*1 uрon a claim states III Count on whether Lauritzen, F.2d v. Secretary part.” de- what granted, or can be relief J., which Cir.1987) (Easterbrook, (7th 1529, 1542 Rail- to the be available then would fenses was Here, Wilson whether concurring). reinstated Count have that we Now road. employment his scope of within again need will court II, district indicated. clearly not is accident time determining discretion exercise ques- decide must Therefore, jury to amend. leave grant Wilson whether tion. With Instruc- and Remanded Reversed D. tions. court’s district appeals also Wilson amend. leave motion of his denial com- III a Count sought to add Wilson superior claim respondeat law mon proposed Railroad. against driver, Barnes, the alleged that amendment employment of his scope within was al., RAGSDALE, if Wilson even et M. occurred the accident Richard when proposed Plaintiffs-Appellees, held The court not. was upon claima to state III failed Count v. rea- The court granted. could relief TURNOCK, Director J. Bernard con- II Count disposition that its soned Health, Department Public Illinois presented counts both trolled because Defendants-Appellants. al., et issues. legal same 85-3242. No. based was action in this Jurisdiction notes Wilson jurisdiction. question federal Appeals, Court States United party real that the his brief in a footnote Circuit. Seventh Railroad, Line the Soo now is interest 22, 1986. Argued Oct. Railroad, and bankrupt successor diverse is now March this successor Decided concedes apparently Wilson Wilson. 13, 1988. April As Amended citizenship between diversity no there alleg- Railroad, he although Wilson successor. diversity with es there jurisdiction, pendent the doctrine Under not other- jurisdiction claim where where i.e., law claim state wise exist — atoon be added diversity may no there is — plaintiff of action where cause federal try them expected to ordinarily be "would United proceeding....” judicial inall one 715, 725, Gibbs, U.S. Mine Workers (1966). 16 L.Ed.2d 86 S.Ct. here exist did jurisdiction pendent But because dismissed II Count after I is unrelated.
Count prop- is a Line Railroad the Soo Whether the nature depends on er defendant law, and substantive and the
right asserted court the district upon passed
should dismissed judge the district first. Once dismissing II, correct he was Count opinion express an do not III. We Count *2 Judge, BAUER, Chief Before Judge, and
COFFEY, Circuit
Judge.
ESCHBACH,
Circuit
Senior
Judge.
ESCHBACH,
Circuit
Senior
duly
all
of a class
consist
Plaintiffs
*3
perform
surgeons
physicians
licensed
pregnancy
perform
desire
ing or who
all
class of
and a
in Illinois
terminations
of child-bear
Illinois
of
the State
in
women
an abor
may
or
desire
desire
ing age who
Defend
future.
sometime
tion at
of
Attorneys
of the State’s
a class
are
ants
Illinois,1
of the State
counties
of the
all
Department
Illinois
of the
Director
Attorney Gener
Health,
the Illinois
Public
Depart
Illinois
al,
Director
and the
Education.
Registration
ment
1983
42 U.S.C. §
sued under
Plaintiffs
declaratory
2201-02, seeking
28 U.S.C. §§
that three
to the effect
injunctive relief
there
and the
Illinois statutes
right
constitutional
violate
under
abortion,
estab
specifically
privacy,
Wade,
113, 93
Roe
U.S.
410
lished in
(1973), and subse
147
35 L.Ed.2d
S.Ct.
This case
cases.
Supreme
quent
Court
from the district
appeal
us on
comes
for
motion
plaintiffs’
grant of
court’s
F.Supp.
injunction.
preliminary
certain
we believe
Because
(N.D.Ill.1985).
part.
moot, we vacate
claims
however,
we affirm
respects,
In most
injunction.
preliminary
I
Provisions
Regulatory
Statutory
A.
regulatory scheme
statutory and
The
Therefore,
we set
complex.
somewhat
16(1)
Section
detail.
out
some
Kreisel,
Atty.
Kathleen T.
Ill.
Gen. Of-
MPA”),
Ill.
(“the
Practice Act
Medical
fice,
Ill.,
Chicago,
defendants-appel-
4433(1),
for revocation
allows
Rev.Stat.
If
lants.
physician
any
license of
suspension
any
“elective abortion”
performs
who
Connell,
Colleen K.
American Civil Liber-
Ambulatory
a licensed
than
place other
Union,
Gilbert,
ties
Alan S.
Lorie A. Chaiten
(“ASTC”),
Center
Surgical Treatment
Kornfield,
and Susan
Sonnenschein,
M.
state or
by the
facility run
hospital, or
Carlin,
Rosenthal,
Ill.,
Nath
Chicago,
&
Ambulatory
The
gоvernments.2
federal
plaintiffs-appellees.
Act
16(1)
Practice
Medical
2. Section
the defendant
both
as to
certification
1. Class
reads,
part:
pertinent
challenged
below.
plaintiff classes
revoke,
place
suspend,
may
Department
F.Supp.
certification.
granted
court
district
status,
any
dis-
probationary
take
challenged on
ruling
1219-24. That
at
Department
deem
as the
ciplinary action
appeal.
regard
...
to the license
proper with
Act,
Surgical Treatment Center
corporation operating
Ill.
an ASTC
pri-
devoted
IIIV2
157-8.1,
(the
Rev.Stat.
et seq.
“ASTCA”
Ml
marily
providing
facilities for abortion to
“Act”), provides
or the
for the licensure of
have on its board of
physician
directors a
ASTCs,
“any
all
which it defines as
...
who is
practice
licensed to
medicine
all of
place ...
primarily
per-
devoted
to ...
its branches and is actively engaged in the
surgical
formance
procedures
or any
practice of medicine at the ASTC. Pars.
facility in
surgical
which a medical or
pro-
157-8.5 and
generally provide
8.6
for licens-
cedure is
to terminate a pregnancy,
utilized
ing with an initial fee of
and an
$500
annu-
irrespective of whether the facility is devot-
al renewal fee of
Additionally,
$300.
those
primarily
purpose....”
ed
to this
IIIV2
require
sections
that a
licensed
157-8.3(A).
addition,
Ill.Rev.Stat.
In
Í!
under the supervision of one or
physi-
more
plaintiffs
challenged
have
those sections of
cians and
least one physician have
Act,
Planning
Health Facilities
IIIV2
admitting
privileges at an Illi-
*4
¶¶ 1151,
seq.
(“HFPA”),
Ill.Rev.Stat.
et
nois hospital. Pars.
and
157-8.7a
8.7b re-
require anyone
which
seeking
open
to
an
quire statements regarding
ownership
the
to
ASTC
a
obtain certificate of need for the
of and financial condition
the facility.
of
facility
Department
from the
of Public
requires
Par. 157-8.8
Department approval
public hearing
Health after a
120-day
and
of,
of
of,
construction
alterations
or addi-
period.
review
See
Ill.Rev.Stat.
IIIV2
facility.
tions to a
provides
Par. 157-8.9
1155-1160.3
MI
for
inspections
quarterly
of facilities and
The
plaintiffs’
specific
bulk of
chal-
provides for confidentiality of information
lenges, however, are directed at the AST-
by
Department.
received
the
regulations
CA and the
promulgated there-
under,
application,
MPA,
and their
remedial
via
sections of
provide
the
the Act
physicians desiring
perform
to
array
an
first and
of enforcement mechanisms. Par.
early second trimester abortions. Accord-
provides
157-8.9a
facility
that a
may be
ingly, we set forth the ASTCA and its
by
closed
administrative order if its contin-
accompanying regulations in some detail.4
operation
ued
constitutes an imminent and
serious menace to the
or safety
health
of
The Act
largely procedural
itself is
patients
the
if
operator
or
the
operation
thereof has
grants
Department
of
been convicted of a
par.
violation
Public
of
157-8.-
authority
promulgate
Health
12. Par.
specific
regulations
provides
157-8.12
for
governing
a fine of
ASTCs.
$10,000
¶
per
However,
day for operating
Ill.Rev.Stat.
facility
157-8.10.
a
IIIV2
specific
certain
provisions of
without a
the statute
license or
violating
otherwise
prescribe
also
requirements
for
Act.
ASTCs.
Par. 157-8.13 makes
operation
of
Section
6.1
requires
ASTCA
any
facility
a
in violation of
regula-
the Act or
person
practice
...
in this state to
medicine
application
... When
permit
an
for a
is ini-
upon any
following grounds:
...
tially
by
recognized
reviewed
a
areawide
(1) Performance of an elective abortion in
planning organization
health
Depart-
or [the
any place ... other than:
ment
[they]
of Public
...
Health]
shall afford
(a)
facility
pursuant
a
licensed
to the “Am-
opportunity
public
an
hearing
for a
within a
bulatory Surgical
...;
Treatment Center Act"
receipt
reasonable time after
complete
(b)
hospital];
[a licensed
application_
hearing
Such
shall be con-
(c)
ambulatory surgical
an
treatment center
ducted
community
area
or
where the
hospitalization
or
facility
or care
maintained
proposed
occur,
project is to
shall be
for
by
any
...;
or
agency
State
thereof
purpose
allowing
the applicant and
(d) ambulatory surgical
centers,
treatment
person
present
interested
public testimony
hospitalization or care facilities maintained
denial,
concerning
approval,
renewal or
by
Government,
the Federal
or
permit....
revocation
The State Board
(e) ambulatory surgical
centers,
treatment
promulgate
shall
regula-
reasonable rules and
hospitalization or care facilities maintained
governing
procedure
tions
and conduct of
by any university
college
or
established under
hearings.
such
supported
laws of
principal-
this State and
ly by public
funds raised
taxation....
regulations
4. Selected
that are discussed in de-
3. Section
Planning
the Health
analysis
Facilities
tail in our
are set
text
forth
infra
reads,
pertinent part:
Act
Appendix
opinion.
in an
to this
more.
percent
five
interest
injunc-
subject to
nuisance
public
a
tions
205.120.
§
tion.
include
requirements
general
Other
terms,
in broad
provides,
157-8.15
Par.
is available
plan which
organizational
provisions
severability of the
proce-
information,
policies
a
public
Act.
poli-
personnel
manual,
written
dures
the AST-
under
regulations
general
205.310.
descriptions.
job
§
including
cies
Admin-
the Illinois
CA,
in Title
found
fol-
required
have
are
All facilities
govern
Code, are detailed
istrative
opera-
during
present
lowing personnel
an ASTC.
aspects of
many
pa-
for all
period
post-operative
tive
profession-
registered
a
physician,
specific
quite
tients:
there
example,
For
education
post-graduate
require:
with
al nurse
plant
physical
per-
nursing, and a
experience
sq. ft. for at least
of 250
size
(1) minimum
by the
Support”
Life
“Basic
certified in
ones
son
additional
(any
room
one
Sections
Association.
Heart
ft.)
American
sq.
than
smaller
no
must be
Additionally, each
205.320-40.
for examinations
sq.
ft.
minimum
techni-
certified medical
have either
“identifiably must
(2)
an ASTC
rooms;
a licensed
agreement
or a written
cian
facilities
other medical
separate
laboratory
required
perform
laboratory to
station”
a “control
functions”; (3) that
consulting com-
A
205.350.
procedures. §
of traf-
surveillance
visual
allow
located
develop
stan-
established
*5
must be
mittee
suite; (4) that
operating
entering the
fic
physician
a
and
professional work
of
dards
lockers, sepa-
lounge,
including a
facilities
medical director
serve as
must
changing
for
space
toilets,
a
and
rate
facility.
250.230.
§
female
male and
for
provided
be
clothes
closet
janitorial
(5)
separate
a
facilities
equipment, all
personnel;
to
regard
With
“diagnostic
suite;
(6) a
monitoring equipment,
surgical
for the
have
required to
are
tests
pul-
evaluation
cardiac
pre-admission
oxygen, and
facility” if
apparatus,
suction
(7) minimum cor-
equipment.
and
performed;
to
resuscitation
monary
are
be
on whether
depending
procedures
(5'
8'
written
or
ridor
Additional
205.410.
