Lead Opinion
David P. Reynolds (Defendant) appeals an order filed 30 August 1999 (the 30 August 1999 Order) in favor of Cynthia Flynn (Plaintiff) adjudicating Defendant in criminal contempt and ordering him to pay Plaintiffs attorney’s fees in the sum of $65,000.00.
Plaintiff and Defendant were married on 2 July 1983. One child, Audrey Louise Reynolds (Audrey), was born of Plaintiff’s and
Plaintiff filed an action on 25 October 1993 against Defendant seeking specific performance of the Agreement and damages for Defendant’s breach of the Agreement due to his failure to: abide by a visitation schedule; give Plaintiff reasonable notice of his visitation; and pay the $2,000.00 per month in child support. An order was entered on 28 April 1994 ordering Defendant to immediately deliver to Plaintiff the sum of $6,000.00 to bring current his child support arrears and “in the future, to make his child support payments on time, directly to [Plaintiff].” The trial court filed a second order on 3 May 1994, with the consent of the parties, directing Defendant to pay Plaintiff the cash sum of $2,000.00 per month for the support of Audrey. On 5 May 1999, the trial court filed a consent order from a 17 February 1998 hearing resolving pending claims for specific performance, custody, visitation, child support, and Plaintiffs contempt motion of 7 October 1997. This order awarded legal custody of Audrey to Plaintiff, as well as provided a visitation schedule for Defendant, and directed Defendant to: bring current all obligations for child support through the month of April 1999; maintain medical insurance for the benefit of Audrey and pay uninsured medical, dental, and drug bills incurred on behalf of Audrey; and “if a contempt citation [was] successfully brought by either party against the other, the losing party [would] be required to pay the reasonable counsel fees of the prevailing party.”
After the entry of the trial court’s orders, Defendant remained consistently delinquent in his payments of child support to Plaintiff. On 5 April 1999, Plaintiff filed a motion for contempt alleging Defendant: was four months delinquent in his child support payments; had failed to provide medical insurance coverage for Audrey; had failed to pay uninsured medical, dental, and drug expenses incurred by Audrey; had the ability to comply with all orders entered; had full knowledge and understanding of the requirements of the orders; and had refused and continued to refuse to comply with the terms of the order. After Plaintiff filed the motion for contempt for non-payment of child support, Defendant paid the cash child support arrearages due through April 1999.
On 30 August 1999, the trial court found, in pertinent part, that:
16. [Defendant] offered no legitimate excuse for his nonpayment of cash child support on repeated occasions from 1993 through 1999.
17. [Defendant] has stipulated that he has the financial capability of making an attomeyf’s] fee and court cost payment as may be ordered by this [c]ourt without the necessity of the [cjourt examining economic data related to [Defendant].
18. [Defendant] has liquid assets approaching $1 million as of the date of this hearing, in addition to his real estate holdings, automobiles, and tangible property.
19. [Defendant’s] failure to comply with the terms of the [ojrders is willful and deliberate.
20. At all times since entry of the [o]rders, [Defendant] has had the ability to comply with the [o]rders.
21." [Defendant] has at all times been fully aware of the [ojrders entered by this [c]ourt and has had full knowledge and understanding of the requirements of the [o]rders.
22. Beginning in October of 1993 and continuing into April of 1999, [Defendant] has refused, repeatedly, to comply with the terms of the [cjourt [o]rders related to cash child support. . . .
25. There has never been a question about [Defendant’s] ability to pay; he hassimply not paid from time to time as a means of punishing and/or harassing [Plaintiff],
32. William K. Diehl, Jr. [(Diehl)] . . . has represented [Plaintiff] throughout these proceedings.
34. Beginning in 1993, when [Defendant] stopped complying with [the Agreement] to pay child support through June 17, 1999, [Diehl’s] firm has submitted billings to [Plaintiff] in the total amount of $71,782.50 representing time expenditures by [Diehl] of 126.4 hours; 132 hours by his associate Katherine Line Kelly; and 96 hours by paralegals. Furthermore, the firm advanced costs totaling $2,601.25.
36. [Diehl] is an experienced lawyer, having practiced for thirty years. He is an expensive lawyer, charging $500.00 per hour for his time. His associate . . . billed between $90.00 and $150.00 per hour. Paralegal time was billed at $75.00 to $85.00 per hour. The [c]ourt finds the hourly rates charged by [Diehl], his associate and the paralegals are reasonable, and consistent with charges made by lawyers of comparable skill and ability in this community.
