Lead Opinion
OPINION OF THE COURT
In 1991 George Holliday recorded video of the Los Angeles Police Department officers beating Rodney King and submitted it to the local news. Filming police on the job was rare then but common now. With advances in technology and the widespread ownership of smartphones, “civilian recording of police officers is ubiquitous.” Jocelyn Simonson, Copwatching, 104 Cal. L. Rev. 391, 408 (2016); see Seth F. Kreimer, Pervasive Image Capture and the First Amendment: Memory, Discourse, and the Right to Record, 159 U. Pa. L. Rev. 335, 337 (2011). These recordings have both exposed police misconduct and exonerated officers from errant charges. However, despite the growing frequency of private citizens recording police activity and its importance to all involved, some jurisdictions have attempted to regulate the extent of this practice. Individuals making recordings have also faced retaliation by officers, such as arrests on false criminal charges and even violence.
This case involves retaliation. Richard Fields and Amanda Geraci attempted to record Philadelphia police officers carrying out official duties in public and were retaliated against even though the Philadelphia Police Department’s official policies recognized that “[p]rivate individuals have a First Amendment right to observe and record police officers engaged in the public discharge of their duties.” J.A. 1187. No party contested the existence of the First Amendment right. Yet the District Court concluded that neither Plaintiff had engaged in First Amendment activity because the conduct — the act of recording— was not sufficiently expressive. However, this case is not about whether Plaintiffs expressed themselves through conduct. It is whether they have a First Amendment right of access to information about how our public servants operate in public.
Every Circuit Court of Appeals to address this issue (First, Fifth, Seventh, Ninth, and Eleventh) has held that there is a First Amendment right to record police activity in public. See Turner v. Lieutenant Driver,
I. BACKGROUND
In September 2012, Amanda Geraci, a member of the police watchdog group “Up Against the Law,” attended an anti-frack-ing protest at the Philadelphia Convention Center. She carried her camera and wore a pink bandana that identified her as a legal observer. About a half hour into the protest, the police acted to arrest a protestor. Geraci moved to a better vantage point to record the arrest and did so without interfering with the police. An officer abruptly pushed Geraci and pinned her against a pillar for one to three minutes, which prevented her from observing or recording the arrest. Geraci was not arrested or cited.
One evening in September 2013, Richard Fields, a sophomore at Temple University, was on a public sidewalk where he observed a number of police officers breaking up a house party across the street. The nearest officer was 15 feet away from him. Using his iPhone, he took a photograph of the scene. An officer noticed Fields taking the photo and asked him whether he “like[d] taking pictures of grown men” and ordered him to leave. J.A. 8. Fields refused, so the officer arrested him, confiscated his phone, and detained him. The officer searched Fields’ phone and opened several videos and other photos. The officer then released Fields and issued him a citation for “Obstructing Highway and Other Public Passages.” These charges were withdrawn when the officer did not appear at the court hearing.
Fields and Geraci brought 42 U.S.C. § 1983 claims against the City of Philadelphia and certain police officers. They alleged that the officers illegally retaliated against them for exercising their First Amendment right to record public police activity and violated their Fourth Amendment right to be free from an unreasonable search or seizure.
They also pointed out that the City’s Police Department’s official policies recognized their First Amendment right. In 2011 the Department published a memorandum advising officers not to interfere with a private citizen’s recording of police activity because it was protected by the First Amendment. In 2012 it published an official directive reiterating that this right existed. Both the memorandum and directive were read to police officers during roll call for three straight days. And in 2014, after the events in our case and the occurrence of other similar incidents, the Department instituted a formal training program to ensure that officers ceased retaliating against bystanders who recorded their activities.
The District Court nonetheless granted summary judgment in favor of Defendants on the First Amendment claims. They did not argue against the existence of a First Amendment right, but rather contended that the individual officers were entitled to qualified immunity and that the City could not be vicariously liable for the officers’ acts. Yet the District Court on its own decided that Plaintiffs’ activities were not protected by the First Amendment because they presented no evidence that their “conduct may be construed as expression of a belief or criticism of police activity.” Fields v. City of Philadelphia,
Because of this ruling, the District Court did not reach the issues of qualified immunity or municipal liability. However, it allowed the Fourth Amendment claims to go to trial. Id. (“The citizens are not without remedy because once the police officer takes your phone, alters your technology, arrests you or applies excessive force, we proceed to trial on the Fourth Amendment claims.”). By stipulation, Plaintiffs dismissed their Fourth Amendment claims so that they could immediately appeal the First Amendment ruling.
