MEMORANDUM OPINION
Granting the Defendants’ Motions for Transfer of Venue; Denying Other Pending Motions Without Prejudice as Moot
I. INTRODUCTION
This patent, antitrust and defamation action comes before the court upon the defendants’ motions to dismiss, the defendants’ motions for transfer of venue, and the plaintiffs motion to transfer this case to the Calendar Committee for reassignment as a related case. For the reasons which follow, this court will grant the defendants’ motions for transfer of venue and will deny the other pending motions without prejudice as moot.
II. BACKGROUND
Martin Reiffin (“the plaintiff’) is a resident of California. See Am. Compl. ¶ 10. Defendant Microsoft is incorporated in the state of Washington and also has its principal place of business in that state. The only connection between Microsoft and this district alleged by the plaintiff is that Microsoft has an office here and conducts business here. 1 Id. ¶ 12. Defendant Harold Wegner, an attorney and a professor of law, is a resident of Virginia and is a member of the law firm of Foley and Lardner, which represents Microsoft in the instant matter. 2 See Am. Compl. ¶ 96. The plaintiff alleges that Mr. Wegner libeled him by making statements to his law-school patent students and by publishing articles which discussed the California litigation and opined that Mr. Reiffin’s patents were invalid “submarine patents.” 3 Id. ¶¶ 92-95. The plaintiff alleges that Mr. Wegner acted in conspiracy with Microsoft, although he does not allege that Mr. Wegner met or communicated with Microsoft as part of the conspiracy.
*50 On December 2, 1997, the U.S. Patent and Trademark Office (“PTO”) issued patent numbers 5,694,603 and 5,694,604 to Mr. Reiffin. The patents concern an “editor-compiler system” which may speed the writing of certain types of software programs. See Microsoft’s Mot. to Dis., Stay or Transfer Venue (“Microsoft’s Mot.”) at 3. The parties agree that a few days after the PTO issued the ’603 and ’604 patents 4 to Mr. Reiffin, he wrote letters to the сhief executive officers of eleven major computer manufacturers. See Am. Compl. ¶ 23; Microsoft’s Mot. at 3. Mr. Reiffin’s letters “invited the manufacturers to bid for the purchase of plaintiffs” patents. Id. Mr. Reiffin’s letters also identified “ten major products of Microsoft” and suggested that the CEOs ask their patent counsel whether his patents covered those products. See Am. Compl. ¶ 23; Microsoft’s Mot. at 3^4.
In January 1998, Mr. Reiffin filed an action in the U.S. District Court for the Northern District of California (“the Northern District” or “the California court”), Dkt. No. C-98-0266-VRW, alleging that Microsoft had infringed his ’603 and ’604 patents. Microsoft responded with a motion for summary judgment on the ground that Mr. Reiffin’s patents were invalid and had not been infringed by Microsoft. Mr. Reiffin opposed the motion and filed a counter-motion for summary judgment of validity and infringement. By Order dated July 10, 1998, the Honorable Vaughn R. Parker (“the California Judge”) held that Mr. Reiffin’s patents were invalid and granted summary judgment to Microsoft. See Microsoft’s Mot. at 5 and Ex. A.
Mr. Reiffin appealed the Northern District’s decision to the U.S. Court of Appeals for the Federal Circuit, which held oral argument in October 1999. See Am. Compl. ¶ 85. The appeal is pending.
III. LEGAL STANDARD AND DISCUSSION
The defendants seek a transfer of venue pursuant to 28 U.S.C. § 1404. Section 1404(a) provides that, “For the convenience of parties and witnesses, in the interest of justice, a district court may transfer any civil action to any other district or division where it might have been brought.” As the movants, the defendants bear the burden of establishing that the transfer of this action is proper.
See Air Line Pilots Ass’n. v. Eastern Air Lines,
Statutory Transfer of Venue Contrasted with Forum Non Conveniens.
Because section 1404(a) contemplates transfer rаther than dismissal, transfer is available “upon a lesser show
*51
ing of inconvenience” than that required for a non-statutory
forum non conveniens
dismissal.
See SEC v. Savoy,
Could Plaintiff Have Brought this Action in the Northern District of California?
Under section 1404(a), the threshold question is whether this action could have been properly brought in the proposed transferee district, the Northern District of California. The basic venue statute provides that venue is proper in a judicial district “in which a substantial part of the events or omissions giving rise to the claim occurred....” 28 U.S.C. § 1391(a)(2). Under this standard, the court finds that venue is proper in the Northern District of California. According to the plaintiff, defendant Wegner participated in a conspiracy directed against the plaintiff. Specifically, the plaintiff alleges that Mr. Wegner, a law professor, conspired with Microsoft to violate the antitrust laws by publishing papers which made false and misleading statements about Mr. Reiffin’s patents. If Mr. Wegner’s statements about Mr. Reiffin’s patents were indeed intentionally false, Mr. Wegner knew they would adversely аffect Mr. Reiffin and damage his reputation in his home state, California.
