This is an appeal from a guilty plea where there was no plea bargain, but only a recommendation from the State's attorney. The trial court accepted the guilty plea, and after hearing testimony about the crime, assessed a sentence well in excess of the recommendation. Appellant challenges that sentence as excessive, and through his appellate attorney, contends his trial attorney provided constitutionally ineffective assistance of a counsel. We affirm.
FACTUAL SUMMARY
Appellant was originally indicted for aggravated assault on a family member with a deadly weapon. The indictment alleged that Appellant caused serious bodily injury to Rene Caso. Testimony would later reveal that Caso lost his right eye as a result of the assault. The original indictment identified the deadly weapon as either a vase, a tissue box, or Appellant's hand. The State later struck the deadly weapon language from the indictment. But the State also enhanced the punishment range by claiming that Appellant had previously been convicted of another felony offense some seven years before the date of the aggravated assault.
On July 20, 2015, Appellant entered a non-negotiated guilty plea and pled true to the enhancement allegation. While there was no formal plea bargain in this case, the State's attorney had apparently made a recommendation to the court that Appellant should be sentenced to fourteen years.
At the sentencing hearing, the trial court orally admonished Appellant that the possible range of punishment was from five to ninety-nine years or life imprisonment along with the fine. Appellant said he understood, but when first asked if he wished to continue with his open plea, he stated: "I would then-I would then have to go to trial because I did not declare myself guilty to something like that. I think I'd rather go to trial." The trial court then went off the record, which was then followed by this exchange:
THE COURT: Back on the record. Mr. Reyes, we have been off the record, and the Court has attempted to explain to you what an aggravated assault is, that if there is an allegation of serious bodily injury, that makes the assault aggravated. Now, the State has stricken the language concerning a deadly weapon.
THE DEFENDANT: Yes.
THE COURT: But because you have a prior felony conviction, that elevates your offense to a first-degree punishment range of from 5 years to 99 years or life imprisonment.
THE DEFENDANT: Yes.
THE COURT: Knowing that, would you like to continue with this open plea today?
THE DEFENDANT: Okay. Yes.
The court then heard testimony from Rene Caso (the victim), Claudia Rodas (the fiancé of Mr. Caso), and Julia Castellanos (Rene Caso's mother). The trial court also took testimony from Appellant. After argument of counsel, the trial court assessed a forty year prison sentence and a $5,000.00 fine.
Appellant's retained trial counsel filed a notice of appeal, but no other post-conviction pleadings. Counsel moved to withdraw on the last business day before a motion for new trial was due to be filed.
ISSUES ON APPEAL
Appellant raises three issues for our consideration. In his first issue, he contends that the forty year sentence is grossly disproportionate to the offense committed, and as such is cruel and unusual under the federal constitution. The State responds
GROSS DISPROPORTIONALITY
Appellant's first issue complains that the forty year sentence is grossly disproportionate to the offense. In somewhat differing verbiage, both the United States and Texas Constitutions prohibit cruel and/or unusual punishment. The federal constitution prohibits "cruel and unusual punishment" while the Texas constitution prohibits "cruel or unusual punishment." Cf. U.S. Const. amend. VIIIwith Tex. Const. art I, § 13. There is no significant difference, however, in the protections afforded by either constitutional protection. See Cantu v. State ,
"The concept of proportionality is central to the Eighth Amendment." Graham v. Florida ,
As the State points out, Appellant did not object that the sentence was constitutionally disproportional. A party must preserve error, even many constitutional errors, with a proper objection. Clark v. State ,
In Garza, for instance, a juvenile defendant was sentenced to life without the
Appellant, however, is not arguing that a categorical rule such as that articulated in Miller directly controls the outcome of this case. Instead, he argues that the trial court erred in assessing too great a sentence within the parameters of what the Legislature allows for this crime. Disproportionality is a matter that must be raised to the trial court, else it is forfeited on appeal. See Harrington v. State , 08-13-00224-CR,
But even if we were to reach the merits, we would overrule the issue based on the record here. The test for disproportionality is gleaned from two United States Supreme Court cases. The first is Solem v. Helm,
Several years later in Harmelin v. Michigan,
Following Harmelin, the Fifth Circuit Court of Appeals adopted Justice Kennedy's modified Solem test. McGruder v. Puckett,
Turning to the gateway factor-comparing the gravity of the offense and the severity of the sentence-we consider the harm caused or threatened to the victim or society, the culpability of the offender, and the offender's prior adjudicated and unadjudicated offenses. Solem,
The facts presented to the trial court here demonstrate that the harm from the assault was significant. The victim referred to himself as Appellant's step-son because Appellant had been living with Caso's mother for almost ten years.
