Lead Opinion
This case involves a challenge to a housing regulation prohibiting the posting of signs on the exterior of resident apartment doors. The superior court granted summary judgment to Resident Action Council (RAC), enjoining enforcement of the regulation. The superior court held that the regulation violated residents’ free speech rights under the United States and Washington Constitutions.
¶2 SHA is a public housing authority, organized under the state Housing Authorities Law (ch. 35.82 RCW). Among the low-income housing programs it operates is the low-income public housing (LIPH) program, which is funded in part by the federal government. Clerk’s Papers (CP) at 160. There are roughly 5,300 LIPH units in Seattle.
¶3 Tenancies in LIPH facilities are governed by lease agreements. SHA issues “house rules” which tenants must sign and are incorporated by reference into their leases. CP at 207. Residents have obligations, set out in the house rules, to maintain the interior and exterior appearance of the buildings in which they reside. For example, SHA restricts the installation of locks on unit doors and restricts the use of certain adhesives and the weight of items residents can hang on unit interior walls. CP at 202, 204. Rule violations are treated as violations of the lease. The lease agreement does not specifically state whether residents’ doors are included in the property leased to residents or not. Br. of SHA at 12.
¶4 SHA considered issuing a rule limiting the amount and type of material that could be posted on unit doors. CP at 172-75. The record indicates that residents'have posted “signs,” including artistic images, flags, and political messages. CP at 210-16. -SHA claims that swastikas and nude images have appeared on residents’ doors. SHA rejected the idea of a limited regulation as likely ineffective in reducing SHA’s management burden and costs and resident disagreements. Br. of SHA at 9-10.
¶5 Instead, SHA issued house rule number 42 (the rule), at issue in this case. The rule bans all signs, flyers, placards, advertisements, “or similar material” from exterior walls, interior common area walls and doors, and the surface of unit doors that face the hall or outside. CP at 162. The rule does not address the posting of materials inside resident units, and it permits postings in designated areas with prior written approval.
¶6 The rule refers to SHA’s desire that its buildings be indistinguishable from other neighborhood buildings. The rule states that indiscriminate posting created “a negative appearance which detrimentally affects residents of the building, residents of the surrounding community, and the public generally.” In its briefing, SHA expands on this explanation, stating that some displays had been creating hostility among residents, which SHA managers were called upon to mediate. It also claims that it incurs significant costs in refinishing doors damaged by postings. Br. of SHA at 9.
f 7 The RAC, a nonprofit organization composed of elected tenant representatives from LIPH communities, sued after SHA refused to withdraw or modify the rule. RA.C claimed that the rule violated residents’ rights of free speech guaranteed by the United States and Washington Constitutions. CP at 1-12. RAC moved for summary judgment, seeking an order declaring the rule unconstitutional and enjoining SHA from enforcing it. CP at 139.
¶8 The superior court found that the signs and materials posted on exterior surfaces of residential doors are “residential signs” and hence constitutionally-protected speech under the First Amendment to the United States Constitution and entitled to heightened judicial scrutiny, applying the reasoning of City of Ladue v. Gilleo,
ANALYSIS
¶9 The superior court found for RAC on RAC’s motion for summary judgment and enjoined enforcement of the rule. We review issues of law involving a constitutional challenge de novo, and the State bears the burden of justifying a restriction on
¶10 The first issue we need to decide is, under the facts of this case, who has “control” or “ownership” of the exterior of the door. This determination is critical to deciding what analysis to apply. If SHA retains “ownership” of the door, SHA argues this would mean that a nonpublic forum analysis would apply, under which limitations on expressive conduct are reviewed more leniently. RAC argues that the doors are included in the leased premises and, as such, become the property of the tenant during the term of the lease. Under its argument, a government ban on all residential signs constitutes a violation of the First Amendment.