37. [Defendant’s attorney], like [Diehl], is an experienced practitioner and has appeared before this [c]ourt on many occasions. [Plaintiff] is entitled to have counsel of the caliber of [Diehl], to meet [Defendant] and his attorney on an equal footing.
38. The value of [Diehl’s] service [is] no less than $65,000.00.
39.The [c]ourt obtained from counsel for [Plaintiff and Defendant] a stipulation that of the $65,000.00 award, $10,000.00 represents time related to the contempt portion of this case and the remaining $55,000.00 to other issues (custody and visitation).
The trial court then concluded:
2. Past willful disobedience of a court [o]rder for child support is punishable as criminal contempt.
3. Beginning in 1993, and continuing through the first four months of 1999, [Defendant] has repeatedly violated court [o]rders entered in this case requiring him to timely pay cash child support.
4. At the times [Defendant] has not paid cash child support, he has had the ability to make the payments, but has chosen, intentionally, not to do so as a form of harassment and punishment directed to [Plaintiff].
5. [Defendant] did not make child support payments due on the 1st of January, February and March of 1999 and the 1st of July 1998.
6. [Defendant] offered no legal excuse for his non-payment and there is none.
7. After [Plaintiff] filed her most recent Motion for Contempt, [Defendant] made the cash child support arrearage payments. These payments eliminate the option of finding [Defendant] in civil contempt of court, but do not excuse his criminal contempt.
8. [Defendant] is guilty beyond a reasonable doubt of criminal contempt of the [o]rders of this [c]ourt requiring him to timely make cash child support payments.
9. Interest is due . . . from the due date of each $2,000.00 per month child support payment and interest arrearages with regard to payments due July 1, 1998, January 1, 1999, February 1, 1999, March 1, 1999, until the date of payment total $212.50 and [Plaintiff] is entitled to a judgment against [Defendant] in that amount.
- 10. [Plaintiff] does not have sufficient funds with which to employ and pay counsel with regard to the handling of this case commencing in 1993 and continuing through the contempt hearing in July of 1999.
13. [Plaintiff] is an interested party who has acted in good faith in bringing this action and in prosecuting the Motion for Contempt.
14. Counsel for [Plaintiff] has acted skillfully and considering the work performed, the nature of the task imposed, the result obtained, a total charge of$65,000.00 to be paid by [Defendant] to [Diehl] and his firm is, in all respects, reasonable and appropriate.
15. [Defendant] has the ability to immediately make the attomey[’s] fee award as required by this [o]rder.
16. By stipulation, the parties agree that $55,000.00 of the award relates to the handling of the custody, child support aspects of the case and $10,000.00 to the Motion to hold [Defendant] in contempt of [c]ourt.
17. [Defendant’s] conduct requires the [c]ourt to impose security to ensure that in the future cash child support payments are paid in a timely fashion.
The trial court then adjudged Defendant guilty of criminal contempt and ordered an active sentence of thirty days in the Mecklenburg County Jail suspended on the following conditions: Defendant’s posting of a cash bond or security of at least $75,000.00 to secure and assure the timely payment of future cash child support; Defendant immediately paying Plaintiff’s attorney the sum of $212.52, “representing interest on the four delinquent child support payments”; Defendant timely paying each cash child support amount due; and Defendant immediately paying $10,000.00 in attorney’s fees. The 30 August 1999 Order also ordered Defendant to pay to Diehl and his firm “the sum of $55,000.00[,] representing legal services rendered to [Plaintiff] for the custody/child support aspects of this proceeding and not including time related to [Defendant’s] contempt.”
The issues are whether: (I) the 30 August 1999 Order of contempt is civil or criminal; (II) Defendant can be found in civil contempt although he had paid the child support arrearages due under previous orders of the court prior to the court hearing on contempt; and (III) (A) the trial court’s award of attorney’s fees for the underlying child custody and support action was supported by the findings of fact; and (B) the trial court’s award of attorney’s fees in the contempt action was proper.
