Wyrick v. Fields,
I
Barrera stands convicted of first-degree murder and armed robbery, for which he was sentenced to life plus 20 years. The evidence at trial allowed the jury to conclude that in October 1976 Barrera and Frederico Garcia drove from Michigan to Texas, robbing and killing those they met on the way. Barrera and Garcia picked up Barrera’s brother Eduardo in Beaver Dam, Wisconsin. While in town they stole some liquor from the Park Avenue Liquor Store, a coat and some shotgun shells from a Shopko store. After test-firing their sawed-off shotgun, the trio returned to the liquor store. Barrera said he would rob the proprietor if she were alone. Garcia replied that she would see his face; he held up the shotgun and replied: “Well, what do you think I got this for?” Barrera emerged from the store with $90 and a spent shell; Janis Bussie, the proprietor, was dead. Later the trio robbed several gas stations. Barrera killed the attendant at one with the shotgun.
After being arrested Barrera maintained that Garcia had entered the liquor store and killed the proprietor. At trial, however, Barrera admitted doing the deed. His defense was that the shooting was accidental; his hand trembled, said he, because of withdrawal from heroin, and when Bussie reached for the gun it went off. Garcia contradicted this story, telling the jury that Barrera killed Bussie without provocation and had said that he killed the proprietor when she had the “nerve” to argue with him. Barrera conceded that he had told Garcia that he shot Bussie as she reached for the phone, but he said that this tele (like the tele to the police about Garcia doing the shooting) had been concocted. The truth, he insisted at trial, was that although he cocked the shotgun before entering the store, he did not mean to kill Bussie.
Robert Anderson, a polygraph examiner, told the jury that Barrera had confessed to killing Bussie without provocation. Anderson entered the picture when Barrera and his lawyer asked for a polygraph examination. Barrera and Garcia were blaming each other, and it was to Barrera’s advantage to verify his own version of events. Anderson tested Barrera on March 7 and March 17, 1977. Each time Barrera was so anxious that the test did not produce reliable results. Anderson therefore suggested a third test, to which Barrera and his lawyer agreed. On April 4 Barrera confessed to Anderson before Anderson turned on the machine for this third test.
On each of the three occasions Anderson read Barrera the warnings prescribed by Miranda, and both Barrera and his lawyer signed written statements waiving the rights. The first two tests were administered at the State Crime Laboratory in Madison. Barrera’s lawyer watched the tests through a one-way mirror, under an agreement with Anderson to stop the test if the lawyer tapped on the mirror. Each test was completed. On April 4 Anderson went to the Dodge County jail, where Barrera was being held. The jail did not have a room in which Barrera’s lawyer could watch the test, but the lawyer was stationed outside the door, and Barrera testified that he knew he could stop the ques *1266 tioning and summon his lawyer at a moment’s notice.
After Barrera and his lawyer heard the
Miranda
warnings — including the advice that anything Barrera said could be used against him — and signed the written waiver, Anderson may have told Barrera that the “results” of the test could not be used in evidence. “May have told” because although no one testified to such a reservation, Barrera’s counsel stated in argument during a hearing that Anderson had given this advice. The remark would have been a reference to
State v. Stanislawski,
The answers were unrelated to the machine’s output because Anderson never turned the machine on. Anderson began his customary pre-test interview. He testified that he always asks some questions about the crime with which the test will be concerned. This time Anderson showed Barrera the results of a polygraph test of Garcia and told Barrera that he interpreted these results as showing that Garcia had spoken the truth in saying that Barrera had fired the shot and told his companions that the murder was deliberate. According to Anderson, he then sensed that Barrera was about to confess, and he continued asking questions. Anderson had to sense this, because Barrera said nothing. Most of the interrogation, which lasted 45 minutes, was recorded. It is a monologue by Anderson. Apparently Barrera nodded and grunted in places, but he answered no questions until Anderson asked if he would confess if the tape were turned off. Barrera said he would. Anderson turned off the tape; Barrera broke down, cried, and confessed. Five minutes later Anderson turned the tape on again and dictated into the tape what Barrera had said. Then Barrera asked for his lawyer. Anderson stopped the questioning and let in the lawyer, who must have been startled to learn that Barrera had fessed up without being hooked up.
