Reid v. ReidReid v. Reid
Lead Opinion
¶ 1 Randall Reid (“Father”) appeals the family court’s order denying his post-decree petition to modify custody of the parties’ two minor children. He challenges the court’s ruling allowing the admission of expert testimony, the court’s failure to adequately set forth its findings and conclusions, and the sufficiency of the evidence supporting the court’s decision. We affirm the evidentiary ruling, but, because the court failed to make statutorily mandated findings pursuant to Arizona Revised Statutes (“A.R.S.”) section 25-403(B) (2007), we vacate the custody order and remand for further findings on the record.
FACTUAL AND PROCEDURAL BACKGROUND
¶2 Father and Daniela Reid (“Mother”), both physicians, were divorced in 2003. Mother lived in Illinois at that time and was awarded sole legal and primary physical custody of the parties’ children. Father was living in New Mexico and was awarded parenting time with the children. Mother and the children later moved to Arizona.
¶ 3 In February 2007, Father filed a petition, seeking in part to modify the decree to obtain sole legal custody of the children. He made numerous allegations regarding Mother, including that she had repeatedly interfered with his parenting time, failed to address the children’s counseling needs, neglected the children’s dental care, and inappropriately prescribed medication to the oldest child.
¶4 The family court ordered a custody evaluation, and, as part of the evaluation, a
¶ 5 After a one-day evidentiary hearing, the court ruled that Mother would retain sole legal and primary physical custody of the children. The court did enter various other orders to address Father’s concerns, including ordering that Father’s parenting time be increased, Mother immediately enter the older child in therapy, and Mother not medicate the older child without another doctor’s approval. Father timely appealed, and we have jurisdiction over his appeal pursuant to
ANALYSIS
¶ 6 Father argues that the family court abused its discretion in allowing Dr. Stahl to testify, the court failed to adequately set forth its findings and conclusions pursuant to
I. Dr. Stahl’s Testimony
¶ 7 Father asserts that the family court abused its discretion in allowing Dr. Stahl to testify because Mother did not timely disclose this witness. On August 21, 2007, eight days after the parties received the custody evaluation, and eight days before the evidentiary hearing, Mother disclosed she would be calling Dr. Stahl to testify about the evaluation. In the subsequently filed joint pretrial statement and at the hearing, Father objected to Dr. Stahl’s late disclosure and the failure to disclose the substance of his testimony. Mother conceded she had not disclosed Dr. Stahl until after she received the custody evaluation and that she had not disclosed the substance of his opinions, but argued she had notified Father’s attorney that Dr. Stahl was available for deposition on two different dates before the hearing. The trial court allowed Dr. Stahl to testify, concluding the additional evidence would allow the court to make a more informed decision.
¶ 8 “ ‘The trial court has broad discretion in ruling on discovery and disclosure matters,’ and we will not disturb its ruling absent an abuse of discretion.” Link v. Pima County,
¶ 9 Mother argues that Hays v. Gama,
¶ 10 The testimony of Dr. Stahl in this case was much less compelling than the evidence excluded in Hays. Nonetheless, Dr. Stahl’s testimony had some relevance. We cannot ascertain the weight the court placed on Dr. Stahl’s testimony due to the court’s limited findings. Therefore, we cannot gauge the degree, if any, to which Father was disadvantaged by this testimony. We note, however, that Father chose not to seek a continuance to depose Dr. Stahl. Moreover, the timing of the disclosure was not entirely Mother’s fault, but was due, in part, to the late date on which the parties received the custody evaluation. Under these circumstances, we cannot say the family court abused its discretion in allowing Dr. Stahl to testify.
II. Adequacy of Findings of Fact
¶ 11 Father next argues the family court’s findings are inadequate to satisfy the requirements of
¶ 12 In Diezsi, this court held that it was an abuse of discretion for the lower court to fail to make the requisite findings pursuant to
¶ 13 As in the aforementioned eases, the findings in this case are inadequate. The family court stated that it was in the children’s best interests that Mother retain sole legal custody and primary residential custody. However, as even Mother acknowledges, the court provided no explanation why this arrangement was in the children’s best interests. Additionally, although the court’s order states that the court considered all of the relevant factors listed in
¶ 14 Citing Banales v. Smith,
¶ 15 This court noted that the father had failed to raise this omission in his motion for new trial or in any other objection or motion filed before the trial court, and, relying on Trantor v. Fredrikson,
¶ 16 We find the facts in this case distinguishable from those in Banales. In this case, the family court’s failure to make detailed findings as to the reasons for its decision was more than the mere oversight of a single factor. Had the court substantially complied with
¶ 17 In State v. Richey,
¶ 18 In Banales, this court applied without analysis the presumptive rule of waiver espoused in Trantor to
¶ 19 Although we agree that Father should have raised this issue before the lower court, and doing so would have provided that court with a simpler, more expedient opportunity to remedy its lack of findings and perhaps reconsider its decision, we also conclude that mechanically applying waiver principles in this setting and in similarly postured cases involving the mandatory statutory findings of
¶ 20. Because the most important issue in custody disputes is the best interests of the child or children, and neither Trantor nor its progeny has created an unalterable rule mandating waiver in all instances, we decline to apply the waiver rule enunciated in Trantor and adopted in Banales in the inflexible
III. Mother’s Request for Sanctions
¶ 21 In her answering brief, Mother argues that Father’s opening brief fails to include a statement of facts pursuant to Rule 13(a)(4) of the Arizona Rules of Civil Appellate Procedure, and she asks this court to sanction Father by awarding her all or part of the fees her attorney incurred in preparing a statement of facts.