II. JURISDICTION AND STANDARDS
The District Court had subject matter jurisdiction over these federal civil rights claims under 28 U.S.C. §§ 1331 & 1343, and we have jurisdiction under 28 U.S.C. § 1291. We exercise plenary review over the District Court’s grant of summary judgment. Melrose, Inc. v. City of Pittsburgh,
III. ORDER OF ANALYSIS
Defendants ask us to avoid ruling on the First Amendment issue. Instead, they want us to hold that, regardless of the right’s existence, the officers are entitled to qualified immunity and the City cannot be vicariously liable for the officers’ acts. We reject this invitation to take the easy way out. Because this First Amendment issue is of great importance and the recording of police activity is a widespread, common practice, we deal with it before addressing, if needed, defenses to liability.
In Saucier v. Katz, the Supreme Court held that courts must determine whether a constitutional right existed before deciding if it had been “clearly established” such that defendants would not be entitled to qualified immunity.
In the years since, First Amendment issues from the recording of police activity recur, and they deal directly with constitutional doctrine. With technological progress and the ubiquity of smartphone own
IY. THE FIRST AMENDMENT RIGHT TO RECORD
The District Court concluded that Plaintiffs engaged in conduct only (the act of making a recording) as opposed to expressive conduct (using the recording to criticize the police or otherwise comment on officers’ actions). It did so by analogy, applying the “expressive conduct” test used to address symbolic speech: “Conduct is protected by the First Amendment when the nature of the activity, combined with the factual context and environment in which it was undertaken, shows that the activity was sufficiently imbued with elements of communication to fall within the First Amendment’s scope.” Fields,
We disagree on various fronts. Foremost is that the District Court focused on whether Plaintiffs had an expressive intent, such as a desire to disseminate the recordings, or to use them to criticize the police, at the moment when they recorded or attempted to record police activity. See id. at 534-35. This reasoning ignores that the value of the recordings may not be immediately obvious, and only after review of them does their worth become apparent. The First Amendment protects actual photos, videos, and recordings, see Brown v. Entm’t Merchants Ass’n,
The First Amendment protects the public’s right of access to information about their officials’ public activities. It “goes beyond protection of the press and the self-expression of individuals to prohibit government from limiting the stock of information from which members of the public may draw.” First Nat’l. Bank of Bos. v. Bellotti,
To record what there is the right for the eye to see or the ear to hear corroborates or lays aside subjective impressions for objective facts. Hence to record is to see and hear more accurately. Recordings also facilitate discussion because of the ease in which they can be widely distributed via different forms of media. Accordingly, recording police activity in public falls squarely within the First Amendment right of access to information. As no doubt the press has this right, so does the public. See PG Publ’g. Co. v. Aichele,
Bystander videos provide different perspectives than police and dashboard cameras, portraying circumstances and surroundings that police videos often do not capture. Civilian video also fills the gaps created when police choose not to record video or withhold their footage from the public. See Nat’l Police Accountability Project Amicus Br. 7 (noting that “[a] recent survey of 50 major police departments’ policies on body cameras revealed that many policies either failed to make clear when officers must turn on their body cameras, gave officers too much discretion when to record, or failed to require explanations when officers did not record”) (citation omitted).
The public’s creation of this content also complements the role of the news media.
Moreover, the proliferation of bystander videos has “spurred action at all levels of government to address police misconduct and to protect civil rights.” See Nat’l Police Accountability Proj. Amicus Br. 1. These videos have helped police departments identify and discipline problem officers. They have also assisted civil rights investigations and aided in the Department of Justice’s work with local police departments. And just the act of recording, regardless what is recorded, may improve policing. See Glik,
We do not say that all recording is protected or desirable. The right to record police is not absolute. “[I]t is subject to reasonable time, place, and manner restrictions.” Kelly,
We need not, however, address at length the limits of this constitutional right. Defendants offer nothing to justify their actions. Fields took a photograph across the street from where the police were breaking up a party. Geraci moved to a vantage point where she could record a protestor’s arrest, but did so without getting in the officers’ way. If a person’s recording interferes with police activity, that activity might not be protected. For instance, recording a police conversation with a confidential informant may interfere with an investigation and put a life at stake. But here there are no countervailing concerns.
In sum, under the First Amendment’s right of access to information the public has the commensurate right to record— photograph, film, or audio record — police officers conducting official police activity in public areas.
V. QUALIFIED IMMUNITY
Having decided the existence of this First Amendment right, we now turn to whether the officers are entitled to qualified immunity. We conclude they are.
