Lead Opinion
The question presented is whether the use of a court clerk’s seal violates the Establishment Clause of the First Amendment when the seal contains an outline of the Ten Commandments, a sword, and the name of the court and is used solely to authenticate documents. We conclude that it does not.
I. BACKGROUND
Since 1852, a Georgia statute has required clerks of the state superior courts to have a “substantial seal of office” with the name of the county and court inscribed thereon.
The Seal’s only function is to authenticate legal documents. In one of the forms described above, the Seal is affixed to all certified copies of court documents and real-estate records, witness subpoenas, certifications of juror service, notary certificates of appointment, and attorney licenses. Approximately 24,000 documents bore the Seal in 1999. The Seal does not appear on the office of the clerk’s letterhead or on its website, nor is it displayed in the clerk’s office, in the courtroom, or anywhere else in the Richmond County Courthouse. The office of the clerk’s letterhead and envelopes bear the seal of the state of Georgia instead.
Richmond County displays another object relevant to this case. A statue of Justice, entitled “Miss Justice,” stands in the parking lot of the city-county municipal building and courthouse.
Appellants Reverend Daniel King, E. Ronald Garnett, and Shirley Fend filed suit in federal district court under 42 U.S.C. § 1983, contending that the Seal violates the Establishment Clause of the First Amendment. Appellants sought injunctive and declaratory relief as well as nominal damages against Richmond County and Elaine Johnson, Clerk of the Superior Court, in both her individual and official capacities. According to the complaint, the Seal “prominently displays the Ten Commandments, a sacred text in the Judeo-Christian religious traditions,” in violation of the Establishment Clause and Article I, section II, paragraph VII of the Georgia Constitution. In response, the Appellees conceded that the pictograph in the center of the Seal resembles depictions of the Ten Commandments,
After a summary bench trial, the District Court concluded that although the tablets depicted on the Seal represented the Ten Commandments, and that a reasonable observer could view them as such, there was no Establishment Clause violation. The District Court found, and both parties agreed, that the Seal had been in use for more than 130 years but that there was no evidence of the purpose for the Seal’s design or when it was adopted by the clerk of the superior court.
On appeal, Appellants argue that the District Court erred in finding that the Seal did not violate the Establishment Clause because (1) the Seal has a religious purpose and (2) the use of the Seal has the primary effect of endorsing religion. Appellants do not challenge the District Court’s conclusions as to the lack of excessive entanglement or their claims under the Georgia Constitution.
II. STANDARD OF REVIEW
We review the District Court’s factual findings for clear error and review de novo its legal conclusions. See ACLU of Ga. v. Rabun County Chamber of Commerce, Inc.,
III. ANALYSIS
The issue presented is whether the use of the Seal violates the Establishment Clause of the First Amendment. The Establishment Clause prohibits Congress from making any law “respecting the establishment of religion, or prohibiting the free exercise thereof....” U.S. Const., Amend. I. The prohibition against the establishment of religion applies to the states through the Fourteenth Amendment. See Cantwell v. Connecticut,
In religious-symbols cases, the Supreme Court has applied the analysis outlined in Lemon v. Kurtzman,
Despite the Supreme Court’s reliance on these three “tests,” it has emphasized that there is no bright-line rule for evaluating
Here, Appellants argue that the use of the Seal violates the purpose and effect prongs of the Lemon analysis; they do not contend that use of the Seal implicates excessive government entanglement with religion. Accordingly, for Appellants to prevail, they must show that, given the particular facts of this case, the use of the Seal violates either the purpose test or the effect test of Lemon.
A. Purpose Prong
“Under the Lemon analysis, a statute or practice which touches upon religion, if it is to be permissible under the Establishment Clause, must have a secular purpose.” County of Allegheny,
In Stone, the Supreme Court invalidated a Kentucky statute that required the posting of the text of the Ten Commandments on the wall of every public-school classroom.
Lemon’s first prong requires us to ascertain the purpose of the relevant governmental practice. Appellees argue that the first prong of Lemon is satisfied because state law requires the superior court’s clerk to have a seal. See O.C.G.A.