See Panavision Int’l v. Toeppen,
In any event, any doubt about Mr. Weg-ner’s amenability to personal jurisdiction in the Northern District of California has been eliminated by his express written consent to be sued in that district. Mr. Wegner states unequivocally, ‘Wegner hereby consents to such personal jurisdiction, and waives the right to raise such an objection to the case being heard in the Northern District of California.” Weg-ner’s Reply at 6. The court emphasizes that Mr. Wegner will be expected to abide by this representation. 6
Private- and Public-Interest Factors Considered in Venue Analysis.
In considering whether to transfer this matter to another, purportedly more appropriate venue, this court also considers a number of public- and private-interest factors, including “the convenience of
*52
the witnesses of plaintiff and defendant; ease of access to sources of proof; availability of compulsory process to compel the attendance of unwilling witnesses; the amount of expense for willing witnesses; the relative congestion of the calendars of potential transferee and transferor courts; and
other practicаl aspect[s] of expeditiously and conveniently conducting a trial.”
7
See SEC v. Page Airways,
Degree of Deference Accorded to Plaintiffs Choice of Forum.
In assessing the convenience to the parties of the two potentially proper venues, the court recognizes that the plaintiffs choice of forum is usually accorded “substantial deference” in the venue analysis.
See Shapiro,
Convenience of Transferee Forum for Plaintiff.
This rule squarely applies here, because the forum to which the defendants seek to transfer this action is
the plaintiff’s home forum,
California. Indeed, the plaintiff is a resident of the state of California.
See
Am. Compl. ¶ 10. Moreover, the plaintiff will not be burdened by litigating in the Northern District of California, because the plaintiff himself chose that district as the forum for his clearly related, earlier-filed patent action аgainst Microsoft.
9
See Oudes v. Block,
Other Private-Interest Factors are Neutral or Favor Transfer of Venus.
Having considered the degree of deference due the plaintiffs choice of forum, the court turns to the other private-interest factors which bear on transfer of venue. The “relative ease of access to sources of proof’ is not a significant factor either way; if anything, it may tend to favor the Northern District of California. As to Mr. Reiffin’s patent claim, that claim already has been litigated and decided in the California court, so that court has the parties’ submissions bearing on the patents’ validity and infringement. As to Mr. Reiffin’s claim that Microsoft suppressed evidence and otherwise acted dishonestly in the California proceeding, the California court is familiar with that proceeding and has any submissions or transcripts which may be relevant.
In the private-interest analysis, the court also considers the availability of compulsory process to command the attendance of unwilling witnesses, and the cost of obtaining the attendance of willing witnesses. This factor does not influence the transfer analysis, because the parties have not provided any information about whether they foresee calling witnesses in this action, nor where such potential witnesses reside or work. In some cases, another private-interest factor is the “possibility of a view of the premises.” This factor is not relevant in this patent, antitrust and defamation action.
Facts and Claims are Identical or Closely Related to Earlier Action in Transferee Forum.
Having concluded that limited deference is due the plaintiffs choice of forum and that the other private-interest factors are neutral or slightly favor the California court, the court turns to the “public-interest” factors. Most significantly, the court notes that most of the facts and issues in this action are identical or closely related to those considered, and decided, by the California court in Mr. Reiffin’s prior action against Microsoft. Much of the complaint re-argues points which Mr. Reiffin made (or could have made) in the California proceeding.