¶11 Generally, a lease is a conveyance of a limited estate for a limited term with conditions attached. Under Washington law, as a general rule, areas that are necessary to a tenant’s use of the premises, and are for the exclusive use of the tenant and tenant’s invitees, pass as an appurtenant to the leased premises though not specifically mentioned or described therein. Andrews v. McCutcheon,
¶12 The issue in McCutcheon was whether McCutcheon, the landlord, had a duty to maintain a stairway. Patrons of the salon above McCutcheon’s store had to walk through McCutcheon’s store and then use an outside stairway at the store’s rear to reach the salon. A salon patron, Andrews, was injured descending the stairway. McCutcheon argued that he had no duty to maintain the stairs. He contended that when he leased the balcony above his store, the stairway also passed as an appurtenant thereto.
¶13 The court stated that a basic right of ingress and egress through McCutcheon’s store would assumptively be covered by the lease. The salon owner’s exclusive use of the stairway, in contrast, entailed a greater right of control than that resulting from the tenants’ and customers’ need to pass through the store:
It is a general rule of law that, when premises are leased, a stairway necessary to be used with them, and which is intended shall be for the exclusive use of the tenant and his invitees, passes as an appurtenant to the leased premises and is covered by the lease, though not specifically mentioned or described therein; but, when premises are leased to several tenants and it is necessary, in the enjoyment thereof, that they use a common stairway and no mention is made of it when the lease is made, it is not deemed to be appurtenant to the leased premises and covered by the lease, but the tenants and their invitees have the right to use the same as a means of access to the leased property.
McCutcheon,
¶14 McCutcheon involved control over a stairway, but its reasoning applies with equal force here. A tenant’s authority over his or her unit door is greater than that necessary for mere ingress or egress. When a door is necessary to a tenant’s use of the premises, and is for the exclusive use of the tenant and the tenant’s invitees, it passes as an appurtenant to the leased premises and is part of the leased premises. Put simply, the door that opens to the tenancy passes to the tenant unless the lease provides otherwise.
f 15 This same reasoning would apply if the leased premises involved a single family residence. The general rule is that the tenant receives the right to possess and use the house, the yard, and everything else necessary to the use of the leased premises. An apartment lease operates on the same principle as does a lease of a single family residence.
¶16 SHA argues that the “general rule” stated in McCutcheon should not apply here because SHA retained control over the doors. In McCutcheon the plaintiff argued that McCutcheon was liable, notwithstanding the general rule, because through McCutcheon’s actions he expressly and impliedly indicated intent to retain control over the stairway.
¶17 The facts here do not establish a reservation of control. Unlike SHA hallways and other such common areas, other tenants and the general public have no right of access to the outer surface of unit doors. Cf. de la O v. Hous. Auth.,
¶18 Nor would SHA impliedly retain control despite its responsibility for repair and replacement and liability for defective doors. Br. of SHA at 13-14. SHA has a duty to maintain doors under the Residential Landlord-Tenant Act of 1973 and local codes. See RCW 59.18.060; Seattle Municipal Code 22.206.120, .140. SHA has a duty to maintain that is a function of statutory responsibilities, so maintenance is not tantamount to asserting a right of control. For these reasons, we find that SHA residents have, and retained, control and dominion over the outer surfaces of their doors.
¶19 In light of tenant control over their respective unit doors, RAC argues that Gilleo is directly on point. We agree with the tenants that the analysis in Gilleo controls the issue presented here.
¶20 In Gilleo, Margaret Gilleo sued the city of Ladue, alleging that Ladue’s sign ordinance violated her First Amendment rights. That ordinance barred Ladue residents, like Gilleo, from erecting a wide variety of signs on their property “ ‘wherever placed out of doors in view of the general public or ... as a window sign.’ ”
¶21 The United States Supreme Court stated that a prohibition is not always invalid merely because it applies to a sizeable category of speech. For example, a ban on signs on public property poses a lesser threat to the ability to communicate effectively because the category of speech banned is not a uniquely valuable or important mode of communication. In contrast, residential signs are a means of communication that is “venerable . . . unique and important.”
