Richard Merritt & Mary-Jo Merritt v. Shuttle, Inc., U.S. Airways Inc., Terry v. Hallcom, Steven K. Wilson, & United States of AmericaRichard Merritt & Mary-Jo Merritt v. Shuttle, Inc., U.S. Airways Inc., Terry v. Hallcom, Steven K. Wilson, & United States of America
Plaintiffs-appellants Richard Merritt (“Merritt”) and Maiy-Jo Merritt (collectively, “plaintiffs”) appeal from a May 2, 2000 judgment of the United States District Court for the Eastern District of New York (Thomas C. Platt, Jr.,
Judge
) dismissing their action as against all defendants. More specifically, plaintiffs appeal the district court’s
sua sponte
dismissal of their claim under the Federal Tort Claims Act (FTCA),
The district court predicated its dismissal of plaintiffs’ FTCA claim on
For the reasons discussed, we conclude that
BACKGROUND
Because we recited the allegations of Merritt’s first amended complaint in some detail in our previous opinion,
Merritt v. Shuttle, Inc.,
On June 24, 1996, Merritt was employed as a captain by defendant Shuttle, Inc. (“Shuttle”) and assigned to captain flight number 6500 from Washington National Airport, Washington D.C. to LaGuardia Airport, New York City. At approximately 4:15 P.M., employees of the FAA ordered Merritt to proceed immediately to his aircraft for an early departure. Between 4:30 P.M. and 5:00 P.M., as Merritt prepared the aircraft for takeoff, a band of severe weather, including a tornado, rapidly approached the airport. Although FAA employees had been notified of the approaching storm, they failed to communicate that information to flight 6500. At approximately 5:11 p.m., as FAA officials prepared to evacuate their control tower to avoid the approaching tornado, they nevertheless cleared Merritt’s plane for takeoff. Unaware of the severity of the approaching storm, Merritt proceeded to take off. As the plane was lifting off the runway, however, the severe weather crossed its flight path, causing a sudden loss of airspeed. The plane experienced a weather phenomenon known as “windshear,” which violently buffeted the plane and caused the left wingtip to strike the runway as the plane became airborne. Although FAA employees were promptly informed of the damage to the plane, they failed to convey this information to flight 6500. Merritt continued the flight and landed the plane safely at LaGuardia Airport.
In the course of these events, Merritt claims that he suffered a near death experience, post traumatic stress syndrome, and other mental and physical ailments that rendered him disabled for.an extended period of time. In his appellate brief, Merritt adds that “[t]he FAA suspended [his] airman’s medical certificate because of personal injuries he sustained on June 24, 1996.” Similarly, at oral argument, Merritt alleged that “the FAA revoked [his] medical certificate for a two year period because of the medically documented damages that were involved with [the takeoff incident].”
The day after the takeoff incident, June 25, 1996, Merritt refused Shuttle’s demand that he submit to FAA interrogation, as he believed that the demand violated federal aviation regulations. As a result of this
Merritt challenged the emergency revocation order in a hearing before an ALJ of the NTSB. 1 Id. During the four day hearing in December 1996, the parties called a total of 31 witnesses and introduced 63 exhibits. Id. at *2. Merritt testified that, at the time he commenced takeoff, the visibility was very good, with just a few clouds in the sky. Id. at *2, *4. Some of the passengers testified, however, that they saw rain and lightning just prior to takeoff. Id. The ALJ found that Merritt, as captain of the flight, bore ultimate responsibility for the decision to take off, had exercised poor judgment and acted carelessly in making that decision, 2 and had violated federal air safety regulations in the process. 3 Id. at *2-*3. The ALJ also found, however, that employees of the FAA failed to communicate the latest weather information to Merritt, 4 and that this failure constituted a “mitigating circumstance” that lessened Merritt’s culpability. Id. at *3. 5 In light of this mitigating circumstance and Merritt’s prior exemplary and unblemished record, the ALJ modified the FAA emergency order by vacating the “supreme sanction” of revocation of Merritt’s pilot’s certificate and imposing a nine-month suspension in its place. Id. at *4, *6.
Although Merritt initially appealed the ALJ’s order to the NTSB,
6
he soon thereafter abandoned that appeal and filed this action on May 27, 1997. Among numerous federal and state claims against several defendants, the amended complaint included a Fifth Amendment due process
Bivens
claim against three FAA officials,
Bivens v. Six Unknown Named Agents,
The FAA officials then brought an interlocutory appeal of the district court’s rejection of their qualified immunity defense pursuant to the collateral order doctrine.
Merritt I,
On remand, the district court dismissed with prejudice the Fifth Amendment due process claims against the three FAA officials. Finding that Merritt’s “common law torts [action] against the United States [was] ‘inescapably intertwined’ with the Administrative Law Judge’s review of the revocation order,” the district court also sua sponte dismissed with prejudice Merritt’s FTCA claim against the United States. 7 Merritt timely appealed. 8
DISCUSSION
We review the district court’s
In determining whether
More broadly, statutes such as
City of Tacoma
is the seminal Supreme Court case discussing the scope of exclusive jurisdiction provisions such as 46110(c).
See Williams Natural Gas Co. v. City of Oklahoma City,
The United States Supreme Court reversed.
Id.
at 341,
necessarily precluded] de novo litigation between the parties of all issues inhering in the controversy, and all other modes of judicial review. Hence, upon judicial review of the Commission’s order, all objections to the order, to the license [the order] directs to be issued, and to the legal competence of the licensee to execute [the order’s] terms, must be made in the court of appeals or not at all.
In formulating
City of
Tacoma’s holding, it is important not to take out of context the Court’s statement that Section 313(b) “necessarily precluded]
de novo
litigation between the parties of all issues inhering in the controversy, and all other modes of judicial review.” Because the notion of issues “inhering in a controversy” is inherently vague, this statement could be taken to mean that district courts are precluded from hearing
any
issue that was raised or decided in a prior administrative proceeding. The “inhering in the controversy” statement, however, must be read in relation to the Supreme Court’s other statements that, under Section 313(b), a party aggrieved by an administrative
order
may seek judicial review of the order in the courts of appeals, that the courts of appeals have exclusive jurisdiction to affirm, modify or set aside such
orders,
and that all objections to such
orders
must be made in the courts of appeals or not at all. We thus read
City of Tacoma
as holding that Section 313(b) precludes (i)
de novo
litigation of issues inhering in a controversy over an administrative
order,
where one party alleges that it was
aggrieved by the order,
and (ii) all other modes of judicial review
of the order. Cf. Thunder Basin Coal Co. v. Reich,
Similar caution must be taken with respect to our statement in
Merritt I
that
In Merritt I, we held that the district court lacked subject matter jurisdiction to hear Merritt’s Bivens claim precisely because that claim challenged the ALJ’s order suspending Merritt’s pilot’s certificate for nine months. We noted that Merritt complained of “the circumstances that gave rise to his suspension” and “the motivations and actions of those who allegedly engineered that suspension,” and that his Bivens claim was “directed at the merits of a previous [administrative] adjudication.” Id. at 272 (internal quotation marks omitted). 11
In the present case, it is evident that Merritt’s FTCA claim does not allege that he was injured or aggrieved by the ALJ’s December 13, 1996 order suspending his pilot’s certificate for nine months. Rather, Merritt claims that he was injured
Nor could Merritt raise his FTCA claim in an appeal of the order suspending his pilot’s certifícate to this Court. Merritt asserted at oral argument — and the Government agreed — that there is “no subject matter jurisdiction in the NTSB court to hear negligence claims” against the FAA. This assertion is supported by review of the statute that vests the NTSB with the authority to review FAA orders, namely,
Furthermore, as the Court of Appeals for the District of Columbia Circuit explained in
Beins,
consideration of the nature and purpose of the FTCA provides an independent basis for concluding that FTCA claims are not precluded by
On its face the FTCA provides a remedy for negligent acts of government employees; none of the several explicit exceptions in the FTCA exempts negligent acts solely because the legal validity of the employee’s actions is appealable on other grounds to other administrative bodies or eventually to the courts through the Administrative Procedure Act.... “The [FTCA] was the product of nearly thirty years of congressional consideration and was drawn with numerous substantive limitations and administrative safeguards.”
[Given the] considerable care [taken] by Congress in crafting when and howthe FTCA would be available to a claimant ... we are disinclined to add a jurisdictional exception....
Id.
at 597-98 (quoting
Indian Towing Co. v. United States,
A final consideration that weighs against the district court’s interpretation of
For the reasons discussed, we hold that
Finally, we caution that our holding has no bearing on the question of whether the ALJ’s determination of particular issues raised in the administrative
CONCLUSION
For the reasons discussed, the district court’s judgment dismissing Merritt’s FTCA claim for lack of subject matter jurisdiction is reversed, and the case is remanded for further proceedings consistent with this opinion.
Notes
. The hearing also concerned the revocation of the pilot's certificate of flight 6500's first officer, Peter Sachon.
. The AU found that Merritt (i) "should not have taken off,”
. In concluding that Merritt "operated the aircraft in a careless manner, so as to endanger the life and property of another,”
. The ALJ found that FAA employees did not "afford [Merritt] all of the information they should have prior to him leaving National Airport.”
. The ALJ also stated that, "had the crew been apprised of all of the latest weather information, I would find virtually certain that the flight wouldn't have ... come about.”
. Under
. On April 3, 2000, the district court also dismissed Merritt’s claims against the unknown John Doe defendants, employees of the FAA. On April 28, 2000, the district court entered final judgment in favor of all defendants.
. Plaintiff Mary-Jo Merritt, Merritt's spouse, brought claims for loss of consortium and violations of the notice requirements of the Consolidated Omnibus Budget Reconciliation Act of 1985 (COBRA), Pub.L. No. 99-272, 100 Stat. 82 (1985), concerning her right to continued participation in group health care plans subsequent to Merritt's termination. Plaintiffs do not appeal the district court's resolution of these claims.
. Citing
City of Tacoma,
we have stated that the test for determining whether an exclusive jurisdiction provision precludes a district court from hearing a given claim is “whether the administrative agency had the authority to decide th[e] issue" raised by the claim.
Cook v. Pan Am. World Airways, Inc.,
. Arguably, this is how the district court read it, and it is unquestionably how the government reads it in its brief.
.
Accord Tur
v.
FAA,
. We do not, however, endorse
Beins
’ holding that
. We note that our holding is not inconsistent with
Roundtree v. United States,
. In
Haerum v. Air Line Pilots Ass’n,
Similarly, in
Dougherty,
In any event, our judgment here that the district court has subject matter jurisdiction to hear Merritt’s FTCA claim is entirely consistent with Dougherty's "collateral estoppel” test for determining whether an exclusive jurisdiction statute divests a district court of jurisdiction over a given claim. As noted, in a