I
Civil or Criminal Contempt
Whether an order constitutes criminal or civil contempt depends on the “character of the [actual] relief’ ordered by the trial court, not on the classification selected by the trial court. Bishop v. Bishop,
In this case, the trial court ordered the imposition of a thirty-day sentence “suspended” on the following conditions: the posting of a $75,000.00 cash bond or security; the
II
Civil Contempt
A trial court may impose criminal contempt, N.C.G.S. § 5A-ll(a)(3) (1999), or civil contempt, N.C.G.S. § 5A-21(b) (1999), if an individual willfully disobeys a court order. A trial court, however, does not have the authority to impose civil contempt after an individual has complied with a court order, even if the compliance occurs after the party is served with a motion to show cause why he should not be held in contempt of court. Hudson v. Hudson,
In this case, Defendant was in noncompliance with the previous orders of the trial court at the time he was served with a notice to appear at a contempt hearing. At some point prior to the hearing he fully complied with the previous orders, so that at the time of the contempt hearing, he was not in violation of any court order. Accordingly, the trial court was without authority to adjudicate Defendant in civil contempt of court and the order of contempt must be vacated.
Ill
Attorney’s Fees
A
Custody and Support
Defendant next assigns error to the trial court requiring him to pay Plaintiffs attorney’s fees in the underlying custody and support action on the grounds (1) there is no finding by the trial court he “failed to provide adequate support” and (2) there is no finding by the trial court that the fees are reasonable.
Prior to an award of attorney’s fees in an action for custody or in an action for custody and support, the trial court must find the interested party was acting in good faith and had “insufficient means to defray the expense of the suit.” Lawrence v. Tise,
In this case, the initial action was one encompassing custody and support. Therefore, the trial court was not required to make a finding that Defendant had refused to provide adequate child support for Audrey. The trial court determined the fee award was “reasonable and appropriate” and there are numerous findings supporting that determination relating to the skill and expertise of Plaintiffs counsel and Plaintiffs entitlement “to have counsel of the caliber of [Diehl] to meet [Defendant] and his attorney on an equal footing.” Moreover, the trial court found Plaintiff, an interested party, acted in good faith in bringing the action and did not have “sufficient funds with which to employ and pay counsel with regard to the handling of this case commencing in 1993 and continuing through the contempt hearing in July of 1999.” Accordingly, the trial court did not err in ordering Defendant to pay Plaintiffs attorney’s fees of $55,000.00 in the underlying child custody and support action.
B
Contempt
As a general rule, attorney’s fees in a civil contempt action are not available unless the moving party prevails. Smith v. Smith,
In this case, the reason the contempt failed is because Defendant complied with the previous court orders after the notice to show cause was issued and prior to the contempt hearing. The trial court did, however, make findings that: (1) Plaintiff was acting in good faith; (2) Plaintiff had insufficient means to defray the expense of the suit; and (3) the attorney’s fees were reasonable. Accordingly, the trial court’s award for attorney’s fees in the contempt action was proper.
In summary, the order of contempt entered by the trial court is one for civil contempt and is vacated. The order of attorney’s fees in the underlying child custody and support action and in the contempt action is affirmed, as well as the order for Defendant to post a cash bond or security.
Vacated in part, and affirmed in part.
Notes
. “The court may place a person on supervised or unsupervised probation.” N.C.G.S. § 15A-1341(b) (1999).
. As the trial court was without authority to adjudicate Defendant in civil contempt of court, it does not follow the contempt is criminal in nature. The contempt is criminal only if it qualifies as such under the teachings of Bishop, and in this case, as discussed in part I of this opinion, it does not.
. Defendant also argues in his brief to this Court that the trial court had no authority to “make payment [of the $55,000.00 attorney’s fees] a condition of [Defendant] purging himself of contempt.” Our review of the trial court’s order, however, does not reveal the trial court imposed the payment of the $55,000.00 in attorney’s fees as a condition on Defendant’s release, rather that the payment of attorney’s fees for the underlying child custody and support action was separate and distinct from the contempt issue.
Concurrence Opinion
dissenting in part; concurring in part.
Plaintiff Cynthia Reynolds Flynn (plaintiff) contends, inter alia, that defendant David P. Reynolds’s (defendant) “appeal is not within the jurisdiction of this Court and should be dismissed.” As to defendant’s appeal of that part of the trial court’s order adjudicating him in contempt, I agree and vote to dismiss said appeal. Therefore, I respectfully dissent from those portions of the majority opinion treating the court’s adjudication as civil, as opposed to criminal, contempt. However, defendant’s appeal of the trial court’s discrete award of $55,000.00 as counsel fees “in the underlying custody and support action” appears to be properly before this Court, and I concur in the portion of the majority opinion affirming that award.