This initial tussle abated and Caso decided to move out of the apartment. With his mother's help he began taking his possessions out to a car. When he came back into the apartment to get some additional possessions, Appellant was waiting for him behind a door and struck him on the back of the head with a glass vase. Caso fell to the floor, losing consciousness and when he awoke, Appellant was on top of him pressing and bouncing his knee into Caso's
Caso's mother testified at the hearing as well. She recalled that Appellant was up late the evening before the assault. Around 2:30 a.m., she saw Appellant snorting cocaine and the couple had an argument, after which she went to bed. That next morning, Appellant was agitated with Caso because he had found out about, and told her of the affair. Appellant confronted Caso in the living room and then grabbed Caso and slammed him up against the wall. She also recalled having to take a knife away from Appellant. She got between the two and managed to separate them. Appellant went to his room, then she and Caso began moving Caso's things.
Later when she came back inside the apartment after having loaded some of her son's items in the car, she saw Appellant was on top of her son striking him with one hand and yelling several times "I'm gonna kill you." Caso was limp and Appellant was continuing to strike him. Caso testified that during the entire episode he never struck back and only put his arms up in a defensive posture. Her testimony suggests that both Caso and Appellant were exchanging blows.
Caso spent the next four days in a hospital. A cut on the back of his head took seven stitches to close. Efforts to save his right eye failed, and he was given the choice of losing that eye, or possibly losing sight in both eyes. Following removal of his right eye, he suffered from depression, panic attacks, and anxiety. Caso had difficulty holding employment and driving a vehicle due to the panic attacks and he was continuing to see a therapist at the time of the sentencing hearing.
Appellant admitted to a previous felony conviction for tampering with government records in 2006 for which he served four years in prison. He also admitted to previous arrests for grand theft and burglary in 1999, solicitation in 2003, fraudulent use of a credit card in 2004, unlawful use of a motor vehicle in 2005, credit card abuse in 2006, and giving false identifying information in 2006. While awaiting trial in this case, jail reports indicated he assaulted another inmate with a food tray, and threatened to harm someone else if he were not moved to another part of the jail.
Appellant advances several arguments in support of the disproportionality claim. First, he contends that this event was his first and only violent encounter. But even if it were, the act in itself was remarkable enough to justify the sentence. Caso sustained a life-long significant injury. The circumstance of continuing to strike a person who is already limp, particularly while shouting "I am going to kill you" is disturbing beyond the pale. Doing so after having already served a four year prison term more than suggests Appellant is a threat to society and has little respect for its rules.
Appellant also relies on his own version of the events in applying the first prong of the disproportionality test. Appellant testified that Caso started the fight by first pushing Appellant. He claimed that they had several small skirmishes. Appellant contended that it was then Caso's mother who forced Caso out of the apartment. Caso somehow got back inside and picked up a ceramic ornament and threatened Appellant with it. Appellant then claims he grabbed a ceramic cover for tissue paper to use in defense. Appellant attributes Caso's eye injury to Caso falling and striking his face on a table during the fight.
Neither Appellant nor the State suggests what standard applies to resolve disputes in the evidence at the sentencing hearing. We conclude that it must be a deferential standard viewing the evidence
Finally, Appellant compares the sentence here with the sentences imposed in other aggravated assault cases. But we would engage in that kind of comparison only if Appellant overcame the first Solem test. Harmelin ,
Only twice has the United States Supreme Court held in a non-capital case that a prison term imposed on an adult was constitutionally disproportionate. See Simpson ,
INEFFECTIVE ASSISTANCE OF COUNSEL
Appellant next argues that his trial counsel provided him ineffective assistance in the following ways: (1) failing to inform Appellant that the deadly weapon allegation had not actually been dropped from the case; (2) allowing hearsay statements about Appellant's affair with another women at the punishment hearing; (3) abandoning defensive issues in favor of pursuing an open guilty plea; (4) failing to object to the sentence as grossly disproportionate; and (5) abandoning Appellant at a critical stage of the proceeding. He also claims the cumulative effect of these omissions justify reversal. Under the standards governing ineffective assistance claims, we disagree.
Framework for Review
To prevail on a claim of ineffective assistance of counsel, Appellant must establish by a preponderance of evidence that: (1) his attorney's performance was deficient; and that (2) his attorney's deficient performance deprived him of a fair trial.