§
(3'
use,
or
used)
care,
door
steriliza-
govern
to be
required
are
stretchers
are
Also,
materials,
disposal of all
3'8")
tion, storage
205.1310-1390.
widths. §
heating, and
medi-
of all
air-conditioning,
storage and use
govern
and to
elaborate
specific
procedures
for
provide
written
Id. Additional
system
cations.
ventilation
relationships
refuse remov-
garbage and
and airflow
for
required
efficiencies
are
filter
control,
mainte-
205.1540
required.
al,
rodent
§
is
rooms
insect
between
utility ser-
heating,
ventilation
A.
nance of
and Table
205.420.
vice. §
for a
provides
regulation
The licensure
re-
a
regulations include
care
Patient
including identification
applicаtion
detailed
proce-
“emergency”
of a written
facility, quirement
operators of
of the owners
fire, explosion, or “other
in case
dure
and architectural
location, description
a
prep-
emergency,” and
non-patient medical
with
compliance
plans, documentation
emergencies normal-
manage the
codes, description of
aration
a
safety
building and
surgical procedures
with
ly
list of
associated
performed, and
services
be
“complete physi-
A
205.510.
performed.
A
§
qualifications.
their
personnel and
all
re-
tests are
specified
required and
is
change in cal”
for
required
application is
new
qualified labo-
by performed
be
quired to
facility, remodel-
ownership, location of
per-
procedures
any
for
technician
ratory
programs.
or
of services
ing, or addition
anesthesia, local an-
general
under
given of
formed
must be
Department
Notice to
sedation,
any pregnancy
or
staff,
esthesia with
administrative
change in the
any
informed
signed,
A
written
supervis-
termination.
director,
physicians,
staff
to be main-
is
procedure
any
surgical
consent
nurse,
deletion
ing
addition
records.
patient’s clinical
tained
change
any
shareholder
procedures, or
All
205.520.
removed
procedure
tissues are
each
provided
§
“on forms
by [the
examined
consulting pathologist.
Department].” Additionally,
regula-
205.530.
prohibit
tions
§
an ASTC from performing
patients
abortions on
gestational
with a
Post-operative
regulations provide
care
age exceeding twelve weeks.
205.740.
§
any patient
general
who has had
anes-
thesia,
sedation,
local anesthesia with
B. Enforcement Policies
pregnancy termination
required
to be
Not
provisions
all of the
challenged
period
observed for a
of time sufficient to
statutes
are being en
detect
immediate post-operative compli-
forced. Since
the Act
regula
cations,
patient
and that no
required
tions
been applied only
have
to facilities
leave in less than one hour.
205.540.
§
which
primarily
are
per
devoted to the
Additionally, written documentation is re-
formance of surgical procedures (including
quired
agreement
of a transfer
with a li-
abortions). This
policy
enforcement
hospital
censed
within fifteen minutes of
adopted
response
to Village
Oak
facility,
or that the medical
director of
Marcowitz,
Lawn v.
86 Ill.2d
55 Ill.
(or
physician
ASTC
each staff
Dec.
(1981),
1365
1383,
(1979);
United States
began
clinic Equal as a denial of A. Protection. prose The court held that the argument cutor’s assertion at oral that the application We believe that of these policy non-enforcement had been aban general principles present to the circum doned, coupled prosecu with the fact that stances mandatеs a plain conclusion that tions had in during pend- fact occurred challenge tiffs’ to the second trimester hos ency litigation, rendered the chal pitalization requirement is moot. As we lenge According court, moot. above, have noted the defendants have con *8 “[sjince good representa the faith of this ceded, at least since require that this questioned, tion is not we conclude that the ment is governing unconstitutional under controversy between the Center and the Supreme Court decisions and is therefore attorney commonwealth is moot and now not enforced. attempt Plaintiffs have not to be revived.” Id. likely that it is not ed to showing counter the defendants’ on point, this nor they do we believe could. plaintiff Ragsdale individual Dr. testi pub- We believe that the defendants’ now fied that he by was informed policy a State in lic hospi- of non-enforcement of the spector hospitalization that the require requirement, particularly talization in view (i.e., being ment was not enforced and that after of the reasons therefor that enforce- C. by Supreme clear Court ment is barred to any challenge that moots precedent), application to of challenge the plaintiffs’ share requirement. we While to first trimes the ASTCA to has not acted that the State concern similarly not is moot. While abortions ter regula- longer statute apparently remove or amend the no requirement is the tions, authority by provid we applied which the “occasional” abortion know of no we er, it is maintain that the State continues do The most we could require it to so. can pro apply the ASTCA to abortion us, free to request of is to do, plaintiffs and all practice “primarily devoted whose viders Federal courts enjoin their enforcement. performing surgery, if that “sur even to” not, rule, which has enjoin conduct do as exclusively of first trimester gery” consists prospect real with no discontinued been is in the situation fac This fact abortions. Accordingly, the repeated. that will be plaintiffs, named Dr. ing at least one the hospital- challenge to second trimester the Ragsdale. dis- requirement should have been ization Additionally, regarding the evidence the portion vacate the missed. Therefore we the suspension/revocation sanction in MPA it. pertains that injunction the was, noted, A ambiguous. we have merely representative Department B. any complaint regarding this testified that the provision by would be “examined Gen- However, not believe that the we do for determination of eral Counsel’s office requirement of challenge reporting there would be enforcement whether Al regulations is moot. the ASTCA and He pursuant taken to that section.” action re though that this defendants testified additionally “to best of testified that the longer being enforced in quirement is no knowledge” Department the [his] F.Supp. 464 Carey, light of Charles While we admit not enforce the section. (N.D.Ill.1983), have reviewed that deci we Depart- anomalous that it would be anything in it which and cannot find sion position ment to take the that “occasional” remotely supports the conclusion that providers but need not be licensed challenge here was en requirement under such could performance abortions only reporting requirement ad joined. The subject of their physicians revocation 11(d) section dressed that decision was medicine, Depart- practice licenses to Act, required of the Illinois Abortion sufficiently murky position ment’s Department of the reporting to the severe, sufficiently that we the sanctions having any patient diagnosed as name of regarding controversy a live exists believe complications from abortion. The more not requirement. Doctors should have this differ general requirements quite professional here are risk loss their licеnses explore the of the asserted non- representations of non-en contours ent. Unlike its position. sections, enforcement forcement of the other State produced pre-existing no documentation Ill the district court’s policy. We share merits,6 position on the State’s this must consider wheth- concern On the we statutory litigation. requirements of only in er the provision is asserted merits, likelihood pub- of success on appeal, of the defendants and ami- 6. On various lic proper- interest. We confine our ci contend that the district court did discussion to the merits, is, likelihood of ly weigh are nor- success on the various the factors which governing legal mally preliminary issuing relationship standards considered in in- and their to the facts First, junction. presentation found below We note that the for two related reasons. balancing exclusively typi- case below focused almost constitutionality factors is cally statutory reviewed on vel an "abuse of non scheme discretion stan- abuse, second, dard” and we see no find *9 component parts. However, we or its the district insufficient merit to of the defendants* or the thorough court undertook a examination of the amicus’ belated assertions this or that factor governing granting traditional factors pre- the of given weight was i.e., insufficient to relief, add to al- liminary adequate the lack of an rem- ready lengthy opinion. law, harm, edy harms, irreparable at balance of
1367 right pri- hospital scheme violate must be a regulatory may the be a clinic or (and abortion) vacy in place as Roe some less-than-hospital established other Wade, 113, 705, 710, status; licensing v. 410 U.S. 93 35 S.Ct. as of the facility; (1973), progeny. L.Ed.2d 147 and its In and the like.
Roe, the set Court first out the now famil- means, hand, that, This on the other approach: iar “trimester” for the period pregnancy prior to this
(a)
stage prior
approximate-
For
“compelling” point,
the
attending
the
physi-
trimester,
cian,
ly the end of the first
in
the
patient,
consultation with his
determine,
abortion decision and its effectuation
free to
regulation by
without
judgment
State, that,
must be left to the medical
the
in
judgment,
his medical
pregnant
attending
the
physi-
patient’s
woman’s
pregnancy
should be termi-
reached,
cian.
nated.
If that decision is
judgment may be
(b)
by
effectuated
an
stage subsequent
For the
abor-
ap-
tion
by
free
interference
the State.
proximately the end of the first trimes-
ter,
State,
promoting
in
in
interest
163,
Id. at
relates to the Likewise, upheld the Court a state-re Examples maternal permis- health. quired pathology examination which re regulation sible state quired abortion, this area are by tissues removed like all requirements qualifications as to the tissues, removed to be examined person perform who is to pathologist. abor- Planned Parenthood Associ tion; as to the person; licensure ation, of that Ashcroft, Inc. U.S. to the facility 2517, 76 (1983). S.Ct. L.Ed.2d 733 This was performed, is, is to be whether it because such an examination was con- *10 1368 necessary” important objectives”); state health Ash- “absolutely from
sidered
“
at
1369
distinguish
regulations
marily
surgery,
statute and
do not
devoted to
we must review
Indeed,
written,
them under a different
the two.
due
standard
between
than if
they
singled
had
out
(now unenforced)
abortions. We dis-
to the
second trimester
agree. Defendants
have cited us to no
hospitalization requirement,
they originally
cases,
none,
and we have found
which
applied only to first
trimester
abortions.
justify
fact,
such a distinction.
In
cases,
Accordingly,
in
as we have
we
Friendship
dictum,
suggests,
albeit
ex-
apply
legal
applicable
standards
to re
actly
opposite.
1153-54;
505 F.2d at
strictions on first trimester abortions. See
Centers,
see also Birth Control
Inc. v.
I,
782; Friendship
Charles
627 F.2d at
Reizen,
352,
(6th Cir.1984)
743 F.2d
361-62
Center,
Chicago
Medical
Ltd. v.
Board of
(applying
scrutiny
strict
notwithstanding
Health,
1141,
(7th Cir.1974),
F.2d
1149
505
general applicability
regulations).
denied,
cert.
997,
1438,
420 U.S.
43
S.Ct.
Friend-
We adhere to the
statement
(1975).
simply
are
L.Ed.2d 680
We
not at
ship
First,
for several reasons.
we cannot
liberty
“except
to insert
the words
ignore the fact that the ASTCA was enact-
regard to first
trimester
abortions”
into
primarily
ed
with abortion clinics in mind
regulations.
the statute or the
either
To
only applied
outpatient surgical
clin-
in a
do so would result
scheme with little
generally
ics
in an effort
to save the stat-
resemblance to that enacted
the Illinois
See Pf. Ex.
ute
unconstitutionality.
from
legislature
Department
or the
of Public
(minutes
22-24
Licensing
of ASTC
Board
Thornburgh
See
v. American
Health.
meetings).
cannot,
Secondly,
the State
Obstetricians,
College
747,
476 U.S.
merely by applying
expedient
and con-
2169, 2181,
(1986).
S.Ct.
mind, to evaluation of the we now turn justi decision were constitutional “where challenged constitutionality statutes of the by important objectives.” health fied State regulations. Thus, here, at issue greater impact than that in have financial IV Ashcroft, justified by must at least sim ilar A. state interests. Additionally, although per- initially contends that the financial
The State
patient
compliance might
seem
their threshold
cost of
not
plaintiffs have not met
overwhelming, it
not
showing
impact
on the abor
is
burden
an
burden
reject
must
this conten which must be considered. The lack of
tion decision. We
availability
reg
up-
found that the
abortions caused
tion.
district court
substantially
difficulty
obtaining
cost
a com-
issue do
burden
front
ulations at
possi-
plying facility
have
least
real and
of the decision to
an
at
the effectuation
bly
seeking
more
Specifically, the lower court
burdensome
women
abortion.
