This interlocutory appeal is from an action commenced in January 1985 by the plaintiff, Richard Feliciano Angulo, in the United States District Court for the District of Puerto Rico pursuant to 42 U.S.C. § 1983 (1982), against defendants, Hector Rivera Cruz, the Secretary of Justice for the Commonwealth of Puerto Rico, and Luis A. Feliciano, the Commonwealth’s interim Secretary of Justice. In his original complaint for damages and equitable relief, Feliciano had alleged that defendants had violated the First and Fourteenth Amendments when, because of his political affiliation, they demoted him from his “trust” position as Puerto Rico’s Assistant Secretary for Administration of the Department of Justice, to a career position as Executive Functionary V.
See Branti v. Finkel,
Defendants moved for summary judgment, contending inter alia that political affiliation had been an appropriate consideration when filling Feliciano’s former trust position of Assistant Secretary of Administration, and also contending that they were qualifiedly immune from damages on all claims. The district court granted the summary judgment motion in part and denied it in part. It dismissed plaintiff’s claim regarding his demotion from the trust position to his career position, ruling that defendants were not only entitled to immunity from damages but that plaintiff was not entitled to an injunction reinstating him to the trust position. But the court denied summary judgment regarding Feli-ciano’s claim that dismissal from his career position violated his rights under the due process clause and the First Amendment.
*42
Defendant Rivera Cruz now appeals from the district court’s order denying him qualified immunity from damages stemming from plaintiffs claims that he was dismissed from his
career
position in violation of his due process and First Amendment rights.
1
Mitchell v. Forsyth,
I. PROCEDURAL DUE PROCESS CLAIMS
The uncontroverted materials attached to defendants’ summary judgment motion show that defendant Rivera Cruz notified plaintiff, before dismissing him from his career position, of charges pending against him that could warrant his dismissal, explained the evidence behind these charges, and offered plaintiff an opportunity to respond to these charges. 2 In a letter to plaintiff dated May 13, 1985, defendant stated that plaintiff had misrepresented his previous job experience in his 1978 application for his first position in the Department of Justice. The letter explained that the post for which plaintiff was first hired, a transitory position of Planning Technician III, required at a minimum that applicants have at least one year’s experience as a “Planning Technician II.” The letter goes on to assert that while plaintiff indicated on his 1978 job application that he had three years of such experience in his previous job as a Planning Technician for the Municipality of San Juan, defendant’s investigation revealed that plaintiff had only two-and-a-half months of experience as a Planning Technician. Consequently, the letter explains,
Since you did not comply with the minimum requisites to hold the position as Evaluation Technician III, your appointment to said position is null and lacks validity. In the same manner, the subsequent regular appointments to Planning Technician IV and Executive Officer V are null, since they were made based on the experience illegally obtained through null appointments.
The letter also charged that plaintiff did not resign from his previous job with the Municipality of San Juan until a week after being appointed to the Department of Justice, thus receiving compensation for both these jobs during this one week. The letter concludes with the following:
The aforementioned facts constitute sufficient elements to file charges and to *43 separate you from your present position as Executive Officer V which you at present hold.
As Secretary of Justice of this Department I notify you of your right to an informal administrative hearing to state your version and/or show cause as to why we should not proceed to dismiss you from the public service. Therefore, we are granting you a period of fifteen (15) work days as of the date of receipt of this letter, within which period you must request the hearing and/or submit in writing, if you so prefer, your reaction to these charges.
Plaintiff responded in a letter dated May 16, 1985, acknowledging receipt of defendant’s letter and stating “that I will make the corresponding arguments in the Federal Court of Puerto Rico, where I have filed a lawsuit.” Plaintiff never requested a pre-termination hearing, which was never held. On June 10, 1985, defendant Rivera Cruz wrote plaintiff a letter dismissing him from his position as Executive Functionary V. The letter restated what defendant had said in his May 13 pre-termination letter and advised plaintiff of his right to seek a post-termination administrative review of the dismissal before the Board of Appeals of the Personnel Administrative System as provided by P.R. Laws Ann. tit. 3, §§ 1394-1395 (1978).
