REPPIN v. THE PEOPLE
No. 13,445
Supreme Court of Colorado
Decided June 18, 1934
34 P. (2d) 71
We conclude that the chattel mortgage was valid as to the plaintiff in error.
5. Another assignment of error is that the court erred in decreeing foreclosure, because the time of payment had been extended and the extended time had not expired. On conflicting evidence, the trial court found that the time of payment had not been extended. We cannot interfere with that finding.
The judgment is affirmed.
MR. JUSTICE HILLIARD and MR. JUSTICE BOUCK concur.
Mr. PAUL P. PROSSER, Attorney General, Mr. CHARLES H. QUEARY, Assistant, Mr. CLYDE L. STARRETT, Mr. THOMAS I. PURCELL, for the people.
En Banc.
MR. JUSTICE BUTLER delivered the opinion of the court.
WALTER Reppin, a minor, referred to herein as the defendant, brings here for review a death sentence in a homicide case. The Honorable Arthur Cornforth presided at the trial.
On August 11, 1933, in the evening, the defendant armed himself with a .38 caliber gun and a .44 caliber gun, both loaded, and telephoned for a taxicab. When the taxicab, driven by Vincent Regan, arrived, the defendant entered, drew the guns on Regan and ordered him to drive where he was told. Near Evergreen cemetery he ordered Regan out of the taxicab and made him lie on the ground, face down. Hearing an automobile approaching, the defendant hit Regan on the head with the
Several assignments of error are argued. They present the following points: Error was committed, it is said, in failing to furnish the defendant with a list of the jurors at the time of his arraignment. Other assignments are that the court erred in accepting the plea of guilty, in admitting in evidence a dying declaration, in receiving evidence of independent, unrelated offenses, and in instructing the jury, in effect, to find the defendant guilty of murder of the first degree. Of these in their order.
1. The list of jurors.
This assignment of error cannot be sustained.
2. The plea of guilty.
It is said that as the defendant is a minor, it was error to accept his plea of guilty.
At the time of pleading, the defendant was 18 years, 3 months and 5 days old. We have several statutory provisions bearing upon the status of minors in the criminal law.
In 16 C. J., p. 401, it is said that “The fact that accused is a minor does not preclude his entering a plea of guilty to a criminal charge.” And see People, ex rel. v. Wandell, 21 Hun. 515; Ex Parte White, 50 Tex. Cr. Rep. 473, 98 S. W. 850; Ledrick v. United States, 42 D. C. App. 384. In Ex Parte White the court said that “The fact that appellant was a minor would not preclude his entering a plea of guilty to a criminal charge.”
In Ledrick v. United States, supra, the court said: “It is the duty of a court not to receive a plea of guilty in the case of an infant, and not to permit him to be convicted unless his capacity to commit crime has been satisfactorily shown, and that he understands the nature and consequences of his plea of guilty.”
Whether the accused is a minor or an adult, the court, upon tender of a plea of guilty, should exercise caution in proportion to the gravity of the consequences. 2 Bishop‘s New Criminal Procedure (2d Ed.), § 795. Pleas of guilty are “sufficient to found a conviction, even if to be followed by sentence of death, they being deliberately made, under the deepest solemnities, with the advice of counsel, and the protecting caution and oversight of the judge.” 1 Greenleaf on Evidence (16th Ed.), § 216. In the present case the plea of guilty was so made. On August 21, 1933, the court appointed a lawyer to defend the accused. For over three weeks before pleading, the defendant had the benefit of conferences with his attorney. The victim of the homicide had made a dying declaration to the effect that the defendant shot him, and
Counsel site, as controlling, the case of Ridge v. State, 25 Okla. Cr. 396, 220 Pac. 965, and quote the following from the opinion: “An infant can neither sue nor defend a suit in a civil action, and with even less propriety can an infant waive his substantial rights in a criminal proceeding, and where a court arbitrarily appoints a stranger to represent him, the person so appointed should, in a capital case, refrain from waiving any of the provisions of the statutes designed for the infant‘s protection, unless it appears beyond all doubt that the infant fully understands the effect and the results growing out of such waiver.”
