Revis v. LairdRevis v. Laird
OPINION
Plaintiff Raul Edward Revis alleges racial discrimination in his employment with the United States Air Force at McClellan Air Force Base, California. The complaint arises from plaintiff’s employment on February 11, 1966, as a Mobile Equipment Repairer, W-9, at the Air Force Base. Defendants are the Secretary of Defense, the Secretary of the Air Force, the Commander, Vice-Commander and Deputy Commander of McClellan Air Force Base, the Chief of the Equal Employment Opportunity Office and the Chief of Civilian Personnel at McClellan Air Force Base, and four supervisors of the Vehicle Transportation Division at the Air Force Base, all in their official and individual capacities. The United States is also a party defendant.
Plaintiff submitted a claim to the Civil Service Commission on August 28, 1970, which claim was denied on November 29, 1971. In this regard, plaintiff sues the chairman and two vice-chairmen of the Civil Service Commission and the Chairman of the Board of Appeals and Review, and alleges abuse of discretion in ratifying the denial of plaintiff’s claim of racial discrimination. These defendants are also sued in their official and individual capacities.
The prayer is for injunctive relief, award of back pay, declaratory judgment, costs of suit and reasonable attorney’s fees, compensatory damages of $25,000 as to each defendant, compensatory damages against the United States of $9,999.99, and punitive damages against all the defendants except the United States in the sum of $100,000.
In his second amended complaint, plaintiff invokes jurisdiction of this court pursuant to Title
Suit was filed in this court on July 28, 1972. On August 7, 1973, the defendants moved to dismiss on various grounds. On June 20, 1974, defendants incorporated their motion to dismiss in a motion for summary judgment. On August 15, 1974, plaintiff filed a cross-motion for summary judgment. The case is here now on these cross-motions for summary judgment and this court will proceed to deal with the numerous legal questions raised by this case.
*1136
RETROACTIVE EFFECT OF
Title
As an initial matter, it should be noted that for many years prior to March 24, 1972, a series of Executive Orders provided safeguards to federal employees against racial discrimination. The earliest such Executive Order relevant here is E.O. 9980, July 26, 1948, 3 CFR 720 (1943-48 Comp). There followed E.O. 10590, January 18, 1955, 3 CFR 237 (1954-58 Comp); E.O. 10925, March 6, 1961, 3 CFR 448 (1959-63 Comp); E.O. 11246, September 24, 1965, 3 CFR 339 (1964-65 Comp); and E.O. 11478, August 8, 1969, 3 CFR 803 (1966-70 Comp). All of these orders established a policy against racial discrimination in Federal employment and all prescribed procedures for the processing of discrimination complaints.
Nevertheless, the drafters of the 1972 Act which created
Only four circuit courts have spoken to the issue of retroactive application of
It appears that the courts, in construing the statute, have split on the question of its retroactivity primarily as a
*1137
result of the rule of construction employed. Thus, courts which refuse to apply
Because of the posture of the instant case, however, this court need not choose whether to follow the lead of the District of Columbia, the Second and the Fourth Circuits and apply
In the instant ease, plaintiff filed his claim of racial discrimination with the Civil Service Commission on August 28, 1970, and the Civil Service Commission rendered its decision denying the claim on November 29, 1971. It is clear that plaintiff’s claim was no longer pending before the Civil Service Commission at the time
PRE-EMPTION
Defendants have argued that the enactment of
Whether
It is true that some courts have held that federal employees had no causes of action against their federal employer for racial discrimination prior to the enactment of
(1) Federal employees may state a claim for relief under
(2) Federal employees may not state a claim for relief under § 1983
*1138
against federal officials for employment discrimination. The Ninth Circuit has held that-§ 1983, based on the Fourteenth Amendment, deals only with those deprivations of rights that are accomplished under the color of the law of any State or Territory. Bowers v. Campbell,
(3) Although not specified in the second amended complaint, plaintiff apparently relies upon § 1985(3) for a cause of action. The elements of a cause of action under § 1985(3) are: (a) a conspiracy by defendants, (b) for the purpose of depriving either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws, (c) that one or more of the conspirators did an act in furtherance of the object of the conspiracy whereby another was, (d) injured in his person or property or deprived of having and exercising any right or privilege of a citizen of the United States. Griffin v. Breckenridge,
There are Ninth Circuit cases which stand for the proposition that § 1985(3) reaches only conspiracies under color of state law. Hoffman v. Halden,
“ . . . all indicators—text, companion provisions, and legislative history—point unwaveringly to § 1985(3)’s coverage of private conspiracies.”403 U.S. at 101 ,91 S.Ct. at 1798 .