Plaintiff has not been clear as to how the procedures defendant followed in dismissing him deprived him of due process. Putting aside his conclusory allegations that the pre-termination hearing offered to plaintiff was a “sham,” plaintiffs claim boils down to his argument that the pre-ter-mination hearing offered to him should have been before an impartial decisionmaker rather than the same agency that had brought charges against him.
3
Defendant concedes that plaintiff, as a career employee, had a property interest in continuous employment.
See
P.R. Laws Ann. tit. 3, § 1336 (1978).
Cf. Laureano-Agosto v. Garcia-Caraballo,
We agree with defendant that he is entitled to qualified immunity from damages arising from plaintiffs claim that defendant violated his procedural due process rights in dismissing him from his career position.
4
The procedures defendant followed accord with the guidelines set forth in
Loudermill,
This circuit has found no due process violation in similar if not precisely the same circumstances:
the uncontroverted materials attached to defendants’ motion show that plaintiff was given prior notice of the Retirement Board’s intended action, was told the reason for it, and was afforded an opportunity (by letter) to convince the Board it was wrong. While plaintiff was not given a formal, evidentiary pre-termination hearing (a formal post-termination hearing appears available under [the state statute]), due process does not always require such a hearing, particularly when no pre-termination evidentiary hearing has been requested.
Moody v. Town of Weymouth,
As both the law and the uncontroverted facts fail to indicate that defendant Rivera Cruz violated clearly established law regarding the due process procedures owing to plaintiff, Rivera Cruz is clearly entitled to qualified immunity from any damages that might conceivably result from plaintiff’s due process claim. To be sure, this is a case where it has been shown not only that defendant did not violate law clearly established at the time of the event, but did not violate the law at all, then or now. It might be argued that defendant’s right to prevail “on the merits” forecloses his right to prevail on qualified immunity, thus barring the present interlocutory appeal. In all the circumstances of this claim, however, “the merits” and the issue of qualified immunity are inexorably intertwined. To afford Rivera Cruz immunity only if the law had been a little less settled in his favor would seem ridiculous. Thus we hold that defendant Rivera Cruz prevails on his defense of qualified immunity to plaintiff’s due process claim. 5
II. FIRST AMENDMENT CLAIMS
In his amended complaint, plaintiff alleged that he is a member of Partido Nue-
*45
vo Progresista (“PNP”) and that the defendants are members of the Partido Popular Democrático (“PPD”). After eight consecutive years in power in Puerto Rico, the PNP lost the general elections to the PPD in November 1984. Plaintiff alleged that the defendants, upon entering office, not only demoted him from his trust position as Assistant Secretary for Administration to the career position of Executive Functionary V because he is a member of the PNP, but also subsequently dismissed him from his career position because of his political affiliation. This alleged political discharge, according to plaintiff, violated his First Amendment rights.
Branti,
Plaintiff alternatively charged in his amended complaint that defendant dismissed him from his career position in retaliation for his having brought the original action against his demotion. According to plaintiff, the alleged retaliatory discharge also violated his First Amendment rights.
See In re Primus,
Defendant makes at least two responses to these allegations. 6 On the merits, he denies that he fired plaintiff because of his political affiliation or to retaliate. Rather he asserts that the firing was for just cause, because of plaintiffs misrepresentations in 1978 and other misconduct when hired by the Department of Justice, as described in part I, supra.
In respect to qualified immunity, defendant makes the further argument that
Harlow v. Fitzgerald,
We find no merit in this latter contention.
Harlow,
to be sure, in an attempt to “avoid excessive disruption of government and permit the resolution of many insubstantial claims on summary judgment,” eliminated the subjective component of the qualified immunity inquiry.
7
But Harlow does not rule out the need to inquire into the actual reasons behind an official’s conduct when the official’s state of mind is a necessary component of the constitutional violation he allegedly committed. Harlow merely holds that, in determining an official’s claim of qualified immunity, the court judges the official’s then knowledge of the statutory and constitutional law, and the relevant circumstances, by the standard of “a reasonable official.” Thus the official’s abnormal expertise in law, or his subjective, below par, lack of expertise, makes no difference. But determining whether defendant fired an employee for a discriminatory reason, or, on the other hand, for just cause, is an altogether different matter.