But that was said in a case where the defendant was only 13 years and 8 months old, and where the court thus describes the proceedings: “A condensed recapitulation of the steps taken shows that at a hearing had in the juvenile court on September 12, 1922, Elias Ridge was adjudged to be a delinquent child, knowing the wrongfulness of his acts at the time he committed the fatal assault; that on the same day an information was filed in the district court, charging him with murder; that on the same day a purported preliminary hearing was had before the county court, in which an attorney not employed by the accused or anyone for him, but later appointed by the district court, waived his preliminary hearing; that from the county court the accused was taken immediately before the district court, where this attorney was appointed to represent him; that the accused was there arraigned and on advice of his counsel
In that case the attorney general, the county attorney who prosecuted the case, and other attorneys employed to aid in the prosecution, joined in confessing error. The judgment was reversed and the cause was remanded. Upon the trial the jury found him guilty, and again he was sentenced to death. Ridge v. State, 28 Okla. Cr. 150, 229 Pac. 649. The appellate court affirmed the conviction, but, acting under authority expressly conferred by statute, reduced the sentence to life imprisonment.
It is unnecessary to dwell upon the differences between the Ridge case and the case at bar; they are obvious.
Another case relied upon by the defendant‘s counsel is State of Kansas v. Oberst, 127 Kan. 412, 273 Pac. 490, where it was held error to permit a seventeen-year-old defendant, without an attorney to consult and advise him, to plead guilty to seven charges of murder of the first degree; and also that it was error to refuse to set aside the sentences and permit the defendant to withdraw his pleas of guilty, when his counsel, belatedly employed, presented a motion to that effect. If the defendant in the case at bar had been given no opportunity to consult counsel before pleading, the Oberst case would be in point; but, as we have seen, such was not the case.
We are of the opinion that the court did not err in accepting the plea of guilty.
3. The dying declaration.
Vincent Regan was shot on December 11, 1933. He was taken at once to a hospital. When Doctor Shivers and Chief of Police Harper arrived they found Regan on the operating table. He was conscious, but was in
To make a dying declaration admissible in evidence, it is not necessary that the declarant should have stated at the time that it was made under a sense of impending death. The law is thus stated in 1 Greenleaf on Evidence (16th Ed.), section 158: “It is enough, if it satisfactorily appears, in any mode, that they were made under that sanction; whether it be directly proved by the express language of the declarant, or be inferred from his evident danger, or the opinions of the medical or other attendants, stated to him, or from his conduct, or other circumstances of the case, all of which are resorted to, in order to ascertain the state of the declarant‘s mind.” And see 1 R. C. L., p. 545; 1 Wharton‘s Criminal Evidence (10th Ed.), § 282.
And Professor Wigmore, in his work on evidence, section 1442, says: “In ascertaining this consciousness of approaching death, recourse should naturally be had to all the attending circumstances.
“It has been contended that only the statements of the declarant himself could be considered for this purpose; or, less broadly, that the nature of the injury alone could
“No rule can here be laid down. The circumstances of each case will show whether the requisite consciousness existed; and it is poor policy to disturb the ruling of the trial judge upon the meaning of these circumstances.”
In Territory v. Eagle, 15 N. M. 609, 110 Pac. 862, where the wound was characterized as “terrible,” it was held that consciousness of impending death may be inferred from the character of the wound and the physical condition of the declarant, without any statement by him, or any conduct, indicating a consciousness of impending death.
In Commonwealth v. Puntario, 271 Pa. St. 501, 115 Atl. 831, it was held that the sense of impending death may be inferred from the nature of the wound, without any express declaration to show that the declarant was sensible of impending death.
In Gipe v. State, 165 Ind. 433, 436, 75 N. E. 881, the court said: “That the character of the wound may of itself warrant the inference that the declarant was under a sense of certain and speedy death, is settled upon the authorities.”
In Dunn v. State, 2 Ark. 229, it was said that apprehension of impending death “may be collected from the nature and circumstances of the case, although the declarant did not express such an apprehension.”
In State v. Gray, 43 Or. 446, 74 Pac. 927, it was held (quoting from the syllabus): “Where a person who had been shot in an altercation was aware that his injuries
Although in Zipperian v. People, 33 Colo. 134, 79 Pac. 1018, and Brennan v. People, 37 Colo. 256, 86 Pac. 79, some statement was made by the declarant indicating the apprehension of impending death, and therefore the cases are not directly in point. We recognized the rule to be as stated above. Thus, in the former case we referred with approval to Professor Greenleaf‘s statement, supra.