The question in this case, however, is whether a cause of action may be stated under § 1985(3) against
federal
officers. Subsequent to
Griffin,
two courts have held that § 1985(3) would not countenance private suits for damages against federal officers. Bethea v. Reid,
The Supreme Court in
Griffin
made clear that § 1985(3) was grounded on the Thirteenth Amendment (prohibiting the incidents of slavery), rather than the Fourteenth Amendment (dealing with state action).
Griffin, supra,
“. . . like the [Thirteenth] Amendment upon which it is based,§ 1982 is not a ‘mere prohibition of State laws established or upholding’ racial discrimination in the sale or rental of property but, rather, an ‘absolute’ bar to all such discrimination, private as well as public, federal as well as state.” (emphasis added) District of Columbia v. Carter,409 U.S. 418 , 422,93 S.Ct. 602 , 605,34 L.Ed.2d 613 (1973).
The Ninth Circuit has held that
CAUSES OF ACTION UNDER THE FIRST AND FIFTH AMENDMENTS, FEDERAL COMMON LAW AND BIYENS
Plaintiff seeks to establish causes of action to redress deprivations of his rights under the First and Fifth Amendments,- Federal “common law,” and Bivens v. Six Unknown Named Agents,
Actually, it appears that plaintiff invokes the jurisdiction of this court pursuant to
In'Bivens the Supreme Court held that the Fourth Amendment right to be secure against unreasonable searches and seizures would support a federal cause of action for damages consequent upon a violation of that right. The court in Bivens rejected the government’s position that the protection of the rights secured by the Fourth Amendment should be left to state tort law with the Fourth Amendment as a limit on possible defenses to such actions. The question posed in this ease is whether causes of action should be similarly recognized for First and Fifth Amendment claims.
The few courts which have considered this question have generally determined that both First and Fifth Amendment claims can be cognizable as causes of action under the rationale of
Bivens.
United States Marine Lines, Inc. v. Shultz,
The reasoning of these cases is, indeed, persuasive. If the Supreme Court is willing to recognize a federal cause of action for the deprivation of rights guaranteed by the Fourth Amendment, it would be illogical to interpret that decision so narrowly as to limit it only to the Fourth Amendment and preclude causes of action on equally important rights guaranteed by the First and the Fifth Amendments.
The question nevertheless arises with respect to the amount in controversy requirement of
Accordingly, this court concludes that jurisdiction is proper pursuant to
SOVEREIGN IMMUNITY
Defendants have raised the doctrine of sovereign immunity as an alleged bar to the maintenance of this action. However, sovereign immunity poses no jurisdictional bar to plaintiff’s action. If plaintiff prevails on his claims, it will be because the federal officials have engaged in racially discriminatory employment practices which are forbidden by either the constitution or by statute. Bowers v. Campbell,
“[W]here the [federal] officer’s powers are limited by statute, his actions beyond those limitations are considered individual and not sovereign actions. The officer is not doing the business which the sovereign has empowered him to do or he is doing it in a way which the sovereign has forbidden. His,, actions are ultra vires his *1140 authority and therefore may be made the object of specific relief.”