11
See Reiffin v. Microsoft,
As these statements show, even though Mr. Reiffin’s instant claim against Microsoft is denominated as an “antitrust” claim, it returns over and over again to the purported validity and infringement of his patents. See, e.g., Am. Compl. ¶ 17 (“Microsoft’s business plan was ruthlessly executed to attain monopoly power by taking from others, without compensation, the following major innovations ... plaintiffs Multithreading invention [the technology which the plaintiff claimed as his own under the patents declared invalid by the California court].”); id. ¶24 (“Microsoft understood that plaintiffs patents in the hands of plaintiffs potential customers would provide the latter with bargaining power which they might use to withstand Microsoft’s abuses of its monopoly power.”); id. ¶ 25 (“Microsoft maintained its monopoly by depriving plaintiff of his rights under the Patent Laws.”). Later in the complaint, Mr. Reiffin states, “The motive for defendants’ wrongful acts is that Microsoft knows or fears that it has no tenable defense to Reiffin’s patents both of which threaten Microsoft’s monopoly.” See Am. Compl. ¶ 81. 13
When the complaint is not re-arguing the plaintiffs position that his patents аre valid and were infringed by Microsoft, it outlines what he considers bad faith or dishonesty by Microsoft in the California proceeding. The plaintiff then seems to argue that the evidence advanced and the defenses asserted by Microsoft in the California action constitute an antitrust violation when combined with the Microsoft conduct found by Judge Jackson in United States v. Microsoft, Dkt. No. 98-cv-1232 (D.D.C. Nov. 5, 1999). Specifically, the plaintiff alleges, *55 Am. Compl. ¶ 82; see also id. ¶ 85 (“As a result of Microsoft’s fraudulent misrepresentations to the [California] District Court, Microsoft’s motion for summary-judgment was granted.”); id. ¶ 90 (“Microsoft fraudulently misrepresented to the [California] District Court that plaintiffs patents are invalid ....”); id. ¶ 91 (“Microsoft knew that these allegations were false because Microsoft knew that the record before the District Court revealed
*54 Based upon false assertions to the [California] District Court, Microsoft urged three defenses: (1) a frivolous motion for summary judgment ...; (2) a sham defense of invalidity of the patents; and (3) a sham defense of non-infringement of the patents. Microsoft’s real defenses to the action were to obstruct justice by suppression of evidence and by delay of any final determination of the action until after the patents and the plaintiff [sic] had expired.
*55 In short, the plaintiff has a strong belief, forcefully expressed, that Microsoft acted dishonestly and in bad faith in the related California proceeding, and that that conduct led the Northern District Judge to issue an erroneous ruling. This court expresses no opinion on the merits of those beliefs. However, there were several potential avenues for the plaintiff to raise these concerns, and none of them involve filing a largely duplicative action in this district. Specifically, the plaintiff might have filed a motion for reconsideration, with the Northern District Judge, pursuant to Federal Rule of Civil Procedure 59(e). Alternately, if he believes that Microsoft’s alleged dishоnesty led the Northern District Judge to issue an erroneous ruling, he could file a motion for relief from judgment pursuant to Federal Rule of Civil Procedure 60(b). Lastly, the plaintiff can ask that court to impose sanctions on Microsoft or its counsel.
In any event, the circumstances outlined above strongly favor transfer of venue, because “[t]he interest-of-justice factor encompasses the desire to avoid multiple litigation from a single transaction [and]
to try related litigation together .... ” See Vencor Nursing Centers, L.P. v. Shalala,
Transferee Forum’s Extensive Familiarity with Parties, Facts and Legal Issues.
This does not imply that it would be sensible or convenient to litigate this complaint here if the Federal Circuit affirms (and so does not remand to the Northern District of California). No matter what the Federal Circuit decides, litigating this matter here would squander judicial resources and run the risk of inconsistent judgments on the validity and infringement of Mr. Reiffin’s ’603 and ’604 patents. The Honorable Vaughn R. Walker of the Northern District has already expended substantial time and effort to become familiar with the technology underlying the disputed patents, the prosecution of the patents, the record considered by the Patent Office in issuing the patents, and the legal issues related to the patents’ alleged validity and infringement. As the D.C. Circuit has held. “In fleshing out the phrase ‘for the convenience of the parties in the interest of justice,’ the courts have considered ... whether one circuit is more familiar with the same parties and issues or related issues than other courts ....”
14
*56
Oil, Chemical & Atomic Workers Local Union No. 6-418 v. NLRB,
Courts in this district have clearly stated, “The interests of justice are better served when a case is transferred to the district where related actions are pending.”
Martin-Trigona v. Meister,
Moreover, this court has previously cautioned that “Piecemeal litigation in the complex and technical area of patent and trademark law is especially undesireable.”
Smiths Industries Medical Systems v. Ballard Medical Products, 728
F.Supp. 6, 7 (D.D.C.1989);
accord Narco Avionics v. Sportsman’s Market, Inc.,
*57 Transferee Forum Better Suited to Determine Preclusive Effect of Related Action.
Just as important, the California court’s familiarity with the parties’ dispute also renders it better suited to determining, in the first instance, which issues and claims in the instant complaint are precluded by its decision in Mr, Reiffin’s closely-related first action against Microsoft.
See
Microsoft’s Mot. at 16-17 and Microsoft’s Reply at 5 (raising
res judicata
defense to Mr. Reiffin’s patent-infringement claim). In
Seariver Maritime Financial Holdings, Inc. v. Pena,
Relative Speed of Resolution in Transferee Forum.