Under the first prong of the Strickland test, the attorney's performance must be shown to have fallen below an objective standard of reasonableness. Thompson v. State ,
A direct appeal is usually an inadequate vehicle for raising an ineffective assistance claim because the record is generally undeveloped. Goodspeed v. State ,
Use of a Deadly Weapon
Aggravated assault may be committed in only two ways: (1) by causing serious bodily injury; or (2) by using or exhibiting a deadly weapon during the commission of the assault. Tex.Penal Code Ann. § 22.02(a)(1),(2). Each of these necessarily involve the use of a deadly weapon. Blount v. State ,
In this case, the State indicted Appellant for aggravated assault both by causing serious bodily injury and by use a deadly weapon (here by using either a vase, a tissue box, or Appellant's hand). The State later deleted the express reference to a deadly weapon from the indictment. Appellant contends that his trial counsel erred in assuming, and presumably informing Appellant, that the deletion of the deadly weapon language carried some significance to the case. Appellant reasons that under Blount v. State , the mere allegation of a serious bodily injury carries with it an implicit allegation of use of a deadly weapon, so that the deadly weapon allegation never really went away.
The record does not reflect what Appellant's trial counsel actually told him about the deletion of the deadly weapon language. That gap in the record necessarily means that Appellant cannot meet the first Strickland test. He can hardly show his attorney failed to meet the standard of care for providing advice when he cannot show what advice was actually given. Moreover, the record affirmatively negates the prejudice element because whether the deadly weapon issue was in the case or not, the range of punishment was always going to be at least five to ninety-nine years, or life. And the trial court expressly informed Appellant of that punishment range on the record.
Aggravated assault is generally a second degree felony that carries a punishment range of two to twenty years. Tex.Penal Code Ann. § 22.02(b) (aggravated assault is generally a second degree felony);
Hearsay Statements
During the punishment phase, Caso testified that he learned that Appellant was cheating on his mother. He made this discovery when Appellant took Caso to the other woman's home to clean her carpets. Caso surmised the affair from statements that the other woman made to him. Appellant's counsel did not object. Appellant now contends that he was provided ineffective assistance because a competent attorney should have recognized the statement as hearsay and lodged that objection. He makes a similar claim about the police officers' reaction to the nature of Caso's
With regard to statements about the affair, the parties spar over whether the statements were offered for the truth of the matter asserted (and thus either were, or were not, hearsay as defined by the Rules of Evidence). We think this argument misses the broader point. Parties might sometimes choose not to object to otherwise inadmissible evidence because it furthers their trial strategy. Thompson ,
Additionally, Appellant has failed to demonstrate prejudice. He has not shown that the trial court was unnaturally swayed by evidence of the affair so as to impose a sentence that she otherwise would not have imposed. The most Appellant can offer is that the trial court remarked on the cheating allegation in a comment made from the bench. In the same comment, however, the trial court stated "I'm not even concerned about whether he's cheating on the mother or not." Nor has Appellant demonstrated that the mother's statement about how the police officers reacted to Caso's eye injury had any effect on the sentence.
Abandonment of Defensive Issues
Appellant next claims that his trial counsel abandoned the potential defenses of self-defense or lack of voluntary conduct. These defenses were premised on Appellant's testimony at the punishment hearing that Caso started the fight, and that both he and Caso were exchanging
Bad advice during plea negotiations can give rise to a finding that a trial attorney was ineffective if it deprives a defendant of a favorable plea. Lafler v. Coope r,
Failing to Object to the Sentence
Appellant next contends that his counsel was ineffective in not lodging an objection that the sentence imposed was grossly disproportional. As we explain above, the objection lacks merit, thus we conclude Appellant cannot show prejudice from its omission.
Seeking to Withdraw at a Critical Stage
Appellant further contends that his counsel was ineffective by moving to withdraw just before the deadline for filing a motion for new trial. He urges the same argument, along with the same authorities in Issue Three, there arguing that he was denied counsel at a critical juncture of the proceedings.
Appellant correctly points outs that under the Sixth Amendment, he is entitled to effective counsel at each critical stage of the proceeding. Mempa v. Rhay,
A motion for new trial was due to be filed by the 30th day following the pronouncement of the sentence in open court. Appellant's retained counsel moved to withdraw on the last business day before that deadline. There is no order in the record granting the motion to withdraw. The trial court appointed new counsel the day after a motion for new trial was due to be filed. While superficially appealing, Appellant's argument runs headlong into the rebuttable presumption that trial counsel continues to effectively represent the defendant in this critical phase.
In Oldham , the defendant was represented at trial by counsel and was convicted and sentenced. She then filed a pro se notice of appeal and indigency.
The Texas Court of Criminal Appeals held, however, that the facts presented "[did] not rebut the presumption that the appellant was represented by counsel and that counsel acted effectively."
