Glenn REICHARDT, et al. v. Christopher A. FLYNN
No. 42, Sept. Term, 2000
Court of Appeals of Maryland
May 8, 2003
823 A.2d 566 | 374 Md. 361
Richard L. Swick (Swick & Shapiro, P.C., on brief), Washington, DC, for respondent.
Argued before BELL, C.J., ELDRIDGE, RAKER, WILNER, CATHELL, HARRELL and LAWRENCE F. RODOWSKY (Retired, Specially Assigned), JJ.
ELDRIDGE, J.
We granted a petition for a writ of certiorari in this case to determine whether an absolute privilege defense applies to a defamation action involving communications made by students and parents to public school authorities about the perceived misconduct of a public school teacher and coach.
I.
Christopher A. Flynn was employed in the Montgomery County public school system as a teacher since 1989 and as a high school track and cross-country coach from 1990 to 1998. From the 1994 school year, until the time of the petitioners’ allegations, Flynn was Walt Whitman High School‘s only co-educational cross-country track team coach.
Petitioners, Joanna Zuercher and Claire White-Crane, joined the cross-country track team as high school freshmen in 1995. About 2 years later, on January 12, 1998, both students and their parents met with Walt Whitman High School Principal, Dr. Jerome Marco, to express their concerns regarding Flynn‘s behavior as a coach. According to the girls, their primary concerns related to alleged improper sexual comments made by Flynn and their perception that Flynn was more interested in coaching the male runners than the female
That same afternoon, Dr. Marco met with Flynn and informed him of the allegations, which Flynn denied. Later that evening, Dr. Marco decided to place Flynn on leave with pay from both his teaching and coaching positions beginning the next day. Two days later, on January 15, 1998, Flynn was formally suspended with pay by the Montgomery County Superintendent of Schools, Paul Vance, while the school system‘s Department of Personnel Services conducted a confidential investigation. Flynn remained suspended until May 11, 1998, when he was placed in a non-teaching position.
During the investigation, the school system personnel interviewed and received written statements regarding Flynn‘s conduct from more than 20 students. Flynn was able to obtain these statements from the school system‘s personnel during its investigation. In addition, Flynn and his counsel were given the opportunity to respond to all statements submitted during the investigation. Neither Flynn nor his counsel chose to do so.
Upon the conclusion of the investigation in July 1998, the School Superintendent issued a written reprimand to Flynn
Flynn did not attempt to appeal any of the Superintendent‘s actions to the Montgomery County Board of Education or to the Maryland State Board of Education pursuant to
In January 1999, Flynn filed, in the Circuit Court for Montgomery County, this defamation action against the two students, Joanna Zuercher and Claire White-Crane, and their parents, Glenn Reichardt, JoAnn Zuercher, Donald Crane and Diana White-Crane. In his complaint, Flynn alleged that the students and their parents defamed him by fabricating and communicating to Dr. Marco and other public school officials false and malicious allegations of sexual abuse, sexual harassment, and sex discrimination by Flynn against female athletes on the Walt Whitman cross-country track team. Flynn asserted that the girls made these false statements in order to have Flynn removed as their coach and to obtain a separate coach for the female runners on the cross-country team. Flynn alleged that these defamatory statements led to his transfer from Walt Whitman High School and to the loss of his coaching position. In a second count, Flynn alleged tor
In response, the petitioners moved to dismiss the complaint. The Circuit Court for Montgomery County granted the Motion to Dismiss, with prejudice, on the ground that the petitioners’ communications with the public school system officials about Flynn‘s alleged misconduct were protected by an absolute privilege. Flynn took an appeal, challenging only the dismissal of the defamation action. He did not, on appeal, contest the dismissal of the count charging tortious interference with economic relationship.
The Court of Special Appeals reversed, holding that the statements in question were not absolutely privileged. Flynn v. Reichardt, 131 Md.App. 386, 749 A.2d 197 (2000). The Court of Special Appeals initially acknowledged that this Court had adopted “the common law rule of absolute privilege in which a person is protected from liability for defamation for testimony given as a witness in a judicial proceeding,” and the intermediate appellate court pointed to “Maryland‘s broad view of the privilege, which includes administrative and other quasi-judicial proceedings.” Flynn v. Reichardt, supra, 131 Md.App. at 392, 749 A.2d at 201. The Court of Special Appeals stated that, under Gersh v. Ambrose, 291 Md. 188, 197, 434 A.2d 547, 552 (1981), the applicability of the absolute privilege in administrative proceedings depended in part upon the “adequacy of procedural safeguards which will minimize the occurrence of defamatory statements.” The Court of Special Appeals then held that adequate procedural safeguards were not present in this case because, in the appellate court‘s view, Flynn was not entitled to a hearing and he was not entitled to any administrative appeal from the Superintendent‘s adverse actions. Flynn, 131 Md.App. at 397-402, 749 A.2d at 203-206.2
The students and their parents filed in this Court a petition for a writ of certiorari which we granted, Reichardt v. Flynn, 359 Md. 668, 755 A.2d 1139 (2000). Flynn did not file a cross-petition for a writ of certiorari.