District court orders adjudicating criminal contempt are ap-pealable to the superior court, not the Court of Appeals, see N.C.G.S. § 5A-17 (1999) (“appeal from a finding of [criminal] contempt by a judicial official inferior
The distinction between criminal and civil contempt has been characterized by our Supreme Court as “hazy at best.” O’Briant v. O’Briant,
Our Supreme Court has observed that
[a] major factor in determining whether contempt is criminal or civil is the purpose for which the power is exercised.
O’Briant,
criminal contempt is administered as punishment for acts already committed that have impeded the administration of justice in some way. . . . Civil contempt, on the other hand, is employed to coerce disobedient defendant into complying with orders of [the] court. . . .
Brower v. Brower,
Accordingly, civil contempt is not a form of punishment, Jolly v. Jolly,
Moreover, as acknowledged by the majority, although
specifically conditioning the imposition or effect of the probationary or suspended sentence upon the contemnor’s purging himself would constitute civil relief,
Bishop v. Bishop,
Finally,
[i]n contempt cases, both civil and criminal relief have aspects that can be seen as either remedial or punitive or both: when a court imposes fines and punishments upon a contemnor, it is not only vindicating its legal authority to enter the initial court order, but it also is seeking to give effect to the law’s purpose of modifying the contemnor’sbehavior to conform to the terms required in the order.
Id. at 635,
Turning to the trial court’s order at issue in light of the foregoing authorities, I initially deem it significant that the court imposed a determinate thirty-day term, see id. at 637,
The distinction is critical. Upon a contemnor’s “purging” himself of contempt, the contempt judgment is “lifted,” Jolly,
Next, it is pertinent that the trial court characterized defendant’s behavior as criminal contempt, see Watkins v. Watkins,
Moreover, the order at issue and the transcript of the proceedings herein reflect the trial court’s clear and significant frustration with Reynolds’ repeated past acts of wilful nonpayment causing multiple hearings which were unnecessary, time consuming (the instant record comprises one hundred eighty-four pages in addition to a transcript of one-hundred eighty-six pages, a one hundred twenty-five page deposition, and seventy-one exhibits), and without doubt impeded the administration of justice. See O’Briant,
For example, the court noted in its order that Reynolds “offered no legitimate excuse for his non-payment of cash child support on repeated occasions from 1993 through 1999,” that he had “at all times” since the entry of the court’s respective orders “the ability to comply with th[ose] orders,” including “liquid assets approaching $1 million as of the date of th[e] hearing” in addition to real and personal property holdings, that his conduct “ha[d] been contemptuous,” and that he had failed to pay from time to time simply “as a means of punishing and/or harassing Flynn.”
In addition, in the course of entering its judgment, the court addressed certain comments
. . . your conduct has been particularly egregious. I see a lot of people who don’t pay child support, often for no good reason, but never before have I seen someone who had the ability to pay so easily and was so consistently — and I think consistently is the word — delinquent, and deliberately delinquent for an ulterior reason.
Moreover, I read the trial court’s imposition of the maximum statutory term for criminal contempt, see N.C.G.S. § 5A-12(a) (1999) (“a person who commits criminal contempt ... is subject to . . . imprisonment up to 30 days”), cf. N.C.G.S. § 5A-21(b)(b1)(b2) (1999) (“total” period of imprisonment for civil contempt “shall not exceed 12 months”), albeit suspended, see Hicks,
Turning to the conditions imposed upon the trial court’s suspension of its thirty day sentence, both the assessment of counsel fees in the amount of $10,000.00 and of interest upon defendant’s four delinquent child support payments in particular appear to be directed at and in punishment of defendant’s past failure to pay child support, see O’Briant,
if a contempt citation is successfully brought by either party against the other, the losing party shall be required to pay the reasonable counsel fees of the prevailing party.
See PCI Energy Services v. Wachs Technical Services,
Contrary to the majority’s assertion, moreover, the requirements that defendant post and maintain a cash bond as well as make each child support payment when due constitute enduring “disabilities that he cannot escape,” Hicks,
In short, I conclude that defendant’s appeal of that portion of the trial court’s order adjudicating him in criminal contempt is indeed criminal in nature and therefore not within the jurisdiction of this Court, see Michael,