As stated previously, the District Court found, and both parties concede, that there was no evidence regarding the original purpose for adopting the design of the Seal and that the Seal has existed in its current form since at least 1872. The District Court hypothesized that, because approximately thirty-five percent of Georgia’s population in 1872 was illiterate, the then-clerk of the court may have chosen the Ten Commandments and the sword as pictographs that were easily recognizable symbols of the law. Additionally, the District Court found that a pictograph of the Ten Commandments was, in addition to being a religious symbol, a secular symbol for the rule of law. Nevertheless, the court admitted that the purpose for adopting this particular seal design has been “lost in the mists of history.”
This case, therefore, presents the issue of how to apply the purpose test when there is no evidence of the government’s intent for adopting a particular practice. No decision from the Supreme Court or the Eleventh Circuit addresses this issue directly, but precedents do give some guidance. In Rabun County we stated, “At the core of the Establishment Clause is the requirement that a government justify in secular terms its purpose for engaging in activities which may appear to endorse the beliefs of a particular religion.” Rabun County,
When there is no evidence of the original purpose for adopting a practice, the government may propose possible secular justifications for the challenged practice. In Mueller v. Allen,
Applying this approach to the present case, Appellees have articulated a plausible secular purpose for the design of the Seal. They claim that, in the context of authenticating legal documents, using a pictograph of the Ten Commandments intertwined with the sword helps viewers recognize the legal validity of documents.
Of course, this analysis applies only when there is no evidence of governmental intent for adopting a practice. When evidence shows that endorsement or promotion of religion was a primary purpose for the challenged practice, the inquiry ends, as the practice violates the Establishment Clause. See Edwards,
B. Effect Prong
The second inquiry of the Lemon test, the effect prong, is whether the “principal or primary effect” of a challenged law or conduct is “to advance or inhibit religion.” Lynch,
1. Prior Precedent
a. Lynch v. Donnelly
In Lynch v. Donnelly,
Rejecting a strict wall-of-separation theory of the Establishment Clause, the Court cited numerous examples of “the Government’s acknowledgment of our religious
Repeating the three “useful” “inquiries” of the Lemon test, the Court emphasized that the constitutionality of the government’s use of a predominantly religious symbol depends on the context in which it appears. Id. at 679,
Applying these principles, the Court held that the district court erred when it found that the creche display served no secular purpose. Celebrating the Christmas holiday season and depicting the origins of that holiday, the Court explained, were “legitimate secular purposes.” Id. at 681,
In a concurring opinion that has influenced subsequent religious-symbols cases, Justice O’Connor framed the central issue in the case as “whether Pawtucket has endorsed Christianity by its display of the creche.” Id. at 690,
In applying the effect prong, Justice O’Connor reasoned that “[although the religious and indeed sectarian significance of the creche ... [was] not neutralized by the setting, the overall holiday setting
b. County of Allegheny v. American Civil Liberties Union
A more recent religious-symbols case is County of Allegheny v. ACLU, Greater Pittsburgh Chapter,
The second holiday display was located at the entrance to the main office building for the city and county. The display contained an 18-foot-tall Chanukah menorah
A splintered Court held that the creche display violated the Establishment Clause but that the use of the menorah did not. Justice Kennedy, joined by Chief Justice Rehnquist and Justices White and Scalia, believed that both displays were constitutional; Justice Brennan, joined by Justices Marshall and Stevens, would have found both to be unconstitutional. Only Justices Blackmun and O’Connor believed that the menorah display was constitutional and that the creche display was not, but, as they were the “swing votes” in the case, their view prevailed.