The petitioners argue that, under this Court‘s decisions, the Circuit Court correctly held that absolute privilege barred the action. The petitioners further argue that the Court of Special Appeals erred in holding that Flynn had no right to appeal the Superintendent‘s actions. Flynn defends the Court of Special Appeals’ holding that he had no right to appeal the Superintendent‘s action. He further argues that petitioners should be entitled only to a qualified privilege. Neither side has raised any state or federal constitutional issues in this case, and neither side has argued that any of this Court‘s decisions should be overruled.
II.
A.
More than 100 years ago, this Court in Hunckel v. Voneiff, 69 Md. 179, 14 A. 500 (1888), after reviewing Maryland‘s history regarding the matter, numerous English cases, and cases in other states, held that an absolute privilege applies to the statements of a witness in a judicial proceeding and that no libel or slander action based upon such statements can be maintained. Judge Miller for the Court explained (69 Md. at 193, 14 A. at 504):
“A different view as to the extent of the privilege has been taken by the courts of many of the States, and it may be conceded that the weight of authority in this country is in favor of a much greater restriction upon the privilege than is sanctioned by the English decisions. But we are not controlled by any decision of our own courts, and are at liberty to settle the law for this State according to our best
judgment. After a most careful consideration of the subject, we are convinced that the privilege of a witness should be as absolute as it has been decided to be by the English authorities we have cited, and we accordingly adopt the law on this subject as they have laid it down.”
See also Bartlett v. Christhilf, 69 Md. 219, 223-227, 14 A. 518, 519-520 (1888).
The absolute privilege for statements made in judicial proceedings has been reaffirmed by this Court on numerous occasions. In Schaub v. O‘Ferrall, 116 Md. 131, 81 A. 789 (1911), for example, the plaintiff brought a defamation action against a witness and her lawyer in a prior divorce action, alleging that the defendants in the divorce action maliciously conspired to present perjured testimony which injured the plaintiff. In holding that a demurrer to the declaration was properly sustained on the ground of absolute privilege, Judge Pattison for the Court, 116 Md. at 138, 81 A. at 792, quoting Dawkins v. Rokeby, [1873] L.R. 8 Q.B. 255, explained:
“But the principle we apprehend is, that public policy requires that witnesses should give their testimony free from any fear of being harassed by an action on an allegation, whether true or false, that they acted from malice.”
The Schaub opinion went on to hold that the privilege is not “‘affected by the relevancy or irrelevancy of what [the witness] says,‘” and that the privilege is not defeated by alleging that the defamation was “‘done by and through a conspiracy of several.‘” 116 Md. at 138-139, 81 A. at 792.
This Court, in an opinion by Judge Cole, again reviewed the issue in Korb v. Kowaleviocz, 285 Md. 699, 704, 402 A.2d 897, 899 (1979), stating: “We shall, however, apply the rule of Hunckel and Schaub, that in Maryland the testimony of a witness in a judicial proceeding is unconditionally privileged.”
In Adams v. Peck, 288 Md. 1, 4, 415 A.2d 292, 294 (1980), with regard to an allegedly defamatory physician‘s report to an attorney, this Court held that
“an absolute privilege applies to a defamatory statement published in a document which is prepared for possible use
in connection with a pending judicial proceeding but which has not been filed in that proceeding.”
Judge Davidson for the Court in Adams reviewed the scope of the privilege as follows (288 Md. at 3-4, 415 A.2d at 293):
“In Maryland, judges, attorneys, parties and witnesses are absolutely privileged to publish defamatory matters during the course of a judicial proceeding. Korb v. Kowaleviocz, 285 Md. 699, 701-04, 402 A.2d 897, 898-99 (1979); Hunckel v. Voneiff, 69 Md. 179, 193, 14 A. 500, 504 (1888); Maulsby v. Reifsnider, 69 Md. 143, 162-64, 14 A. 505, 510-11 (1888). See Kennedy v. Cannon, 229 Md. 92, 97, 182 A.2d 54, 57 (1962) (dicta). See generally Prosser, Law of Torts, § 114 (1971). This absolute privilege protects the person publishing the defamatory statement from liability even if his purpose or motive was malicious, he knew that the statement was false, or his conduct was otherwise unreasonable. Maulsby, 69 Md. at 164, 14 A. at 511. See Kennedy, 229 Md. at 97, 182 A.2d at 57. It extends not only to defamatory statements made in the courtroom during the course of the trial, Korb, 285 Md. at 704, 402 A.2d at 899; Maulsby, 69 Md. at 164, 14 A. at 511, but also to such statements published in documents which have been filed in a judicial proceeding. DiBlasio v. Kolodner, 233 Md. 512, 520-23, 197 A.2d 245, 250-51 (1964) (declaration in prior suit); Bartlett v. Christhilf, 69 Md. 219, 227, 14 A. 518, 520 (1888) (petition); Kerpelman v. Bricker, 23 Md.App. 628, 634, 329 A.2d 423, 427 (1974) (letter of complaint to then Grievance Committee of Maryland State Bar Association initiating a ‘judicial proceeding‘). See Kennedy, 229 Md. at 97, 182 A.2d at 57.” (Footnote omitted).