It should be noted, however, that while the doctrine of sovereign immunity would not bar this action, it may provide a defense of varying degrees to the executive officers involved, Scheuer v. Rhodes,
SCOPE OF REVIEW
In this case plaintiff seeks relief in a civil rights action after unsuccessfully running the Civil Service Commission gauntlet. Plaintiff claims that he is entitled to a
de novo
trial in this court. Defendants contend that this court should only look to the administrative record. The question of the scope of review in actions brought both to review agency action under the Administrative Procedure Act and to redress the deprivation of civil rights under the Civil Rights Act is now settled in this Circuit. Bowers v. Campbell,
“After- the administrative record has been introduced into evidence, the court must consider the final agency determination in the light of the procedural fairness that was accorded to the claimant during the administrative proceedings and the adequacy of the record in all other respects bearing upon the discrimination issues. If, in the exercise of its reasoned discretion, the district court finds the record wanting, it can disregard the administrative determination of fact and law on the discrimination issues. If it decides that the agency reached sound conclusions on the basis of proceedings that provided the claimant a full and fair opportunity to present his or her grievances, the court will afford it that deference which is appropriate under all of the circumstances of the case. Both the employee and the employer shall have the right to adduce additional evidence to supplement the administrative record.”
In his cross-motion for summary judgment, plaintiff has asserted that the administrative record contains “unquestionable discrimination evidence” and that the rejection of such a finding was “arbitrary, capricious and whimsical.” In light of the teachings in Bowers, this court proceeds to review the administrative record in light of the procedural fairness that was accorded to the plaintiff during the administrative proceedings, and the adequacy of the record in all other respects bearing on the discrimination issue.
REVIEW OF THE RECORD
After a thorough review of the rather voluminous administrative record in the instant case, this court must conclude that the plaintiff was accorded procedural fairness during administrative proceedings, that the plaintiff was afforded a full and fair opportunity to present his grievances, and that the decisions of the administrative agencies which denied his claim of racial discrimination were sound and based upon substantial evidence.
On July 8, 1970, plaintiff first contacted an Equal Opportunity Counselor because of his feelings of racial discrimination. Plaintiff’s contentions at that time might be summarized into two broad categories: (1) he felt that his immediate supervisor (defendant Weigt) *1141 had practiced racial discrimination; (2) he felt that he was being retained in a W-9 position rather than being promoted to a W-10 position due to racial discrimination. On August 25, 1970, plaintiff was transferred from his assignment in building 310 to building 411 and thereby added another general charge that (3) the transfer was motivated due to his filing of a charge with the Equal Opportunity Counselor.
A subsequent investigation by an Investigator for the Equal Opportunity Counselor was somewhat inconclusive, but noted that “there are slight indications of trends of discrimination in the Vehicle Repair Branch,” where plaintiff was employed. The Investigator, however, made no specific finding that plaintiff was the subject of discrimination, but recommended that plaintiff be promoted to W-10 through non-competitive action because for all intents and purposes, plaintiff had been performing the work of a W-10 mechanic. Inasmuch as the Investigator did not find specific evidence of discrimination as to plaintiff, the Civilian Personnel Office determined that there was no regulatory basis for promotion on a non-competitive basis and so advised plaintiff on October 30, 1970. Plaintiff was further advised that he could request a hearing before an appeals examiner with a review by the Director of Equal Employment Opportunity, Department of the Air Force. Plaintiff requested such a hearing which was held on January 14 and 19, 1971. At this hearing, plaintiff was represented by a chief steward and senior steward of the American Federation of Government Employees, evidence was presented and testimony was taken.
As to the complaint of discrimination by plaintiff’s immediate supervisor (defendant Weigt), plaintiff at the hearing testified that Weigt used the terms “wetback” and “taco” in reference to him on numerous occasions. This allegation was generally denied by Weigt, although he stated that the possibility exists he might have referred to plaintiff in these terms in talking to others, but only in jest or frivolity. There was evidence in the record to indicate that employees in building 310 often referred to each other in terms relating to their racial backgrounds, although the intention of such references was not as a racial slur. On the basis of the evidence in the record, the appeals examiner could conclude, as he did, that any re'ferenees by Weigt in the use of “wetback” or “taco” were done in a joking manner and not as a racial slur. The appeals examiner could also conclude, as he did, that “such comment is certainly an unfortunate one as it tends to set up a psychological situation where-the [plaintiff] would be more sensitive to acts or words that might appear to be discriminatory.”