Furthermore,
regulations raised the cost
abortions.
there was testi-
found that the
per
psychological
abortions, by
mony of the
burdens which
for abortions
$25-$40
clinic, and,
undergo
having
more would
from
an
Ragsdale’s
at Dr.
result
formed
hospital-like facility
they would limit the avail
abortion
when
importantly, that
that,
regu
psychologically comforting setting
unless the
more
ability of abortions
just
the clinic
close
doctor’s office would serve
as well
enjoined,
were
lations
injury
satisfy
Legal
III
Life
Defense
a sufficient
both to
Article
United for
9. The Americans
curiae,
that,
Fund,
grant
injunctive
contends
because
as amicus
to warrant
relief.
Ragsdale
plaintiff Dr.
would have
individual
regardless
regu-
to relocate his clinic
had
place
emphasis
10. Defendants
considerable
(due
ostensibly
to an
unrelated business
lations
allegedly
Rags-
erroneous admission of Dr.
landlord), plaintiffs have
of his
decision
need not
dale’s handwritten cost estimates. We
injury flowing
presented no direct
from the
decide whether these constituted inadmissible
However,
challenged government conduct.
however,
hearsay,
Ragsdale
because Dr.
testified
regu-
point
argument
the critical
that the
misses
length,
objection,
to the sub-
without
difficult,
impossible,
if not
make
lations
Therefore,
of the estimates.
the admis-
stance
existing
practice
relocation
themselves, if
sion of the written estimates
er-
such,
one.
we
commencement of new
As
ror,
surely
harmless.
plaintiffs have established
little doubt that
have
argument. 462
at 429
U.S.
n.
103 S.Ct.
say
cannot
standpoint. We
a medical
from
11. The
basically
at 2492 n.
State
fact
minimus.”
these
are “de
burdens
Cf.
prevent
concedes that
it cannot
doctors
(“direct
I,
interfer
be
upheld a
We realize that the Sixth Circuit
may
clinic of some other
hospital or
be a
licensing
in
general
requirement
similar
status;
less-than-hospital
as to the
place of
so,
However,
doing
the court
Reizen.
like.” 410
licensing
facility; and the
of the
challengе
on the
not address a
based
did
contrast,
By
at 732.
at
93 S.Ct.
U.S.
abortion,
right
rather
but
constitutional
during the first tri-
stated that
the Court
challenge
upon
Equal Protection
based
attending physician, in consul-
“the
mester
physician’s right
practice.
Accord-
the
determine,
patient, is free to
his
tation with
applied highly
deferential
ingly, the court
State, that,
by
in his
regulation
the
without
of review. 743
“rational basis” standard
patient’s pregnancy
judgment, the
held,
already
F.2d at 358-59. As we have
If
decision is
terminated.
should be
appropri-
review is not
such a standard of
reached,
may
effectuated
judgment
the
be
the
Additionally, none of
ate in this case.
by
by an abortion
interference
free from
type
above was
evidence of the
mentioned
added).
(emphasis
Id.
the State.”
There, the
present in Reizen.
apparently
private physician
quot district court found that
realize that the last
While we
over
likely
more
to have direct control
qualified by the was
statement has been
ed
(that
is,
the absence
procedures,
but that
subsequent decisions
staff
Court
“clin-
might characterize a
a of this control
“interference” does not have
where
case.
findings are absent
this
impact
important
ic.” Such
significant
and furthers
concerns),
be
we nonetheless
health
state
language
plain
Purely as a matter
Thus,
force here.
we
it retains
lieve
scheme,
statutory
regulatory
in this case that the State
persuaded
falls,
licensing requirement
once the
of facilities
require separate licensure
not
fall with it
requirements
remainder
performing abortions.
primarily devoted to
(or,
inapplicable). The
properly, are
more
requirements are
specific substantive
persuades us is
primary
A
factor which
requirement
(leaving
unenforced
aside the
way
in no
shown that
the State has
in an
in that all abortions must
trimester abortions
performance of first
abortions,
se,
ASTC)
per
but
reg-
applicable to
heavily
offices rather than
physicians’
alternative, how-
In the
to ASTCs.
any way
undermines
rather
ulated ASTCs
ever,
analyze
specific substantive
we
those
operation.
further note
safety
We
regulations focused on
aspects
reject such an
itself seems to
Akron
second test.
For
possibly conduct a
unconstitu-
render
the scheme
trial which
I,
as in Charles
provision
same reasons
tional as a whole.11
in this
is invalid.
case
C.
counseling requirements
too
The
defects. Section
abortion-specific
subpart
from constitutional
suffer
The
205.730(b)(3)
pre
attempts
prescribe
particular
is of
concern.
counseling in
of such
mandato
requirements
forth in that
cise content
Many of
set
regu
all
pri-
applicable to
cases. The
contrary
ry
to either
terms
subpart
clearly
seem
counseling “shall include
lation states that
Supreme
precedent
our own
Court
alternatives, description of
that section
a discussion
particular,
In
we note
cases.
explanation
performed,
205.730(a)(2)
requires
physi
apparently
complications.”
possible
also
of the risks and
perform
the abortion to
cian who is
provision, particularly
believe that
perform
patient
test on
We
pregnancy
requirement
a “discussion of alterna
testing
pre
had
regardless of whether such
under
the Su
physician.
tives” is unconstitutional
viously
done
another
been
recent decision in Thorn
preme
a similar “same
Court’s
previously invalidated
We
College
burgh
v. American
Obstetri
an Illinois statute.
requirement
doctor”
cians,
I,
U.S.
106 S.Ct.
F.2d at
See Charles
is,
(1986).
requirement
“that
regulation
if
in the instant
L.Ed.2d
requirement
specific body
given in
justi
of information be
burdensome and less
anything, more
*14
there,
cases,
particular
irrespective
all
of
the
fied than the one we invalidated
patient,
the
performing
upon
needs of the
intrudes
only that
the
required
which
pregnant
physi
true
of the
woman’s
patient
the
with “a
discretion
physician provide
tеst,
imposes
thereby
rather
to
the ‘undesired
pregnancy
of
than
cian
copy”
her
right.
particular provi
no real burden at all on the abortion
We
decide whether
do not
Requirements
may
category
specifically
in
of
not
men
which
fall
this
sions
the
would,
alone,
standing
might
provisions relating
pass
general
to
include the
tioned in the text
gov-
particular,
pathol
personnel
procedures
the
and administrative
muster.
In
constitutional
ASTCs,
by
general regula
erning
calling
a writ-
ogy
required
such as those
for
examination
the
manual,
policies
consulting
nearly
upheld
procedures
that
in
ten
identical to
tions seems
committee,
requirement
organization plan, personnel poli-
reporting
the
does
Also
Ashcroft.
onerous,
cies,
appear particularly
sanitary facility.
nor does it
of
and maintenance
a
appear
Similarly,
operative
of
post-operative
raise the fear
harass
calculated to
the
care and
by
by
patients
raising
physicians
regulations may
accepted
the
ment
be in
care
accord with
public
of
spectre
practice.
Ragsdale objected
Section 205.760
of
disclosure.
to
medical
many
Dr.
requires
report
regulations merely
each
a
of
requirements
"stating
the
obvi-
of these
as
the
However,
aware,
procedure performed
an
within ten
in
ASTC
ous.”
so far as we are
there
reports
days,
made in such a
"stating
and that such
be
no
bar to
the obvious"
constitutional
at
time
as not to avoid
manner and
such
so
procedures are
even where abortion
concerned.
complications.
compli
reporting
If
accurate
of
abortion-specific regulations,
the
as
Fewer of
ASTC,
to
is re
text,
cations
known
it
become
is evident from our discussion in the
fall
report.
supplemental
quired to
Sec
However,
submit a
testimony
category.
there was
205.620,
non-abortion-specific reporting
tion
a
qualification require-
below
counselor
requires reporting
requirement, merely
of the
205.730(b)(2)
ments of section
were consistent
type
performed,
procedures
number and
Additionally,
accepted
practice.
complications reported,
type
number and
(1)
merely
regulation
subsection
requires,
of the same
hospi
patients requiring
number of
tals,
transfer to
terms,
general
counseling
that some
returning
patients
fol
the number of
for
given prior
performance
abor-
be
of an
low-up,
re
and the number
deaths. These
(and
separate
tion
occur in room
appear
quirements
be consistent with
room).
infra,
As noted in the text
Association,
Dan
Inc. v.
Planned Parenthood
counseling requirements
aspects other
52,
2831, 2846-47,
79-81,
forth, 428 U.S.
96 S.Ct.
Also,
suffer
defects.
section
from constitutional
(1976).
requirements are
performing physician
providing
from
the
D.
This,
believe,
counseling.
we
fundamen
requirements applicable
Of the
tally
emphasis placed
at odds with the
generally,
physical plant equip
ASTCs
the
by Roe
patient-physician relationship
the
staffing requirements,
particu
ment
in
progeny.
desiring
and its
The woman
an
lar,
totally unjustified
seem
from a medical
abortion,
cases,
according to those
is to
standpoint.
regarding many
testimony
The
reach that decision
consultation with
plant
physical
requirements
of the
makes
Roe,
responsible physician.”
“her
410 U.S.
they
justifica
clear that
have “no medical
727; Akron,
at
1375
Smith,
Scheinberg
(quoting
rights
1545
659
of constitutional
the exercise
where
476,
(5th Cir.1981)). Here,
uncon-
Certainly it would be
F.2d
where
is concerned.
any-
require
for a state to
dealing
licensing
stitutional
with a
we are
scheme and
desiring
publish newspaper
demon-
one
provision
separate
licensure is itself
publication, though it
“need” for the
strate
invalid,
can none of the other
scarcely
gainsaid that at least some
can
given
provisions “be
effect without the in-
duplication. Where
few involve wasteful
provisions,”
licensing provi-
but the
valid
rights is con-
the exercise of constitutional
certainly
integral part”
sion is
“an
cerned,
government may play
no role
Additionally,
scheme as a whole.
in nei-
determining
for their exer-
whether outlets
ther Zbaraz nor Charles I was the scheme
are “needed.”
cise
already
exceptions resulting
so riddled with
unconstitutionality of the “certifi-
judicial
from
decisions and non-enforce-
applied
proceedings
of need”
policies
unintelligible.
cate
ment
as to be
In
perform
that wish to
abortions
circumstances,
ASTCs
simply
such
we
“cannot un-
by the failure of the State to
exacerbated
tangle
constitutional from the
unconsti-
becoming essen-
prevent
process
from
Mahoning
Wom-
provisions_”
tutional
tially public
veto of the ASTCs’ existence.
Hunter,
456,
en’s Center v.
610 F.2d
above,
proceedings attend-
As we noted
grounds,
vacated on other
(6th Cir.1979),
plaintiff physician
ed
individual
100 S.Ct.
65 L.Ed.2d
U.S.
degenerate
shouting
into a
allowed to
(1980).
abortion foes and advocates
match between
written,
originally
As
the statute and
unwillingness
of free choice.
State’s
coherent,
regulations represented at least a
proceedings
inability
to confine the
to its
unconstitutional,
regulated
if
whole which
legitimate goals
arguably
bolsters our
even
aspects
practice
all
of abortion
in Illinois.
requirement
cannot
conclusion
However,
judicial
as a result of various
justified by any
stand because it is not
decisions,
change
and the defendants’
legitimate
interest.
State
them,
policies
response
enforcement
long
the scheme has
since lost that coher-
V
regulations as
ence. The statute and
writ-
above,
While, as
have noted
we
very
way
ten
little resemblance to the
bear
there
well be facets of the statute and
they
currently
enforced. As
clear
individually pass
which would
opinion,
portions
of our
we have at
muster,
supra
constitutional
nn. 8 & we
difficulty
times encountered considerable
are constrained to affirm the district
discerning just
in Illinois
what
law
is.
injunction of the scheme as a whole.
court’s
Yet,
expects physicians,
pain
the State
Defendants, citing
Haritgan,
Zbaraz v.
including
professional
(possibly
censure
1532, 1545(7th Cir.1985), aff’d,
F.2d
—
licenses)
$10,000 day
and a
loss of their
479, 98
U.S. —,
(1987)
108 S.Ct.
L.Ed.2d 478
fine, to divine the contours of the rules
I, 627
Charles
F.2d
urge
spe
that we
they
operate.
under which
must
cifically analyze
provision
each
and sever
circumstances,
fully
we
Under
these
portions
those
which are unconstitutional.
agree with the Sixth
decision
Circuit’s
However, in neither Zbaraz nor
I
Charles
There, in in-
Mahoning Women’s Center.