The Court in Adams, 288 Md. at 7-8, 415 A.2d at 295, explained why the privilege was applicable to documents prepared for use in judicial proceedings:
“We agree with the expressed underlying rationale for according an absolute privilege, not only to defamatory statements made in court and in documents which have been filed, but also to such statements published in docu
ments which are prepared for use in connection with a pending judicial proceeding but which have not been filed. The evaluation and investigation of facts and opinions for the purpose of determining what, if anything, is to be raised or used in pending litigation is as integral a part of the search for truth and therefore of the judicial process as is the presentation of such facts and opinions during the course of the trial, either in filed documents or in the courtroom itself. Such evaluation and investigation, and the documents which these activities generate, are directly related to the pending litigation and occur during the course of the judicial proceeding. The people who engage in these activities and who generate such documents must be able to do so without being hampered by the fear of private suits for defamation. Accordingly, any defamatory statement which appears in a document prepared for possible use in connection with a pending judicial proceeding should be accorded an absolute privilege, regardless of whether the document has been filed.”
See also Keys v. Chrysler Credit Corp., 303 Md. 397, 403-404, 494 A.2d 200, 203 (1985) (“At least since 1888 ... we have recognized the existence of an absolute privilege for defamatory statements uttered in the course of a trial or contained in pleadings, affidavits or other documents directly related to the case. The privilege operates in favor of the judge as well as the witnesses, counsel, and parties to the litigation. Our interpretation of the privilege has consistently been broad and comprehensive in recognition of the sound policy announced in [the cases]“).
In Gersh v. Ambrose, supra, 291 Md. 188, 434 A.2d 547, this Court for the first time addressed the issue of whether the absolute privilege should apply to administrative proceedings. The Court, in an opinion by Judgе Cole, again relying upon British authority, held that the privilege should apply to some administrative proceedings.3 We stated, 291 Md. at 197, 434
“will in large part turn on two factors: (1) the nature of the public function of the proceeding and (2) the adequacy of procedural safeguards which will minimize the occurrence of defamatory statements.”
We held that the privilege did not apply to the administrative proceeding in the Gersh case, as the proceeding was substantially “an ordinary open public meeting.” 291 Md. at 196, 434 A.2d at 551. The proceeding did not resemble an adjudicatory administrative proceeding or a contested case administrative proceeding under the
Four years after Gersh v. Ambrose, this Court relied upon that case to hold that the absolute privilege applied to a citizen‘s complaint against a deputy sheriff, made to the Harford County Sheriff‘s Office, under circumstances which are quite analogous to the circumstances in the case at bar. In Miner v. Novotny, 304 Md. 164, 498 A.2d 269 (1985), we pointed out that the brutality complaint against the police officer would be investigated by the law enforcement agency under the Law-Enforcement Officers Bill of Rights (the “LEOBR“), then codified as
“Our society vests its law-enforcement officers with formidable power, the abuse of which is often extremely detrimental to the public interest. Citizen complaints of such abuses, and the administrative disciplinary procedure which has been developed to investigate these complaints, serve a public function of vital importance by providing a mechanism through which abuses may be reported to the proper authorities, and the abusers held accountable.
“The viability of a democratic government requires that the channels of communication between citizens and their public officials remain open and unimpeded. Were complaints such as Novotny‘s not absolutely privileged, the possibility of incurring the costs and inconvenience associated with defending a defamation suit might well deter a citizen with a legitimate grievance from filing a complaint. We therefore conclude that the possible harm a false brutality complaint may cause to a law-enforcement officer‘s reputation, despite the procedural safeguards provided by the LEOBR, is outweighed by the public‘s interest in encouraging the filing and investigation of valid complaints.”
If “public school teacher” were substituted for “law-enforcement officer,” the above-quoted passage would be fully applicable in the case at bar.
The Court in Odyniec v. Schneider, 322 Md. 520, 588 A.2d 786 (1991), reaffirmed the opinions in Gersh and Miner, as well as in Adams v. Peck, supra, holding that an examining physician‘s statement to a claimant, in connection with a health claims arbitration proceeding, was absolutely privileged. Chief Judge Murphy, again for a unanimous Court, explained the policy underlying this application of absolute privilege (Odyniec v. Schneider, supra, 322 Md. at 534-535, 588 A.2d at 793):
“That Dr. Schneider‘s defamatory statement may have been gratuitous, unsolicited, and in part irrelevant to the purpose for which he was employed, and was not made
during the actual hearing before the arbitration panel, does not defeat the absolute privilege. Whatever Dr. Schneider‘s motivation may have been, he made his verbal statement to Ms. Ensor, a party in the then-pending arbitration proceeding, while he was conducting a medical examination of her in preparation for his participation in that proceeding. It was thus made in the course of his participation in that pending proceeding and therefore, without regard to its relevance, the verbal statement is accorded the same absolute privilege as if it had been made by a witness during the arbitration hearing itself. “The social benefit derived from free and candid participation by potential witnesses in the arbitration process is essential to achieve the goal of a fair and just resolution of claims of malpractice against health care providers. At the same time, we are mindful of the damage that may be done to a health practitioner‘s reputation by a defamatory statement. But balancing the potential harm caused by such statement made during the pendency of the arbitration process against the societal value of maintaining the integrity of the process itself, we accord greater weight to the latter. The strong public policy considerations which led us to accord an absolute privilege in Adams and Miner are equally present in the circumstances of the present case.”
