*1 FIELDS, Appellant Richard PHILADELPHIA; Sisca,
CITY OF Po Officer, 9547; Badge Doe,
lice No. Joe
an Unknown Police Offi
cer Geraci, Appellant
Amanda Philadelphia; Brown, Dawn Po Officer, Badge 2454;
lice No. Terra M.
Barrow, Officer, Badge Police No.
1147; Jones, Officer, Nikki L. Police
Badge 2549; Smith, No. Rhonda
Officer, Badge No. 1373 16-1650,
No. No. 16-1651 Appeals,
United States Court of
Third Circuit.
Argued May 2017)
(Opinion July filed: *2 Feinberg, Esquire, Kairys H.
Jonathan Arch Rudovsky Messing Reinberg, & Street, South, PA Philadelphia, Suite 19106, E. Grogan, Esquire, J. Peter John Leckman, Esquire, Langer Grogan & Div- Street, 4130, er, Philadel- 1717 Arch Suite 19103, Kreimer, Esquire, PA phia, Seth Law, University Pennsylvania School of Philadelphia, PA 3400 Chestnut Street 19104, Mary Roper, Esquire, Catherine Molly Tack-Hopper, Esquire (Argued), M. of Penn- American Civil Liberties Union 60173, PA sylvania, Philadelphia, P.O. Box 19106, for Appellants Counsel Gottlieb, Esquire (Argued), Craig R. Department, Law Floor, Street, Arch 17th One Park- 19102, PA Counsel for way, Philadelphia, Appellees Hickok, Dorothy Esquire, A. Alfred W. Putnam, Jr., Taticchi, D. Esquire, Mark Reath, Drinker Biddle & 18th & Esquire, Streets, Cherry Logan Square, One Suite 19103, 2000, Ilya Philadelphia, Shapiro, PA Institute, Esquire, 1000 Massachu- Cato Ave., N.W., 20001, Washington, setts DC Appellant, for Amicus Cato Insti- Counsel tute Hamilton, Segal, Esquire, Pepper
Eli
19103,
Avenue,
PA
Ryers
Philadelphia,
Society
Appellant,
for Amicus
for
Counsel
Photographic Education
McGowan, Esquire, April
Sharon M.
J.
Anderson,
Calderon,
R.
Esquire, Tovah
Esquire,
United States
Jus-
Division,
tice,
Appellate
Rights
Civil
Sec-
tion,
RFK
P.O. Box
Ben
Station,
Washington,
Franklin
DC
Appellant,
for Amicus
United
Counsel
of America
State
Brown,
Gregg P. Les-
Esquire,
Bruce D.
lie,
Reporters
Committee for
Esquire,
Street,
Press,
1156 15th
Freedom
N.W.,
Washington,
Suite
ownership
DC
of smartphones, “civilian re-
Appellant, Reporters
cording
Counsel
Amicus
of police
ubiquitous.”
officers is
Jocelyn Simonson,
Committee for Freedom of the Press and
Copwatching, 104 Cal.
(2016);
Organizations
31 Media
L. Rev.
see Seth F. Kreim-
*3
er,
Image Capture
Pervasive
and the First
Sophia
Cope,
S.
Esquire, Adam
Discourse,
Memory,
Amendment:
and the
Schwartz, Esquire, Electronic Frontier
Record,
Right to
335,
159 U. Pa. L. Rev.
Foundation,
Street,
Eddy
San Francis-
These recordings have both
co,
94109,
CA
Counsel for
Appel-
Amicus
exposed police misconduct and exonerated
lant, Electronic Frontier Foundation
However,
officers from errant charges.
de-
LaRocca,
Robert
Esquire,
J.
Kohn Swift
spite
growing
frequency
private
citi-
Graf,
Street,
&
One South Broad
Suite
zens recording police activity and its im-
2100,
19107,
Philadelphia, PA
Counsel for portance
involved,
to all
jurisdictions
some
Appellant,
Amicus
First Amendment Law
have attempted
regulate
the extent of
Professors
practice.
this
Individuals making record-
Geckle, Esquire,
Patrick G.