In holding the creche display unconstitutional, the Court focused on the display’s effect. The Court began its analysis by explaining that “[u]nder the Court’s holding in Lynch, the effect of a creche turns on its setting” and that, unlike the display in Lynch, the creche in this case stood alone as “the single element of the display on the Grand Staircase.” Id. at 598,
As part of its discussion of the creche display, the Court explicitly rejected the “proselytization” approach, which Justice Kennedy had proposed as an alternative to the Court’s endorsement inquiry. Id. at 602,
The Court did not agree on the reason for upholding the menorah display, so it issued only a judgment declaring that the menorah display was constitutional. Justices Blackmun and O’Connor, the swing votes, focused their individual opinions on the importance of context when applying the effect prong, just as the Court had done in its opinion regarding the creche display. See id. at 595-97, 613-21,
2. Application of the Effect Prong
Appellants argue that using a symbol of the Ten Commandments on the Seal violates the effect prong because it gives the appearance of governmental endorsement of religion. As the Supreme Court has recognized, the Ten Commandments are “undeniably a sacred text in the Jewish and Christian faiths.... ” Stone,
Yet, as the Supreme Court explained in Lynch, it is improper to “[f]ocus exclusively on the religious component of any activity,” as doing so “would inevitably lead to its invalidation under the Establishment Clause.” Lynch,
Although the Ten Commandments are a predominantly religious symbol, they also possess a secular dimension. As Stone pointed out, the first four Commandments concern an individual’s relationship with God and “the religious duties of believers: worshiping the Lord God alone, avoiding idolatry, not using the Lord’s name in vain, and observing the Sabbath Day.” Id. For this reason, having the text prominently displayed on schoolroom walls implies a governmental endorsement of religion. The final six commandments, however, deal with honoring one’s parents, killing or murder, adultery, stealing, bearing false witness, and covetousness;
The proper inquiry in this case is which of these two messages the Seal is most
a. Limited Context
First, the Seal is solely limited to the very narrow context of authenticating legal documents. There is a tight nexus between a legitimate secular purpose for using the pictograph of the Ten Commandments and sword (using recognizable symbols of secular law, ones that suggest the force of law) and the context in which the Seal is used (authentication of legal documents). Even when the government’s motives are permissible, if there is not a tight nexus between the secular purpose for using a symbol and the context in which the symbol appears, a reasonable observer may suspect that the true reason for adopting the symbol was to endorse religion. Cf. Edwards,
In addition to using the Seal in a manner that promotes a secular purpose, the clerk of the superior court has not used the Seal in contexts in which a reasonable observer might not understand the relationship between the Seal’s symbols and its secular purpose. Courts have held the use of religious symbols to be unconstitutional when the symbols have appeared in contexts in which the links between the symbols and their supposed secular purposes are not readily apparent. Cf. Friedman v. Bd. of County Comm’rs of Bernalillo County,
b. Use of Other Symbols in the Seal
Second, the outline of the Ten Commandments is not the only symbol in the Seal; the Seal also has a depiction of a sword intertwined with the tablets. The presence of this additional symbol increases the probability that observers will associate the Seal with secular law rather than with religion.
Appellants argue that the sword is a Christian symbol that enhances the religious effect of the Seal. We conclude, however, that the superior court’s use of the sword cuts the other way when applying the effect test. Although the sword might occasionally serve as a symbol of Christianity, the sword is among the most recognizable symbols of the secular legal
Given the strong symbolic associations between the sword and the power of law, a reasonable observer is likely to understand the Seal’s depiction of the Ten Commandments intertwined with the sword as a symbol of the secular legal system. Like the secular decorations surrounding the creche in Lynch or the other lawgivers who accompany Moses and the Ten Commandments on the south wall frieze of the Supreme Court building,
c. Size and Placement of the Seal
Third, the Seal is relatively small, and because it is generally placed near the bottom or on the last page of legal documents, it is also discreet. In assessing the effect that a symbol has on a reasonable observer, courts often analyze the size and placement of the challenged practice. For example, in Allegheny County, the Supreme Court noted the creche display’s special placement in the Grand Staircase, “the ‘main’ and ‘most beautiful’ part of the building that is the seat of county government.” Allegheny County,
Two circuit courts of appeals have dealt with Ten Commandments monuments that were located or that were to be located on the grounds of state capitols. Adland v. Russ,
All of these cases found the use of the religious symbols to be unconstitutional, and all but the Stone opinion specifically analyzed the effect that the symbols would have on a reasonable observer. All of the cases involved displays that were large or “in your face” and occupied a place of prominence or special honor, often dominating the other objects surrounding them.