See also Imperial v. Drapeau, 351 Md. 38, 716 A.2d 244 (1998) (reaffirming the decisions in Odyniec and Miner, and holding that the absolute privilege applied to allegedly defamatory letters, complaining about a rescue squad emergency medical technician, which were sent to a congresswoman and a governor, who forwarded the letters to the appropriate local government officials).
B.
The Court of Special Appeals in the present case acknowledged that the “first prong” of the Gersh v. Ambrose “test” was met, saying (Flynn v. Reichardt, supra, 131 Md.App. at 394, 749 A.2d at 202):
“In this case, the first prong of the Gersh test is clearly met. As the lower court observed, ‘[T]here is really nothing more important to the core of the well-being of our community, our State and our nation than the public school system.’ It is unquestionably an issue of strong public interest that students and parents should be protected from suit for reporting a teacher‘s alleged sexual misconduct.”
The Court of Special Appeals also indicated, in one part of its opinion, that if Flynn had been entitled to appeal the Superintendent‘s action, the “second prong” of Gersh v. Ambrose would have been met, as “adequate procedural safeguards are available at the appellate level.” Ibid. As previously mentioned, however, the intermediate appellate court held “that Flynn did not have the opportunity to аppeal or request a hearing.” 131 Md.App. at 397, 749 A.2d at 203. We disagree.
“(c) Interpretation of law; controversies and disputes.—
(1) Subject to the authority of the State Board under
§ 2-205(e) of this article , each county superintendent shall explain the true intent and meaning of:(i) The school law; and
(ii) The applicable bylaws of the State Board.
(2) Subject to the provisions of
§ 6-203 and Subtitle 4 of Title 6 of this article and without charge to the parties concerned, each county superintendent shall decide all controversies and disputes that involve:(i) The rules and regulations of the county board; and
(ii) The proper administration of the county public school system.
(3) A decision of a county superintendent may be appealed to the county board if taken in writing within 30 days after the decision of the county superintendent. The decision may be further appealed to the State Board if taken in writing within 30 days after the decision of the county board.”
“Contrary to appellees’ assertion,
§ 4-205(c) does not provide a right to appeal any decision by a county superintendent, but rather, only those decisions that explain the true intent and meaning of the school law and the applicable bylaws of the State Board, as well as decisions involving the rules and regulations of the county board and the proper administration of the county public school system. A superintendent‘s decision to suspend a teacher during the investigation of a complaint and subsequent decision to reprimand is not provided an appeal pursuant to this section of the Maryland Code.”
The appellate court did not go on to explain why a superintendent‘s decision to reprimand a teacher or transfer a teacher to another school because of misconduct is not a decision in a “dispute” involving the “proper administration of the county public school system.”
Under the plain language of the statute, as well as this Court‘s opinions, the dispute in this case did involve the proper administration of the school system. Moreover, in light of the regulations concerning nondiscrimination, gender equity, and sexual harassment, previously referred to in this opinion, supra n. 1, the dispute also involved the “rules and regulations of the county board.”
In Board of Education, Garrett Co. v. Lendo, 295 Md. 55, 453 A.2d 1185 (1982), a public school teacher who also coached was given an “evaluation” that he “needs improvement” on one item relating to coaching after school hours. The evaluation
For additional cases emphasizing the broad authority of local school boards and the State Board of Education over appeals under
Under the broad language of
The Court of Special Appeals also indicated that, even if Flynn had been entitled to appeal and obtain hearings before the County Board and the State Board, there would still be inadequate procedural safeguards because the alleged defamation had already occurred in the petitioners’ initial complaint. The intermediate appellate court stated (131 Md.App. at 397, 749 A.2d at 203): “Procedural safeguards that are available only on appeal after adverse action has already been taken fail to minimize the occurrence of defamatory statements, as required by Gersh.” This same situation, however, is going to exist in every case in which a complaint is made about government personnel, and the complaint initiates an administrative proceeding. The Court of Special Appeals’ criticism would be equally applicable to the facts of Miner v. Novotny, supra, 304 Md. 164, 498 A.2d 269, or Imperial v. Drapeau, supra, 351 Md. 38, 716 A.2d 244. In both of those cases, the
The administrative proceedings and appeals that were available to Flynn were much more extensive than most administrative proceedings in a non-public education matter. He was entitled to hearings, two levels of administrative appeals, and judicial review.4 In principle, this case is indistinguishable from Miner v. Novotny, supra, 304 Md. 164, 498 A.2d 269. The Circuit Court correctly held that Flynn‘s defamation action was barred by absolute privilege.