At the time Regan made his statement he was mortally wounded and was about to undergo a serious operation under the doctor‘s orders. He was in the condition already described, and the chief of police, after conferring with the doctor, made, in the doctor‘s presence, the statement appearing above. Manifestly, in view of all the circumstances, the trial court was warranted in finding that Regan‘s declaration was made under a sense of impending death, and in admitting it in evidence as a dying declaration.
Immediately after making his declaration, Regan was operated upon in an unsuccessful attempt to save his life. He died three days after receiving the mortal wound.
We hold that there was no error in admitting the declaration in evidence.
The defendant, in his confession and also in his testimony at the trial, stated substantially everything that Regan stated in his declaration. Hence, even if it was error—and we have seen that it was not—to admit Regan‘s declaration in evidence, the error would be harmless. As it would not tend to prejudice the substan-
4. The instruction.
The court instructed the jury that the only issue for them to determine was whether the punishment to be inflicted should be death or imprisonment for life. It is said that this was in disregard of
In Garvey v. People, 6 Colo. 559, we considered a provision in the amendatory act of 1881 (S. L. 1881, p. 70), requiring the court, upon plea of guilty of murder, to submit to the jury the question of whether or not the killing was deliberate or premeditated, or was done in the perpetration or attempt to perpetrate some felony; and providing that no other question should be submitted to the jury. We said that prior to that act, to authorize a sentence of death, the jury, upon the trial, were required to make such a finding; but that no provision was made for submitting to a jury the grade of the offense where the defendant pleaded guilty; that upon a plea of guilty, therefore, the death penalty could not be inflicted, no matter how atrocious the murder; and that the amendatory act of 1881 was intended “to change the effect heretofore accorded the plea of guilty so that the death penalty might be imposed, notwithstanding the plea.” The quoted provision of
In the present case, the murder admittedly was committed in the perpetration of robbery, and in no other way, and therefore it was murder of the first degree.
5. Evidence of other offenses.
We come now to assignments of error that must be sustained.
While in custody the defendant was questioned repeatedly and at length by the chief of police, the district attorney and the deputy district attorney, not only with reference to the killing of Regan, but also with reference to other offenses. The first question asked was “What is your name?” After giving his name, the defendant was asked, “Was that the name you were arrested under in Newark?” He answered, “Yes, sir, only they spelled it Rippen.” “(Q). What were you arrested for there? A. Conspiracy. Q. What for? A. I wasn‘t in on it. I loaned a fellow a gun. He was planning on getting the Fox Terminal theater. Q. Just a plain stickup? A. Yes.” That arrest occurred in New Jersey some two
At the trial the chief of police, while relating his conversation with the defendant, was permitted, over objection, to testify as follows:
“He said he had a vision of being able to build up a gang of about six men to go out to the Broadmoor Hotel and catch it at a time when there was a large number of diners in the dining room of the hotel and hold up the dining room.
“Q. And did the defendant make any statement to you with reference to his thought of the ability of Stone and Ryan to be members of that gang? A. He said that he thought that Stone and Ryan would make splendid men for such a job, but that he had tried out another man a night or two before—
“Mr. Dolph: To which we object. We are trying a murder case, and this is all about conspiracy.
“The Court: I think it shows arrangements on the part of the defendant. The objection is overruled. Go ahead.
“Mr. Dolph: Exception.”
The chief of police was permitted to testify that the defendant stated that on August 8 he cleaned and oiled his gun, put cartridges in it, and, together with a companion, went to a place called the Pot and Spigot, intending to hold it up, but that his companion lost his nerve—“got yellow“—so they went back to town.