1500 John F.
ings
officers,
have also faced retaliation by
Boulevard,
Kennedy
Two Penn Center
such as arrests on false
charges
criminal
Plaza,
1850,
19102,
Suite
PA
Philadelphia,
and even violence.
Burton, Esquire,
John
The Marine Build-
This case involves retaliation. Richard
ing,
Avenue,
Fair
128 North
Oaks
Pasa- Fields and Amanda Geraci attempted to
dena,
Milton, Esquire,
CA
David
Philadelphia police
record
carrying
officers
Friedman, PC,
Law Offices of Howard
90 out
official duties in
and were retali-
Street,
Floor, Boston,
Canal
Fifth
MA
against
ated
even though the Philadelphia
Appellant,
Counsel
Amicus
Na- Police Department’s
policies
recog-
Accountability Project
tional Police
“[p]rivate
nized that
individuals
have
Gosselin, Esquire,
Jason P.
Drinker
First
Amendment
to observe and
Reath,
Streets,
&
Cherry
Biddle
18th &
record police
engaged
officers
in the public
Logan Square,
One
Suite
Philadel-
discharge of their duties.” J.A. 1187. No
phia,
Whitehead,
PA
John W.
Es-
party
contested
existence of the First
McKusick,
quire, Douglas
Esquire,
R.
right.
Amendment
Yet the District Court
Christopher
Moriarty,
F.
Esquire, concluded that neither Plaintiff had en-
Institute,
Rutherford
P.O. Box
Char-
gaged in
activity
First Amendment
be-
lottesville,
VA
Counsel for Amicus
cause the
recording—
conduct—the act of
Appellant, Rutherford Institute
sufficiently
However,
was not
expressive.
this case is not about whether Plaintiffs
AMBRO, RESTREPO,
Before:
and
expressed
through
themselves
conduct. It
NYGAARD,
Judges
Circuit
whether
have a First Amendment
right of access to information about how
OPINION OF THE COURT
operate
public.
servants
AMBRO,
Judge
Circuit
Every
Court of
Appeals
Circuit
ad-
(First,
George Holliday
Fifth, Seventh,
recorded video dress this issue
Eleventh)
Ninth,
Angeles
of the Los
offi-
has held that there is
beating Rodney King
cers
it
submitted
to record
Filming police
job
the local news.
on the
in public. See Turner v. Lieuten-
(5th
Driver,
2017);
was rare then but common now. With ad-
ant
Smith
brought
and Geraci
U.S.C.
Fields
Seattle,
(11th
2000); Fordyce City
against
§
of Philadel
1983 claims
(9th
Today
joinwe
able search or seizure. I. BACKGROUND City’s the pointed also out that They Geraci, 2012, Amanda a In September policies recog- Department’s official “Up police watchdog group member of the right. In their First Amendment nized Law,” anti-frack- attended an Against the published a memo- Department 2011 the at the Convention ing protest advising officers not to interfere randum and wore carried her camera recording police Center. She private citizen’s with a as a identified her pink protected by a bandana it the activity because was hour into the published About a half it an legal observer. First Amendment. protes- reiterating acted to arrest a that this protest, police the directive vantage a moved to better the memorandum and di- tor. Geraci existed. Both during and did so with- to record the arrest read to point rective were days. An officer And in interfering police. straight call for three out roll pinned and her abruptly pushed Geraci the events in our case and after minutes, incidents, to three against pillar a for one of other similar occurrence observing or prevented training her from a formal which instituted not ar- the arrest. Geraci was ceased re- to ensure that officers program who recorded taliating against bystanders rested or cited. activities. their 2013, Richard evening September One granted Fields, District