JUDGMENT OF THE COURT OF SPECIAL APPEALS REVERSED AND CASE REMANDED TO THAT COURT WITH DIRECTIONS TO AFFIRM THE JUDGMENT OF THE CIRCUIT COURT FOR MONTGOMERY COUNTY. RESPONDENT TO PAY THE COSTS IN THIS COURT AND IN THE COURT OF SPECIAL APPEALS.
CATHELL, J., dissents.
I respectfully dissent from the reasoning and the result reached by the majority. The majority has, once again, extended a creature that this Court created, but did not apply, in Gersh v. Ambrose, 291 Md. 188, 434 A.2d 547 (1981): administrative proceeding absolute immunity.1
I initially acknowledge that there are cases in which I did not dissent, where we have recognized absolute immunity for witnesses or complainants in an administrative agency proceeding. The most recent such opinion in which I joined was Imperial v. Drapeau, 351 Md. 38, 716 A.2d 244 (1998). There may have been others.
I have concluded that I was wrong and that this Court lacks the power to modify the common law to create new absolute privileges (absolute immunity) for parties, complainants or witnesses in administrative proceedings. In my view, the exercise of that power violates a unique provision of the Maryland Declaration of Rights (see infra) not mentioned in any of the Maryland cases since the 1901 case of Coffin v. Brown, 94 Md. 190, 50 A. 567 (1901), a case which we have
I would also dissent in this specific case, even if the Maryland constitutional provision did not exist. The standards that we discussed in Gersh, and later applied (unconstitutionally in my current view) in Imperial, in Odyniec v. Schneider, 322 Md. 520, 588 A.2d 786 (1991), and in Miner v. Novotny 304 Md. 164, 498 A.2d 269 (1985), in respect to administrative proceedings being the functional equivalent of judicial proceedings, simply do not exist in the case at bar. To apply absolute privilege principles to the case at bar is to open Pandora‘s Box.2 If an absolute privilege exists here, it will exist for all administrative proceedings no matter how far from, or attenuated they are from, the type of proceedings contemplated in Gersh.3
Before addressing the constitutional issue, I will address some of the other cases involving the creation of privileges establishing absolute and qualified immunity from defamation suits.
We long ago established the basic rule for determining the extent of privilege in a defamation context. Although there have been recent cases, including Imperial, Odyniec, and Miner, in which we have applied a much broader interpretation (though I now doubt the constitutional validity of those cases), we have never overruled the basic holding of Maurice v. Worden, 54 Md. 233, 253-55 (1880), where we stated:
“There are two classes of privileged communications which form exceptions to the general law of libel. The one is absolutely privileged and cannot be sued upon, while the other may be the cause of action, and the suit upon it maintained on proof of actual malice [qualified privilege/immunity]. These privileges rest alone on the ground of public policy, and in speaking of them we have no reference to privileges which are secured by constitutional or statutory provisions.
“... Those enumerated by the author as being absolutely privileged, though false and malicious, and made without reasonable or probable cause, ‘are communications made in the course of judicial proceedings, whether civil or criminal, and whether by a suitor, prosecutor, witness, counsel or juror; or by a judge, magistrate, or person presiding in a judicial capacity, of any court or other tribunal, judicial or military, recognized by and constituted according to law; and so also communications made in the course of parliamentary proceedings, whether by a member of either House of Parliament or by petition of individuals who are not members, presented to either house or to a committee thereof.’ Beyond this enumeration we are not prepared to go. The doctrine of absolute privilege is so inconsistent
with the rule that a remedy should exist for every wrong, that we are not disposed to extend it beyond the strict line established by a concurrence of decisions.
...
“We cannot, in view of the authorities or upon principle, hold the communication declared upon to be absolutely privileged. It was made in the line of duty, and this only clothes it with a privilege that is qualified. The occasion operates as a defense, unless express malice be proved.
“’ . . . The other class of privileged communications, for whiсh there is no absolute privilege, is very numerous. In order to make the writer or publisher liable, it must appear that he acted maliciously and without probable cause. If there were no probable cause for the communication, the law implies that it was made with malice. If, however, it appear that there was probable cause, the communication is privileged, no matter how much actual malice dictated it.’
... In White v. Nicholls, 3 How. 266, 11 L.Ed. 591, where the question of privilege was presented, the Supreme Court refused to extend the doctrine of absolute privilege to cases where the author of the alleged slander acted in the bona fide discharge of a public or private duty, legal or moral. . . . [T]he court [said] on page 287, ‘But the term “exceptions,” as applied to cases like those just enumerated, could never be interpreted to mean that there is a class of actions or transactions placed above the cognizance of the law, absolved from the commands of justice. It is difficult to conceive how, in society where rights and duties are relative and mutual, there can be tolerated those who are privileged to do injury legibus soluti; and still more difficult to imagine how such a privilege could be instituted or tolerated upon the principles of social good. . . .‘” [Citations omitted.] [Alterations added.]