In answer to questions concerning offenses in El Paso county, other than the killing of Regan, the defendant stated in his confession that on July 3, 1933, he and two other boys broke a plate glass window at Kline‘s and stole three guns, one of which he carried when he killed Regan; that on July 7 or 8, they “were in the Country Club stickup“; that they drew a gun on the men in charge, tied them up, and got $12 out of the register; and that on the next night he and one Ryan went to a filling station, where the defendant drew a loaded gun
The trial upon a plea of guilty is to determine whether the killing was murder of the first or second degree, and, if the former, whether the penalty should be fixed at death or imprisonment for life. Of course, it is impossible to determine the degree until the evidence is all in. The rules governing the admissibility of evidence when a murder trial is upon a plea of guilty are the same as those applicable when the trial is upon a plea of not guilty. In both cases incompetent and irrelevant evidence should be excluded, and, as we shall see further on, evidence admissible for a limited purpose only should be limited by the court to that purpose. After the evidence is all in, if it appears that there is evidence that would justify a verdict of either degree, the court submits to the jury the question of degree. But if, as in this case, the uncontradicted evidence is to the effect that the murder was committed in the perpetration of a robbery, the murder is declared by our statute to be of the first degree, and the court, as we shall see, is required to submit to the jury the sole question of the penalty to be fixed.
What, then, is the law relating to the admissibility of evidence of offenses other than the offense charged? It is thus stated in Jaynes v. People, 44 Colo. 535, 99 Pac. 325: “The general rule is that evidence is not admissible which shows or tends to show that the accused has committed a crime wholly independent of the offense for which he is on trial. It is not proper to raise a presumption of guilt on the ground that, having committed one
In Warford v. People, 43 Colo. 107, 114, 96 Pac. 556, we said: “It may be said that the court, in receiving the testimony, should have limited it at the time it was given to the purpose which we have indicated. Generally speaking, we think this course should be pursued by trial courts.”
We quote the following from the opinion in Hillen v. People, 59 Colo. 280, 283, 149 Pac. 250: “It is, however, objected that, inasmuch as the state had defendant‘s con-
The court erred in permitting the chief of police to testify, over the defendant‘s objection, to the defendant‘s statements with reference to his “vision” concerning a holdup at the Broadmoor hotel, and those with reference to the Pot and Spigot incident. No holdup occurred, nor was one even attempted. That testimony does not come within any exception to the rule excluding evidence of other offenses. The error was prejudicial and reversible.
For the same reason, it was prejudicial and reversible error to admit that part of the confession that related to the defendant‘s arrest in 1931, in New Jersey, for conspiracy. True, the defendant‘s appointed counsel interposed no objection to such evidence, or to the evidence concerning the Pot and Spigot incident, and we are not required to consider objections not made below. Nevertheless, we may, and sometimes do, consider such objections when we feel that a seriously prejudicial error was made and that justice requires such consideration. We have done so in cases involving adults; and where the life of a minor is at stake, the call to do so is more imperative.
Let it not be supposed that, because the evidence of the defendant‘s guilt is clear, the error in admitting the testimony relating to the New Jersey conspiracy charge, the “vision” concerning the Broadmoor hotel holdup and the Pot and Spigot incident should be held to be harmless. In Farris v. People, 129 Ill. 521, 21 N. E. 821, evidence of an independent offense was im-
In People v. King, 276 Ill. 138, 114 N. E. 601, counsel for the people suggested that even though evidence of independent crimes was improperly admitted, competent evidence supported the verdict and therefore there should be no reversal. After dwelling at length upon the other offenses, he declared that the defendant was a desperate and dangerous criminal, and that ruthless murder of peaceful citizens was to be a part of the program if any luckless person refused to be robbed. Rebuking counsel for making such an argument, the court said (p. 151): “This is hardly proper argument to make in this court. It might be effective if made to a mob in order to incite them to lynch a man, but can have no place before a jury or court unless our entire theory of criminal jurisprudence is revolutionized. A man cannot be convicted of a given crime solely because he is a bad man gener-
To the credit of counsel for the people be it said that they make no such argument in the case at bar.
The evidence in question, coupled with the court‘s failure to limit the effect of the evidence relating to other offenses—a matter to which we will address ourselves in the next paragraph—was well calculated to close the minds of the jury to any consideration of mercy or leniency and induce the jury to fix the penalty at death instead of at life imprisonment; and that may have been its effect.