Here defendant is asking us to accept at face value his version of the motivation behind plaintiff’s dismissal. Such an interpretation of Harlow would permit
*46 an official to be granted qualified immunity as a matter of law even though the principal disputed question of fact in the case — the true purpose of intent motivating the official’s conduct — remains unresolved. More accurately, [the defendant’s position would mean that] the principal disputed question of fact, which forms the basis of the substantive claim, is subsumed by the legal immunity inquiry and implicitly resolved by the court against the plaintiff when it concludes, on the basis of nothing more than the official’s pretextual assertions, that the allegedly unconstitutional conduct contravened no clearly established law.
Note,
Qualified Immunity for Government Officials: The Problem of Unconstitutional Purpose in Civil Rights Litigation,
95 Yale L.J. 126, 138 (1985). Defendant’s interpretation of
Harlow
“would insulate officials from liability in all cases in which the substantive prescription makes the official’s state of mind an essential component of the alleged constitutional violation.”
Martin v. District of Columbia Metropolitan Police Department,
We think it clear the Court intended no such result. The plaintiff in
Harlow
had alleged that the defendant had violated his First Amendment rights by dismissing him in retaliation for testifying before a congressional committee.
[h]ad the Court intended its formulation of the qualified immunity defense to foreclose all inquiry into the defendants’ state of mind, the Court might have instructed the entry of judgment for defendants ... on the constitutional claim without further ado. In fact, the Court returned the case to the district court in an open-ended remand, a disposition hardly consistent with a firm intent to delete the state of mind inquiry from every constitutional tort calculus.
Martin,
We thus conclude that
Harlow
will not bar inquiry into a defendant’s state of mind when the applicable law makes the defendant’s state of mind (as distinct from defendant’s
knowledge
of the law) an essential element of plaintiff's constitutional claim. Other courts have reached similar conclusions.
Gutierrez v. Municipal Court of Southeast Judicial District,
Given our above conclusion,
Harlow
will not prevent inquiry as this proceeding continues below into the classic “mixed motive” question that may be present in this case.
See Mt. Healthy City School District Board of Education,
As there was a disputed factual issue regarding why defendant dismissed plaintiff, the district court was in no position to grant summary judgment in defendant’s favor on the issue of qualified immunity against plaintiff’s First Amendment claims. Resolution of this issue is a predicate to any meaningful qualified immunity analysis. If plaintiff were fired because of his political affiliation, the question of whether or not the law then existing clearly permitted this is an altogether different question from whether the law allowed him to be fired because he had misrepresented his qualifications in his initial employment application. Similarly, if he were fired in retaliation for bringing this action, the question of whether the law clearly permitted that is altogether different from if he were fired because of his prior misrepresentations, raising the question whether the law clearly permitted firing for that reason. These matters — namely, why he was fired — must be settled by further fact-finding before, or in conjunction with, the qualified immunity issue.
It may well be that once the above matters are settled, there will be no real immunity issue left to decide anyway. If, for example, plaintiff was fired from his career post because of his political affiliation, this would seem to be clearly improper. That position is established as nonpolitical under Puerto Rico law, and thus there would be no meaningful immunity claim.
See Juarbe Angueira v. Arias,
Defendant argues that we should hold plaintiff to a more demanding standard of proof when a defendant moves for a summary judgment based on qualified immunity. Plaintiff asks us to adopt an approach used by the D.C. Circuit: “plaintiff, to avert dismissal short of trial, must come forward with something more than inferential or circumstantial support for his allegation of unconstitutional motive. That is, some direct evidence that the official’s actions were improperly motivated must be produced if the case is to proceed to trial.”
Martin,
It is true that the Supreme Court has indicated that district courts should protect public officials from excessive discovery where the facts are such that their immunity is obvious without more:
One of the purposes of the Harlow qualified immunity standard is to protect public officials from the “broad ranging discovery” that can be “peculiarly disruptive of effective government.” For this reason, we have emphasized that qualified immunity questions should be resolved at the earliest possible stage of a litigation.