¶22 The Court cited unique facets of this medium. The medium is inexpensive and convenient. Residential signs reach neighbors, an audience “that could not be reached nearly as well by other means.”
¶23 Like the ordinance in Gilleo, the SHA rule bans too much speech. The signs in this case may reflect reactions to local events or signal support or opposition to political candidates or laws. They do so in a manner that is inexpensive. Of particular importance here, the signs are unique because “[d]isplaying a sign from one’s own residence carries a message quite distinct from placing the same sign someplace else” or by other means.
¶24 SHA has failed to meet its burden of justifying a restriction on speech. In reaching this conclusion, we consider first SHA’s asserted interest in avoiding the cost of refinishing doors damaged by residents’ signs. CP at 199. SHA already restricts the installation of locks on unit doors and limits the weight of items residents can hang on interior walls. CP at 202, 204. SHA could impose restrictions that would prevent damage to its doors by requiring the use of nondamaging materials. A total ban on signs is unnecessary to support the claimed interest.
¶25 Regarding SHA’s asserted interest in reducing clutter, “while aesthetic interests are legitimate goals, they require careful scrutiny when weighed against free speech interests because their subjective nature creates a high risk of impermissible speech restrictions.” Collier v. City of Tacoma,
¶26 Aesthetic concerns may merit some type of regulation here. SHA residents do not own their living spaces, and some residents may act based on what they feel is a reduced incentive to maintain property values. Cf. Gilleo,
¶27 An obvious purpose of the unit doors is to permit egress and ingress. However, that purpose is neither incompatible with expressive activity nor the sole purpose of this property. LIPH buildings provide a community for SHA residents, with all that that entails. Here, each unit door passed as appurtenant to the leased premises. In the eyes and minds of tenants and the public, the outer surface of the door represents the outer boundary of the tenants’ homes. A ban on signs placed there is subject to the same scrutiny applied to the ordinance in Gilleo. Cf. Spence v. Washington,
¶28 It does not matter that SHA tenants lease and do not own the unit. Gilleo makes no distinctions between privately-owned residences and publicly-owned surfaces leased as part of a residence to a private tenant. A sign placed on a unit door by the resident under these circumstances is a residential sign. We find Gilleo’s analysis persuasive and conclude that the rule violates the First Amendment rights of LIPH tenants. We affirm the decision of the trial court.
Alexander, C.J.; Sanders and Owens, JJ.; and Bridgewater, J. Pro Tem., concur.
Notes
Under article I, section 5 of the Washington Constitution, “[e]very person may freely speak, write and publish on all subjects, being responsible for the abuse of that right.” Under the First Amendment to the United States Constitution, “Congress shall make no law ... abridging the freedom of speech, or of the press.” Neither party makes independent arguments based on the state constitution.
Dissenting Opinion
¶29
(dissenting) — The issue here is the constitutionality of rule 42, adopted by the Seattle Housing Authority (Housing Authority) to protect its tenants and its property. The Housing Authority, “ ‘no less than a private owner of property, has power to preserve the property under its control for the use to which it is lawfully dedicated.’ ” Perry Educ. Ass’n v. Perry Local Educators’ Ass’n,
ANALYSIS
1. Housing Authority Property Is a Nonpublic Forum
¶31 The Housing Authority’s apartment buildings are public property. Accordingly, the standard that applies to evaluate limitations on access to the premises for purposes of expressive activity depends on the character of the property. Perry,
¶32 There are three categories of public property: traditional public forums, property designated as public forums, and nonpublic forums. Public forums are places that “ “by long tradition or by government fiat have been devoted to assembly and debate.’ ” Cornelius v. NAACP Legal Def. & Educ. Fund, Inc.,
¶33 Here, the Housing Authority property is neither a public forum nor a designated public forum. Doors to individual apartment units in apartment braidings have not traditionally been open to the public for expressive purposes, nor does the public generally have access to apartment buildings for such purposes. Indeed, the doors are generally seen only by residents and their invited guests.
