Californians For Justice Education Fund; California Association Of Community Organizations For Reform Now v. Arne DUNCAN, in his official capacity; United States Department Of Education
No. 08-16661
United States Court of Appeals, Ninth Circuit
July 23, 2009
574 F.3d 903
Before DOROTHY W. NELSON, WILLIAM A. FLETCHER and RICHARD C. TALLMAN, Circuit Judges.
Argued and Submitted Feb. 11, 2009.
Alisa B. Klein, United States Department of Justice, Civil Division, Washington, D.C., for the defendant-appellee.
Lisa A. Davis, Wilson Sonsini Goodrich & Rosati P.C., Palo Alto, CA, for The National Coalition of ESEA Title I Parents, Inc., et al., as amicus curiae.
Donald B. Verilli, Jr., Jenner & Block LLP, Washington D.C., for Teach for America, et al., as amicus curiae.
Opinion by Judge D.W. NELSON, Dissent by Judge W. FLETCHER.
D.W. NELSON, Senior Circuit Judge:
Appellants Sonya Renee, et al., appeal the district court‘s order granting summary judgment in favor of Appellees U.S. Department of Education and Arne Dun
FACTUAL AND PROCEDURAL BACKGROUND
I. Overview of the No Child Left Behind Act
Since 2002, NCLB has served as the current version of the Elementary and Secondary Education Act, first enacted in 1965, which provides the basis for federal education policy. The overarching goal of NCLB is “to ensure that all children have a fair, equal, and significant opportunity to obtain a high-quality education and reach, at a minimum, proficiency on challenging State academic achievement standards and state academic assessments.”
NCLB distributes funds to states and schools under two sections relevant to this appeal. Title I funds are used to supplement the educational needs of low-income students.
II. NCLB Teacher Qualifications
The Secretary has stated that an essential component of academic achievement and accountability is that students be taught by “highly qualified” teachers. Letter from Margaret Spellings to Chief State School Officers (Oct. 21, 2005), available at http://www.ed.gov/policy/elsec/guid/secletter/ 051021.html. “[T]eacher quality is one of the most important factors in improving student achievement and eliminating these achievement gaps.”
Congress provided that, by the end of the 2005-06 academic year, only “highly qualified” teachers (“HQT“) would instruct core academic classes in states receiving federal funding (the “100% HQT requirement“).
States and school districts must develop plans to meet these mandates.
NCLB also contains several reporting requirements. States and school districts are required to report annually accurate information regarding their progress towards meeting the 100% HQT requirement.
A. NCLB‘s Definition of “Highly Qualified”
In addition to requiring that all HQTs have a B.A. and competence in their subject matter, Congress defined “highly qualified” to mean that:
(i) the teacher has obtained full State certification as a teacher (including certification obtained through alternative routes to certification) or passed the State teacher licensing examination, and holds a license to teach in such State, except that when used with respect to any teacher teaching in a public charter school, the term means that the teacher meets the requirements set forth in the State‘s public charter school law; and
(ii) the teacher has not had certification or licensure requirements waived on an emergency, temporary, or provisional basis.
B. The Secretary‘s Regulation
On December 2, 2002, the Secretary issued final regulations defining the term “highly qualified.”
III. California Education Law
A. Credentials
In California, a fully certified teacher may work in almost any school district for an extended period of time. California Commission on Teacher Credentialing, Multiple Subject Teaching Credential, Requirements for Teachers Prepared in California (Leaflet No. CL-561C), available at http://www.ctc.ca.gov/credentials/leaflets.html. There are two levels of full state certification depending on years of experience. See
Below the full credentials are a series of subordinate credentials. See A.B. 351, 1997 Reg. Sess., at 2 (Cal.1997) (teachers in “internships . . . receive systematic support and training as they advance toward full certification“), available at http://www.leginfo.ca.gov/pub/97-98/bill/asm/ab_0351-0400/ab_351_bill_19971012_chaptered.pdf; Bakersfield Teachers Assoc. v. Bakersfield City Sch. Dist., 145 Cal.App.4th 1260, 52 Cal.Rptr.3d 486, 501 (2006) (observing that interns have “something less than a regular credential“). The “intern” credential, for example, permits individuals who have not completed their alternative teacher preparation program (i.e. are participating in their programs) to teach only in a single school district,
B. California‘s NCLB Implementing Regulations
California has promulgated “highly qualified” teacher regulations in order to implement NCLB. Under California law, “[a] teacher who meets NCLB requirements at the middle or secondary levels is one who . . . [i]s currently enrolled in an approved intern program for less than three years or has a full credential.”
IV. Proceedings Below
In August of 2007, appellants—several California public school students and their parents, joined by two California community organizations—brought an Administrative Procedure Act (“APA“) challenge in the U.S. District Court for the Northern District of California against the Secretary, alleging that the regulation is inconsistent with NCLB, and requesting declaratory and injunctive relief. Appellants allege that they have been harmed by the regulation because, in the years since the regulation was issued, California and its school districts have hired thousands of alternative route participants, allowed these teachers to be concentrated in low-income and minority areas, and treated the teachers as highly qualified for reporting and parental notification purposes.
Both parties moved for summary judgment, and, on June 17, 2008, the district court entered an order granting summary judgment in favor of the Secretary. A timely appeal followed.
STANDARD OF REVIEW
We review de novo the district court‘s grant of summary judgment. Ctr. for Biological Diversity v. U.S. Fish & Wildlife Serv., 450 F.3d 930, 941 n. 17 (9th Cir.2006). “The agency‘s interpretation of a statute is a question of law reviewed de novo.” Forest Conservation Council v. Rosboro Lumber Co., 50 F.3d 781, 783 (9th Cir.1995).
ANALYSIS
For the first time on appeal, the Secretary argues that appellants’ injury is not redressable, and therefore, appellants lack constitutional standing.5 A “challenge to constitutional standing,” however, may be raised any time and must be considered. See Laub v. U.S. Dep‘t of Interior, 342 F.3d 1080, 1085 (9th Cir.2003).
Appellants argue that the Secretary‘s regulation of the states, in this case California, has harmed them. Under
A plaintiff meets the redressability test if it is “likely“—not certain—“that the injury will be redressed by a favorable
If a plaintiff is “an object of the [challenged] action (or forgone action) . . . there is ordinarily little question that the action or inaction has caused him injury, and that a judgment preventing or requiring the action will redress it.” Lujan, 504 U.S. at 561-62, 112 S.Ct. 2130. “When, however, as in this case, a plaintiff‘s asserted injury arises from the government‘s allegedly unlawful regulation (or lack of regulation) of someone else, much more is needed.” Id. at 562, 112 S.Ct. 2130. As the Supreme Court has stated:
In that circumstance, causation and redressability ordinarily hinge on the response of the regulated (or regulable) third party to the government action or inaction—and perhaps on the response of others as well. The existence of one or more of the essential elements of standing depends on the unfettered choices made by independent actors not before the courts and whose exercise of broad and legitimate discretion the courts cannot presume either to control or to predict, and it becomes the burden of the plaintiff to adduce facts showing that those choices have been or will be made in such manner as to produce causation and permit redressability of injury. Thus, when the plaintiff is not himself the object of the government action or inaction he challenges, standing is not precluded, but it is ordinarily substantially more difficult to establish.
Id. (internal quotations and citation omitted).
Appellants argue that a declaration stating that the alternative route regulation is “unlawful and void,” would likely cause California to cease treating alternative route participants as highly qualified. Both parties agree that whether alternative route participants hold “full State certification as a teacher (including certification obtained through alternative routes to certification)” is a matter of state law.
We acknowledge that “injury produced by determinative or coercive effect upon the action of someone else” may be sufficient for standing. Bennett, 520 U.S. at 169, 117 S.Ct. 1154; Tozzi v. U.S. Dep‘t of Health and Human Servs., 271 F.3d 301, 309 (D.C.Cir.2001) (When “the alleged injury flows not directly from the challenged agency action, but rather from independent actions of third parties, we have required only a showing that the agency action is at least a substantial factor motivating the third parties’ actions.“) (internal quotations marks omitted).
Appellants argue that if the regulation is voided, California will be obligated to change its regulations accordingly. In other words, alternative route participants may no longer be “highly qualified” under California law. As an initial matter, because California is not party to this suit, and has therefore not offered its views, this court may only speculate what, if anything, California would do.7
It is true that, even after acknowledging the regulation‘s effect of considering participants in alternative programs as “highly qualified teachers,” California maintains a distinction between participants and teachers with full credentials. See
However, appellants cite no other evidence that California will follow the Secretary‘s lead if the regulation is voided. Beyond the fact that California changed its state regulation to adhere to the Secretary‘s regulation one time, there is simply no evidence that the revocation of the regulation would have a coercive effect upon California. Although appellants state that California would be obligated to comply because it receives federal funding, Congress has made it clear that the Secretary may not tie federal funding to certification standards. See
Appellants rely heavily on Bennett, but that case is inapposite. In Bennett, plaintiffs challenged a Biological Opinion produced by the Fish & Wildlife Service (“FWS“) and promulgated pursuant to the Endangered Species Act of 1973 (“ESA“), that would be applied to the Bureau of Reclamation, the agency committing the alleged injury. Id. at 157, 117 S.Ct. 1154. The Biological Opinion “specif[ied] the impact of such incidental taking on . . . [any threatened] species, any reasonable and
This case is closer to Lujan, where respondents challenged a regulation interpreting § 7 of the Endangered Species Act (“ESA“). 504 U.S. at 557-58, 112 S.Ct. 2130. Section 7(a)(2) of the ESA requires each federal agency to consult with the Secretaries of Commerce and Interior to ensure that any action funded by the agency is not likely to jeopardize the continued existence or habitat of any endangered or threatened species. Id. at 558, 112 S.Ct. 2130. The Secretaries issued a revised joint rule limiting the section‘s geographic scope to the United States and the high seas. Id. at 558-59, 112 S.Ct. 2130. Respondents sued, claiming that they were injured because the “lack of consultation with respect to certain funded activities abroad increases the rate of extinction of endangered and threatened species.” Id. at 562, 112 S.Ct. 2130. The Supreme Court held, inter alia, that Respondents’ harm was not redressable. Id. As here, Respondents chose to challenge the Secretary‘s regulation, not the entities actually causing the alleged harm. Id. at 568, 112 S.Ct. 2130. “Since the agencies funding the projects were not parties to the case, the . . . [court] could accord relief only against the Secretary: He could be ordered to revise his regulation to require consultation for foreign projects.” Id. “But this would not remedy respondents’ alleged injury unless the funding agencies were bound by the Secretary‘s regulation,” which the Court determined they were not. Id.
The situation here is similar. This court could order a revision of the regulation, but California is free to disregard the Secretary. It is undisputed that NCLB leaves to the states discretion over which teachers constitute “highly qualified teachers” because “full State certification” is purely a matter of state law. Therefore, appellants have not demonstrated that it is likely the injury they complain of would be redressed by a favorable decision.9 See Lujan, 504 U.S. at 561, 112 S.Ct. 2130.
CONCLUSION
We conclude that appellants have failed to meet their burden of establishing redressability. Accordingly, we vacate the district court‘s order for lack of jurisdiction.
VACATED and REMANDED with instructions to dismiss.
W. FLETCHER, Circuit Judge, dissenting:
I respectfully dissent. I would hold that the appellants have standing to sue under Article III.
The No Child Left Behind Act (“NCLB“) includes in its definition of “highly qualified teacher” someone who “has obtained full State certification as a teacher (including certification obtained through alternative routes to certification).”
NCLB requires states to “ensure that all teachers teaching in core academic subjects within the State are highly qualified.”
Appellants are California public school students and their parents, as well as two community organizations. They allege that
The Secretary of Education argues that appellants have no standing under Article III. The Secretary does not argue that alternative route participants are as well qualified as fully certified teachers. Rather, he argues that the invalidation of
The Secretary did not make this Article III standing argument in the district court. He makes the argument for the first time on appeal even though the record is, of course, unchanged. The majority agrees with the Secretary‘s newly forged argument. I do not.
The Department of Education promulgated
The majority concludes that if we were to hold
Alternatively, the majority concludes that California would not need to change its state-law definition of full credential if
The definition of “full certification” under California law has important consequences beyond compliance with NCLB. Quite independently of NCLB, fully certi
I therefore conclude that appellants have shown a sufficient likelihood to satisfy Article III that the invalidation of
