Opinion
Plaintiff Brian Reid filed an age discrimination lawsuit against his former employer, Google, Inc. The trial court granted Google’s summary judgment motion relating to plaintiff’s claims. The Court of Appeal reversed.
In this case, we decide two issues. First, does a trial court’s failure to rule on a party’s evidentiary objections relating to a summary judgment motion waive the objections on appeal? Second, should California courts follow the federal courts in adopting the “stray remarks doctrine” in employment discrimination cases? Under this doctrine, statements that nondecision makers make or that decision makers make outside of the decisional process are deemed “stray,” and they are irrelevant and insufficient to avoid summary judgment.
In this case, the Court of Appeal found that the trial court’s failure to rule expressly on evidentiary objections did not waive those objections on appeal. Specifically, it ruled that Google’s filing of written evidentiary objections before the summary judgment hearing was sufficient to preserve those *517 objections on appeal. Accordingly, it reviewed Google’s evidentiary objections on the merits. The Court of Appeal further refused to apply the stray remarks doctrine to exclude alleged discriminatory statements that Reid’s supervisors and coworkers made. In reversing the trial court’s grant of Google’s summary judgment motion, the Court of Appeal considered those alleged statements and other evidence Reid presented in opposition to the motion.
We agree with the Court of Appeal’s conclusions. Regarding the waiver issue, the Court of Appeal correctly determined that a finding of waiver does not depend on whether a trial court rules expressly on evidentiary objections and that Google’s filing of written evidentiary objections before the summary judgment hearing preserved them on appeal. (Code Civ. Proc., § 437c, subds. (b)(5), (d).) 1 After a party objects to evidence, the trial court must then rule on those objections. If the trial court fails to rule after a party has properly objected, the evidentiary objections are not deemed waived on appeal. Regarding the stray remarks issue, the Court of Appeal also correctly determined that application of the stray remarks doctrine is unnecessary and its categorical exclusion of evidence might lead to unfair results.
I. FACTUAL AND PROCEDURAL HISTORY
Reid worked at Google between June 2002 and February 2004. Google’s vice-president of engineering, Wayne Rosing (then age 55), hired Reid (then age 52) as director of operations and director of engineering. Reid has a Ph.D. in computer science and is a former associate professor of electrical engineering at Stanford University.
In addition to Rosing, Reid also interacted with other high-level employees, including chief executive officer (CEO) Eric Schmidt (then age 47), vice-president of engineering operations Urs Holzle (then age 38), and founders Sergey Brin (then age 28), and Larry Page (then age 29). Reid reported to Rosing and at times to Holzle.
In a review of Reid’s first year’s job performance (his only written performance review while employed at Google), Rosing described Reid as having “an extraordinarily broad range of knowledge concerning Operations, Engineering in general and an aptitude and orientation towards operational and IT issues.” Rosing noted that Reid “projected] confidence when dealing with fast changing situations,” “ha[d] an excellent attitude about what ‘OPS’ and ‘Support’ mean,” and was “very intelligent,” “creative,” “a terrific *518 problem solver,” and that the “vast majority of Ops [ran] great.” Rosing gave Reid a performance rating indicating he “consistently [met] expectations.”
In Reid’s performance review, Rosing commented: “Adapting to Google culture is the primary task for the first year here . ... HO ... HO Right or wrong, Google is simply different: Younger contributors, inexperienced first line managers, and the super fast pace are just a few examples of the environment.” Reid received bonuses from February 2003 to February 2004, including stock options for 12,750 shares.
Reid alleged that Holzle and other employees made derogatory age-related remarks to Reid while he was employed at Google. According to Reid, Holzle told Reid that his opinions and ideas were “obsolete” and “too old to matter,” that he was “slow,” “fuzzy,” “sluggish,” and “lethargic,” and that he did not “display a sense of urgency” and “lackfed] energy.” Holzle allegedly made age-related comments to Reid “every few weeks.” Other coworkers called Reid an “old man,” an “old guy,” and an “old fuddy-duddy,” told him his knowledge was ancient, and joked that Reid’s CD (compact disc) jewel case office placard should be an “LP” instead of a “CD.”
In September 2003, cofounder Brin sent an e-mail to several executives commenting about Google’s payroll: “We should avoid the tendency towards bloat here particularly with highly paid individuals.” Rosing responded, “Excellent memo and very timely .... Let me disclose what I am up to organizationally .... We are looking for a senior Director (note I did not capitalize Sr.) or VP level person to run this operation. . . .”
In October 2003, Rosing removed Reid from the director of operations position, and relieved him of his responsibilities as director of engineering, though he was allowed to retain the title. Holzle, 15 years younger than Reid, assumed Reid’s position as director of operations, and Douglas Merrill, 20 years younger than Reid, took over his other duties. Google asked Reid to develop and implement an in-house graduate degree program (Graduate Degree Program) and an undergraduate college recruitment program (Google Scholar Program). The Graduate Degree Program was aimed at retaining engineers by allowing them to attend courses that Carnegie Mellon University professors taught at Google and to obtain master’s degrees in engineering. According to Reid, Google’s CEO, Schmidt, assured Reid that the graduate program was important and would last at least five years. But Reid was given no budget or staff to support it.
In January 2004, Brin, Page, Rosing, and Holzle collectively decided not to pay Reid a bonus for 2003. CEO Schmidt sent an e-mail to Rosing asking for “a proposal from [him] ... on getting [Reid] out. . . .” On February 7, 2004, *519 Rosing responded to Schmidt, expressing concern about the decision not to pay Reid a bonus. He stated that he was “having second thoughts about the full zero out of the $14K bonus [versus] treating it consistent with all similarly situated performers.” Rosing suggested that Reid should receive a bonus of $11,300, in addition to a severance package, to avoid “a judge concluding we acted harshly.”