f 34 Further, the Housing Authority has not designated the doors as a place for expressive activity. In Crowder, by way of comparison, a public housing authority opened an auditorium to expressive activities, including classes, political speeches, and religious services, and the court held that the auditorium was a designated public forum for limited purposes. Crowder,
¶35 The apartment buildings at issue fall within the third category of property, nonpublic forums. A nonpublic forum is property that is not by tradition or designation a forum for public communication. Perry,
¶36 Public housing facilities have been held to be nonpublic forums. For example, where residents did not regularly or frequently meet for expressive purposes in the library of a public housing development, it was a nonpublic forum. Crowder,
¶37 Under article I, section 5 of the state constitution, the same analysis applies to a nonpublic forum as applies under the First Amendment to a nonpublic forum. City of Seattle v. Mighty Movers, Inc.,
138 Because rule 42 forbids all expressive activity on doors, it is content-neutral. It is also a reasonable restriction on access to the doors for expressive purposes in light of the purpose of the apartment buildings to provide decent, safe, sanitary public housing for low income people. As the Housing Authority explains, part of the commitment to quality low-income housing is an effort to maintain the appearance of both the interior and exterior of the properties and require residents to meet obligations for maintaining the interior and exterior of the buildings in which they live. To this end, the Housing Authority has implemented a number of house rules, included as an addendum to the lease, that require residents to maintain the premises.
¶39 Signs and displays on doors became a particular • concern for management. Residents complained about the “cluttered,” “college dormitory” appearance of hall corridors where things are attached to doors. Specific items that have been placed on doors have generated strong reactions from residents. These have included swastikas, nude pictures and photographs, religious symbols, and profane language. Such door displays created hostility between residents and resulted in serious management problems for property managers. In addition, costs of refinishing decorated doors have been a significant expense for the Housing Authority.
¶40 The Housing Authority initially considered restrictions less than a complete ban on placing things on doors but eventually concluded this was not a satisfactory solution. The Housing Authority decided that content-based restrictions would be legally questionable and difficult if not impossible to administer. Simply regulating the size of signs would also pose a significant burden on management, because it would involve keeping track of literally hundreds of doors and the signs placed on them. And in any event, size restrictions would not resolve the problem of offensive messages and would not eliminate the need for refinishing doors damaged when messages were placed on them.
¶41 These reasons for adopting a complete ban on signage and decorations on the exterior sides of the doors leading to individual apartment units are reasonable in light of the purposes of the apartment buildings and the doors.
¶42 Contrary to the majority’s approach, under well-settled precedent this court should apply a forum analysis to determine the standard to apply in assessing the constitutionality of rule 42. Under this analysis, the rule is constitutional under the First Amendment and article I, section 5.
2. The Housing Authority as Landlord Retained Control over the Apartment Doors
¶43 The majority refuses to follow the forum analysis because it says that the tenant,
¶44 “A landlord has a duty to maintain, control and preserve retained portions of the premises subject to a leasehold in a manner rendering the demised premises adequate for the tenant’s use and safe for occupancy by both the tenant and his invitees.” Cherberg v. Peoples Nat’l Bank of Wash.,
¶45 In addition, a landlord is presumed to retain control over all common areas of its leased premises and is responsible for maintaining these areas. Leuch v. Dessert,
¶46 Under our precedent, the doors are not within the tenants’ control because the Housing Authority as landlord expressly retained its interest in the doors to the apartments within the buildings and also because the exteriors of the doors constitute part of the common area.
3. City of Ladue v. Gilleo Does Not Apply
¶47 Finally, the majority’s conclusion that this case is controlled by Gilleo is wrong because Gilleo simply does not apply to these circumstances. Gilleo involved a challenge to a city ordinance that banned all residential signs except those falling within 10 specified exemptions. The primary reason for the ban was minimizing visual clutter. The plaintiff challenged the ordinance, claiming it violated her free speech rights because she was prevented from displaying a political message on her property.