We noted in Walker v. D‘Alesandro, 212 Md. 163, 172, 129 A.2d 148, 153 (1957), that “This Court long ago expressed opposition to the extension of the doctrine of absolute privilege (Maurice v. Worden, 54 Md. 233) to persons occupying offices
Dawkins involved an alleged libel contained in a communication from an Army officer to his superior made “in the course of military duty and as an act of military duty.” Maurice, 54 Md. at 256. As in the case sub judice, it was argued that such a communication was absolutely privileged. Our predecessors disagreed with the majority opinion in Dawkins, saying
“But Chief Justice Cockburn [the dissenting Justice in the Dawkins case] thought differently, and was of opinion that an action would lie if the communications were made of actual malice and without reasonable and probable cause. We concur in the views taken in his opinion, and believing that they state the true rule of law, shall adopt them rather than the conclusions reached by the two judges who sat with him.”
Id. at 256 (alteration added). We then held in Maurice that no absolute privilege existed, but, rather a qualified privilege, that threw “upon the plaintiff the onus of proving that [the defamatory statement] was not made from duty, but from actual malice and without reasonable and probable cause.” Id. at 257 (alteration added).
I fail to see any greater duty, nor any greater public purpose in protecting the false statements of the girls and their parents in the case sub judice, than that of the duty of a military officer to communicate with others in the military. Surely, the need for candor and freedom of communication is even greater in the profession of arms (the profession of
In Marchesi v. Franchino, 283 Md. 131, 387 A.2d 1129 (1978), we held that statements made to an employer by an employee, that another employee had made improper advances to her, were conditionally privileged. We explained the foundation for the existence of a conditional privilege as:
“The common law conditional privileges rest upon the notion that a defendant may escape liability for an otherwise actionable defamatory statement, if publication of the utterance advances social policies of greater importance than the vindication of a plaintiff‘s reputational interest.”
Id. at 135, 387 A.2d at 1131. In Marchesi, we then “reformulated” a definition of malice, based in large part on some of our prior statements.
“We hold, therefore, that ‘knowledge of falsity or reckless disregard for truth’ is the standard by which the malice required to defeat the conditional privilege defense is to be measured in cases of private defamation. To the extent that our prior decisions are not in accord with this holding, they are disapproved.”
In Hanrahan v. Kelly, 269 Md. 21, 28-30, 305 A.2d 151, 156 (1973), we repeated the standard for establishing a conditional [qualified] privilege in a case involving business relationships, saying:
“‘An occasion is conditionally privileged when the circumstances are such as to lead any one of several persons having a common interest in a particular subject matter correctly or reasonably to believe [good faith] that facts exist which another sharing such common interest is entitled to know.‘”
“Mutual interest in the subject matter is but one type of qualified privilege recognized in the law of defamation. The general rules governing all conditional privileges are, how-
ever, well-settled. A finding of conditional privilege conditionally negates the presumption of malice and shifts the burden to the plaintiff to show actual malice. Malice may be a jury question.... Absent a finding of express malice, a conditional privilege, if not abused, defeats the libel action.” [Citations omitted.] [Alteration added.]
There are a number of cases where this Court has extended a qualified privilege to certain persons in respect to communications that were potentially defamatory. They include Orrison v. Vance, 262 Md. 285, 292, 277 A.2d 573, 576 (1971), where we extended a qualified privilege to a person who had reported a potentially dangerous, and possibly illegal, situation to appropriate authorities. There, we held that “we think the words spoken and written by Vance enjoyed, in these circumstances, a qualified privilege....” Id.
I agree that the qualified privilege extended to Vance in Orrison was appropriate. More important, it preserved Orrison‘s right to require that Vance be responsible for his words, and Vance‘s constitutionally imposed duty to be responsible for abuses, if any, in the exercise of his speech.
In the instant case, my difference with the majority is that it has extended the improper privilege, i.e., an absolute privilege, instead of a qualified privilege.5 Why, as a matter of policy, should parents and their children be absolutely immune when they are not acting in good faith?6 Why should parents and their children be permitted to purposefully ruin the lives of others by maliciously communicating defamatory statements as is alleged here? I see no reason, based upon public policy concerns, or on anything else, to extend absolute immunity in such circumstances. The public policy concerns expressed by the majority could, in my view, be fully addressed by the extension of a qualified privilege under the circum-
In Orrison, the Court, in extending a qualified privilege, noted certain factors very similar to the factors the majority notes in the present case, but the majority in the case at bar goes even further than the Court did in Orrison. It extends an absolute privilege.
We noted in Orrison that the extension of the qualified privilege in respective cases, depended upon whether the communications were of the type and character, which would allow the claim of privilege to be made. We looked first at the relationships between Vance and the recipients of his communications, then the legal, moral or social duty impelling Vance to transmit the information, and whether he did so in good faith. In Orrison, 262 Md. at 293, 277 A.2d at 577, quoting the Restatement of Torts § 598:
“An occasion is conditionally privileged when the circumstances induce a correct or reasonable belief that
(a) facts exist which affect a sufficiently important public interest, and
(b) the public requires the communication of the defamatory matter to a public officer or private citizen and that such person is authorized or privileged to act if the defamatory matter is true.”
