness with the proof of some additional factor, such as a ‘mental illness’ or ‘mental abnormality.’ ”
Hendricks
thus did not limit the availability of involuntary commitment to those suffering from mental illness. If the individual has a mental abnormality or a personality disorder that renders him unable to control his dangerousness, thus linking his mental condition to a determination of future dangerousness, he may constitutionally be confined until his condition no longer causes him to be a threat to others.
Id.
at 363-64,
A. Application of Kansas v. Crane to Insanity Acquittees
We address first the state’s contention that
Kansas v. Crane
does not govern due process standards for insanity acquit-tees. Although
Crane
and its predecessor
Hendricks
specifically addressed the involuntary commitment of two convicted sex offenders nearing the end of their prison sentences, the Kansas act applies not only to convicted sex offenders, but also to those who have been found incompetent to stand trial or not guilty because of a mental disease or defect.
See Hendricks,
The Supreme Court began its analysis of the constitutionality of the Kansas act by citing
Foucha,
an insanity acquittee case, for the general principle that an individual’s due process right to freedom from physical restraint may be overridden by a state’s provision for civil commitment of those “who are unable to control their behavior and who thereby pose a danger to the public health and safety.”
Id.
at 357,
In
Crane,
the Supreme Court explained that this “lack of control” meant “proof of serious difficulty in controlling behavior.”
Crane,
Crane
elaborated on the general constitutional standard for civil commitment in the context of the Kansas act, which provided for civil commitment of those convicted of or charged with sexually violent acts. The Supreme Court did not change the standard for involuntary commitment.
B. Requirement of a Separate Finding of Inability to Control Behavior
Next we address Richard S.’s contention that
Crane
refined the constitutional standard for his continued involuntary commitment by requiring the state to prove that he has serious difficulty in controlling his dangerous behavior. The district court viewed
Crane
as having mandated an additional due process requirement for involuntary confinement pursuant to sexually violent predator statutes, specifically that a state must also prove that the alleged predator has serious difficulty in controlling behavior.
Id.
This too was error. By far the majority of state high courts and circuit courts of appeal that have examined the
Crane
decision have concluded that the Supreme Court did not add a factor to the due process test for involuntary commitment.
See Varner,
We agree with the majority of courts that have addressed this issue. The Supreme Court neither strayed from nor expanded its core holding: for involuntary commitment to withstand due process scrutiny, a state must prove mental illness and dangerousness.
Foucha,
To the extent then that Richard S. argues that
Crane
requires a specific finding with respect to lack-of-control, we do not find support for his position in the Supreme Court’s decision. Moreover, to the extent that other courts may have determined that
Crane
added to or changed the state’s proof in involuntary commitment cases, the law is not “clearly established,” as determined by the Supreme Court, and will not afford Richard S. habeas relief.
See Laxton,
Richard S. also argues that the state failed to demonstrate that he currently has a mental condition that makes it difficult to control his dangerousness. He contends that future dangerousness cannot continue to be presumed based on his original adjudication of not guilty by reason of mental disease or defect, a point with which we do not disagree. The state, however, has sought periodic review of Richard S.’s retention, as required by statute.
See
CPL § 330.20(8), (9). Most recently, in support of retention the state presented evidence that Richard S. “has a very complex psychiatric condition and currently
Richard S. offered contrary expert evidence as to his mental condition, id. at 606-07, but the Appellate Division concluded: “Taking into account all the expert opinions in the record, ... County Court’s findings of a mental illness and dangerousness are supported by a strong preponderance of the credible evidence,” and therefore Richard S. was appropriately retained in a nonsecure facility. Id. at 607.
The state courts made no explicit finding that Richard S. currently lacked an ability to control his dangerous behavior.
See id.
A fair reading of
Crane,
however, requires no explicit finding, as long as the evidence presented proves “serious difficulty in controlling behavior.”
Crane,
The state courts found that Richard S. continues to suffer from a complex and serious mental disorder for which he refuses to receive treatment because he denies that he suffers from the disorder. From these facts the state court concluded that Richard S. is unable to understand his need for treatment,
see In re Richard S.,
C. Serious Difficulty in Controlling Behavior
Richard S.’s remaining argument, that the evidence failed to establish a
serious
difficulty in controlling behavior,
see Crane,
The Supreme Court recognized that
Hendricks
as explained by
Crane
did not provide a precise constitutional standard for evaluating an inability to control one’s dangerous behavior.
See Crane,
Accordingly, although the district court erred in concluding that Kansas v. Crane did not apply to insanity acquittees, the state courts did not unreasonably apply clearly established federal law with respect to the involuntary commitment of Richard S., nor did they unreasonably determine the facts with respect to his mental illness and its link to his dangerousness.
CONCLUSION
The denial of petitioner’s application for a writ of habeas corpus is affirmed.
Notes
. According to the statute, “mentally ill” means that a person "currently suffers from a mental illness for which care and treatment as a patient, in the in-patient services of a psychiatric center under the jurisdiction of the state office of mental health, is essential to [his] welfare and that his judgment is so impaired that he is unable to understand the need for such care and treatment.” N.Y.Crim. Proc. Law § 330.20(1)(d) (McKinney 2005).
. According to the statute, “dangerous mental disorder” means that a person "[ (i) ] currently suffers from a 'mental illness' as that term is defined in subdivision twenty of section 1.03 of the mental hygiene law, and (ii) that because of such condition he currently constitutes a physical danger to himself or others.” CPL § 330.20(1)(c). Section 1.03(20) of New York's menial hygiene law defines "mental illness” as “an affliction with a mental disease or mental condition which is manifested by a disorder or disturbance in behavior, feeling, thinking, or judgment to such an extent that the person afflicted requires care, treatment and rehabilitation.” N.Y. Mental Hygiene Law § 1.03(20) (McKinney 2009).
.The statute defines “order of conditions” as “an order directing [the NRRMDD acquittee] to comply with this prescribed treatment plan, or any other condition which the court determines to be reasonably necessary or appropriate, and, in addition, where [the NRRMDD acquittee] is in custody of the commissioner, not to leave the facility without authorization.” CPL § 330.20(1)(o).
. Between 1998 and 2003 the Commissioner of Mental Health had sought two more subsequent retention orders, in October 2000 and October 2002. These proceedings were consolidated with the remand proceeding.