The offenses committed in El Paso county were of the same character as the crime charged; they were sufficiently connected in point of time to meet the requirements of the law; and the same motive may reasonably be imputed to them all. The evidence thereof bore upon the intent with which the defendant shot Regan and the motive that prompted the act, and was admissible, but only for the purpose of determining such intent and motive. Hillen v. People, 59 Colo. 280, 149 Pac. 250; Clarke v. People, 53 Colo. 214, 125 Pac. 113; Housh v. People, 24 Colo. 262, 50 Pac. 1036. Such evidence was not rendered inadmissible by the fact that the trial was upon a plea of guilty instead of upon a plea of not guilty. It cannot successfully be contended that as a plea of guilty raises no issue of intent, evidence of other offenses is not admissible to show intent. If such were the case, evidence of the homicide itself would not be admissible upon a plea of guilty, because such a plea admits the homicide. That, of course, is not the law. When such evidence would be admissible where the plea is not guilty, it is admissible where a defendant pleads guilty and evidence is submitted to a jury under section 6665, supra.
Although such evidence was admissible for a limited purpose only, the court did not, either when the evidence was received or in the instructions to the jury, limit it
We have called attention to the grave danger that evidence of other offenses may be misapplied by the jury to the injury of the accused, and have said that when such evidence is offered the district attorney should state the purpose for which it is offered, and that when it is received the trial court should limit it to the purpose for which it is admitted. True, in this case no request to so limit it was made by appointed counsel for the defendant, and we have not held that in such circumstances the court‘s failure so to limit the evidence is reversible error. But we have not had occasion heretofore to consider the effect where, as here, the defendant is a minor.
In Rausch v. Cozian, 86 Colo. 389, 390, 282 Pac. 251, we said: “The plaintiff is a minor and a ward of the court, and under such circumstances, the court is in duty bound to protect her rights, which cannot be waived either by her guardian ad litem or her attorney.” And the Court of Appeals thus stated the law in Lowrey v. Harlow, 22 Colo. App. 73, 88, 123 Pac. 143: “In all civilized countries the law exercises a constant vigilance over the property rights of minors. Civilization would be a failure if the property of children under the age of discretion were not so guarded.” Such is the law when an infant is a party in a civil action. In a homicide case, where the question is whether a minor defendant shall live or die, it should be, and we hold that it is, the duty of the court, without request, to explain to the jury the purpose for which evidence of other offenses is admitted, and to direct the jury to consider it for that limited purpose only. The failure of the court in this respect in the present case was highly prejudicial to the defendant and was reversible error.
From what has been said in part 5 of this opinion, it is obvious that the defendant did not have the fair trial to which the law entitles him.
The judgment is reversed.
MR. CHIEF JUSTICE ADAMS, MR. JUSTICE CAMPBELL and MR. JUSTICE BURKE dissent.
MR. JUSTICE HILLIARD, specially concurring.
I concur in the judgment of reversal, but I am not in accord with the adverse disposition of certain points urged in behalf of plaintiff in error. I recount them briefly.
1. So sacred are the material interests of a minor regarded in Colorado that he may not waive the slightest property right, nor can the most competent and thoughtful guardian make waiver for him. With whatever righteousness of claim, he who would possess that which a minor has, the minor acquiescing ever so formally, must make convincing proof. By what rule of reason, therefore, can it be said that a minor may plead guilty on a charge involving his liberty, and particularly, as here, of his right to continue in being? I submit that logic and the humanities alike should prompt us to give pause. My study convinces me that a distinction exists between the right to receive a minor‘s plea of guilty, necessarily foreclosing the principal issue, and his confession, which, subject to pertinent attack and explanation, may be admitted and considered as evidence. The record here presented opportunity for the suggested discriminating procedure. Its observance, as I conceive, would have served the ends of justice; and beyond that ministers of the law may not be concerned.