¶ 22 Rule 13(a)(4) states that the appellant’s brief shall set forth “[a] statement of facts relevant to the issues presented for review, with appropriate references to the record.” The rule further provides that “[t]he statement of facts may be combined with the statement of the case.” ARCAP 13(a)(4). Additionally, we note that Rule 13(a)(6) provides for an argument section in the opening brief that contains “parts of the record relied on” and “may include a summary.”
¶ 23 In this ease, Father provided a statement of the case containing citations to the record, and the statement of facts section of his opening brief clearly states that the relevant facts are set forth in the applicable sections discussing the issues. Indeed, Father cites portions of the record for each fact he discusses later in his brief. Further, Mother concedes that Father’s brief contains relevant facts with record citations in the argument section of his brief.
¶ 24 Even assuming that Father’s opening brief does not precisely adhere to the tenets of Rule 13(a)(4), the order in which the factual citations appear in his brief should not have resulted in any additional effort by Mother’s attorney. Consequently, we deny Mother’s request for sanctions on this basis.
IV. Attorneys’Fees on Appeal
¶ 25 Both parties request an award of attorneys’ fees on appeal based on
CONCLUSION
¶ 26 We affirm the family court’s decision to allow Dr. Stahl to testify at the custody hearing. However, we vacate the court’s custody order and remand the issue of child custody to the court for reconsideration with instructions to make specific findings on the record pursuant to
Notes
. Father also argues that the family court failed to set forth its findings and conclusions regarding the factors enumerated in
. This court also cited In re Marriage of Pownall,
. As the dissent notes, these parties are both well-funded, and the record is clear that they do not shy away from litigation. Thus, we find it unlikely that any decision of this court will provide an ultimate resolution to their litigation and result in the finality that both the dissent and the majority agree is desirable.
. The dissent contends that our decision will encourage a litigant who loses or is likely to lose in the lower court to intentionally avoid requesting findings in order to secure an "inevitable reversal" on appeal. This argument overlooks the fact that both sides have the ability to request the necessary findings from that court.
Dissenting Opinion
dissenting.
¶ 27 The majority’s determination that the waiver rule as explicated in Trantor does not
Although findings of fact and conclusions of law are certainly helpful on appellate review, they do not go to the foundation of the case or deprive a party of a fair hearing. If the court has failed to make findings and a party wants them, all one has to do is to make that issue known in the trial court. The trial court will either make findings or it will not. If it does, the party gets what it wants. If it fails to do so, the issue is preserved for review. But by failing to act at all, a litigant is not in the position to complain about how helpful findings would have been on appeal.
¶ 28 The majority reasons that Trantor is distinguishable because the failure of a family court to make specific findings of fact in a child custody ease is the type of “extraordinary circumstance” that excuses a party from providing the court an opportunity to correct the defect before any error may be raised on appeal. Although I agree with the majority’s observation that there are “compelling” reasons for a family court to make the specific findings required by
¶ 29 The majority’s determination that such errors need not be raised in the family court means that, typically, they will not be. Every litigant (at least if represented by an attorney in the family court, as were these parties) who is dissatisfied with the outcome of a child custody battle knows that there is very little likelihood that a family court will change its decision when reminded of its obligation to make specific findings, and few will pursue that route if not required to do so before seeking appellate review. Instead, this opinion permits a litigant who loses in the trial court to simply appeal and try to secure a more favorable outcome before a different judge when the child custody determination is inevitably vacated and the case remanded. At a time when the Arizona Supreme Court has recently limited the use of this type of litigation tactic in criminal cases, see State v. Henderson,
¶ 30 Moreover, to the extent that my colleagues imply that Trantor is less applicable to statutes that specifically require findings, I disagree. First, one of the attorneys’ fees statutes at issue in Trantor was
¶ 31 One further point. Because my colleagues choose not to apply Trantor’s waiver rule, they do not reach the underlying substantive issue raised by Father: Whether the family court’s denial of Father’s petition for a change in custody was supported by the evidence. As a consequence, this issue will remain unresolved pending a probable further appeal by these well-funded litigants. I would reach this issue and find that the trial court’s custody order was sufficiently supported by the evidence, thus bringing this particular chapter in the parties’ litigation history to a conclusion.
¶ 32 Based on the foregoing, I respectfully dissent.
. To be fair to the family court, it did list the factors under