The trial court found that Barrera knew that his lawyer was available and demonstrated his ability to act on this knowledge by calling for the lawyer. The court found the confession voluntary. The Court of Appeals of Wisconsin reversed the conviction in an unpublished opinion, holding that the admission of Anderson’s statements violated the rules established by
Stanislaw-ski
and ensuing decisions. It did not discuss whether the statements were voluntary. The Supreme Court of Wisconsin found the statements admissible under
Stanislawski
and agreed with the trial court that they were voluntary.
Justices Abrahamson and Heffeman dissented.
II
The district court reached the merits of both claims, but it is not obvious that either has been preserved for full adjudication. Although Anderson’s questioning of Barrera was recorded, Barrera did not include the recording in the record before the Supreme Court of Wisconsin. As that court summarized things, “[o]ur knowledge of what transpired during the course of the interview is limited to that related to us in the parties’ briefs and the testimony of Anderson and Garcia [sic] at the second [suppression] hearing and trial.”
Barrera’s argument about the right to counsel apparently was not presented to the state courts at all. The Supreme Court of Wisconsin listed four issues presented for decision and carefully pointed out that a fifth had been abandoned at oral argument.
In Wisconsin a claim that challenges the admissibility of a confession that is not preserved at trial or on appeal may not later be presented on collateral attack. Matters that could have been raised at or before trial, but were not, generally may not be raised later. Wisconsin permits certain grave, constitutional issues to be resurrected even though bypassed at trial, e.g.,
State v. Cleveland,
This is not a happy confluence of doctrines. The forfeiture rule of
Wainwright
is designed to induce defendants to comply with state rules in time to prevent unnecessary subsequent proceedings. A timely objection or contention may prevent the error from occurring and spare multiple courts the need to review’ a judgment. If the claim may be pressed on collateral attack even though it was not raised at trial or on appeal, the incentive to raise the claim in time is diminished. See
Nutall v. Greer,
Barrera’s claim under the sixth amendment was not presented to the state courts, and so all of the considerations underlying
Wainwright
and the exhaustion doctrine are present. Barrera did not present the claim to the trial court in time to avoid the problem at the outset. He did not present the claim anywhere in the state system, so the facts are poorly developed and we lack the views of a majority of the Supreme Court of Wisconsin. Although Justice Abrahamson’s dissent presented the majority of the court with an “opportunity” to address the subject, the majority did not do so — whether because it deemed the claim forfeit or the record incomplete we do not know. Yet
became
the state deems its forfeiture rule sufficiently important to foreclose collateral attack, Barrera has
*1269
“exhausted” his state remedies.
Engel,
The principle that the executive branch of a state may forfeit the protections of a doctrine based on forfeiture by the defendant is a sensible one, viewed in isolation. Forfeiture doctrines may be waived. It is established, for example, that if the state courts consider the merits of a claim without invoking rules of preclusion, federal courts may consider the merits in turn.
County Court of Ulster County v. Allen,
If the state wishes a different outcome, it may change its rules about who has the authority to speak for the state. For our part, federal courts ought to be aware that the interaction of the exhaustion doctrine and the possibility of waiver under Wainwright is propelling courts to consider, on the merits, claims that have never been before any state court. Ultimately this is not healthy for either judicial system or for the long run interests of defendants as a group.
Ill
The “voluntariness” of a confession depends on the application of legal princi-
*1270
pies to facts, and the state court’s decision that a confession is voluntary is not entitled to a presumption of correctness under 28 U.S.C. § 2254(d), although any subsidiary findings of historical fact are covered by that statute.
Miller v. Fenton,
Barrera insists that his confession is involuntary because Anderson informed him of the results of Garcia’s test and played on his religious sensibilities. He testified at the pretrial hearing that the revelation about Garcia weakened his resolve and that the discussion of religion tipped the balance: “[T]hat’s my weak spot ... because I really love God” (quoted at
A questioner may reveal other evidence in his possession. We would have a harder case if Anderson had lied about the results of Garcia’s test, for that would be trickery, but Anderson told the truth. No court has held a confession involuntary just because the questioner accurately informed a suspect that he had been implicated by someone else. See, e.g.,
United States v. Rimka,
The remarks about Garcia and religion are not the “totality” of the interrogation, to be sure, but they are the only portions of it we need consider. Barrera did not present to the state’s appellate courts or to us the full tape of the 45 minute interrogation. We are not authorized to guess at what would be found there or its significance. Similarly, we do not consider the effect of any promise by Anderson that the “results” of the test would be inadmissible. Perhaps Barrera could have taken this as a retraction of the Miranda warning that everything he said could be used against him, but he did not so testify in the state court, and the record does not contain evidence (as opposed to an argument of counsel) that Anderson made this statement. All we can hold, and all we do hold, is that when a suspect is psychologically prepared for interrogation, and has a lawyer seconds away, a 45 minute monologue including appeals to religion and reminders that the *1271 state’s evidence is strong does not make the ensuing confession involuntary.
IV
In
Fields
the Supreme Court declined to consider the defendant’s argument that the examiner’s interrogation after the polygraph machine had been turned off violated his right to counsel under the sixth amendment.
The argument does not hang together. In
Massiah, Henry,
and
Maine v. Moulton,
— U.S. —,
Anderson initiated the meeting of April 4, but this is unimportant. “[T]he identity of the party who instigated the meeting at which the Government obtained incriminating statements was not decisive or even important to [the] decisions in
Massiah
or
Henry.” Moulton,
*1272
The argument that because they did not sign a
Stanislawski
stipulation Barrera and lawyer did not actually consent to interrogation that could be used against Barrera is at least potentially important, but it is unsubstantiated. Barrera testified at two pretrial hearings concerning the admissibility of his statements to Anderson. He did not say at either hearing that he believed that his statements would be inadmissible. To the contrary, he testified that he understood the
Miranda
warnings, including the admonition that what he said could be used against him. Whatever the status of polygraph tracings and their interpretation, no rule of federal law prevents the use of a suspect’s oral statements before, during, or after a test.
Fields,
This leaves the contention that Anderson meant all along to grill Barrera without turning on the machine, an act that likely would have made any statements inadmissible under Stanislawski. Justice Abra-hamson emphasized this, contending that Anderson’s deceit vitiated the waivers. Barrera and his lawyer consented to a polygraph examination; they did not get one; Anderson never planned to administer one; and so, the argument concludes, there was no effective waiver of the right to have counsel present at a pure interrogation.
Why does Anderson’s intent matter? Every polygraph examination begins with a preliminary discussion. Suppose Barrera had confessed in response to Anderson’s second preliminary question. Would it have mattered that Anderson had meant to continue the questioning indefinitely without turning on the machine? Or suppose that Anderson meant to administer a regular test, as he testified, but suddenly changed his mind when Barrera appeared to be on the verge of a confession. The effectiveness of a waiver usually is viewed from the perspective of the suspect, not from the perspective of the questioner. See
Moran v. Burbine,
— U.S. —,
This case does not turn on a conclusion that intent never matters, however, because no court has found that Anderson had the intent to question Barrera without administering an examination. Justice Abrahamson attributed this intent to Anderson, see
Affirmed.
Notes
Several considerations may separate forfeiture of a
Wainwright
claim from forfeiture of exhaustion of remedies. A refusal to accept a waiver of exhaustion of remedies means that the federal court avoids all issues on the merits, which makes a refusal to bypass exhaustion attractive. And the statutory basis of the exhaustion doctrine, 28 U.S.C. § 2254(b), is phrased in mandatory terms. If these are characterized as "jurisdictional,” but cf.
Strickland,