2. I think it was error to admit the so-called dying declaration of the deceased. Neither directly nor indirectly did the deceased indicate that he believed he would not survive. The record does not show that he referred to his condition. What is designated as his dying declaration is the story told by Chief of Police Harper, related in the interview he had with the deceased three
Continuing his interview with Regan, Harper gave pages of details, but never did he ask Regan as to his belief of his condition, nor in the course thereof did Regan volunteer his belief on the subject. Mr. Justice
3. Since plaintiff in error pleaded guilty, I think the trial court erred in not submitting the question of degree to the jury. A provision of
Before the enactment of this statute in 1881, one charged with murder, however revolting and cruel and unjustified the circumstances, could escape the death penalty by entering a plea of guilty. Garvey v. People, 6 Colo. 559. “It is evident that the legislature recognized this construction of the law as being settled in accordance with the practice referred to, from the changes made therein by that body in 1881. These changes relate only to the effect of the plea of guilty.” Garvey v. People, supra. The legislative act is made abortive here by construing an earlier sentence in the same section to be of such import that on a plea of guilty the court, not the jury, may determine the degree of murder involved. The information does not charge that the homicide was committed in the perpetration of a felony. I grant that is not necessary. Andrews v. People, 33 Colo. 193, 79 Pac. 1031. But I maintain that to be measurably consistent in the construction of the statute which plainly says the jury shall determine the degree on a plea of guilty, the one informed against should be apprised by definite allegations in the information that such a plea might operate to deny jury consideration of the degree. If by any stretch of construction the court, in the circumstances of this record, can deprive a defend-
While not controlling, it is informative, as indicating the practice, to note the procedure in the Fleagle case. There the information, as here, charged plain murder. Fleagle pleaded guilty. The evidence showed, also as here, that the homicide was committed in the perpetration of a robbery. Contrast the first instruction of the trial court here with the instruction there. The court, after stating the charge, said: “To this information the defendant herein has entered a plea of guilty; and the sole issue for you to determine is whether the offense in this case is murder in the first degree, or the second degree.” Fleagle v. People, 87 Colo. 532, 289 Pac. 1078. In that case the record shows that the special prosecutor said to the jury, indicating conformity to the practice: “You have to find first whether this is first or second degree murder.” In that case, Mr. Justice Adams, speaking for the court, said: “Jurors are constitutional officers, * * * The court cannot lawfully usurp this power, nor set aside the legislative will.” In Abshier v. People, 87 Colo. 507, 289 Pac. 1081 (the Fleagle matter), Abshier pleaded guilty, and the court warned him as follows: “It becomes the duty of the court to inform you that under your plea in this case, it will be the duty of the court to impanel a jury in the case, and the jury are to determine whether this is first or second degree murder; and, if first degree murder, they will fix the penalty, either at imprisonment for life in the penitentiary, or at death.”
The case of Jones v. People, 93 Colo. 282, 26 P. (2d) 103, is cited as authority for the holding here. I am frank to say that although I participated in that determination, I gravely doubt the soundness of the reasoning there and my then convictions. In any event the record there is not comparable to the one now under review, for
Mr. Justice Holland concurs in this opinion.
MR. JUSTICE BOUCK, specially concurring.
I concur in the reversal herein for the reason assigned therefor by Mr. Justice Butler in the opinion of the court.
However, there is one point in that opinion with which I cannot agree. Its language seems to imply that the trial court has the right to withdraw from the jury all consideration of murder of the second degree.
MR. JUSTICE BURKE, dissenting.
Every normal man shrinks from participation, even as a mandatory official duty, in the infliction of the death
Defendant contends that evidence of other offenses, committed, attempted or planned by him, was erroneously admitted. This contention the court sustains. I think it unsupported by a single pertinent authority and wholly unsupported by reason. Several answers might be made to it. I confine myself to one. This jury, as demonstrated in the opinion, had a single duty to perform, i. e., to fix the penalty. To do that justly it must know on what character of man that penalty was to be inflicted. Was he a poor, ignorant, misguided youth, who, in confusion and desperation, had committed a single offense, or a hardened criminal, much older in experience and iniquity than his years would indicate? It would be an outrage to him not to admit relevant evidence on this subject if it were in his favor, and is equally an injustice to society to exclude it if against him. The rule applicable is not the technical one governing a trial where guilt is the issue, but the rule laid down by statute for the guidance of a judge where the plea is guilty and the duty is imposed upon the judge, with some measure of discretion, to fix the penalty.
I think the judgment should be affirmed.
I am authorized to say that Mr. Chief Justice Adams and Mr. Justice Campbell join herein.
No. 13,525.
HALVORSON ET AL. V. CHRISTENSEN ET AL. (33 P. [2d] 1115)
Decided June 18, 1934.
Mr. THOMAS J. WARREN, for plaintiffs in error.
Mr. MORTIMER STONE, Mr. ALDEN T. HILL, for defendants in error.