We commented then, that:
“The question is not whether Orrison obeyed the law but whether Vance was justified in saying what he did say.... He was trying to eliminate what he thought was a very real danger and we are quite unwilling to say that he was not justified in thinking that the danger still existed. Moreover, the Statе‘s Attorney, the police, the commissioners and their attorney were certainly reasonable recipients of the communications and the citizens to whom he spoke shared his interest in obviating the danger. We think his efforts in this regard were conditionally privileged.”
We discussed in Stevenson v. Baltimore Baseball Club, Inc., 250 Md. 482, 486, 243 A.2d 533, 536 (1968), the common law origins of the concept of a qualified or conditional privilege, by quoting from the old English case of Toogood v. Spyring, 1 C.M. & R. 181, 193, 149, Eng. Rep. 1044 (1834):
“In general, an action lies for the malicious publication of statements which are false in fact, and injurious to the character of another (within the well-known limits as to verbal slander), and the law considers such publication as malicious, unless it is fairly made by a person in the discharge of some public or private duty, whether legal or moral, or in the conduct of his own affairs, in matters where his interest is concerned. In such cases, the occasion prevents the inference of malice, which the law draws from unauthorized communications, and affords a qualified defence depending upon the absence of actual malice. If fairly warranted by any reasonable occasion or exigency, and honestly made, such communications are protected for the common convenience and welfare of society; and the law has not restricted the right to make them within any narrow limits.”
I perceive that the public policy concerns of the majority would be adequately addressed by the adoption of a requirement that defamatory statements be privileged if they are fairly and honestly warranted by a reasonable рerception of the circumstances and the exigency of the respective situation requires a qualified privilege. In such instances, a qualified privilege suffices.
In Carr v. Watkins, 227 Md. 578, 177 A.2d 841 (1962), we declined to extend an absolute privilege to a federal officer and two local law enforcement officers, noting that the communications at issue to a prospective employer of the plaintiff were not made within the scope of the defendants’ offices. We did note several federal cases, in which the federal courts had extended absolute immunity for defamatory statements to
“Maryland has not adopted the rule laid down in the Barr case [7] but, on the contrary, this Court has shown reluctance to extend absolute privilege or immunity from liability for torts to government officers of a higher rank than these defendants.”
As I note, infra, the
One of the recent cases in which we extended an absolute privilege in respect to communications made in an administrative proceeding, under the guise of it being the functional equivalent of a judicial proceeding, was Odyniec v. Schneider, 322 Md. 520, 529, 588 A.2d 786, 790 (1991), cited by the majority, in which we initially noted what we had said ten years earlier in Gersh v. Ambrose 291 Md. at 197, 434 A.2d at 551-52:
“We decided that ‘whether absolute witness immunity will be extended to any administrative proceeding will have to be decided on a case-by-case basis and will in large part turn on two factors: (1) the nature of the public function of the proceeding and (2)
the adequacy of procedural safeguards which will minimize the occurrence of defamatory statements.’ “There being no evidence of the kind of safeguards which are present during judicial proceedings, and no evidence that the hearing was anything other than an open public hearing, we declined to extend absolute immunity to the witness in the Gersh case.”
In Odyniec, we further discussed the making of defamatory statements during proceedings in respect to the Law Enforcement Officer‘s Bill of Rights, citing Miner v. Novotny, 304 Md. 164, 498 A.2d 269 (1985). We noted in Odyniec that in our holding in Miner (that the declarant had an absolute privilege, just as did witnesses in judicial proceedings) we had considered the following:
“In so concluding [in Miner], we examined the safeguards present during the investigation of the complaint, and at the adjudicatory hearing before the departmental hearing board, noting that they were adequate to minimize the occurrence of defamatory statements. We observed that under the statute, complaints of brutality are not investigated unless they are sworn, and that false complaints are subject to criminal liability; that рrior to investigation, the officer has a right to be informed in writing of the nature of the investigation and of the officers involved in it; that the officer has a right to counsel during interrogation and to a record of the interrogation; that if an adversarial hearing is warranted after the investigation, it is held before at least three officers who were not involved in the investigation; that the officer has a right to counsel at the hearing; that the hearing board is authorized to issue summonses for witness[es] and documents; and witnesses at the hearing testify under oath and are subject to cross-examination.”