Anderson,
*48 whether the actions the [plaintiffs] allege [the defendant] to have taken are actions that a reasonable officer could have believed lawful. If they are, then [defendant] is entitled to dismissal prior to discovery. If they are not, and if the actions [defendant] claims he took are different from those the [plaintiffs] allege (and are actions a reasonable officer could have believed lawful), then discovery may be necessary before [defendant’s] motion for summary judgment on qualified immunity grounds can be resolved. Of course, any such discovery should be tailored specifically to the question of [defendant’s] qualified immunity.
Anderson,
Cases under section 1983, however, are both enormously fact specific and enormously varied in legal theory depending on the underlying constitutional provision or federal statute. Here, before the qualified immunity issue can be analyzed properly, it is necessary to establish the reason or reasons for plaintiff’s firing. In this case, it may be that the qualified immunity defense is best determined at the same time the “merits” of plaintiff’s claims are finally resolved. This seems to have been what the district court had in mind in denying summary judgment on qualified immunity at this preliminary stage. We see no reason to fault the district court’s judgment in this regard.
In conclusion, 1) defendant was entitled to qualified immunity from damages arising out of plaintiff’s claim that defendant denied him due process in dismissing him from his career position. Accordingly, the district court’s refusal to grant summary judgment on that claim is reversed; 2) the district court properly denied summary judgment on grounds of qualified immunity against plaintiff’s First Amendment claims related to his dismissal. We emphasize, of course, that while we uphold the denial of qualified immunity at this stage in the proceedings, this does not prevent the qualified immunity defense from being further considered, either at trial or otherwise, when the record is more complete.
REVERSED IN PART AND OTHERWISE AFFIRMED.
Notes
. Luis A. Feliciano, the other named defendant, has not appealed. We also note that there is no appeal presently before us concerning the district court’s dismissal of plaintiffs claims relating to his demotion from the
trust
position to the career position. That was not a final decision within the meaning of 28 U.S.C. § 1291 (1982) as other claims such as plaintiffs right to reinstatement in his career position survived the summary judgment decision and are still pending below.
See Agromayor v. Colberg,
. These materials include the pre-termination and post-termination letters defendant sent to plaintiff, along with plaintiffs letter responding to, and acknowledging receipt of, the pre-termi-nation letter. Plaintiff has not disputed the authenticity of these letters or the fact that he received defendant's letters.
Bonitz v. Fair,
. Plaintiff has not argued on this appeal that the post-termination administrative review is inadequate in any way.
. We address here only plaintiffs procedural due process claim. While plaintiff’s counsel conceded at oral argument that plaintiff gave incorrect information on his application for his first job at the Department as a "transitory” employee, plaintiff argues that this did not provide defendant with just cause to dismiss him from his subsequent position as a
permanent
career employee because he acquired the requisite amount of experience for this permanent post before being appointed to it. This argument, which turns on an interpretation of Puer-to Rico law, challenges the
substance
of defendant’s decision to dismiss plaintiff, not the procedures followed in reaching it. While this argument may be relevant to plaintiffs First Amendment claims (which are discussed below in Section II), in that it questions the true motive behind the dismissal, it is not relevant to plaintiffs procedural due process claim. To the extent plaintiff is advancing the above argument as a means to recover solely on the basis of an alleged violation of
state
law, the Eleventh Amendment may, of course, bar such a claim.
See Pennhurst State School & Hospital v. Halderman,
. In taking this position, our analysis is in accord with
Anderson v. Creighton,
— U.S. -,
. Defendant does not defend his discharge of plaintiff on the ground that political affiliation was an appropriate requirement for the effective performance of defendant’s career position as Executive Functionary V. Nor does he contend that the law allowed, or might be taken to allow, a discharge in retaliation for this lawsuit.
. This subjective component barred qualified immunity if a defendant "took the [alleged wrongful] action
with the malicious intention
to cause a deprivation of constitutional rights or other rights_”
Harlow,
. We note that while the approach to resolving qualified immunity enunciated in
Anderson
entails a two-step process, a defendant is not entitled to bring
two
interlocutory appeals from his claim of qualified immunity, first on the pleadings and then on the facts as produced after discovery.
See Kaiter v. Town of Boxford,