*17
comprehensive
were we confronted with a
validating,
entirety,
local ordinance
its
a
applied
depend
which either
or not
scheme
required
equivalent
“the
of
that
functional
ing
licensing requirement
on whether a
abortions,
hospital”
first
trimester
Zbaraz,
stand.
In
could
we noted that
situation,
not
the court held
this
we do
“[i]n
severability applies only
“any provisions
be served
purpose
believe a useful
given
can
the
which
effect without
inval
provi-
attempting
the minor
by
to rewrite
provisions,”
id
and that
im
“severance is
in order to make
sions of the ordinance
proper
provision
if
is
the unconstitutional
We
cifically is the regulate right rationally to modem state’s Illinois abortion-related ferent from reflective, protection of its medical services for the thorough, legislation and merits Thus, I adversely affected. citizens is enjoin I separate consideration. would and order en- the district court’s would reverse 16(1) sever and further of the MPA and § laws, except 157~8.3(A) ¶ joining Illinois’ health services in enjoin companion clause its 16(1) enjoined of the “any to the extent requiring licensure of § of the ASTCA Act, companion surgical pro- its clause Medical Practice facility in a medical ASTCA, ¶ 157-8.3(A) pregnancy, the to terminate cedure utilized regula- 205.730(b)(2)(D) is devot- the ASTCA irrespective of whether § these primarily purpose” to this because ed tions. per-
provisions prevent
physician
I
in his or
forming
a first-trimester
progeny this
and its
her office. Under Roe
properly notes that
majority
The
decision
considered
may very well be
prohibition
“statutory
regulatory
scheme
that the
I am convinced
unconstitutional.
complex,”
proceeds
then
somewhat
but
Illinois,
regu-
states,
are free to
including
challenged
acts and
further confuse
centers,
ambulatory surgical treatment
late
completely
interrelationships,
dis-
their
abortions,
performing
including those
regarding
regarding
legislature’s intent
singled out from
long
are not
as abortions
legisla-
The record of the
the various acts.
other,
subject
surgical procedures,
similar
16(1)
history
tive
reveals
§
rational basis test
to the well-known
MPA,
4433(1),
111 Ill.Rev.Stat.
§
legislation.
governing
and economic
social
Ambulatory Surgical
Act
Treatment Center
test the ASTCA
the rational basis
Under
¶¶
(ASTCA),
157-8.1, et
111% Ill.Rev.Stat.
IHFPA are constitutional. Consistent
initially companion
seq., were
bills
analysis, I further evaluate the
with this
comprehensive Illinois Abortion Act
initial
sections
remaining abortion-specific statute
¶¶ 81-11,
(IAA),
seq.8
38 Ill.Rev.Stat.
et
thereunder
regulations6 promulgated
IAA,
16(1)
MPA, and the
§
scrutiny test articulated
under the strict
(S.B.) 1049,
ASTCA, were
Bills
Senate
progeny7 and would hold all
Roe and its
1050,
1051,
legisla-
respectively. The
these constitutional because
but one of
history further reveals that S.B. 1049
tive
statutory sections and
these
related;
integrally
1050were
their
and S.B.
nor its
the abortion decision
neither burden
in Illi-
purpose
regulate
abortions
effectuation,
impor-
justified
and are
with
of,
comply
light
attempt
and in an
nois
in mind.
objectives
health
tant
with,
Supreme
Court’s then-recent Roe
by majori-
“tripartite” legislative
decisions. As noted
alleged
Doe
When
16(1)
provided for
analyzed,
ty,
neither a woman’s
of the MPA
scheme is thus
§
Law,
81-11,
example,
the ASTCA re-
8.The
initial Illinois Abortion
et
¶¶
6. For
157-8.6-1 of
f
19, 1973,
any corporation operating
ASTC
quires
seq.,
July
effective
but was
became
primarily
providing
facilities
"devoted
subsequently repealed by the Abortion Law of
physician who is
must have a licensed
abortion”
“actively engaged
effective October
The Abortion
1979.
practice of medicine at
challenged
Law of
has been
on more than
1975
Center,
as a condi-
on the board of directors
See,
Carey,
e.g.,
one occasion.
Charles v.
Additionally, subpart G of
tion of licensure.”
(N.D.Ill.1983),
F.Supp.
part,
revd
aff’d
77 of
Administrative Code con-
Title
tains
the Illinois
grounds,
Daley,
part
749 F.2d
on other
(7th
Charles
regulations.
validity
abortion-specific
Cir.1984),
appeal dismissed sub nom.
provisions is demonstrat-
of all but one of these
Charles,
S.Ct.
Diamond v.
476 U.S.
ed, infra.
(1986). The initial IAA had a
cuts across
nothing wrong
ambulatory medical
with
asked
Society
Medical
The Illinois State
services.”
in a series
presented
it be
Thus,
spec-
contrary
majority’s
1049 and S.B.
mere
previous
two
bills [S.B.
assertions,
legislative history
relating to
1050],
changing the law
ulative
one
unequivocally supports the
clearly and
abortion,
changing the Medical
the other
was not enact-
proposition that the ASTCA
has a rela-
Act.
Practices
While
abortions,
regulate
but
primarily
ed
abortion,
actually goes
tionship to
*22
semi-compli-
regulation
of all
rather for
pro-
It
beyond that.
much
[S.B. 1051]
surgical procedures per-
(minor)
cated
and licens-
establishment
vides
for
rapidly developing
formed in the
ambulato-
mi-
perform
can
which
ing of facilities
surgical
Finally, I
ry
treatment centers.
things like
This would be
surgery.
nor
prior to the ASTCA’s
just
observe
hernias,
would be
tonsilectomy,
abortions
enactment,
specifically
Senator Wooten
included,
plastic surgery
surgery,
facial
“The
thrust
stated:
main
1051]
of[S.B.
procedures
other words
so on.
In
and
money by getting
some
try
to
to save
overnight
require an
would not
which
surgical
treatment out
the hos-
minor
ambulatory sur-
stay. And
these
indeed
expensive
hideously
it is
and
pital where
to
are forbidden
gical
centers
treatment
added).
(Emphasis
into a clinic.”
However,
overnight.
those
keep patients
legislative history
and the
The record
kept
to medical
close
you
who have
Facil-
that the
Health
further reveal
Illinois
things can
know that untoward
practices
(IHFPA)
Planning Act
was enacted
ities
time,
provision
so
any
occur at
16(1)
year after the enactment
one
§
who
made in here that doctors
function
clearly
and the ASTCA and was
the MPA
must also be licensed
such a
in
center
legislative scheme
part
“tripartite”
nearby so that
hospital
practice in
to
availability
The
of abortions.
to limit the
they can
complications occur
if
the IHFPA reveals
legislative history of
place.
patient
to that
quickly move the
abortions, nor re-
mentions
that it neither
Now,
explain
I
out an outline
handed
them,
for
nor
it enacted
ferred
work,
things would
you
how these
The
regulating abortions.
purposes of
license,
definitions,
get a
some
must
they
prob-
intended to
IHFPA was
address
open
regula-
things
left
as to
of these
under-
overexpanded and
expensive,
lem
Department would like
tions.
underuti-
populated medical facilities
something
in
This is
take a hand
that.
in
State of
equipment
lized medical
urging us to do
have
doctors
been
legislator, the
In the words of a
Illinois.
now,
ambulatory
years
couple of
IHFPA was to
are ...
centers
surgical
treatment
planning
proper
a means
“provide
they
is that
The idea
out west.
effect
making
input and
with local
decision
patient. One
saving to a
great
be a
can
empty hospital
to cut down
facili-
hospital,
you
if
big
in a
costs
facilities,
ties, nursing
sheltered
home
like a
it’s kind of
hotel
remember
ambulatory
and ...
facilities
care ...
need
you
if
don’t
special
has
services
surgical facilities.”
great
overnight stay, you can save
added).
(Emphasis
great sav-
money.
there’s a
deal of
So
acts
Thus,
history of the
legislative
needs
patient
ings possible for the
who
legisla-
that the
premise
supports the valid
one-day
treatment.
this kind of
when
regulate
abortions
abortion,
every-
ture intended
It does include
legal stan-
apply
fails to
the correct
thus
It also
Illinois Abortion Act.
enacted the
the different acts and
dard to
16(1)
MPA and
section
of the
appears that
preliminary injunction.
affirms the
11157-8.3(A)
companion clause
Thus,
effec-
majority limits and fails to
prevent
probably enacted
ASTC were
legislative purposes
legitimate
be-
tuate the
being performed
physi-
in a
abortions
As a noted commentator
hind the ASTCA.
contrary, there is no
cian’s office. On
observed, limiting
scope
legis-
of a
has
either the ASTCA
record that
proof
judi-
constitutes undesirable
primarily to lature’s intent
enacted
the IHFPA were
as a decision constru-
abortions; rather,
cial activism as much
these
were
regulate
laws
scope.
beyond its intended
ing a statute
delivery of medical
regulate the
adopted to
Posner,
Interpretation,
Statutory
attempt to See
and to
to its citizens
services
Courtroom,
the further unneces-
the Classroom
and control
prevent
(1983).
majori-
medical fa- U.Chii.Rev.
overexpansion of Illinois'
sary
give full effect to the real
ty’s failure to
initially a
That the ASTCA was
cilities.
regulate
legitimate legislative intent to
is more
to the abortion bills
companion bill
my
is the basis of
dissent.
ASTCs
by politi-
relished
coincidence
of a historical
case,
who,
appar-
in this
opportunists
cal
Recently, this court observed:
advantage.
ently fully utilized it to their
Immigration
“In
and Naturalization
licensing
minutes
re-
board
As the
Chadha,
919, 103
462 U.S.
Service
flect,
their worth: “Without
for whatever
(1983),
77 L.Ed.2d
S.Ct.
abortions,
we would
public interest
Supreme
that unconstitu-
Court stated
present legislation.”
any of the
not have
provisions in
shall be
*23
tional
a statute
legislators
say
the state
That is to
legislature
appears
the
severed if it
parties
primarily
interested
who were
other
provi-
would have enacted constitutional
ambulatory medi-
regulating
interested
independently
sions of the statute
of
not have been able to
cal services would
(cit-
provisions. 103
at 2774
those
S.Ct.
legislation
the statewide
the
without
enact
Valeo,
108,
1,
424
96
ing Buckley v.
U.S.
interest in the abor-
and even nationwide
(1976)).”
612, 677, 46 L.Ed.2d
S.Ct.
659
question
the time.
tion
at
1532,
Hartigan,
v.
763 F.2d
1545
Zbaraz
—
reasoning
majority, acting and
as if
The
—,
(7th Cir.1985), aff'd,
U.S.
living in a social and economic vacuum
(1987). The Illi
S.Ct.
preting
duly adopted
the construction of a
abortionist,
legislative
Rags-
give
enactment which should
ef-
The
Dr. Richard M.
dale,
legitimate
pre-
at
purposes;
plaintiff-appellee,
fect to the State’s
testified
pur-
to that
alleged
facility
primarily
devoted
hearing that the
injunction
liminary
”
[affecting a wom-
major
pose.’
burden
“[f]irst
pregnancy] is
her
right
to terminate
an’s
holds,
agree,
I
that Illi-
majority
independent
requirement for
simply the
policy
alleged nonenforcement
does
nois’
This
provider.”
an abortion
licensure
not render the issues moot.
any
applicable to
requirement,
licensing
justices
per
Although several
have
perform
an abor-
wishes
physician who
argued that Roe v.