Court nonetheless Temple University, The sophomore judgment in favor of Defendants summary he ob- sidewalk where was on They the First Amendment claims. did officers break- on served a number of a First argue against not the existence party a house across the street. ing up right, but rather contended away from him. Amendment nearest officer was 15 feet iPhone, the individual officers were entitled photograph he took a Using his immunity City could taking qualified An officer noticed Fields the scene. vicariously liable for officers’ him whether he not be photo and asked on its own Yet the District Court grown men” and acts. taking pictures “like[d] that Plaintiffs’ activities were 8. Fields re- decided ordered him to leave. J.A. him, by First Amendment be- fused, protected confis- the officer arrested so they presented no evidence and detained him. The cause phone, cated his may construed as ex- their “conduct be phone opened Fields’ officer searched or criticism of pression The offi- of a belief photos. and other several videos Philadelphia, activity.” City Fields v. and issued him a cer then released Fields (E.D. Pa. F.Supp.3d “Obstructing Highway for citation omitted). police, When confronted Plaintiffs tion Because this is a First express did not case, reasons record- Amendment we must also “engage in ing. Their later deposition testimony a searching, independent factual review of showed that simply Geraci wanted to ob- the full record.” Am. Civil Liberties Union serve and Fields picture wanted take a Mukasey, “interesting” 2008) (citations of an omitted). and “cool” scene. Id. at addition, 539. In having neither testified of III. ORDER OF ANALYSIS
an intent photos share his or her videos. Id. The District Court thus con- Defendants ask us to avoid ruling on the that, cluded any authority from “[a]bsent First Instead, issue. they Supreme Court or our Court of Ap- want us to hold regardless of the peals, we decline to create a new First right’s existence, the officers are entitled photo- for citizens to qualified immunity and the cannot graph officers expres- when have no vicariously be liable for the officers’ acts. purpose sive challenging such as reject We this invitation to easy take the actions.” Id. at 542. way out. Because this First Amendment great issue is of importance and the re- ruling,
Because of this the District cording activity is a widespread, *5 Court did not reach the qualified issues of practice, common we deal with it before immunity However, municipal liability. or needed, addressing, if liability. defenses to it allowed the Fourth Amendment claims (“The to go to trial. Id. citizens are not Katz, In Saucier v. Supreme Court remedy without because once the held that courts must determine whether a your officer phone, your takes alters tech- constitutional right existed before deciding nology, you applies arrests excessive if it “clearly had been established” such force, proceed we to trial on the Fourth that defendants would not be entitled to claims.”). By Amendment stipulation, qualified immunity. 194, 200-01, 533 U.S. Plaintiffs dismissed their Fourth Amend- (2001). 121 S.Ct. 272 L.Ed.2d ment they claims so that could immediate- later, however, Less than a decade ly appeal the ruling. First Amendment Court reversed course in Pearson v. Calla-
han, holding that courts instead have the II. AND JURISDICTION discretion to immunity choose to address
STANDARDS
first
bypass
and
the substantive constitu-
tional issue. 555 U.S.