On February 13, 2004, Rosing told Reid the engineering department no longer had a place for him. Google asserts Rosing told Reid that the Graduate Degree Program was being eliminated and that it terminated Reid because of job elimination and poor performance. On the other hand, Reid maintains he was given no reason for his termination other than lack of “cultural fit,” and he was told the graduate program would continue and his termination was not performance based.
After Reid asked if he could look for a job elsewhere in the company, Rosing encouraged him to apply for positions with other departments. However, e-mails circulating among various department heads indicated that no other department intended to hire Reid. Vice-president of business operations Shona Brown wrote to Rosing and human resources director Stacy Sullivan, asserting, “you should make sure I am appropriately prepped. My line at the moment is that there is no role for him in the HR organization.” Sullivan responded: “Seems [Reid’s] first interest is to continue his work on the college programs he’s been working on ... . He’ll explore that option first with both of you .... I propose [Brown] . . . meets with [Reid] [on February 24] and lets him know there’s no role [for him] in her org .... I’ve talked with [chief financial officer George] Reyes live, he will not have an option for [Reid] .... [T]his is The Company Decision.” Sullivan concluded: “We’ll all agree on the job elimination angle . . . .”
On February 24, 2004, Reid met with chief financial officer Reyes, who told him no positions were open in Reyes’s department. Reid then met with Brown, who stated no positions were available for him in her department. According to Reid, Brown commented that he was not a “cultural fit” at Google. On February 27, Reid left Google with a two-month severance package.
On July 20, 2004, Reid sued Google. The complaint alleged 12 causes of action, including claims for age discrimination under the California Fair Employment and Housing Act (FEHA) (Gov. Code, § 12900 et seq.) and California’s unfair competition law (UCL) (Bus. & Prof. Code, § 17200 et seq.); wrongful termination in violation of public policy; failure to prevent discrimination; and both negligent and intentional infliction of emotional *520 distress. Reid sought injunctive relief, disgorgement of profits, restitution of lost stock options, and attorney fees and costs.
Google demurred and brought motions to strike as to various causes of action, which were granted in part. Google then filed a motion for summary judgment as to Reid’s remaining causes of action (those specified above), based on claims of age discrimination by Google. Although Google filed written objections to evidence Reid submitted, the trial court did not rule specifically on those objections. Instead, it stated it was relying only “on competent and admissible evidence.”
The trial court granted the summary judgment motion. It found that Google’s evidence, while “not sufficient to prove that Plaintiff cannot establish a prima facie case of age discrimination,” “is sufficient to prove that [Google] had legitimate nondiscriminatory reasons for . . . terminating [plaintiff’s] employment in February 2004.” 2 The court further found that Reid’s evidence was “not sufficient to raise a permissible inference that in fact, [Google] considered Plaintiff’s age as a motivating factor in . . . terminating his employment.” The trial court noted that, because Reid had failed to raise a triable issue of material fact as to whether Google’s reasons were pretextual, his age discrimination claims should be dismissed. (§ 437c, subd. (c) [“motion for summary judgment shall be granted if all the papers submitted show that there is no triable issue as to any material fact and that the moving party is entitled to a judgment as a matter of law”].)
As relevant here, the Court of Appeal, in a published opinion, reversed the trial court’s granting of Google’s summary judgment motion relating to Reid’s causes of action for age discrimination under FEHA and the UCL, *521 wrongful termination, failure to prevent discrimination, and both negligent and intentional Infliction of emotional distress. The Court of Appeal found that undisputed evidence supported both a prima facie case of age discrimination and a legitimate, nondiscriminatory reason for Reid’s termination, i.e., the ehmination of the Graduate Degree Program.
However, on the issue of whether the stated reason for termination was pretextual, the Court of Appeal held that evidence Reid had presented raised a triable issue of material fact. Reid offered statistical evidence of discrimination at Google, discriminatory comments that coworkers and decision makers made, and evidence that Google demoted Reid to a nonviable position before terminating him and advanced changing rationales for his termination. Although Google filed written objections to Reid’s evidence and raised its objections at the hearing, the trial court did not expressly rule on them. The Court of Appeal held that the trial court’s failure to rule on the objections did not waive them on appeal. The Court of Appeal considered and rejected Google’s challenges to the methodology Reid’s statistical expert used and Google’s argument that alleged ageist comments by Google decision makers and Reid’s coworkers were stray remarks and therefore insufficient proof of pretext. The court explained that judgments regarding such discriminatory comments “must be made on a case-by-case basis in light of the entire record.” The court concluded that, because Reid’s evidence and inferences of discrimination raised a triable issue of fact as to the existence of pretext, the trial court erred in granting the summary judgment motion.
We granted Google’s petition for review to determine (1) whether evidentiary objections on which the trial court has not expressly ruled when it decided a summary judgment motion are preserved on appeal, and (2) whether California law should adopt the stray remarks doctrine.
H. DISCUSSION
A. Evidentiary Objections Not Ruled on at Summary Judgment
We first address the issue whether evidentiary objections are preserved on appeal when the trial court does not expressly rule on them when it decides a summary judgment motion. Section 437c, governing summary judgment motions, contains two waiver provisions relating to evidentiary objections.
Section 437c, subdivision (b)(5) states that: “Evidentiary objections not made at the hearing shall be deemed waived.” 3
*522 Section 437c, subdivision (d) states that: “Supporting and opposing affidavits or declarations shall be made by any person on personal knowledge, shall set forth admissible evidence, and shall show affirmatively that the affiant is competent to testify to the matters stated in the affidavits or declarations. Any objections based on the failure to comply with the requirements of this subdivision shall be made at the hearing or shall be deemed waived.”
In this case, Google submitted 31 pages of written objections to Reid’s evidence. For the most part, Google raised its objections at the hearing by incorporating those written objections. In the trial court’s written order granting summary judgment, it did not rule specifically on Google’s evidentiary objections, but stated it was relying only on “competent and admissible evidence pursuant to
Biljac Associates v. First Interstate Bank
(1990)
1. Background: Biljac and the Waiver Rule
In Biljac, the plaintiffs filed voluminous evidentiary objections and asked the trial court to make written rulings on all of them.
(Biljac Associates
v.
First Interstate Bank
(1990)
A few years later, we applied waiver principles to evidentiary objections at the summary judgment stage without mentioning
Biljac.
In
Ann M.
v.
Pacific Plaza Shopping Center
(1993)
Again without mentioning
Biljac,
we affirmed the
Ann M.
waiver principles in
Sharon P.
v.
Arman, Ltd.
(1999)
Following
Ann M.
and
Sharon P,
the same court that decided
Biljac
disapproved the
Biljac
procedure.
(Demps
v.
San Francisco Housing Authority
(2007)
Other Courts of Appeal have either expressly or impliedly criticized the
Biljac
approach, finding it contravenes a trial court’s duty to rule on evidentiary objections.
(Cheviot Vista Homeowners Assn.
v.
State Farm Fire & Casualty Co.
(2006)
Courts of Appeal have taken different approaches in resolving
Biljac
issues in the face of our waiver rule. Some courts have found waiver. (See, e.g.,
Alexander
v.
Codemasters Group Limited
(2002)
In
City of Long Beach v. Farmers & Merchants Bank
(2000)
2. The Court of Appeal’s Ruling on the Trial Court’s Invocation of the Biljac Procedure in This Case.
The Court of Appeal commented that “we believe the Biljac decision was substantially correct, and was surely more nearly correct than its critics have been.” The court reasoned that section 437c does not require courts to rule expressly on evidentiary objections; it only requires express objections to be made.
Also, without mentioning Ann M. and Sharon P, the Court of Appeal rejected the waiver rule. It held that even if section 437c could be read to require express rulings, “it does not mandate that, in the absence of express rulings the underlying objections are forfeited on appeal.” Criticizing the waiver rule, the Court of Appeal commented, “The fact is that when a party properly brings an objection to the trial court’s attention—i.e., when he files it in proper form—he has done everything he can or should be required to do to bring about a ruling. The fact that a trial court does not expressly rule on such objection should not be interpreted as a waiver of the party’s objection.”
Instead, the Court of Appeal concluded that, in the absence of express trial court rulings, the parties may still raise evidentiary issues on appeal. It explained that if the trial court fails to rule expressly on evidentiary objections relating to a summary judgment motion, the court’s silence “effects an implied overruling of all objections, which are therefore preserved for appeal. The entire record is thus presumptively before the appellate court, and the burden is on the objecting party to show that evidence presumptively considered by the trial court should instead be disregarded in determining the propriety of the order on the merits.”
The Court of Appeal held that Google’s written objections to Reid’s evidence were not waived. The court proceeded to decide the merits of the evidentiary objections Google raised on appeal, i.e., whether Reid’s statistical and stray remarks evidence was admissible.
3. To Preserve Evidentiary Issues on Appeal, Litigants Must Object to Specific Evidence in Writing Before the Summary Judgment Hearing or Orally at the Hearing, as Specified in the California Rules of Court
Google claims that because the trial court issued a Biljac ruling, the waiver rule does not apply and its written evidentiary objections were preserved on *526 appeal, even though the trial court failed to rule on them expressly. Google argues that Ann M. and Sharon P. are distinguishable because we did not address the meaning of a Biljac ruling in those cases and focused instead on the trial court’s complete failure to rule on objections. Reid contends that whether we deem Google’s objections to be waived or preserved on appeal, the Court of Appeal still correctly determined the merits of Google’s evidentiary claims on appeal. The Court of Appeal correctly found that the trial court erred in granting summary judgment because Reid’s proffered admissible evidence presented triable issues of material fact. Reid comments that to the extent we seek his “input” on the waiver issue, he questions the fairness of absolutely barring a litigant from raising an evidentiary issue on appeal when the preclusion is through no fault of its own. He argues that the Court of Appeal’s “presumed overruled” approach is preferable: “It achieves the goals of maximizing trial court discretion and avoiding administrative burden, while allowing a safety valve for extreme situations.”
We agree that the trial court’s failure to mle expressly on any of Google’s evidentiary objections did not waive them on appeal. As noted above, “[ejvidentiary objections not made at the hearing shall be deemed waived.” (§ 437c, subd. (b)(5); see
id.,
subd. (d).) Section 437c defines “waiver” in terms of a party’s failure to raise evidentiary objections at the hearing; it does not depend on whether or not the trial court expressly rules on the objections. Nevertheless, in
Sharon P,
we found waiver under section 437c because we seemed to have focused on the trial court’s failure to rule.
(Sharon P., supra,
21 Cal.4th at pp. 1186-1187, fn. 1 [“[defendant] filed objections to the declarations of plaintiff and her counsel in the trial court, but the record contains no rulings on those objections”].) In
Ann M., supra, 6
Cal.4th at page 670, footnote 1 (the only case
Sharon P.
cites), we relied on several cases in finding waiver, including
Golden West Baseball Co. v. Talley, supra,
In
Golden West,
the court found that, because the trial court failed to rule on evidentiary objections, those objections were considered to have been waived.
(Golden West Baseball Co. v. Talley, supra,
The question remains as to how and when evidentiary objections must be made to be deemed made “at the hearing,” under section 437c, subdivision (b)(5) and (d). Because this determination involves a question of statutory construction, our review is de novo.
(People ex rel. Lockyer
v.
Shamrock Foods Co.
(2000)
One court found that written evidentiary objections filed with the court had been made “at the hearing,” even though the objecting party had not raised them at the summary judgment hearing.
(Tilley v. CZ Master Assn.,
supra,
Because section 437c is ambiguous as to how and when evidentiary objections must be made to preserve them on appeal, we turn to the statute’s purpose and legislative history.
a. Legislative History of Section 437c
Our current summary judgment statute was enacted in 1973. (Stats. 1973, ch. 366, § 2, p. 807;
Haskell
v.
Carli, supra,
Before significant amendments were made in 1980, the trial court was to consider all
admissible
evidence set forth in the papers supporting or opposing the motion in ruling on the summary judgment motion. (Stats. 1978, ch. 949, § 2, p. 2930.) Also, waiver rules did not apply in summary judgment proceedings.
(Haskell v. Carli, supra,
(1) 1980 Amendment
In 1980, the Legislature passed Senate Bill No. 1200 (1979-1980 Reg. Sess.) which added the following provisions to section 437c: (1) “Evidentiary objections, not raised here in writing or orally at the hearing, shall be deemed waived”; and (2) “[i]n determining whether the papers show that there is no triable issue as to any material fact the court shall consider all of the evidence set forth in the papers, except that to which objections have been made and sustained by the court. . . .” (Former § 437c, as amended by Stats. 1980, ch. 57, § 1, pp. 151, 152.)
The purpose of the bill was “to facilitate speedy resolution of summary judgment motions by requiring the parties to make timely evidentiary objections to summary judgment papers before the [trial] court.” (Assem. Com. on Judiciary, 3d reading analysis of Sen. Bill No. 1200 (1979-1980 Reg. Sess.) Mar. 6, 1980.) It “would require parties to raise all evidentiary objections at the time of the hearing on the motion for summary judgment, in writing or *529 orally, or suffer waiver of such objections.” (Sen. Com. on Judiciary, Analysis of Sen. Bill No. 1200 (1979-1980 Reg. Sess.) as introduced Apr. 24, 1979, p. 3.)
The California Judges Association sponsored the bill (1) to invalidate several Court of Appeal decisions that had made it “possible for parties to raise on appeal for the first time evidentiary objections to the summary judgment papers” and (2) to apply the Evidence Code section 353 waiver rule—prohibiting reversal for the erroneous admission of evidence unless an objection was timely made—in the summary judgment context. (Judge Philip M. Saeta, letter to Sen. Com. on Judiciary re Sen. Bill No. 1200 (1979-1980 Reg. Sess.) Dec. 21, 1979 (Judge Saeta letter); Sen. Com. on Judiciary, Analysis of Sen. Bill No. 1200 (1979-1980 Reg. Sess.) as introduced Apr. 24, 1979, pp. 2-3.)
Additionally, the bill eliminated the “requirement that the evidence considered by the court be admissible, and . . . instead allow[ed] the court to consider all evidence set forth in the papers, except that to which objections ha[d] been sustained.” (Sen. Com. on Judiciary, Analysis of Sen. Bill No. 1200 (1979-1980 Reg. Sess.) as introduced Apr. 24, 1979, p. 4.) Judge Saeta’s letter maintained that the proposed amendments would “force the opposing parties to go through the moving papers and make those objections which are deemed to be applicable and have the trial judge rule on those objections just like the situation at trial. . . . Then on any appeal the merits of the [summary judgment] ruling can be addressed without going into minor evidentiary matters not deemed important enough to be raised at the trial level.” (Judge Saeta letter, supra, at p. 2.)
(2) 1990 Amendment
Prior to the 1990 amendment, objections “not made either in writing or orally at the hearing” were deemed waived. 6 (Former § 437c, subd. (b), as amended by Stats. 1984, ch. 171, § 1, pp. 544, 545, italics added.) As introduced, Senate Bill No. 2594 (1989-1990 Reg. Sess.) proposed the following change to section 437c, subdivision (b): “Evidentiary objections not made in writing at least two court days prior to the hearing shall be deemed waived.” (Sen. Bill No. 2594 (1989-1990 Reg. Sess.) as introduced Mar. 1, 1990, p. 2, italics added.) The Legislature then changed this language to its current form, providing that, “Evidentiary objections not made at the hearing shall be deemed waived.” (§ 437c, subd. (b), italics added, as *530 amended by Stats. 1990, ch. 1561, §2, pp. 7330, 7331, enacting Sen. Bill No. 2594 (1989-1990 Reg. Sess.) as amended May 7, 1990.)
Thus, the Legislature deleted the proposed language that exempted only written objections from waiver and deleted the then existing statutory language “either in writing or orally,” so that the statute required evidentiary objections to be made “at the hearing” to avoid waiver. By removing the words “in writing” and “orally,” we can reasonably infer that the Legislature intended not to restrict the manner in which objections had to be presented, as had been proposed, leaving the statute neutral regarding the objections’ proper form. The 1990 amendment simply required that objections be presented to the trial court, rather than being made for the first time on appeal.
Legislative history supports this conclusion. One purpose of the 1990 amendment was to redefine what could be resolved on a motion for summary adjudication of issues. The Legislature expressly declared that: “It is also the intent of this legislation to stop the practice of adjudication of facts or adjudication of issues that do not completely dispose of a cause of action or a defense.” (Stats. 1990, ch. 1561, § 1, pp. 7329, 7330.) A second purpose was to “overtum[]” two Court of Appeal cases holding that the competency of witnesses could be challenged for the first time on appeal. (Sen. Rules Com., Off. of Sen. Floor Analyses, 3d reading analysis of Sen. Bill No. 2594 (1989-1990 Reg. Sess.) as amended Aug. 22, 1990, p. 2.) In that regard, the Legislature expressly declared: “It is the intent of this legislation to provide that all objections to the form and substance of the moving and opposing papers shall be first made in the trial court and not on appeal by the parties or by the appellate court and to expressly overrule the rules stated in
Witchell v. DeKorne
[(1986)] 179 [Cal.App.3d] 965 [
In accord with the Legislature’s second purpose, it also amended section 437c to add the following sentence to subdivision (d): “Any objections based on the failure to comply with the requirements of this subdivision [regarding the competence of declarants] shall be made at the hearing or shall be *531 deemed waived.” (Stats. 1990, ch. 1561, §2, pp. 7330, 7331.) And, as mentioned above, the Legislature at the same time deleted the phrase “either in writing or orally” from section 437c, subdivision (b), to provide that, “Evidentiary objections not made at the hearing shall be deemed waived.”
The 1990 amendment of section 437c by its terms required that objections be made in the trial court to avoid waiver, but did not designate how those objections needed to be presented. Because the statute and legislative history are silent as to the specific manner in which evidentiary objections must be made, we presume that the Legislature intended no changes to the established procedure for making evidentiary objections. Thus, the California Rules of Court govern. (See Cal. Const., art. VI, § 6, subd. (d);
Cantillon v. Superior Court
(1957)
At the time of the 1990 amendment of section 437c, California Rules of Court, former rule 343 (current rule 3.1352) explained how and when summary judgment objections were made. The Judicial Council first adopted former rule 343 in 1984. The Rules of Court were renumbered effective January 1, 2007. Substantively the same as when first adopted in 1984, current rule 3.1352 states: “A party desiring to make objections to evidence in the papers on a motion for summary judgment must either: [f] (1) Submit objections in writing under rule 3.1354; or [][] (2) Make arrangements for a court reporter to be present at the hearing.” As with former rule 343 and current rule 3.1352, both former rule 345 and current rule 3.1354 require written objections to be served and filed before the hearing. (See now Cal. Rules of Court, rule 3.1354(a).) Thus, both before and after section 437c’s 1990 amendment, the Rules of Court expressly allowed parties to choose how to record their objections.
At the summary judgment hearing, the parties have the opportunity to persuade the trial court and respond to its inquiries.
(Mediterranean Construction Co.
v.
State Farm Fire & Casualty Co.
(1998)
We recognize that it has become common practice for litigants to flood the trial courts with inconsequential written evidentiary objections, without focusing on those that are critical.
9
Trial courts are often faced with “innumerable objections commonly thrown up by the parties as part of the all-out artillery exchange that summary judgment has become.”
(Mamou
v.
Trendwest Resorts, Inc.
(2008)
b. Application of Waiver Rule
In this case, Google submitted 31 pages of objections, raising more than 175 separate objections to evidence submitted by Reid. At least 50 of the objections were based simply on “relevance.” At the summary judgment hearing, Google generally referred to, and asked the court to rule on, all of its previously filed written objections. In a written order, the trial court ruled as follows: “The Court declines to render formal rulings on evidentiary objections. In ruling, the Court relied on competent and admissible evidence pursuant to
Biljac Associates
v.
First Interstate Bank[, supra,]
The Court of Appeal refused to find waiver and explained: “The fact is that when a party properly brings an objection to the trial court’s attention—i.e., when he files it in proper form—he has done everything he can or should be required to do to bring about a ruling.” However, this case proves otherwise. At the summary judgment hearing, Google incorporated by reference its written objections, but also specifically objected to four items of evidence submitted by Reid. Thus, Google had the opportunity to significantly narrow its objections and wisely focused on what it considered to be key pieces of disputed evidence.
Nevertheless, because Google submitted its evidentiary objections in proper form in writing and orally, all of its objections were preserved on appeal. Despite the Court of Appeal’s finding that the lack of a trial court ruling does not create waiver, Google claims that the Court of Appeal essentially applied waiver principles. It notes that the Court of Appeal “presumed” that the trial court’s Biljac ruling was an implied overruling of its evidentiary objections and that the trial court considered all of the objected-to evidence. Google argues that the Court of Appeal incorrectly interpreted the Biljac ruling as a blanket admission of all objected-to evidence and that its adoption of this “presumed admitted rule” denied Google the opportunity to “squarely appeal issues of admissibility” and obtain a ruling on its objections. Instead, according to Google, adoption of a “presumed sustained rule” is more appropriate under the well-established principle that trial court rulings are construed in favor of affirming the lower court’s order. Google asks that we adopt the presumed sustained rule, arguing that “it is more logically consistent to presume that the trial court, in granting summary judgment and issuing a Biljac ruling, implicitly mled in favor of the prevailing party on all evidentiary objections.”
*534 Reid responds that a presumed sustained rule is contrary to the clear wording of section 437c, subdivision (c), that Google overlooks the distinction between waived and presumptively overruled objections, and that the presumed overruled approach taken by the Court of Appeal is supported by the statute. We agree.
Section 437c, subdivision (c) states, in relevant part: “In determining whether the papers show that there is no triable issue as to any material fact the court shall consider all of the evidence set forth in the papers, except that to which objections have been made
and sustained
by the court. . . .” (Italics added.) Because the trial court here did not sustain any of the objections, let alone make any evidentiary rulings, it was required by section 437c, subdivision (c) to consider all of Reid’s evidence. Similarly, “[o]n appeal after a motion for summary judgment has been granted, we review the record de novo, considering all the evidence set forth in the moving and opposition papers except that to which objections have been made and sustained.”
(Guz,
supra,
On the other hand, the Court of Appeal’s presumed overruled approach—whereby it viewed the objectionable evidence as having been admitted into evidence—is consistent with section 437c, subdivision (c), requiring the trial court to consider all the evidence except that to which objections were made and sustained. Google had a full opportunity to pursue its objections on appeal. Having found that the lack of a ruling does not create waiver, the Court of Appeal held that Google’s objections were presumptively overruled, but—importantly—were preserved for appeal. Google’s contention that there is no distinction between waived objections and those presumptively overruled overlooks that waived objections will not be considered on appeal
(Ann M.,
supra,
Here, the Court of Appeal considered Google’s evidentiary objections on the merits, in particular the admissibility of the statistical evidence and of certain alleged ageist comments under the stray remarks rule. While Google *535 may disagree with the Court of Appeal’s resolution of its evidentiary claims, nevertheless, it has not been prejudiced by any application of a waiver rule.
Alternatively, Google asks that the matter be remanded to the trial court for rulings on its evidentiary objections. It claims that the Court of Appeal’s attempt to cure the trial court’s ambiguous Biljac ruling by deciding evidentiary issues for the first time “improperly seized the trial court’s duties of determining the parameters of the admissible evidentiary record,” and “breache[d] the review limitations placed upon it by the abuse of discretion standard.” On the other hand, Reid argues that the Court of Appeal correctly used a de novo review standard since the trial court made no evidentiary rulings, and that a remand is not necessary and would only result in delay. Agreeing with the Court of Appeal, both Reid and amici curiae advocate for the application of a de novo review standard in general, even where the trial court made evidentiary rulings. The Court of Appeal explained: “Because summary judgment is decided entirely on the papers, and presents only a question of law, it affords very few occasions, if any, for truly discretionary rulings on questions of evidence. Nor is the trial court often, if ever, in a better position than a reviewing court to weigh the discretionary factors.”
We agree in part with Reid. First, because there was no exercise of trial court discretion, the Court of Appeal had no occasion to determine whether the trial court abused it. Second, Google expressly invited the Court of Appeal to address its evidentiary objections, which the Court of Appeal reviewed de novo, consistent with the general standard of review applicable to summary judgment rulings, that any doubts as to the propriety of granting a summary judgment motion should be resolved in favor of the party opposing the motion.
(Miller v. Bechtel Corp.
(1983)
Finally, because Google did not ask the Court of Appeal to remand the matter to the trial court for evidentiary rulings, its remand request comes too late. In any event, no purpose would be served in returning this matter to the trial court to re-review objections already considered by the Court of Appeal.
B. Stray Remarks Doctrine
Google contends that the Court of Appeal should have applied the stray remarks doctrine, i.e., should have categorized the alleged statements by Holzle and Rosing as irrelevant stray remarks, and disregarded them in reviewing the merits of the summary judgment motion. Specifically, Google *536 claims that the Court of Appeal erred in considering (1) Holzle’s statements that Reid was “slow,” “fuzzy,” “sluggish,” “lethargic,” did not “display a sense of urgency,” and “lack[ed] energy” and his ideas were “obsolete” and “too old to matter”; (2) Rosing’s statement to Reid at or around the time of his termination that he was not a “cultural fit”; and (3) co workers’ comments referring to Reid as an “old man” and “old fuddy-duddy,” and a co worker’s joke that his office placard should be an “LP” instead of a “CD.” Google argues that the statements were irrelevant because they were made by nondecision makers, were ambiguous, and were unrelated to the adverse employment decision. 11
1. Origin and Evolution of the Stray Remarks Doctrine
The term “stray remarks” first appeared in a concurring opinion by Justice O’Connor in
Price Waterhouse
v.
Hopkins
(1989)
Since
Price Waterhouse,
federal circuit courts have adopted and notably expanded Justice O’Connor’s analysis in employment discrimination cases to create what has become known as the stray remarks doctrine. (See Reinsmith,
*537
Proving an Employer’s Intent: Disparate Treatment Discrimination and the Stray Remarks Doctrine After
Reeves v. Sanderson Plumbing Products (2002) 55 Vand. L.Rev. 219, 244—245.) Under this doctrine, federal circuit courts deem irrelevant any remarks made by nondecisionmaking coworkers or remarks made by decisionmaking supervisors outside of the decisional process, and such stray remarks are insufficient to withstand summary judgment. (See, e.g.,
Hill v. Lockheed Martin Logistics Management, Inc.
(4th Cir. 2004)
In California, several appellate cases have analyzed certain remarks in terms of whether they were stray. However, none of these cases explicitly adopted or addressed the stray remarks doctrine. Instead, they considered the remarks in totality with the other circumstances of the case. Three of these cases affirmed summary judgment for the employer, though their outcomes turned more on each plaintiff’s failure to produce prima facie evidence of discrimination than on a strict application of the stray remarks doctrine.
(Gibbs v. Consolidated Services
(2003)
In the remaining two decisions, the courts reversed summary judgment or summary adjudication, examining the discriminatory remarks in context and refusing to discount categorically those remarks as stray.
(Sada v. Robert F. Kennedy Medical Center
(1997)
In this case, the Court of Appeal rejected application of the stray remarks doctrine, disagreeing “with suggestions that a ‘single, isolated discriminatory comment’ [citation] or comments that are ‘unrelated to the decisional process’ are ‘stray’ and therefore, insufficient to avoid summary judgment [citation].” The court recognized “[t]here are certainly cases that in the context of the evidence as a whole, the remarks at issue provide such weak evidence that a verdict resting on them cannot be sustained. But such judgments must be made on a case-by-case basis in light of the entire record, and on summary judgment the sole question is whether they support an inference that the employer’s action was motivated by discriminatory animus. Their ‘weight’ as evidence cannot enter into the question.”
2. The Court of Appeal in This Case Correctly Rejected the Stray Remarks Doctrine’s Categorical Exclusion of Evidence
Google contends that we should adopt the judicially created stray remarks doctrine so that California courts can “disregard discriminatory comments by co-workers and nondecisionmakers, or comments unrelated to the employment decision” “to ensure that unmeritorious cases principally supported by such remarks are disposed of before trial.” It argues that application of the stray remarks doctrine is an important means for trial courts to sift out cases “too weak to raise a rational inference that discrimination occurred.” (Guz, supra, 24 CalAth at p. 362.) On the other hand, Reid argues that courts should not view the remarks in isolation, as Google invites, but that those remarks should be considered with all the evidence in the record. As explained below, we agree with Reid for several reasons.
*539
First, strict application of the stray remarks doctrine, as urged by Google, would result in a court’s categorical exclusion of evidence even if the evidence was relevant. An age-based remark not made directly in the context of an employment decision or uttered by a nondecision maker may be relevant, circumstantial evidence of discrimination.
(Shager v. Upjohn Co.
(7th Cir. 1990)
In a later decision authored by Justice O’Connor, the United States Supreme Court declined to apply strictly the stray remarks doctrine in an age discrimination case relating to evidence of a decision maker’s remark not made in the direct context of the employment decision.
(Reeves v. Sanderson Plumbing Products, Inc.
(2000)
The high court criticized the court of appeals for disregarding those comments along with other evidence presented by the plaintiff, and for failing to draw all reasonable inferences in favor of the plaintiff. It noted that, by disregarding critical evidence favorable to the plaintiff and crediting evidence presented by the employer, the court of appeals “impermissibly substituted its judgment concerning the weight of the evidence for the jury’s.”
(Reeves, supra,
In a decision after
Reeves,
the Fifth Circuit Court of Appeals impliedly rejected the stray remarks doctrine. The court warned that the stray remarks doctrine “ ‘is itself inconsistent with the deference appellate courts traditionally allow juries regarding their view of the evidence presented and so should be narrowly cabined.’ [Citation.]”
(Russell v. McKinney Hospital Venture
(5th Cir. 2000)
Consistent with
Reeves
and
Russell,
we have stated that in ruling on a motion for summary judgment, “the court may not weigh the plaintiffs evidence or inferences against the defendants’ as though it were sitting as the trier of fact.”
(Aguilar v. Atlantic Richfield Co., supra,
Google contends that a trial court must assess the relative strength and nature of the evidence presented on summary judgment in determining if the plaintiff has “created only a weak issue of fact.”
(Reeves, supra,
Second, strict application of the stray remarks doctrine would be contrary to the procedural rules codified by statute and adopted in our cases. Section 437c, subdivision (c), directs that, at the summary judgment stage, courts “shall consider all of the evidence set forth in the papers . . . and all inferences reasonably deducible from the evidence.” (See also
Aguilar
v.
Atlantic Richfield Co., supra,
Google argues that adoption of the stray remarks doctrine provides a necessary means for courts to “winnow out” weak cases that fail to raise a rational inference of discrimination. However, a totality of circumstances analysis successfully winnows out cases “too weak to raise a rational inference that discrimination occurred.”
(Guz, supra,
Third, the stray remarks cases merely demonstrate the “commonsense proposition” that a slur, in and of itself, does not prove actionable discrimination.
(Shager, supra,
Fourth, because there is no precise definition of who is a decision maker or what constitutes remarks made outside of the decisional process in the employment context, federal circuit courts have diverged in determining what constitutes a stray remark. While courts characterize remarks by nondecision makers as stray, they disagree as to who is a decision maker. Some courts have required that the speaker be the final decision maker in order to consider the remark as evidence of discriminatory animus or pretext. (See, e.g.,
Hall v. Giant Food, Inc.
(D.C. Cir. 1999) 336 U.S. App.D.C. 63 [
As noted by the court in
Shager,
the stray remarks doctrine contains a major flaw because discriminatory remarks by a nondecisionmaking employee
can
influence a decision maker. “If [the formal decision maker] acted as the conduit of [an employee’s] prejudice—his cat’s paw—the innocence of [the decision maker] would not spare the company from liability.”
(Shager,
*543
Federal courts have also disagreed about how close in time the discriminatory remark must be to the unfavorable employment decision to categorize it as stray. Some courts have permitted evidence of comments made years before the adverse employment decision, while others have disregarded remarks made just months before the decision. (Compare
Danzer v. Norden Systems, Inc.
(2d Cir. 1998)
Finally, federal courts have treated identical remarks inconsistently. For instance, some courts have viewed decision makers’ statements that older employees are not “promotable” as evidence of age discrimination, while others have refused to permit that inference from the same remark. (Compare
Cline v. Roadway Express, Inc.
(4th Cir. 1982)
Some federal courts have found employers’ statements about the need for “new blood” or “young blood” to be ageist remarks, while others have not. (Compare
Danzer v. Norden Systems, Inc., supra,
Similarly, federal courts have disagreed as to the ageist nature of references to “grey hair.” (Compare
Palasota v. Haggar Clothing Co.
(5th Cir. 2003)
As shown above, federal courts have widely divergent views regarding who constitutes a decision maker and how much separation must exist between the remark and an adverse employment decision for the remark to be considered stray. As Reid points out, the only consistency to the federal stray remarks cases is that the probative value of the challenged remark turns on the facts of each case. That was the approach taken by the Court of Appeal here. The court considered the so-called “stray remarks” by Holzle, Rosing, and Reid’s coworkers in combination with all of the evidence. Reid’s other evidence included (1) an e-mail exchange between Google cofounder Brin and Rosing in which he told Rosing and other executives to “avoid the tendency towards bloat here particularly with highly paid individuals” and Rosing’s response that he was replacing Reid as director of operations with the younger Holzle, noting, “We are looking for a senior Director (note I did not capitalize Sr.) or VP level person to run this operation . . .”; (2) an e-mail exchange between CEO Schmidt and Rosing regarding a proposal on “getting [Reid] out,” in which Rosing responded they should change the decision not to give Reid a bonus to avoid “a judge concluding we acted harshly . . (3) explanations by Rosing and Shona Brown that Reid was terminated because he was not a “cultural fit”; (4) statistical evidence of discrimination at Google; (5) Reid’s demotion to a nonviable position before his termination; and (6) changed rationales for Reid’s termination. 13 Moreover, the court noted Reid presented evidence that Rosing and Holzle supervised him and were involved in the termination decisions, thus calling into question whether Rosing’s and Holzle’s alleged ageist comments even qualify as stray remarks.
Accordingly, in reviewing the trial court’s grant of Google’s summary judgment motion, the Court of Appeal properly considered evidence of alleged discriminatory comments made by decision makers and coworkers along with all other evidence in the record. 14
*546 III. DISPOSITION
For the reasons stated above, we affirm the judgment of the Court of Appeal.
George, C. J., Kennard, J., Baxter, J., Werdegar, J., Moreno, J., and Corrigan, J., concurred.
Notes
Unless otherwise indicated, all statutory references are to the Code of Civil Procedure.
In California, courts employ at trial the three-stage test that was established in
McDonnell Douglas Corp. v. Green
(1973)
Here, at the summary judgment stage, the trial court did not impose an initial prima facie burden on Reid, but proceeded directly to the second step of the McDonnell Douglas formula and determined that Google had made an initial no-merit showing. (See Guz, supra, 24 Cal.4th at pp. 356-357.)
Waiver is the “ ‘ “intentional relinquishment or abandonment of a known right,” ’ ” whereas forfeiture is the “ ‘failure to make the timely assertion of a right.’ ”
(People v. Saunders
*522
(1993)
Section 437c, subdivision (c) provides, in pertinent part, that “[i]n determining whether the papers show that there is no triable issue as to any material fact the court shall consider all of the evidence set forth in the papers, except that to which objections have been made and sustained by the court. . . .”
We disapprove
Ann M.
v.
Pacific Plaza Shopping Center, supra,
A 1984 statutory amendment substituted “made either” for “raised here” so that the statute read: “Evidentiary objections not made either in writing or orally at the hearing shall be deemed waived.” (Former § 437c, subd. (b), as amended by Stats. 1984, ch. 171, § 1, pp. 544, 545.)
We disapprove
Charisma R. v. Kristina S., supra,
We disapprove
Biljac Associates v. First Interstate Bank, supra,
Amicus curiae California Academy of Appellate Lawyers represents that “[i]n the real world, . . . most evidentiary objections do not matter very much to the [summary judgment] decision.” Similarly, amicus curiae Association of Southern California Defense Counsel comments that “[a]ll too often trial courts face a flood of evidentiary objections, objections that may be addressed to matters that are tangential at best, at least given the trial court’s view of the critical issues or evidence.” Amicus curiae California Academy of Appellate Lawyers asks that we pronounce a “message to trial lawyers that if they want the trial court to make meaningful rulings, they should facilitate its doing so by choosing their battles wisely and only objecting to evidence when it matters.”
Indeed, Google never raised its presumed sustained argument in the Court of Appeal. Instead, Google took on the burden of renewing its evidentiary objections in the Court of Appeal.
Reid argues that Google failed to object in the trial court to nearly all of the evidence it now characterizes as inadmissible stray remarks. Because the Court of Appeal considered, on the merits, Google’s objections to all of the remarks it argued were stray, we need not determine whether those objections were made in the trial court.
The court in
Reeves
noted that, under the federal rules, the standard for granting summary judgment (Fed. Rules Civ.Proc., rule 56, 28 U.S.C.) “mirrors” the standard for judgment as a matter of law (Fed. Rules Civ.Proc., rule 50, 28 U.S.C.), such that “ ‘the inquiry under each is the same,’ ” i.e., that the court must review the record “ ‘taken as a whole.’ ”
(Reeves, supra,
Reid presented evidence that he was not given any reason for his termination other than lack of “cultural fit,” and was told the Graduate Degree Program would continue and his termination was not performance based. Reid asserts that Google raised job elimination and performance problems as a basis for his termination for the first time in its motion for summary judgment.
Google argues that Reid’s statistical evidence was inadmissible and the parties argue the merits of whether the Court of Appeal correctly concluded there was a triable issue of material fact as to pretext. However, those issues are beyond the scope of review.