Wade
and its
suasively
ASTC, or
hospital, an
outside of a
tion
progeny
an “unworkable scheme
articulate
facility, regardless of the
regulated
other
constitutionalizing
regulation of
fetus,
embryo
or
period of
gestational
Thornburgh American
Col
abortion.”
legislature enacted
created when
Obstetricians, 476 U.S.
747, 814,
lege
companion
16(1)
and its
the MPA
§
(1986)
2169, 2207,
As
of a woman relation” test to the apply services the “rational advice and seek the abortion to obstetrician, or other gynecologist, neutral” ASTCA. now “abortion of her has trust she physician in whom however, disagrees and majority, drastically so may not be confidence scrutiny relying test apply the strict would curbed.” Friendship Medical mere dictum 922, at 42. 427 N.E.2d 55 Ill.Dec. Id. Health, Chicago Ltd. v. Board Center 16(1) MPA and the Further, Cir.1974), denied, (7th both cert. 505 F.2d § in the AST- clause impermissible definition L.Ed.2d 420 U.S. 95 S.Ct. re from their CA,13 easily be severed can (1975). observed: There the court legisla affecting the spective without acts “Furthermore, regulation, any proposed the acts’ purpоses” for “essential ture’s universally similar applied if to all even Zbaraz, 1545. 768 F.2d at enactments. See of the fun- procedures, because capa virtually unaffected MPA is procure to right a woman damental independently of being enforced ble of trimester, would during first to be used 16(1) will continue and as such § compelling governmental to meet a have suspend a malfeas- to revoke or inter alia Thus, any general requirement. interest Similarly, the AST- physician’s ant license. apply health which once the neutral” “abortion CA becomes would have to first-trimester abortions from the defini clause is removed invalid give effect to the limited so as to See, Village Oak e.g. tion of an ASTC. rights by as established Roe fundamental Marcowitz, Ill.Dec. at Lawn v. is, Doe; on a not be burdensome construed, the ASTCA 42.14 So N.E.2d at preg- right to abort a to decide woman’s primary legislature’s fully effectuates the prob- that in all nancy. By this mean we enactment, i.e., regulate purpose for its nothing general re- ability broader than trend of cost-effec rapidly developing maintaining of quirements as to the sani- surgical medical units. ambulatory tive general requirements tary facilities and free to Thus, remains of Illinois the State meeting building code as to minimal stan- facility pursuant to “abor license permissible.” would be dards primarily “devoted ASTCA tion neutral” at 1153-54. Id. operation of facilities the maintenance and Fairchild, Judge Initially, point I out that procedures,” surgical performance of Friendship majori- concurring, rejected the facility, like Dr. including an abortion dictum, ty’s stating: per primarily to the Ragsdale’s, devoted “Nevertheless, safety regulation of the As with of abortions.15 formance incidentally procedures, in- of all these legislation, the test tra and economic social abortions, through cluding first-trimester not the law ditionally applied is whether or generally applicable regula- imposition of to a valid state relation” has a “rational tions, to be a valid exercise would seem Optical v. Lee objective. See Williamson protecting interest 483, 491, of the state’s 75 S.Ct. Company, 348 U.S. 40,000 157-8.3(A) Ragsdale performed abortions some clause of ¶[ 13. The unconstitutional Up reads as follows: until the Illinois of the ASTCAto be severed between 1973 and 1985. Depart in Poe v. Illinois any facility court’s 1982 decision a medical "or Health, (N.D.Ill. pregnan- terminate a No. is utilized to Public 78-C-4126 ment of irrespective de- cy, 1982), of whether the hospi the second-trimester which found purpose.” primarily unconstitutional, Ragsdale voted requirement lim tal performance practice of first-tri ited his discuss, infra, abortion-specific As I However, Ragsdale testified mester abortions. 157-8.6-1, reg- abortion-specific as well as ¶ Poe, began performing subsequent he severable; however, ulations, all but are also obviously This second-trimester abortions. provisions stan- survive the strict one of these physician since the had economic sense makes Roe. dard articulated in only lose ASTCand would the available licensed Rags- majority baldly that Dr. asserts 15. The refusing perform second-trimester income exclusively practice first-tri- dale’s consists abortions. *27 though reveals even the record mester abortions early that an satisfy per- the tradi- testified abortion—one only need health and judicial eight formed six to weeks test from the last tional basis] [rational imposed period in this area.” menstrual the safest scrutiny surgical —“is being performed.” procedure Tr. at 241 (Fairchild, J., concurring). Be- Id. at Likewise, and 260. it was Dr. Barton’s contrary Friendship’s dictum to the cause expert opinion that an abortion constitut- adversary by the fires of not refined “was Tr. at operation, ed an and abortions fully measured not a presentation,” it “was surgical proce- classified as minor “are “not au- and thus judicial pronouncement,” Tr. Dr. Hern further dures.” at 467. stаt- Crawley, United States thoritative.” surgical procedure is a (7th Cir.1988). ed that an abortion This cave- 837 F.2d categorized as a “that applicable here where we particularly involve[s] legislative regulating body cavity major organ act of a or a construing a invasion services, including reaching of medical kind.” Tr. at 241. In field of some broad surgical procedures. applied “expe- minor that the state conclusion ” conclusory ‘surgery’ dient label to an reasons, unsup- gives majority The two abortion, majority again once dis- record, relying on the ported by this regards strays the record and far afield “First, ig- we cannot Friendship dictum: legal competence from its area of enacted that the ASTCA was nore the fact pronounce- judgments makes medical in mind and clinics primarily with abortion properly ments that are more reserved to surgical clinics applied outpatient expertly trained in the medical scien- to save the statute those generally in an effort However, surgeons, physicians, as I tific fields such as unconstitutionality.” nurses, technicians, I, his- part legislative etc. demonstrated contrary; primary tory establishes Further, I observe that the courts have regulate the of the ASTCAwas to purpose consistently surgi- alluded to abortions semi- which cost-effective ASTCs new Roe, procedure. example, In Jus- cal per- (minor) surgery was complicated “protection of tice noted that the Stewart majority puts the In effect the formed. safety of a woman” was a the health and rests its the horse because it cart before legitimate objective, amply sufficient “to quagmire of on the analysis of the ASTCA regulate as it permit a state to abortions Friendship forth in legal dictum set procedures.” surgical Roe v. does other analysis ultimately and confuses its clouds Wade, 170, 93 at 735 410 U.S. at S.Ct. the ASTCA. (Justice Stewart, concurring). Still more states: majority further recently, Supreme Court ob- Akron cannot, merely by “Secondly, state the district court had found served that conclusory expedient and applying generally is considered “an abortion ” procedure, Akron, ‘surgery’ procedure.’ to a medical surgical label ‘minor Thus, nec- requirements which would be apply at 2500 n. 35. U.S. at S.Ct. surgical procedures in essary major an abortion is the evidence establishes that they would context where semi-compli- the abortion surgical procedure, albeit a much a inappropriate. It is as wholly (minor) surgical procedure. Signifi- cated similarly to dissimi- to treat abortion regu- vice cantly, the ASTCA was intended as it is to treat it differ- procedures lar procedures, includ- late all minor analogous procedures.” ently from per- ing types procedures all of abortive ASTC; majority fails in an this the formed conclusory is in- majority’s statement apply recognize. There is no reason all, light record. First of credible in There is no scrutiny in this situation. strict experts plaintiff’s own medical testified Supreme decisions language in the Court’s surgical procedure that an abortion was a speculative and upholding majority’s (regardless type of abortion method implicit theory that the Court intended used). Ragsdale direct examination On legislation economic strike down social and surgi- that an “is a minor stated or a ASTCAin the name Roe 420. Dr. Hern also such as the procedure.” cal Tr. at *28 1388 denied, cert. J., dissenting), 1982) (Coffey, her terminate right limited
woman’s
194,
863,
170
78 L.Ed.2d
104 S.Ct.
464 U.S.
pregnancy.
specifically
(1983).
Supreme Court
The
Lawson,
F.2d
Further, Hodgson v.
542
stated:
curiam), the court
Cir.1976) (per
(8th
1350
a state has
that
broad
“It is elemental
a state
of whether
the issue
addressed
enforce
power to establish and
standards
decision, even
subject
the abortion
could
relative to
its
of conduct within
borders
trimester,
first
during the
everyone there.
It is a vital
health,
the health
state
by the
board
promulgated
police power. Thе
state’s
part of a
licensing requirements.
including
in that
field
discretion
extends
state’s
concluded:
Eighth Circuit
regulation
profes-
of all
naturally to the
regula-
impose the same
can
“A state
with health.”
sions concerned
per-
clinic,
specifically built
tions on a
trimester,
first
during the
form abortions
442,
Regents,
347 U.S.
Barsky v. Board of
clinics that
on other
imposed
that
(1954).
650, 654,
449,
potential for future in bearing difficulties versed in the practices nuances of the children, possibility and also the of sexual techniques of the profession medical sterility. It defies reason to allow the state ill-equipped thus are to license an substitute performing ASTC their hernia sur- views gery, regarding removals, cataract what repairs medically ade- of a quate, retina, proper, antiseptic. torn or detached permit but not “As recently the state to stated primarily Supreme Court, license the perform- ASTCs ‘there cer- ing tainly abortions many when there are is no similar reason to think judges are risks in myriad types involved qualified of abor- better appropriate than profes- ” procedures. tive making sionals in such decisions.’ St. Mary Dep’t Nazareth v. Health & Lastly, majority asserts that it is Services, Human (7th 698 F.2d regulate irrational for the state to the full- Cir.1983) (quoting Romeo, Youngberg v. provider (those time of abortions primarily 307, 323, 457 U.S. 102 S.Ct. performing abortions) heavily more than (1982)). However, L.Ed.2d 28 this majority provider. occasional While may it be replete decision is with such medical asser- true that the full-time may abortionist con- example, states, tions. For majority sider himself or herself “more skilled” and “The testimony regarding many theoretically so regulation, need less physical plant requirements majority make overlooks that a clear state with limited they may resources have ‘no rationally justification choose to direct energies applied its whatsoever’ improving when to first early lot of the greatest second number. For trimester example, type if abortions in- state, proper However, after the volved in this case.” legisla- enactment of the ASTCA tion, regulate chooses regulate was intended to ASTCs and surgi- reduce all minor (as the risk of surgery procedures, minor cal legislature well as its is free cost) 100,000 citizens, legislation. to enact and more reasonable Under regulation instrusive circumstances, provid- light occasional these of the real help ers only 2,000, risks accompany state proce- minor very properly 100,000 dures, deal abortions, with the including dangerous first. it is Further, regulation the cost of per patient majority judgment substitute its will be lower if the state concentrates its necessary to what constitutes and/or unworthy judgment, der such a would be Although regulations. ASTC
appropriate
station,
it
unmindful of
con-
of its
could
Dandridge
Supreme Court was
programs,
obligations
solemn
which that station
assistance
cerned with welfare
applicable
following
imposes.
slight implica-
admonition is as
not on
But
then:
today
vague conjecture,
legis-
as it was
that the
tion and
pronounced
is to
to have tran-
today
lature
decide
“We do not
[Illi-
wise,
powers,
that it
ful-
scended its
and its acts to be
regulation is
best
nois]
opposition
considered as void. be-
and economic ob-
fills the relevant social
*30
might
ideally es-
tweеn the constitution and the law
jectives that
[Illinois]
sys-
pouse, or that a more
judge
be such that
should
[reasonable]
feels
Conflicting
tem could not be devised.
strong
clear and
conviction
their in-
intelligence
morality and
are
claims of
compatibility
each other.”
proponents
by opponents and
raised
Peck,
(6 Cranch) 85,
Fletcher v.
10
U.S.
measure, certainly includ-
every
almost
(1810)
added).
128,
(emphasis
Illinois and “approximately half of these
provide
However,
abortions services.” Id.