Plaintiff also felt that his immediate supervisor (defendant Weigt) discriminated against him by not promoting him from W-9 to W-10 even though he performed the work of a W-10 mechanic. Although there is certainly support in the record for the proposition that plaintiff performed work at the level of W-10, there is also ample evidence that plaintiff’s failure of promotion was the result of low test scores. Evidence was presented at the hearing that promotions to W-10 were done on the basis of a “promotion profile” where workers were ranked according to a score. This score was dependent upon three factors: an experience rating, an appraisal rating, and a test score. The highest and lowest rankings on the profile in question were 286 and 268, respectively. Plaintiff’s total ranking at the time was 229. The hearing record reflects that it was the low test score of plaintiff which kept him off the promotion profile. It was shown that even if plaintiff had received the maximum possible rating for experience and on the appraisal (factors which Weigt could influence) because of his low test score, the plaintiff would still be 32 points below the lowest score on the profile. Plaintiff presented no evidence nor made any allegations that *1142 the test had been improperly administered or was defective.
Plaintiff also contended that he was transferred from building 310 to building 411 shortly after the filing of his complaint as a direct result of the complaint. Countering plaintiff’s testimony in the record is the testimony of plaintiff’s third-level supervisor and the responsible official (defendant White) that the transfer was due to instructions from higher headquarters which caused most W-9’s to be transferred to building 411, and further that the transfer of plaintiff had nothing to do with the filing of his complaint. The appeals examiner apparently chose to believe White and to disbelieve the allegations of plaintiff. This court cannot here reweigh the evidence but can only look to determine whether substantial evidence exists in the record to support the determination of the appeals examiner. Based on the testimony of White, this court must conclude that there is substantial evidence in the record to support the appeals examiner’s determination that although the transfer was unfortunately timed, it was not motivated by the filing of plaintiff’s complaint.
Based upon these findings as supported by the record, it is somewhat surprising that the appeals examiner nevertheless concluded that: “I find sufficient evidence that racial discrimination has been practiced in the Vehicle Maintenance Branch and the Base Maintenance Equipment Section, McClellan Air Force Base, California.” However, the examiner hastened to add that: “No particular person or persons can be singled out as practicing racial discrimination but the general environment and the [plaintiff’s] case in particular reflects an absence and a lack of appreciation by on-the-spot management officials of the dilemma of a member of a minority racial group faced with an apparent unsolvable problem not of his making.”
The court is fully mindful that racial discrimination may be very subtle in its ramifications, however, in light of the administrative record as reflected by the hearing record, it would certainly be permissible to reject the conclusion that “racial discrimination has been practiced” at plaintiff’s shop. The appeals examiner concedes that no person can be singled out as practicing racial discrimination and indeed, the record is supportive of this contention. To say that the “general environment” of the shop reflects a lack of appreciation by management for the dilemma faced by minority group members does not lead to the conclusion that racial discrimination existed at plaintiff’s shop.
In this regard, it was not an abuse of discretion for the Director of Equal Employment Opportunity, Department of the Air Force, on June 23, 1971, and the Board of Appeals and Review of the Civil Service Commission on November 29, 1971, to look at the record and the findings of the appeals examiner and conclude that plaintiff was not subject to racial discrimination.
It is therefore the conclusion of this court that plaintiff was accorded the sort of full and fair hearing envisioned by Bowers, supra, and that the decisions of the administrative agencies which denied his claim of racial discrimination were based on substantial evidence contained in the record and were therefore not arbitrary or capricious. On this basis, it is Ordered that the defendants’ motion for summary judgment be Granted and that plaintiff’s motion for summary judgment be Denied.