The presumption in Oldham and Smith is rebuttable. Appellant contends he effectively rebutted the presumption based on his former trial counsel having filed a motion to withdraw on the eve of the motion for new trial deadline. We disagree. The filing of the motion to withdraw only signals counsel's desire to be released from his obligation to represent his client, and not that the attorney has actually ended the representation. Only the trial court by granting the motion can actually end the attorney's on-going obligations to the client. Roberts v. State ,
Moreover, the motion was not filed until the 29th day following pronouncement of the sentence. Even if on that day trial counsel decided to do nothing further, his inaction does not negate the twenty-nine previous days in which a motion for new trial could have been discussed and decided upon.
In his reply brief, Appellant alternatively contends that the rebuttable presumption from Oldham should be cabined to those cases following a trial on the merits, and not a guilty plea. Oldham addressed the presumption following a full adversarial trial.
Nor do we find any possible error urged here as harmful. Denial of counsel during a critical phase is subject to a harm analysis. Cooks ,
A new trial motion might have asserted the disproportionate sentencing argument which we find was forfeited. See Delacruz v. State ,
The implausibility of Appellant's argument here, however, is the assumption that the attorney who is alleged to have provided ineffective assistance could have first recognized his claimed error in judgment, and then timely assembled through affidavits and transcripts the proofs necessary to document those supposed errors. That scenario is simply implausible. See Robinson v. State ,
Finally, Appellant argues the cumulative effect of his counsel's errors deprived him of effective assistance of counsel. The cumulative effect of trial court errors when aggregated in their effect can conceivably result in harm. See, Stahl v. State,
ABANDONMENT OF CLIENT
In his final issue, Appellant repeats the claim that his attorney abandoned him at a critical stage by seeking to withdraw just before a motion for new trial was due. The only distinction between Issue Three and the identical claim he urges as a part of Issue Two, is that Issue Three asks us to abate the appeal and remand the case to the trial court so he can pursue an out of time motion for new trial. Because he fails to overcome the presumption that his trial counsel was still actively representing his interests until new counsel was appointed, however, he has not made the predicate showing necessary to require a remand. We overrule Issue Three and affirm the judgment of the trial court.
Hughes, J., not participating
Notes
The plea paperwork contains this somewhat cryptic notation: "14TDC or open." At the sentencing hearing, the State's attorney framed the prior recommendation thusly: "The last recommendation on this case was just under the original indictment plus the enhancement, which is 14 years. Because of that, the State would ask that the Court start at that 15-year mark, .... This is the sort of crime where the State would ask the Court to start with 15 years and start working their [sic] way up."
The trial court imposed the sentence on August 13, 2015. Any motion for new trial was required to be filed on Monday, September 14, 2015. See Tex.R.App.P. 21.4(a) (motion for new trial must be filed no later than 30 days after the trial court imposes the sentence in open court); Tex.R.App.P. 4.1(a) (when the 30th day falls on a weekend, or holiday, the deadline carries over to the next business day). The file stamp on the motion to withdraw indicates it was filed at 4:15pm on Friday, September 12, 2015.
This case was transferred from our sister court in Dallas pursuant to the Texas Supreme Court's docket equalization efforts. See Tex.Gov't Code Ann. § 73.001 (West 2013). We follow the precedents of the Dallas court to the extent they might conflict with our own. See Tex.R.App.P. 41.3.
Caso was thirty-six years old at the time of the sentencing hearing and Appellant was forty-nine.
Trial courts are often called upon to decide disputed facts and we generally apply a deferential review to those decisions. See Carmouche v. State ,
A police report made a part of the appellate record notes that Caso is 5'8? and 160 pounds, while Appellant is 6'2? and 250 pounds.
Dropping the deadly weapon allegation did make Appellant at least eligible for community supervision, and reduce the minimum sentence from fifteen years to five years. Tex.Code Crim.Proc.Ann. art. 42.12, § 3g(a)(2) (West Supp. 2016)(use of a deadly weapon limits trial court's authority to place a defendant on community supervision); See Tex.Penal Code Ann. § 12.42(c)(1) (first degree felony following enhancement subject to minimum fifteen year sentence).
The following is the testimony of which Appellant now complains:
Q. When the police arrived, you tell them what happened?
A. My son and I. When the police said, no, the police got scared when he saw him. They checked him, and they gave him the first-first aid, and they couldn't believe what they were seeing.
Q. This is the police seeing your son?
A. Yes.
We also agree with the State that the trial court would not have abused its discretion in permitting this testimony under an exception to the hearsay rule, such as Tex.R.Evid. 803(1).