Ill
the district
Ragsdale
court found that
was
However,
progeny
even if Roe and its
only
available abortionist in his area.
apply
were
ASTCA and IHFPA as The
Ragsdale
record reveals that
initially
by
majority,
asserted
the Act would testified
“only provider”
that he was the
constitutionally
still
holding
be
valid. The
abortions in his
Subsequently,
area.
he
progeny
of Roe and its
qualified
testimony, stating
his
he was
not mean
may
“does
that a state never
and,
“primarily,
many ways,
regulation touching
enact a
on the wom-
provider”
However,
in the area.
right during
an’s abortion
the first weeks Ragsdale concluded, stating: “To the best
pregnancy.
regulations
Certain
that
my
knowledge, no one else intends” to
significant
no
impact
have
on the wom- perform
abortions
area. These
right
an’s exercise of her
permis-
statements, contrary to the district court’s
justified by important
sible where
state
finding
Ragsdale
“only”
that
was the
abor
objectives.”
provider,
tion
do not establish that abor
Akron,
tions
would be
U.S. at
unavailable
if
at
area
S.Ct.
Ragsdale
plaintiffs
(because
The
to close
asserted
had
his
that the
ASTCA
he
substantially
purchase
failed to
IHFPA
lease or
burdened the wom-
new facili
right
ty).
Inferring
an’s
high
terminate her
from the
pregnancy in
volume of
ways: (1) by
performed
clinic,
three
limiting
Ragsdale’s
abortions
availability
it
abortions; (2)
by
apparent
increasing
efficiency
the cost of
that the
of the clinic
abortion;
(3)
by requiring
scale,”
had
pro-
“economy
that of an
reached
vider to fulfill
making
the certificate
need re-
physi
uneconomical for other
quirements subjecting the
to a
cians
abortionist
to enter the abortion market in the
“public veto of
However,
his
services.” As
area.
assuming arguendo, that
[abortion]
noted,
I previously
16(1)of MPA
anywhere
§
abortionists receive
$250
Supreme
16. In Akron the
Court
reaffirmed
second-trimester abortions be
in an
Thus,
approach.
trimester
I am convinced that
plaintiffs’ experts
ASTC.
Even
testified that
constitutionally
the state could
require that all
justi-
construction standards
neering and
that an-
abortion,17
unlikely
it is
per
$400
impact that
financial
the de minimis
(like
fied
Ragsdale)
operator
regulations places on
compliance with
in the event
in the area
perform abortions
majority
inac-
an abortion.
physician-
the cost of
closed.
Ragsdale’s business
Ragsdale
“Dr.
testi-
ignore
curately
that
could not
asserts
entrepreneur
surgeon
compliance with the
gross
estimated
potential annual
fied that he
Ragsdale’s apparent
alone,
per-patient cost
entail a
approximate-
regulations would
from abortions
income
re-
$875,000($250
3500 abor-
The record
per abortion
ly
$25
$40.”
of between
X
finding
court’s
that he
Ragsdale
district
Dr.
per year). The
testified
tions
veals that
Ragsdale’s
complying
clinic would
closing of
the added costs
estimated
specu-
is mere
unavailable
and above the
make abortions
over
with the
clearly
erroneous.
his cur-
required simply
lation
to relocate
costs
a manner as he
practice in such
rent
the second bur-
court found
The district
needs, as
appropriate
his
deemed
her
right to terminate
den on a woman’s
400-01).
(Ragsdale Tr.
per patient.
$25.21
licensing
by the ASTCA
pregnancy created
certainly cannot
cost of $25.21
This added
licensing require-
requirement
significantly more than
considered as
“by $25
of an abortion
ment raised the cost
difference)
(less
in-
than
$19.40
$5
Rags-
performed at
for abortions
$40
per abortion for tissue examination
crease
argue that
The defendants
clinic.”
dale’s
Supreme
upheld
Court
erroneously relied
court
the district
Ashcroft
light
“in
of the substantial bene-
because
findings
of its
hearsay for the basis
factual
pathologist’s
can
fits
examination
I
cost.
couldn’t
regarding
increased
have,
clearly justified.”
small cost is
objected
more
the defendants
agree
since
*32
More-
at
“There are and emo- companies severe required have even a second only tional stresses involved not opinion respect before non-emergency with sur- during procedure, geries providing abortion but coverage. before These days, years developments importance for months and even follow- reflect (as ing procedure_ many profession For footing individ- well as those Hern, court-qualified expert, dealing 21. Dr. testified discussion the alternatives for pregnancy as follows: with depending A Yes. And also to some extent on Now, you you "Q pro- testified earlier that do patient’s subject. interest in this Some your facility, counseling vide is that patients absolutely to discuss alterna- right, . doctor? refuse tives; they they come in and have their A Yes. absolutely up they minds made about what well, why you provide [counseling], Q ... do they get impatient to do want Dr. Hern? process they Well, really do wish important A I believe that it is for each about, great spend talking deal time patient good to have not under- example, adoption.” standing going that she is added). (Emphasis having got pregnant to be and how she [?!] her, mean, and what the methods are for I According majority, counseling re- permitted permit for her to be or to her to quirement particular requirement and in "the pregnancies avoid unwanted in the future. a ‘discussion of alternatives’ is unconstitution- Well, Q you say things every do the same majority Ragsdale's al.” The relied on testimo- patient, you give Dr. Hern? Do the same ny to the effect that discussions of alternatives counseling? might Ragsdale appropriate. speculated not be general, Although yes. really depends A In inappropriate that it would be to inform a wom- upon patient the individual as to how much continuing an of alternatives if her health was give we as to that but I also think that —how dependent undergoing medically what, but, on her neces- emphasis give much we and as to sary Obviously, say, abortion. in this situation a important patient as I it is also for the inappropriate opportunity “discussion of alternatives” is ply sim- express to have an her feel- ings because there are no The ma- pregnancy about alternatives. and about and, jority’s interpretation perhaps, relationship of the Illinois which it occurred. lead absurd results. It is clear that a Hern, Q you always, required only Would example, Dr. discussion of alternatives when your inlude in discussion with the woman a alternatives in fact exist. *37 obligates us to declare responsibility dicial The informed consent. bill) places on the governmental unit to be act another merely an re- counseling regulations Illinois the enacted law is only if we believe void terminate planning to quire that a woman After review- contrary the Constitution. knowingly; Roe does do so pregnancy her challenged provi- the ing ASTCA and However, the contrary. the not hold to IHFPA, I that am convinced of the sions 205.730(b)(2)(D) requires that “[c]ounse- § people the as enacted expressed the will financial interest lors shall have no contrary to Illinois is not in these statutes appears to interfere patient’s decision” and Constitution; thus, I principles of the relationship and physician-patient with this well-reasoned not interfere Thus, I do enjoined. should be severed and a co- legislature, Illinois judgment counseling require- believe government. Surely equal branch (2)(D), 205.730(b), are except ments of § require legislature is entitled the Illinois validity. uphold their improper and would including procedures, first- all IV abortions, “under are trimester safety ensuring maximum conditions conclusion, indi- I am convinced that In Con- well as the the woman man].” [as duty, obligation, the have the vidual states Menillo, at 96 S.Ct. necticut v. 423 U.S. ASTC power to license medical and the (minor) surgi- semi-complex where facilities including first-trimester procedures, Moreover, 16(1) cal than § abortions, performed as a valid exercise ASTCA, are MPA, companion clause in the its protecting health interest 205.730(b)(2)(D), of a state’s I believe that and § pa- ensuring safety maximum for the and regulations question do not statutes and Determining to strike where tients. on a woman’s decision to place a burden is a competing interests between pregnancy balance her in the first trimes- terminate legislature, not for Further, matter if one is able to find bur- ter. wisely vests the the level of de The Constitution den, certainly court. it is below government with legislative branch of the Lastly, reflect minimis. laws, for authority to enact power common, and accepted approved standards equipped carry legislature is better practice and are of medical parties, task in that interested safety out designed to enhance the of Illinois’ repre- governmental citizens, such as state local important For state interest. sentatives, etc., experts, are reasons, able foregoing I would reverse the present respective positions before their court. order of the district open, unre- legislative body in a more Thereafter, APPENDIX stricted, informal forum. questions problems, as well
myriad of solutions, brought possible be- as their TITLE 77 ILLINOIS ADMINISTRATIVE legislative govern- fore the entire branch HEALTH CODE: PUBLIC scrutiny of subject ment and are hearing dealing public When debate. CHAPTER 1: DEPARTMENT OF complex ever-changing ques- with the HEALTH PUBLIC provide the health care tion of how to best b: HOSPITALS AND SUBCHAPTER citizens, to its at a reasonable cost FACILITIES AMBULATORY CARE factfinding policy making capabilities PART 205 limited and court of law are far more very due to the nature of a court STANDARDS, confined AND MINIMUM RULES truly independent judiciary A must of law. THE LICEN- REGULATIONS FOR always powers exercise review OF AMBULATORY SURGI- SURE making and reser- decision with discretion TREATMENT CENTERS. CAL vation, recognizing compe- that we are not policy to make social and economic
tent A: GENERAL SUBPART ,and giving decisions due deference to the ju- 205.120 Licensure legislative government. Our Section branch
A) applicant shall file a state- ownership. applicant ment of *38 shall be for license a) application An update the information agree to shall pro- on forms Department made ownership in the statement of required shall con- application This by it. vided from the initial date of every 6 months required information under the tain filing, application this Part. Act and sixty B) than shall file an attested not less Each license submitted shall be intended Depart- of (60) days prior to the date statement with the financiаl July 1980 and at times operation. by ment required, include but thereafter b) application shall following information: limited to be C) shall be Financial statements address(es) name(s) per- of 1) annually April of filed on or before fa- sons) operate the own and/or who previous calendar year for the each they name under which cility and the (3) year, three months after or within sub- corporation A shall do business. period fiscal the close of the mit: licensee, of incor- A) certificate copy of its D) shall be A financial statement poration, Department forms on filed with name, title, ad- B) list of the by Department or on an- provided officers, corporate of its of each dress prepared on nual financial statements C) and address of the name list of mini- applicant. At used forms holding more of its shareholders each mum, they shall include detailed bal- 5%, the shares. than sheets, statements of income and ance 2) facility. location expense, statements including B) description of the E) Every facility licensed under this interviewing, exami- not limited to but Act, premises proposed to any be fa- nation, surgical, recovery room facility by applicant conducted as a cilities. during open shall be for a license plans. 4) schematic architectural inspection regular hours to an business 5) compliance with documentation writing by the Director. authorized building, utility and Safe- applicable all given any person notice need be No ty Codes. any inspection, prior to provid- 6) to be description of services F) operating an Any corporation facility including a list of by the ed Ambulatory Surgical Treatment Cen- performed. to be surgical procedures primarily providing fa- ter devoted 7) including their personnel all list of physi- must have a cilities for abortion name, address, position, qualifications practice licensed to medi- cian who is licensure. is active- of its branches and cine all signed by 8) shall be applications All medicine engaged practice in the ly shall applicant application and the center, Di- the Board of form acknowl- include a verification licensure of rectors as a condition to application to true and edging the the center. appli- complete certifying that the facilities, services, pro- c)Only those knowledge and under- cant has grams procedures included comply required action stands the application shall be licensed. licensing require- the Act and required for the application A new by a The form shall be verified ments. following: notary public. The forms shall be ac- 1) ownership, change in companied by $500. a license fee location, 2) change in 9) or As a condition of the issuance 3) facility so as to remodeling of Ambula- renewal of the license examination, interviewing, change the tory Surgical Center: Treatment monitoring equipment, a) There shall be oxygen and related apparatus, suction space or recovery room surgical or surgical and within items available number, Cardiac recovery area. postoperative programs. services 4)addition of equipment resuscitation pulmonary The addition NOTE: AGENCY in all facilities. available shall services, example, specialty new procedures written b) There shall be obstetrics/gynecology, podiatry sterilization, use, care, governing consulting changes may require all materials storage disposal of staffing. committee, and/or procedures *39 supply of ster- adequate that an insure that a finds Therefore, Department pro- for each equipment is available ile needed. license is new on “Sterilization The section cedure. (1) one for valid d) license shall be The Con- Infection and Disinfection” re- suspended or sooner year, unless edi- most Hospital, recent in the trol annually voked, renewable shall be Association, tion, Hospital American and Department by the approval upon guideline. as the be used shall of $300. fee a license payment procedures to c) written shall be There only for be issued license shall Each storage use of in safety assure in the persons named premises gas- anesthetics medical inhalation transfer- not be and shall application edition of National es. current The shall The licenses assignable. or able (Stan- Association Code Fire Protection on the place conspicuous in a posted be 56a) as the be used shall dard regis- No. placard or A premises. licensed standard. physicians staff all try of centrally located procedures to facility d) shall be written shall be There any interest- to inspection storage use of safety available assure application renewal persons. in accord- ed narcotics and medications all by the De- provided on forms be shall state and federal law. ance with submitted be partment and shall 30, p. Ill.Reg. (Source: Amended at expi- prior to the days than 30 less 1979) July effective date. ration notice to e) give written shall E: GENERAL SUBPART (7) days seven within Department PATIENT CARE following: any Preoperative Care Section 205.520 staff, 1) administrative change of evaluation, a) examina- medical Where director, 2) change medical tion, made from referral are physicians, 3) change of staff office, hospital, or private physician’s nurse, 4) change supervising shall clinic, thereof pertinent records surgical pro- 5) or deletion addition pa- part of the and made be available performed, cedures the time the record at clinical tient’s change corporation 6) in the case of admitted registered and patient is involving equity shareholders cen- ambulatory surgical treatment more interest. or 5% ter. 6220, ef- Ill.Reg. (Source: Amended at 6 history be shall b) complete A 17, 1982) May fective physical examination and the obtained hemoglobin or complete. A shall be SUPPLIES, EQUIPMENT, D: SUBPART of the examination hematocrit MAINTENANCE FACILITY AND sugar, protein, and acetone urine for qualified labo- Equipment by a performed 206.410 Section shall be following prior to the ratory technician working order good shall be Equipment procedures: sufficient in numbers available and shall general anes- 1) with performed those on the good patient care based provide thesia, facility. performed procedures to be Abortions provided shall be public with the same standards of safety, effec- 2) performed those with local anesthe- tiveness, regard patients sedation, rights sia with as any other health service. 3) those preg- terminate nancy. (Source: Amended Ill.Reg. 30, at 3 p. c) A indicating written statement in- July 23, 1979) effective formed signed consent and a authoriza- Section 205.720 Personnel patient tion performance for the At least registered one professional nurse specific surgical procedure shall postgraduate procured experience education or part and made pa-
tient’s clinical record. obstetrical gynecological nursing shall d) supervise Surgical procedures and direct the per- nursing personnel shall not be patient’s medical, formed on having patients and care of having pro- obstetrical surgical, psychiatric conditions or cedures. complications specified by the con- AGENCY NOTE: Procedures involv- sulting committee in the facility’s writ- ing pregnant subject uterus are policies. ten *40 particular complications post- (Source: 10974, Amended at Ill.Reg. operative requires care special a 30, August 1982) effective knowledge on part nursing Section Operative 205.530 Care staff. a) Surgical procedures per- shall be (Sourcе: 30, Amended at Ill.Reg. p. only by qualified formed a physician, July 23, 1979) effective dentist podiatrist within the limits defined specific practice his/her Section 205.730 General Patient Care privileges. a) Examination b) qualified A anesthesiologist, a dental 1) Prior procedures to obstetrical anesthesiologist or a reg- certified blood Rh factor shall be by determined anesthetist, istered nurse medically di- qualified a laboratory technician for by rected a licensed physician who ad- every patient. ministers or directs the administration 2) physician performing an abor- anesthesia an Illinois licensed
hospital, procedure tion present shall be shall diag- establish the ad- ministration of anesthetics and recov- nosis of pregnancy by appropriate clin- ery patients any general when ical testing prior per- evaluation major regional anesthetic is used. forming procedure. an abortion c) All tissues during removed surgery 3) Time shall be allowed between shall by consulting be examined pa- initial examination and termination of thologist x-rays and all shall be read pregnancy permit reporting by consulting radiologist who shall reviewing of all laboratory tests provide a written report of his/her ex- with patient by facility physi- attending amination to the' physician. cian. A copy report of this shall be filed in b) Counseling patient’s clinical record within sev- (7) days. en 1) Counseling provided shall be follow- (Source: Ill.Reg. 13337, Amended at 6 ing patient disclosure to the 20, 1982) effective October diagnosis pregnancy, prior to
performance any surgical proce- dure. It individually shall be done SUBPART REQUIRE- G: ADDITIONAL designated a room for such use MENTS FOR FACILITIES IN procedure WHICH shall not be the room. OBSTETRICAL/GYNECO- LOGICAL ARE PROCEDURES PER- 2) All provide facilities shall orienta- FORMED training tion for counselors and insure Section 205.710 Abortions that each qualified counselor is to: Center Ambulatory Surgical Treatment gestation exceeds whose patients those on by per- done Counseling be shall
A) 12 weeks. to: qualified son 30, p. Ill.Reg. 3at (Source: Amended dealing i) alternatives discuss 1979) July 371, effective pregnancy; an unwanted used procedures ii) describe Require- Postoperative 205.750 Section facility; ments possible risks and iii) explain service obstetrical/gynecological a) Each procedure; of each complications factor sensitization provide Rh shall informa- contraception iv) provide patients negative Rh to all prophylaxis tion. proce- according to standard counseling such B) Demonstration dures. by the required be shall qualifications family availability of b) Information Department. provided, shall services planning train- of orientation C) Documentation When, in patient. desired when Depart- by the required ing shall be best it is opinion, physician’s ment. and with patient interest no financial have D) shall Counselors consent, planning ser- family patient’s patient’s decision. interest dis- prior to the may initiated vices discus- Counseling include 3) shall patient. charge of the alternatives, description of sion Ill.Reg. 5at explana- Amended (Source: performed, to be 1981) complica- possible November effective of risks tion information Contraceptive *41 tions. Reports 205.760 Section Group postoperatively. provided be procedure a) report of each A in addition provided counseling may be surgical ambulatory in an performed patient’s counseling. The individual made to shall be center treatment documenta- include shall clinical record by it. provided forms Department on counseling received. tion of the shall be submitted reports These opinion of In the AGENCY'NOTE: following the (10) days ten later than Treatment Cen- Ambulatory Surgical per- the abortion in which month Board, patient should Licensing ter submitted shall be Reports formed. concerning proce- make a decision whether performed procedures on coer- from atmosphere free in an dure pregnant. patient was not the Board be- Consequently, cion. out in such b) shall not filled Reports in a accomplished is best lieves as to a time avoid or at manner such apart pro- separate room complications. reporting of accurate Board believes The room. cedure voluntary truly to reach it is difficult of a aware c) facility becomes If the is undressed patient while the decision following the submission complication table. procedure on the supple- report, then original Ill.Reg. at 5 (Source: Amended be submitted report shall mental 1981) November effective Department. Require- Preoperative Section 205.740 30, p. Ill.Reg. at 3 (Source: Amended ments 1979) July effective a ambulato- may performed Abortions only those center ry treatment including DESIGN, up to gestation CON- patients with I: BUILDING SUBPART rath- with ovulation commencing STANDARDS, AND weeks STRUCTION of the men- basis on the computed er REQUIREMENTS than PHYSICAL physi- by the cycle, as determined strual General Considerations 205.1320 Section per- condition cian, patient’s medical if the a) Location not be shall Abortions mits. (whether movable).
ter fixed or Ar- rangements permit shall at least 2'-6" facility identifiably sepa- This shall be clearance at each side and at both ends rate from other facilities and func- of the examination table. tions. b) Program 2) lavatory Narrative A equipped or sink for handwashing with knee sponsor project pro- for each or foot shall control program
vide a narrative provided. of functions shall be for facility space which contains 3) A counter space or shelf writing for requirements, staffing patterns, de- provided. shall be partmental relationships and other ba- b) room(s) Procedure sic relating information to the fulfill- 1) Provide at least one room ment of the objectives. institution’s with a minimum clear area of 250 general This be a or detailed de- square feet and a minimum dimension scription per- of each function to be feet, of 14 exclusive of fixed and mova- formed, space needed for these func- ble cabinets and Any shelves. tions, operation, hours of number of procedure rooms shall not be less than occupants staff or other of the various square feet with a minimum di- spaces, types equipment required, mension of 10 feet. interrelationship of various functions spaces, description 2) of those Provide a system communication necessary complete services for the connecting with the control station. functioning but which 3) special Provide features such x- as elsewhere in the available commu- ray illuminators, film storage and, therefore, nity dupli- need not be space required by program. facility. Explain cated in this type c) room(s) Recovery surgery procedures, the volume 1) Room(s) post-anesthesia for recov- work, doctors, the number of etc. ery surgical patients pro- shall be c) Size vided. (number types) extent 2) room(s) Recovery shall contain a diagnostic, clinical, and administrative square minimum of 100 feet of usable provided facilities to be shall be deter- space floor single occupancy bed contemplated mined the services *42 square per and at least 80 feet bed for patient and the estimated load as de- multiple occupancy, arranged bed so program. scribed in the narrative that there will be at least 3 feet be- d) Handicapped Provisions for the tween beds and 4 space feet clear at design provide shall for accessibili- the foot of each bed. ty to the physically handicapped (pub- lic, staff, 3) room(s) patients). and drug This shall contain a e) station, handwashing distribution Privacy for facil- Patient ity, charting facilities, station, nurses’ design provide of the shall storage space and supplies for privacy and dignity pа- for the and of the during interview, equipment. examination,
tient and treatment. 4) Provide a toilet which is accessible (Source: Amended IlLReg. at 6 ef- room, recovery having without 17, 1982) May fective recovery to leave the room to reach it.