Government actors are entitled to qualified immunity unless they violated a constitutional right “so clearly established
To conduct the clearly established inquiry, we “frame the right ‘in light of the specific context of the case, not as a broad general proposition,”’ L.R.,
Plaintiffs contend the absence of Circuit precedent does not end the inquiry, as after the events in Kelly and True Blue the Philadelphia Police Department adopted official policies recognizing the First Amendment right of citizens to record police in public. As plausible as that may be on the surface, it does not win the argument. With one breath Plaintiffs assert that these policies clearly established their legal right, but for purposes of municipal liability (an issue we remand) they vigorously argue that the policies were utterly ineffective in conveying to the officers that this right clearly existed. And Plaintiffs have compiled evidence indicating this was so. For example, they point out that Captain Francis Healy, the policy advisor to the Police Commissioner, testified that, notwithstanding the adoption of the Department’s policies, the “officers didn’t understand that there was a constitutional right [to record].” Reply Br. 11 (quoting J.A. 282-83).
As to decisions of other appellate courts relevant to the qualified immunity analysis, Defendants and the District Court argue that those decisions are distinguishable be
Where District Courts in our Circuit have held in favor of the First Amendment right, Defendants also distinguish those cases for requiring expressive act or intent, not just recording alone, once again echoing the reasoning of the District Court here. See Fields,
VI. MUNICIPAL LIABILITY
Because of its First Amendment ruling, the District Court did not reach’ whether the City could be held liable for its officers’ conduct..See generally Monell v. Dep’t of Soc. Servs.,
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We ask much of our police. They can be our shelter from the storm. Yet officers are public officials carrying out public functions, and the First Amendment requires them to bear bystanders recording their actions. This is vital to promote the access that fosters free discussion of governmental actions, especially when that discussion benefits not only citizens but the officers themselves. We thus reverse and remand for further proceedings.
Concurrence Opinion
concurring in the part, dissenting in part.
I agree with the majority that the cause must be remanded. Because I conclude that the First Amendment right at issue is and was clearly established, I dissent.
The question of whether a constitutional right is clearly established has to be considered in a real-world context; this is why our analysis is conducted from the perspective of a “reasonable official.” L.R. v. Sch. Dist. of Phila.,
First, as the majority notes, every Circuit Court of Appeals that has considered the issue ruled that there is a First Amendment right to record police activity in public. Four of these decisions were published before the conduct at issue here, and two of them occurred after our decision in Kelly v. Borough of Carlisle,
The Police Department’s official policies explicitly recognized this First Amendment right well before the incidents under review here took place. Captain Frank Healy of the Department’s Research and Planning Unit stated that, in 2011, officers did “not understand the police [were] allowed to be taped in public.” App. 119 (2013 Healy dep. at 54). Because there was “some confusion on the street” he testified that there “was a definite need for the policy.” App. 121 (2013 Healy dep. at 62). He said that the Department wanted “to be on the forefront rather than on the back end,” of educating its officers on this issue, prompting Police Commissioner Charles Ramsey to request that a policy be written requiring police officers to “allow citizens to record the police.” App. 118 (2013 Healy dep. at 52). The policy was intended to get “clarification out on the street so the officers knew what their duties [were].” App. 120 (2013 Healy dep. at 59). It issued a memorandum in September, 2011 stating that police should reasonably expect to be photographed, videotaped and or audibly recorded by members of the general public. Commissioner’s Memorandum 11-01, issued on September 23, 2011, made clear to all Philadelphia police officers that they “shall not” obstruct or prevent this conduct, and that “under no circumstances” were permitted to disable or damage the devices being used. App. 1185.
In the year that followed publication of the memorandum, Internal Affairs received eight complaints by citizens of retaliation by police for recording' police performing their duties. App. 1569. Additionally, the U.S. Department of Justice issued recommendations in May, 2012, that all police departments “affirmatively set forth the First Amendment right to record police activity.” App. 1675. As a result, the Commissioner directed Captain Healy and his unit to revise the Memorandum to incorporate the Department of Justice recommendations. The revised document was issued as Departmental Directive 145 on November 9, 2012. Like a Memorandum, a Directive is also official Departmental policy, but it covers a topic in greater depth.
Directive 145 plainly requires officers to allow citizens to make recordings of police activity. The Directive uses, verbatim, the
Although the Directives declared a First Amendment right well ahead of this Court, the Philadelphia Police Department Commissioner had a desire to “get out ahead” of what he presciently viewed as an inevitable ruling. With all of this, it is indisputable that all officers in the Philadelphia Police Department were put on actual notice that they were required to uphold the First Amendment right to make recordings of police activity. From a practical perspective, the police officers had no ground to claim ambiguity about the boundaries of the citizens’ constitutional right here. Mindful of the established trend among the Circuit Courts of Appeals, this combined with this clear Guidance from the Commissioner sufficiently grounds a conclusion that the right to record official, public police activity was clearly established and “beyond debate.” Zaloga,
The majority cites to the 2011 article of Seth F. Kreimer,
Notes
. Two more recent decisions reinforce the trend. See Turner v. Lieutenant Driver,
. Professor, University of Pennsylvania Law School.