¶48 The United States Supreme Court held that the ordinance violated the First Amendment. Central to its disposition was the fact that the ordinance, enacted in the
¶49 The Court held the ban violated the First Amendment. In doing so, the Court said that “[i]t bears mentioning that individual residents themselves have strong incentives to keep their own property values up and to prevent Visual clutter’ in their own yards and neighborhoods — incentives markedly different from those of persons who erect signs on others’ land ... or on public property.” Id. at 58.
¶50 In the present case, in marked contrast, no government entity has enacted in the exercise of its police power any ordinance or regulation that applies within its governmental jurisdiction. The Housing Authority adopted rule 42 as a landlord, to apply to its rental property — a nonpublic forum. As explained above, and it bears repeating, “ ‘[t]he State, no less than a private owner of property, has power to preserve the property under its control for the use to which it is lawfully dedicated.’ ” Perry,
¶51 The United States Supreme Court has recognized the difference between government regulations passed and enforced by a government entity in the capacity of sovereign and acts taken by the government in the capacity of the landlord of property it owns and controls. In Department of Housing & Urban Development v. Rucker,
¶52 Here, the apartment buildings are owned and controlled by the Housing Authority; the apartment units are not the private property of the residents. This is a critical distinction, as a simple example shows. If a private owner imposed a restriction like rule 42 on its apartment complexes rented to tenants, there would be no merit to
¶53 The majority is wrong in concluding that the holding in Gilleo applies any time that a residence is involved. The Court simply did not address in Gilleo the question of whether the First Amendment would be offended by a sign restriction applying to public property owned and managed by a public housing authority acting as the owner-landlord. Nor did the Court say or imply that any and all residences would come within its holding. Moreover, in other cases the Court has not applied a blanket First Amendment protection to activity within apartments in a public housing development. See Rucker, 535 U.S. at 136 n.6 (rejecting tenants’ First Amendment freedom of association claim).
¶54 The United States Supreme Court has also made it clear that the financial circumstances of the tenants, as low income persons entitled to public housing assistance, do not require that a different constitutional standard be applied here than would apply if wealthy individuals renting upscale penthouse apartments in a privately owned apartment building had to comply with a rule prohibiting signs on their doors. In Lyng v. International Union, United Automobile, Aerospace & Agricultural Implement Workers of America, UAW,
¶55 The Court recognized that the strikers would be better off if food stamps were available, but the right of association “does not require the Government to furnish funds to maximize the exercise of that right.” Lyng,
requires no exaction from any individual; it does not “coerce” belief; and it does not require appellees to participate in political activities or support political views with which they disagree. It merely declines to extend additional food stamp assistance to striking individuals simply because the decision to strike inevitably leads to a decline in their income.
Id. at 369.
¶56 Most significantly, for purposes of this case, the Court then said: “[E]ven where the Constitution prohibits coercive governmental interference with specific individual rights, it ‘ “does not confer an entitlement to such funds as may be necessary to realize all the advantages of that freedom.” ’ ” Id. (quoting Regan,
¶57 Finally, while there is undoubtedly concern about tenants being able to express their views, it is also important to remember that there are neighbors with rights as well. The First Amendment does not require others “to listen to or view any unwanted communication, whatever its merit.” Rowan v. U.S. Post Office Dep’t,
CONCLUSION
¶58 A forum analysis is necessary to determine the standard that applies to assess the constitutionality of rule 42, which the Housing Authority adopted and which bans all signs and decorations on the exterior side of doors to individual apartment units. Under this analysis, the doors are a nonpublic forum and rule 42 does not violate the First Amendment or article I, section 5 because it is content-neutral and reasonable in light of the purpose of the public housing apartments and doors. The majority erroneously concludes that the doors are in the control of the tenants and erroneously applies case law that pertains to ordinances affecting privately owned property, not rules adopted by the government in its capacity as the landlord of public housing.
Chambers, Fairhurst, and J.M. Johnson, JJ., concur with Madsen, J.
The out of state authority relied on by the Resident Action Council in fact supports this conclusion. In Nyer v. Munoz-Mendoza,