Lastly, it is also appropriate for the court to considеr the relative docket congestion and potential speed of resolution by the transferor and transferee courts.
See SEC v. Savoy Industries,
It is not evident that a transfer to the northern district ... will lead to unnecessary delay. Additionally, this court has neither dealt with other issues in the suit nor has it familiarized itself with the underlying merits of the case. Since this case is in its earliest stages, 18 there would be no delay associated with the [transferee] district court’s having to familiarize itself with this case.
Trout Unlimited v. U.S. Department of Agriculture,
In summary, the compelling public interest in avoiding duplicative proceedings (and potentially inconsistent judgments) warrаnts transfer of venue under these circumstances.
19
See Baird v. California Faculty Ass’n.,
IV. CONCLUSION
For the reasons set forth above, this court issued an Order on May 31, 2000 granting the defendants’ motions for transfer of venue and denying all other pending motions as moot. This Memorandum Opinion is executed and issued this 22d day of June, 2000.
Notes
. "{Title 28 U.S.C.] § 1391(c) ... makes a corporаte defendant a resident for venue purposes in any district ‘in which it is incorporated or licensed to do business or is doing business.’ Hence a plaintiff suing a corporate defendant has many choices of venue and not always will the chosen venue be a convenient forum.” 1A Moore’s Federal Practice at 4327 (2d ed.).
. The parties have not informed the court whether Mr. Wegner and his firm represented or advised Microsoft in Mr. Reiffin's California action.
."Patents that remain ‘submerged’ during a long
ex
parte examination process and then ‘surface’ upon the grant of the patent have been labeled ‘submarine patents.' * * * A holder of a ‘submarine patent’ may be able to demand high royalties from non-patent holders who invested and used the technology not knowing that a patent would later be granted.... Congress addressed the perceived problem of ‘submarine’ patents by amending the patent term provision in the Patent Act ....”
Discovision Assocs. v. Disc Mfg., Inc.,
See, e.g., Reiffin v. Microsoft,
. It is common for litigants and courts in patent cases to refer to patents by the last three digits of the identifying number assigned them by the U.S. Patent and Trademark Office.
. The "effects doctrine” theory of personal jurisdiction was created in the tort context. The Ninth Circuit, however, has applied the doctrine in the context of intellectual-property infringement claims.
See Panavision,
. Indeed, the brief whiсh contains this representation has been forwarded to the transferee court as part of the file in this matter.
. The location of counsel "carries little, if any, weight in an analysis under § 1404(a).”
Vencor Nursing Centers, L.P. v. Shalala,
. The public-interest factors also include "the local interest in deciding local controversies at home.”
See Trout Unlimited,
.Cf. Harris v. Republic Airlines, Inc.,
.
Accord. Wheeling-Pittsburgh Steel Corp. v. EPA,
. The Northern District Judge knows best which points Mr. Reiffin raised, or was given the opportunity to raise, in his first action against Microsoft.
.The court recognizes the possibility that the plaintiff may be engaged in forum-shopping. As the transferee court has stated, "Circumstances in which a plaintiff’s chosen forum will be accorded little deference include cases of ... forum shopping.”
Royal Queentex Enterprises v. Sara-Lee Corp.,
. Paragraphs 26 through 80 do not mention the patents which were declared invalid in the California action, because these paragraphs simply quote from Judge Jackson’s Findings of Fact in United States v. Microsoft, D.D.C. Dkt. No. 98-cv-1232.
. There is extensive authority for this proposition in the transferee forum, as well.
See Pacesetter Systems, Inc. v. Medtronic, Inc.,
.
Accord Cambridge Filter Corp. v. International Filter Co.,
. It аppears that the Ninth Circuit follows similar reasoning under its "first-to-file rule.” In
Colortyme Financial Services v. Kivalina Corp.,
.
Accord Sykes v. Eckankar,
. Cf. Savoy Indus., 587 F.2d at 1156-57 (upholding refusal to transfer where defendants did not seek it until week before trial).
. The fact that another court has been the site of a related action is so strong a public-interest factor that this cоurt has transferred venue
sua sponte. See Smiths Industries Medical Systems v. Ballard Medical Products,
.
Contrast Vencor Nursing Centers, L.P. v. Shalala,
.The fact that proceedings in this court would be largely duplicative of the California action means that transfer would increase the
net
convenience to the parties and to witnesses — who could otherwise be called upon to appear in this district and testify again on issues already addressed in California.
See Sheraton Operating Corp. v. Just Corporate Travel,