129 S.Ct.
The District
subject
Court had
808,
bystanders ready phone digi- with a cell 262; Kelly, strictions.” F.3d see tal camera rather than a traditional film Woods, Twp. Whiteland L.P. v. W. crew, just and news stories are now as Whiteland, likely a blogger be broken at her 1999). But in public places these restric computer reporter major newspa- as a at a are tions restrained. In per.”). complementing addition to role of the press, private traditional re- not, however, We need at length address cordings improved professional have re- right. limits of this constitutional De- porting, generated by as “video content nothing justify fendants offer their ac- bystanders witnesses and has become a photograph tions. Fields took a across the component common program- of news street from where the were break- ming.” The Reporters Committee for ing up party. vantage Geraci moved to a Freedom of the Press and 31 Media Or- point protestor’s where she could record a 11; ganizations Amicus Br. see also id. at 2 arrest, did getting but so without in the (“Today, the first source of information way. If a person’s recording officers’ inter- newsworthy from the scene of a event is police activity, activity feres with frequently ordinary an citizen with a smart instance, might protected. not be For phone.”). “bystander And the inclusion of cording police conversation awith confi- tell, journalists video enriches the stories may dential informant interfere with an distinct, routinely adding a first-person investigation put a life at stake. But perspective coverage.” to news 12. Id. at countervailing here there are no concerns. Moreover, proliferation bystander sum, under the First Amendment’s “spurred videos has action at all levels of of access to information the government to address misconduct has the commensurate to record— protect rights.” and to civil See Nat’l Police film, photograph, or audio record — Accountability Proj. Amicus Br. 1. These conducting helped police departments videos have public areas. identify discipline problem officers. They have also rights assisted civil investi- QUALIFIED V. IMMUNITY
gations and aided in the Department of *8 Justice’s work with local depart- Having decided the existence of just ments. And act of recording, the right, this First Amendment we now turn recorded, gardless may what is improve qual to whether the officers are entitled to Glik, policing. See 655 F.3d at Im- 82-83. immunity. they ified conclude are. We portant to police recordings is that these help carry They, them out their Government actors are entitled to work. we, every bit much qualified immunity they as as are concerned unless violated a gathering support right clearly facts that further constitutional “so established
361
ciently analogous
have
to the
of
‘every reasonable
would
facts
this case
that
official
put
Rogers
to
doing
that what he is
violates
have
Officer
on notice of a
understood
”
Moosic,
clearly
Zaloga Borough
right
videotape po
established
right.’
that
(3d
2016)
170,
(quoting
during
lice officers
a traffic stop [in
841 F.3d
Cir.
2007].”).
Howards,
Only
years
a
later in
in
few
Reichle
(2012))
non-precedential
opinion,
363
end,”
theless,
educating
back
of
its officers on this
apply
must
this “reasonable
we
issue,
consistently, recognizing
analysis
prompting
official”
Commissioner
though they
there are instances —rare
Ramsey
request
policy
that
Charles
that a
in
any reasonable official
may be—when
requiring police
written
officers to “al-
be
know the bound-
circumstance would
police.” App.
low citizens to record the
118
right well before
(2013
52).
aries of a constitutional
Healy dep.
policy
at
The
was
it. I am confident that
we have ruled on
get
intended to
“clarification out on the
of the
is one of those cases because
this
so the officers knew
street
what
of a number of factors.
unique combination
(2013
App.
Healy dep.
duties
[were].”
59).
in Sep-
at
It issued memorandum
notes,
First,
every
majority
as the
Cir
tember,
stating
that
should
Appeals
of
that has considered
cuit Court
reasonably expect
photographed,
to be
there is a First
the issue ruled
audibly
videotaped
and or
recorded
right
to record
general public.
members of the
Commis-
in
Four of these decisions were
public.
11-01,
here,
sioner’s Memorandum
issued on
the conduct at issue
published before
clear to all Phil-
September
of them occurred after our deci
made
two
Carlisle,
Borough
v.
Kelly
adelphia police
sion in
officers
“shall
2010),
posit
conduct,
in
we
F.3d 248
Cir.
which
prevent
not” obstruct or
clearly
was not
estab
right
ed that
per-
that “under no circumstances” were
at that time. See Am. Civil Liberties
lished
damage
mitted to disable or
the devices
(7th
Alvarez,
L.R.,
2. Law School. above, I with the concur I noted
As regard- and conclusions
majority’s analysis of a First Amendment existence
ing the record, case agree
right to *12 Philadelphia should be City of
against the Howev- proceedings. further
remanded cultural, social, legal
er, light arose, I am this case in which
context circum- unique that —in
convinced could have reasonable officer
stance—no incidents under- the time of the
denied at prevent that efforts to
lying these cases in- recording their activities from
people by “the First rights guaranteed
fringed reasons, I dissent For these
Amendment. majority’s conclusion
from the immune from suit. officers are America, STATES
UNITED
Appellant
Carolyn JACKSON America, Appellant
United States E.
John Jackson 16-1200, 16-1201
No. No. Appeals, States Court of
United
Third Circuit. February
Argued July
Filed:
