Case Information
*1 Before BARKETT and WILSON, Circuit Judges, and GEORGE [*] , District Judge.
BARKETT, Circuit Judge:
In this interlocutory appeal, Prospero Ellis and Seymour Schor, both United States Customs Service inspectors, appeal the denial of their motion for summary judgment based on qualified immunity in an action filed by Rhonda Brent alleging violation of her Fourth Amendment rights during a strip search and x-ray examination. Brent cross-appeals the district court's grant of summary judgment on the basis of qualified immunity to Ellis and Schor's subordinates, Odesta Ashley, Carl Pietri, Francine Williams, Ricky Grim, Kathryn Dellane, and Lee Sanchez-Blair. We affirm.
FACTS
In reviewing summary judgment, we are bound to consider all of the evidence and the inferences
drawn in the light most favorable to the non-moving party.
Carter v. City of Miami,
Schor questioned both Brent and Elbute about the nature of their trips and personally conducted a thorough search of both of their luggage, in which he took every item out of their bags and examined each item separately and carefully. He found no narcotics, nor did he find any items commonly associated with drug couriers. Brent continued to protest the search stating that she was aware of her rights and that she was being treated this way because she was black. Despite finding no objective evidence that she was a drug courier, Schor continued to detain Brent for further questioning.
Shortly thereafter, Schor was joined by Supervisor Inspector Prospero Ellis. Ellis re-examined Brent's travel documents, clothing and luggage, and questioned her. Both Ellis and Schor then decided to conduct a full body pat-down and strip search. The report form filed by the agents at the time of the search indicated that the reasons for conducting the search were Brent's nervousness and her arrival from a source country. Female customs agents Odesta Ashley, Lee Sanchez-Blair and Kathryn Dellane were called in to assist.
The body pat-down and strip search, conducted by Blair and witnessed by Ashley and Dellane,
consisted of touching Brent's crotch area, ordering her to pull down her clothes, removing and examining her
sanitary napkin, squeezing her abdomen from the pubis to thorax, and monitoring her responsive reactions.
The search revealed none of the typical indicators of internal drug smuggling. There was no rigid or
Another form filed after the search indicated that the reasons for conducting the search were Brent's
nervousness, her arrival from a source country, and the incorrect observation that her ticket was
purchased for cash. Because this form conflicts with other forms filed after the strip search, and because
it is undisputed that Brent's ticket was purchased with a credit card, we must disregard this additional
factor when looking at the evidence in the light most favorable to Brent.
See Adickes v. S.H. Kress & Co.,
distended abdomen, no girdle to hold up the abdomen, no synthetic lubricants, and no contraband could be seen in her body cavities. After the strip search, Brent asked if she could use the bathroom. She was allowed to use the bathroom, but was watched closely by the female agents and told not to flush the toilet. After she had gone to the bathroom, the agents examined Brent's urine for signs of contraband. None were found. At some point during her detention, Brent's name was entered into the Treasury Enforcement Computer Systems to search for frequent travels or past arrests. The inquiry returned nothing suspicious.
Although the pat-down, strip search, and electronic record search revealed nothing, Ellis and Schor
nonetheless decided that an x-ray and pelvic examination at the hospital should be performed. The search
report form filed the day after the x-ray listed the reasons for conducting the examination as Brent's
nervousness and her arrival from a source country. Dellane handcuffed Brent and transported her to Jackson
Memorial Hospital. Prior to transport, Brent was presented with a consent form and told that if she refused
to sign it she could be held for 35 days or indefinitely until a judge ordered the x-ray. She requested to speak
with an attorney and to call home. Both requests were denied. She signed the consent form and waived her
Miranda
rights after being told she had no choice. Upon arrival at the prison ward of the hospital, Brent was
told to sign another consent form. Inspector Francine Williams escorted Brent to the x-ray room and
remained with Brent throughout the examination. The examination revealed a complete absence of drugs.
Dellane drove Brent back to the airport and, ten hours after she was first detained, made arrangements for
Brent to return home to Houston. Brent filed this suit against the United States under the Federal Tort Claims
Act ("FTCA") and against nine named customs employees, alleging the commission of common law torts and
constitutional violations pursuant to
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
The district court's rejection of a qualified immunity defense is a "final decision under the collateral
order doctrine over which this court has jurisdiction pursuant to 28 U.S.C. § 1291."
Harris v. Board of
Educ. of the City of Atlanta,
We review
de novo
a district court's ruling on summary judgment, applying the same legal standards
as the district court.
See Whatley v. CNA Ins. Cos.,
DISCUSSION
"A court evaluating a claim of qualified immunity must first determine whether the plaintiff has
alleged the deprivation of an actual constitutional right at all, and if so, proceed to determine whether that
right was clearly established at the time of the alleged violation."
Wilson v. Layne,
Rather than viewing the initial stop, strip search and x-ray examination of Brent as a single incident, the facts of this case compel that each progressive stage of the search be viewed as a discrete occurrence. Accordingly, in determining whether Brent has met her burden to demonstrate the existence of a constitutional violation, we examine the constitutionality of the initial stop, the strip search and the x-ray examination separately.
a. Was the initial stop constitutional under the Fourth Amendment?
During the initial stop of Brent, the customs agents isolated Brent from the other passengers, asked her questions about the nature of her trip, and searched her luggage. The decision to stop and search Brent was based upon the fact that she shook her head in disapproval upon seeing the way customs agents were treating a co-passenger. Brent argues that a simple expression of disapproval cannot provide reasonable suspicion sufficient to justify the stop and search and thus the initial stop is constitutionally infirm.
We agree with Brent that her simple disapproving head movement is insufficient to raise reasonable
As the Supreme Court explained in
Wilson,
"[d]eciding the constitutional question before addressing
the qualified immunity question ... promotes clarity in the legal standards for official conduct, to the
benefit of both the officers and the general public."
suspicion; however, the law is clear that "[r]outine [border] searches of the persons and effects of entrants
are not subject to any requirement of reasonable suspicion, probable cause, or warrant ..."
United States v.
Montoya de Hernandez,
b. Was the strip search constitutional under the Fourth Amendment?
The Supreme Court has held that "detention of a traveler at the border, beyond the scope of routine
customs search and inspection, is justified at its inception if customs agents considering all the facts
surrounding the traveler and her trip, reasonably suspect that the traveler is smuggling contraband ..."
Montoya de Hernandez,
[r]easonable suspicion to justify a strip search can only be met by a showing of articulable facts which are particularized as to the place to be searched....
Id.
(internal citations omitted) (emphasis added). Moreover, as a search progresses from a stop, to a pat-down
search, to a strip search, an agent must reevaluate whether reasonable suspicion to justify the next level of
intrusion exists in light of the information gained during the encounter.
See, e.g., Vega-Barvo,
Although their later affidavits essentially assert the same basic reasons for the search, the affidavits frame these reasons slightly differently; to wit: (1) Brent fit a smuggling profile; (2) Brent arrived from a known source country; (3) she showed disapproval of the treatment Elbute was receiving; (4) her ticket had been purchased by a friend with a credit card from the same travel agency where Elbute's was
This Court has previously applied these standards [6] in an analogous setting and found that a strip search violated the Fourth Amendment. United States v. Afanador, 567 F.2d 1325 (5th Cir.1978). [7] In Afanador, customs officials, acting on an informer's tip, stopped two airline attendants arriving from Columbia, a known source country, searched their luggage and, despite finding no contraband, proceeded to strip search them. Id. at 1327. The informer's tip included the name of one of the airline attendants, but was silent as to whether any other attendants were involved. The government argued that the informer's tip provided reasonable suspicion to justify the strip search of the attendant named in the tip, and the fact that the attendant not named in the tip fit a smuggling profile provided reasonable suspicion to strip search her. The court rejected this argument stating that " 'a generalized suspicion of criminal activity such as that which is fostered, for example, when one closely resembles a "smuggling profile" will not normally in itself permit a reasonable conclusion that a strip search should occur.' " Id. The court further stated that while a smuggling profile "may have its utility, ... we cannot countenance its use to perform plastic surgery disfiguring the Fourth Amendment." Id. at 1330 n. 6. The Former Fifth Circuit then held that although the tip provided reasonable suspicion to strip search the named attendant, "the fruitless search of [the unnamed attendant's] luggage and failure to elicit suspicious information on questioning, would, in these circumstances preclude justification for a strip search." Id. at 1330.
Here, similar to Afanador, Ellis and Schor based their decision to strip search Brent upon the fact that Brent fit a general profile of arrival from a source country, and she was nervous. However, in making this determination, they, like the agents in Afanador, disregarded the fact that: (1) a non-intrusive search of Brent's person and her luggage revealed nothing to support the suspicion that she was smuggling narcotics; (2) Brent presented verifiable residence and employment information; and (3) a check of Brent's name in the purchased; (5) she, like Elbute, was going to Houston; (6) she wore inexpensive clothes; and (7) she was nervous and became agitated when confronted. Although Afanador preceded Montoya de Hernandez by six years, Afanador 's holding is not affected
by the Supreme Court case. In
Montoya de Hernandez,
the Supreme Court resolved a circuit split
regarding the degree of suspicion—reasonable suspicion, probable cause, or something in
between—necessary to justify an invasive border search. The Supreme Court, agreeing with the
reasoning in
Afanador,
held that a invasive border search requires a showing of reasonable suspicion.
Montoya de Hernandez,
as binding precedent all Fifth Circuit decisions handed down prior to the close of business on September 30, 1981.
Treasury Enforcement Computer System revealed nothing suspicious. Under Afanador, upon these facts, the strip search of Brent was unconstitutional.
More recent cases further compel this conclusion. In
Reid v. Georgia,
In this case, the facts known to Ellis and Schor were far less suspicious than the ones found
insufficient as a matter of law by the Supreme Court in
Reid.
Even in combination, the articulated
characteristics here could be ascribed generally to a great number of innocent travelers. Indeed, the only fact
that relates to Brent's conduct is that she was nervous. However, this general observation of Brent's
nervousness, standing alone, cannot provide "reasonable suspicion" to justify the strip search.
See United
We note, as did the district court, that courts should be cautious in deferring to subjective
determinations by even trained inspectors. In this case, Schor stated that he suspected Brent was a drug
smuggler because she appeared nervous and agitated when questioned. In a previous case, however,
Schor testified that he suspected an individual was a drug smuggler because the individual was "fairly
deadpan," expressionless, without visible signs of agitation and did not protest being singled out for
questioning.
See United States v. Rivera,
States v. Tapia,
c. Was the x-ray examination constitutional under the Fourth Amendment?
In
United States v. Pino,
2. Are Ellis and Schor entitled to qualified immunity?
Having determined that the strip search and x-ray violated the Fourth Amendment, we turn to
examine whether Ellis and Schor can be held personally liable for their actions.
[9]
Our cases hold that a law
enforcement officer who conducts an unconstitutional search based upon a reasonable but mistaken
conclusion that reasonable suspicion exists is entitled to qualified immunity.
Jackson,
a. Was there "arguable reasonable suspicion" for the strip search?
In 1978, well before the strip search of Brent, our precedent clearly established that even if Brent
fit a drug courier profile, the "fruitless search of [her] luggage and the failure to elicit suspicious information
[from her] on questioning would ... preclude ... justification for a strip search."
Afanador,
statements of the law are not inherently incapable of giving fair and clear warning ... a general
constitutional rule already identified in the decisional law may apply with obvious clarity to the specific
conduct in question, even though 'the very action in question has [not] previously been held unlawful.' "
Moreover, the Eleventh Circuit, as well as several other circuits, had clearly defined the degree of
reasonable suspicion standard required to justify a strip search at a border, holding that "reasonable suspicion
to justify a strip search can
only
be met by a showing of articulable facts which are particularized as to the
place to be searched."
Vega-Barvo,
Indeed, arrival from a source location and nervousness are paradigmatic examples of the
non-particularized, overly general profile which this Court made clear can never support a finding of
reasonable suspicion to justify a strip search.
See Vega-Barvo,
Accordingly, the facts upon which Ellis and Schor based their decision to search Brent are not only
unparticualrized, but also were explicitly rejected as grounds for reasonable suspicion by the Supreme Court
and the Eleventh Circuit.
Reid,
b. Was there "arguable reasonable suspicion" for the x-ray examination?
As noted above, by the time of the incident the Eleventh Circuit had established that "the amount of [reasonable] suspicion needed for an x-ray [is] ... the same amount needed for a strip search." Pino, 729 F.2d at 1359. Here, as with the strip search, the only undisputed reasons for the x-ray examination are Brent's nervousness and her arrival from a source location. For the reasons stated above, these factors not only fail to raise reasonable suspicion to justify the x-ray examination, but also fail to raise even "arguable reasonable suspicion." Based on the foregoing, we conclude that because a reasonable customs agent would have understood that the x-ray examination, based only upon an observation of nervousness and a general profile, violated Brent's constitutional rights, there was not "arguable reasonable suspicion" to support the x-ray examination, and therefore Ellis and Schor are not protected by qualified immunity from civil liability arising from the x-ray examination. [11]
3. Are Ellis and Schor's subordinates protected by qualified immunity?
The district court determined that only Schor and Ellis made decisions to conduct the intrusive
Ellis and Schor also argue that summary judgment is appropriate in this case for a reason not raised
in the district court. Because the issue was not raised in the district court, we decline to review it here.
See Narey v. Dean,
searches of Brent, and that Ashley, Pietri, Williams, Grim, Dellane, and Sanchez-Blair had no discretionary authority and no reason to suspect that Brent's constitutional rights were being violated. Accordingly, the district court concluded that Ashley, Pietri, Williams, Grim, Dellane, and Sanchez-Blair acted reasonably in following Ellis and Schor's orders and that qualified immunity shielded them from civil liability.
On appeal, Brent argues that whether a government agent is acting in a supervisory role is not determinative of Bivens liability and that following orders does not immunize government agents from civil rights liability. While we agree with Brent's general summary of the law, we do not agree that the district court erred in granting summary judgment in favor of Ashley, Pietri, Williams, Grim, Dellane, and Sanchez- Blair.
In
Hartsfield v. Lemacks,
The record reflects that Grim merely inspected Elbute and had no contact with Brent. Pietri, under orders of Schor, asked Brent a few routine questions, obtained her documents and walked her to the secondary examination area. Dellane, on orders of Schor and Ellis, witnessed the strip search, traveled with Brent to the hospital, and returned with her to the airport. Ashley, on orders of Schor and Ellis, witnessed the strip search. Williams, on orders of Schor and Ellis, took Brent to the x-ray room, and arranged her return to the airport. Sanchez-Blair, at the direction of Schor and Ellis, conducted the strip search. Each of these individuals acted at the order of a superior and the record reflects no reason why any of them should question the validity of that order. We, therefore, affirm the district court's grant of qualified immunity to Ashley, Pietri, Williams, Grim, Dellane, and Sanchez-Blair.
For all of the above reasons, the rulings of the district court are
AFFIRMED.