[*] [*] [*] The water closet shall be equipped gray with a diverter valve. Section 205.1360 Clinical Facilities 5) A a)Examination separate supervised may room(s) room be provided by patients for use who are 1)Each room(s) examination shall recovery (post-anes- able to leave have a minimum clear floor area of 80 thesia) feet, room square but need additional time and a minimum dimension feet, excluding signs of 8 for vital spaces such all to be stabilized to the vestibule, toilet, closet, point and patient may work coun- where the leave the space for clean handwashing,and for supply A clean supplies. sterile equipped room shall be facility. This the narra- when provided be shall room for lounge type chairs reclining or with system for the program defines tive minimum shall contain patients and of clean storage distribution space floor of usable square feet of 50 not re- supplies which sterile at accommodated patient to be for each of a clean workroom. the use quire time. one incorporated 2) shall be An autoclave may com- recovery be 6) rooms These workroom. the clean into bined, if desired. storage facilities shall be h) Anesthesia recovery four 7) a minimum Provide anesthetics Flammable provided. proce- for each lounge chairs beds or four prohibited. At least one dure room. bed, three space and the storage must be i) supply with gas Medical lounge chairs or beds. be oxygen oxide and reserve nitrous Ill.Reg. ef- (Source: provided, Amended all with cylinders shall be 1982) May fective secured. properly tanks Areas Support Service 205.1370 Section sup- equipment and Storage j) area for located to a) shall be A station control surgical shall be plies suite used of all traffic visual surveillance permit provided. suite. operating enters shall k) personnel facilities be Staff facility(ies) with b) sterilizing Provide person- for male and female provided conveniently autoclave(s) high speed nurses, technicians, (orderlies, nel rooms. procedure all to serve located surgical doctors) working within the may be provisions Approved alternate lounge, The areas shall contain suite. instru- replacement of sterile made for toilets, lockers, equipped for lavatories surgery. during ments changing handwashing, space for be c) station shall drug A distribution be ar- clothing. areas shall These preparation storage and provided one-way traffic ranged provide administered to be of medication entering personnel pattern so that patients. surgical suite can outside from knee or d) foot stations Scrub directly into change, gown, and move provid- be shall faucets elbow actuated Space for removal surgical suite. the entrances ed near be foot covers shall scrub suits ar- shall be facilities rooms. Scrub using it will designed personnel so that nearby splatter on ranged to minimize per- contact with clean physical avoid supply carts. personnel sonnel. e) for the exclusive A workroom soiled patients l) change areas where Provide staff shall suite use clothing into change street can shall The soiled workroom provided. pre- privacy, hospital gowns in *43 counter, equipped sink contain a work This include surgery. shall pared for receptacle, handwashing, waste for change lockers, toilets, clothing or This room receptacle. and linen area(s), the ad- space for gowning and cleaning equip- anesthesia for be used medications. ministratiоn ment. out of m) storage area shall be Stretcher be f) disposal facilities shall Fluid waste line traffic. direct respect conveniently located with re- n) containing floor Janitor’s closet general procedure rooms. sink, storage ceptor or and service S) housekeeping and supplies for space supply clean 1)A workroom or a clean provided exclusive- shall be equipment required clean materials room when suite. surgical for the ly suite assembled within are Ill.Reg. ef- (Source: Amended at shall A workroom prior use. clean 1982) May counter, equipped sink fective a work contain permit which will access in hardware emergency. an Diagnostic Facilities Section 205.1380 e) pa- width of doors for minimum pre-admission evaluation tests are to If the tient access to examination and treat- facility, performed within the the follow- be ment rooms shall be 3'-0". provided. ing services shall be f) The minimum of doors width to rooms suite, a) Radiographic provided, if shall needing (proce- access stretchers following: contain the rooms, recovery) dure shall be 3'-8". 1) processing film area g) openings Doors on all corri- between 2) viewing and area administration spaces subject dors and rooms or 3) storage film facilities doors, occupancy, except elevator shall 4) handwashing toilet room with facili- swing type. ties, directly accessible from each fluo- h) Doors, except spaces doors to such as entering roscopy room without subject small closets which are not general corridor area. occupancy, swing shall into corri- 5) dressing area with convenient ac- might dors a manner that obstruct cess to toilets. required traffic flow or reduce the cor- b) Laboratory suite shall contain the fol- ridor width. lowing minimum facilities: i) Doors, sidelights, lights, borrowed 1) Laboratory counter sink work with glazing windows which the extends vacuum, and electric services. downs to within 18 inches of the floor 2) Lavatory equipped or counter sink (thereby creating possibility of acciden- handwashing. traffic) breakage by pedestrian tal 3) Storage cabinet or closet. glazed safety glass, shall be with wire 4) Specimen collection facilities glass, plastic glazing material that equipped lavatory. a toilet and breaking resist not create will will 5) facilities shall have Blood collection dangerous cutting edges when broken space for a chair and work counter. of Illinois accordance with State (Source: Ill.Reg. Amended at 6 ef- (Ill.Rev. Safety Glazing Act Materials 17, 1982) May fective Stat.1981, 111%,par. seq.). ch. 3101 et Similar materials shall be used wall 205.1400 Details and Finishes Section required openings unless otherwise for a) public shall Minimum corridor width safety. fire 5'-0", except those corridors where j) expansion joint covers Thresholds patients transported in stretchers made flush with the floor sur- shall be or carts shall be 8'-0". face to facilitate use of wheelchairs b) or section shall have carts. remote from each other. least two exits k) dryers, paper dispensers Air towel relating details to exits and fire Other receptacles provid- shall be waste safety shall be in accordance with Sec- handwashing ed at all fixtures. (Business Occupancy) tion 13 l) required, fire doors are Where labeled latest edition of NFPA Standard 101 indepen- these shall be certified requirements herein. outlined testing laboratory meeting the dent govern These differ- Standards where requirements equal construction ent from the code. doors in National Fire those for fire c) fountains, drinking Items such as tele- (NFPA) Association Stan- Protection booths, machines, vending phone *44 fire 80. Reference to a labeled dard portable equipment shall be located so include la- door shall be construed to not restrict corridor traffic or hardware. beled frame and reduce the corridor width below the required m) requirements minimum. protection Radiation ray d) X-ray gamma and installations All may doors to toilets which be used requirements of by patients equipped shall conform to the shall be with t) easily materials shall Floor be cleana- appropri- wear resistance ble and have Safety Department of Nuclear ate for the location involved. Against Rules for Protection Radiation 1) frequently subject In all areas (32 Ill.Adm.Code, b) Subchapter and methods, cleaning floor materials wet guidelines of re- should follow NCRP physically by ger- shall not affected be February ports # and 33 dated cleaning micidal and solutions. September 1976. Provi- #49 dated 2) subject that are Floors traffic testing made for and sions shall be wet, nonslip shall have a surface. while use, completed and installation before u) finishes shall be washable and Wall all defects must be corrected before plumbing the immediate area of fix- use. tures, be smooth and moisture shall n) ceiling height minimum shall be resistant. 8'-0", following exceptions: with v) penetrations by pipes, and wall Floor rooms, 1) provided, if shall have Boiler ducts, tightly and conduits shall be ceiling not less than 2'-6" clearance entry to minimize of rodents sealed header and con- above main boiler insects. and Joints structural ele- necting piping. similarly ments shall be sealed. 2) Radiographic and other rooms con- w) Ceilings shall and those be cleanable taining ceiling-mounted equipment and in sensitive areas such as including ceiling-mounted those with readily rooms shall be washable surgical light height fictures shall have that can retain dirt without crevices equip- required to accommodate particles. These sensitive areas shall ment and/or fixture. ceiling, covering have finished all corridors, rooms, 3) storage Ceilings in piping. ductwork and overhead rooms, minor rooms toilet and other x) ceilings may Finished be omitted in not less than 7'-8". be equipment spaces, mechanical 4) tracks, rails, Suspended pipes areas, storage shops, general and sim- path of normal traffic shall located spaces, required ilar unless for fire-re- not less than 6'-8" above the floor. purposes. sistive o) prohibited. Anesthetics are Flammable y) ceilings Acoustical are recommended p) draperies Cubicle curtains and shall corridors, rooms, multipurpose or rendered flame noncombustible waiting areas. large pass retardant and shall both (Source: Ill.Reg. Amended at 6 ef- and small tests of NFPA Stan- scale 17, 1982) May fective dard 701. q) ceilings Interior finish of walls J: SUBPART MECHANICAL rooms, ways, storage all exit and areas Conditioning, fire
of unusual hazard shall have Section 205.1540 Air Heat- spread rating ing Ventilating Systems flame of not more than 25. a) systems designed pro- shall be temperatures r) vide the comfort and hu- Floor finish materials shall have a midities as recommended ASHRAE spread rating flame of not more than Standards. separate underlayment 75. If a material, used floor finish b) handling systems Air shall conform spread assembly in- flame test shall Conditioning “Installation of Air underlayment. clude the Ventilating Systems,” NFPA 90A- s) All interior finish materials shall have c) 25,000 developed rating exceeding spaces
smoke of 450 or less. For cubic volume, produce heating, The use of materials known to feet in air condition- large gases ing, ventilating systems con- amounts of toxic shall be shall for the Installation avoided. form to “Standard
1407 j)For systems serving procedure and re- rooms, covery filter 1 bed No. shall be Heating of Warm Air Air Condi- upstream located of the conditioning tioning Systems, 90-B, 1973, NFPA ex- equipment and filter bed No. 2 shall be cept return ducts shall constructed located downstream of supply fan equal specified of material to that conditioning equipment including ducts, supply Chap. 1.1., paragraph humidifiers. Duct Materials. k)
d) Filter frames shall be Outdoor air intakes shall durable be located as practical provide shall airtight far as but not less than 15 fit with the enclosing feet from exhaust outlets of ventila- duct joints work. All be- systems, tion equipment combustion segments tween filter enclosing stacks, medical-surgical sys- vacuum gasketed duct work shall be or sealed tems, plumbing vent stacks or from provide positive against seal air areas which collect vehicular ex- leakage. haust and other noxious fumes. l) A manometer shall be installed across e) All ventilation air outlets and inlets serving each filter bed procedure and shall conform to NFPA 90A-Chapter recovery rooms. 2, paragraph 3.2. Location of Outlets m) Fire and dampers smoke shall be con- and Inlets. structed, located and installed in ac- f) systems The ventilation shall be de- cordance requirements with the signed provide and balanced to NFPA 90A. pressure ventilation and relationships n) systems, All regardless size, as shown in Table A. serve more than one smoke or fire g) supplied The ventilation air pro- zone, shall equipped with smoke cedure rooms shall be delivered at or detectors to shut down fans automati- ceiling served, near the of the area cally specified paragraph 4-3.1 of all exhaust or return air from the area NFPA 90A. shall be removed near the floor level. o) The system ventilation for anesthesia At least two exhaust outlets shall be storage rooms shall conform to the used each room. requirements of “Standard for Inhala- h) All central ventilation or air condition- 56A, tion Anesthetics” NFPA includ- ing systems equipped shall be with fil- ing the gravity option sys- ventilation having ters efficiencies not less than tem. specified those following table: p) Boiler rooms provided shall be sufficient outdoor air to maintain com- FILTER EFFICIENCIES FOR CENTRAL bustion equipment rates of and limit VENTILATION AND AIR CONDI- temperatures working stations to TIONING SYSTEMS IN AMBULATO- 97° F Temperature Effective as de- RY SURGICAL TREATMENT FACIL- fined ASHRAE Handbook of Fun- ITIES All Recovery Rooms Procedure and Area i)All filter Other Designation ed in accordance with the American atmospheric Areas efficiencies shall be Filter Beds Number of Minimum dust spot Filter Bed efficiencies test- No. 1 Efficiencies (Percent) Filter average Filter Bed No. 2 — fective (Source: q) of 100° F. above from ventilated to equipment, such as boiler rooms and heater damentals. Rooms May Amended at 6 rooms, containing 17, 1982) exceeding prevent shall be insulated and any floor surface Ill.Reg. heat-producing temperature ef- Section 205. Society TABLE A Refrigeration General Pres- Heating, Conditioning Air Engineers (ASHRAE) Relationships sure and Ventilation Rates Standards 52-68. Ambulatory Surgery Area *46 1408 Minimum Air All Air Total Changes Exhausted per Pressure Directly Hour Relationship Adjacent Supplied Area Room
Within Recirculated Outdoors Designation Areas Room Units No 15 Optional Room Procedure + 6 ® Optional Optional Room Examination 6 Optional Optional Room Recovery + Optional 4 Optional Area Medication + 6 Optional Optional Room o X-Ray Workroom Soiled No 10 Yes Holding Soiled Workroom Clean Holding Optional Optional Clean + I 10 No Yes Darkroom I 10 No Yes Toilet Room ! 10 Yes No Janitors’ Closet t Yes No Rm. Sterilizer Equip. No Yes Linen and Trash Rm. 1- Optional Optional Laboratory No Storage Yes Linen Soiled Storage Optional Optional Linen Clean + No Storage Yes O Anesthesia Services Area Central I Yes No Soiled Area Optional Optional Area Clean + Storage O Optional Optional Equipment = Positive + - = Negative =0 Equal America, Appellee, ef- UNITED STATES IlLReg. 6at Amended
(Source: 1982) May v. fective CYR,
Richard ST. Allen a/k/a Dexter, Appellant. Nos. 86-5311 to 86-5315. America, Appellee, STATES UNITED Appeals, Court of States United v. Eighth Circuit. O’CONNELL, Edward W. a/k/a Daniel 8, 1987. June Submitted Smith, Appellant. 14, 1988. March Decided America, Appellee, UNITED STATES 86-5315 in No. Rehearing Denied v. 8, 1988. April COOKE, Appellant. Gregory J. Denied Rehearing En Banc Rehearing and 25, 1988. April in No. 86-5312 America, Appellee, UNITED STATES Denied Rehearing En Banc Rehearing and v. 3, 1988. May in No. 86-5311 COLLIER, Appellant. Patrick Basil Rehearing En Banc Rehearing and 20, 1988. May America, Denied Appellee, STATES UNITED PATTERSON, II, Appellant. R. William