When assessing the effect that a governmental practice would have on a reasonable observer, we recognize that it would be improper to rely solely on any single factor. The fact that a symbol is small or inconspicuous, alone, is not dispositive. The caselaw shows that exclusively religious symbols, such as a cross, will almost always render a governmental seal unconstitutional, no matter how small the religious symbol is. See, e.g., Robinson v. City of Edmond,
d. Fact that Seal Does Not Contain the Ten Commandments’ Text
Finally, unlike the depiction of the Ten Commandments in the Stone case, the text of the Commandments does not appear on the Seal. This distinction is material under the effect test. Because the words “Lord thy God” and the purely religious mandates (commandments one through four) do not appear on the Seal, a reasonable observer is less likely to focus on the religious aspects of the Ten Commandments. Unlike the textual posting in Stone, the Seal does not “induce [observers] to read, meditate upon, perhaps to venerate and obey, the Commandments.” Stone,
Although none of the above factors, standing alone, would be sufficient to satisfy the effect test, in this case the combination of these four factors favors Appellees’ position. Furthermore, we note that the Seal has been in use for at least 130 years, a fact that arguably supports Appellees under the effect test.
IV. CONCLUSION
Because the use of the Seal does not have the purpose or primary effect of endorsing religion, we AFFIRM the District Court.
Notes
. Acts of the General Assembly of the State of Georgia, 1851-1852, No. 46, Title VII, Section 1 & 2, approved January 12, 1852 (making it the duly of clerks, with failure punishable as a misdemeanor, "to buy a good and Substantial Seal of Office”); O.C.G.A. § 15-6-61(a)(7) (2001) (requiring the clerk of the superior court "[t]o procure a substantial seal of office with the name of the court and the county inscribed thereon”).
. The statue, dating from 1820, was originally placed on the cupola of the Augusta City Hall, which became the Richmond County Courthouse. When the previous courthouse was demolished, the county restored the statue and in 1962 placed it at its current location.
. Appellees’ br. at 4. Appellees observe that the "figure has a sword, which appears to either pierce it or go behind it” and that to their knowledge "there is no representation of the Ten Commandments with a sword such as in the Superior Court seal.... ” Id.
. See, e.g., Lamb's Chapel v. Center Moriches Union Free Sch. Dist.,
. Appellees’ br. at 19-21.
. "Menorah” is Hebrew for “candelabrum,” County of Allegheny,
. Relying on Justice O'Connor’s Lynch concurrence, Justice Blackmun explained, “The effect of the display depends upon the message that the government's practice communicates: the question is 'what viewers may fairly understand to be the purpose of the display.’ ” Id. at 595,
Applying these principles, Justice Blackmun recognized the menorah as a religious symbol, but concluded that "the menorah’s message is not exclusively religious” and “has both religious and secular dimensions.” Id. at 613-14,
Justice O’Connor wrote separately from Justice Blackmun on the effect-prong analysis and concluded that "[a] reasonable observer would ... appreciate that the combined display is an effort to acknowledge the cultural diversity of our country and to convey tolerance of different choices in matters of religious belief or nonbelief by recognizing that the winter holiday season is celebrated in diverse ways by our citizens.” Id. at 635,
. Exodus 20:12-17.
. Again, under the effect prong, the inquiry is what effect the tablets and sword has in this context and setting. County of Allegheny,
. See Figures of Justice, Information Sheet, Office of the Curator, Supreme Court of the United States, at http://www.supremecour-tus.gov/about/figuresofjustice.pdf.
. Id.
. See Courtroom Friezes: North and South Walls, Information Sheet, Office of the Curator, Supreme Court of the United States, at http://www.supremecourtus.gov/about/north &southwalls.pdf.
. Referring to the size and placement of the Seal, the District Court found that the display of the Seal was not "pervasive." Order at 13-15.
. One plaintiff, Shirley Fencl, acknowledged that although she had possessed documents bearing the Seal, she had not noticed the pictograph of the tablets and sword until seeing it in the newspapers and “agree[ing] to this lawsuit.” Fencl Dep. at 12-14.
. Appellees’ argument that the long use of the Seal affects our analysis under the effect prong, see Appellees’ br. at 38, implicates Justice O'Connor's observations about the effect of "the history and ubiquity of a practice.” See County of Allegheny,
Concurrence Opinion
concurring in the judgment:
I concur in today’s judgment of the Court. I agree that the pertinent seal does not violate the Establishment Clause. I write separately because I am uncomfortable with the characterization and the manner of application of some of the precedents discussed as the Court explains its decision. I, however, readily agree that no precedent comes close to compelling the conclusion that Defendants violate the Federal Constitution by use of the seal.