Id. at 529-30, 588 A.2d at 790-91 (alterations added). In Miner, we considered the extensive procedural safeguards in place for the officer, before holding that there was an absolute privilege for statements made during those administrative proceedings. In Miner, however, as in all of our post-Coffin v. Brown, infra, cases, including Odyniec and Imperial, we
Instead, in Odyniec, we contrasted Gersh and Miner, with our case of McDermott v. Hughley, 317 Md. 12, 561 A.2d 1038 (1989), which involved whether a psychologist had an absolute privilege in respect to reports that the psychologist furnished to an employer at the employer‘s request. We commented in Odyniec that we had rejected the psychologist‘s argument, in McDermott, that he had an absolute privilege against being sued for defamation, in that the report was “made in connection with an on-going administrative proceeding.” Odyniec, 322 Md. at 530, 588 A.2d at 791. After noting that the procedure in McDermott was not in the nature of an administrative proceeding in the first instance, we went on in McDermott to hold:
“that there were insufficient procedural safeguards present; that ‘there was no public hearing adversary in nature; no compellable witnesses were sworn or cross-examined; no reviewable opinion or analysis was generated; and ... [the employee had no] opрortunity to present his side of the story.‘”
Odyniec, 322 Md. at 531, 588 A.2d at 791.
Odyniec involved statements made by a doctor called as an expert, during a physical examination of a patient made outside of the administrative hearing itself, but during the course of, and as a part of, a Health Claims Arbitration proceeding. We noted that the statute provided that the Board was a unit of the executive branch of government; that it required the Board‘s Director to refer all issues of liability and damages to a three-member arbitration panel; that the panels were made up of a health care provider, a lawyer, and a member of the general public; that it was to be chaired by an attorney who would decide all prehearing issues; that he had
As to the proceeding itself, each party could be represented by counsel, the proceedings were public, and they were adversаrial in nature. Witnesses could be subpoenaed. Witnesses were sworn and were subject to cross-examination. Panels could rule on matters of evidence, discovery was available, and each side‘s case could be presented orally or by documentation. The panel members, by statute, had absolute immunity, and were insulated from political influences. Finally, we noted that the panel‘s determinations had to be in writing.
After that process was concluded, the parties still had access to the courts, and the procedures and remedies there available. We held, therefore, in Odyniec, that because of the extensive procedures and safeguards available in Health Claim Arbitration proceedings, it operated in a manner that was “functionally comparable to a trial before a court....” Odyniec, 322 Md. at 534, 588 A.2d at 792. We held:
“Taking full account of the vital public function of health care malpractice proceedings initiated before arbitration panels, and of the procedural safeguards provided by the statute and the implementing rules to minimize the occurrence of defamatory statements, we conclude that the absolute privilege may safely be extended to statements of potential witnesses made during the pendency of such proceedings.”
Id. at 534, 588 A.2d at 792-93.
We noted in Jacron Sales Co. v. Sindorf, 276 Md. 580, 589, 350 A.2d 688, 693-94 (1976), that the Supreme Court‘s decision
“The very essence of the Gertz decision, as we noted early on, was the shift in focus from the protection of free expression, which undergirded New York Times and its progeny, including Rosenbloom, to the state interest in protecting private persons who have been defamed. It was because the Rosenbloom approach did not afford sufficient recognition of this state interest that the Gertz Court found it unacceptable and sounded the death knell for the ‘public or general interest’ test as a [federal] constitutional requirement.” [Citations omitted.] [Alteration added.]
Even without a consideration of Maryland constitutional requirements, I would, again, respectfully suggest, that the safeguards in place in the case at bar as pointed out and relied on by the Court of Special Appeals in its opinion, and in the majority opinion in this case, and in similar cases, are woefully inadequate, even under Imperial, Odyniec and Miner standards, to safeguard the teachers of this State from false, career damaging and career ending, accusations. What the majority does with its opinion, is to empower disgruntled students, of which one would think there are many, to remove teachers with whom they do not agree, and to do so with absolute immunity from meaningful consequences.
Under the majority‘s holding, while there are remedies relating to a teacher keeping his job, there are no remedies where the defamed teacher can redeem his or her reputation, nor any significant consequences for a student who fabricates a potentially hurtful claim against a teacher. If a student has a problem with a teacher, all she or he has to do is falsely accuse the teacher of some wrongful act. It ruins the teacher‘s career. And the student is not accountable to the tеacher for his or her deceitful actions. The disturbing examples are seemingly endless.
Ms. Smith and Mr. Jones are forever tainted, as is Mr. Flynn in the case at bar. Why? In Mr. Flynn‘s case, merely because several girls wanted a separate cross-country coach. Mr. Flynn will forever be punished for acts he may not have committed. With its decision, the majority endorses what the children might have done. It does so in the name of public policy concerns based upon the importance of open avenues of communication for students and their parents. In the process, the majority is sending a message, that it is okay to be less than completely truthful. This is clearly not the type of activity that this Court should encourage and protect by a grant of absolute immunity.
Regardless of which standard is applied, with its decision the majority runs the risk of putting the children in charge of the schools. A logical extension of the holding will put patients in charge of mental health facilities, inmates in charge
Moreover, the majority, in my view, does not sufficiently address another issue of policy and public concern the impact of its decision, along with the cumulative impact of the numerous similar cases based upon false accusations by students, on the teaching profession as a whole.
According to the National Center for Education Statistics,9 this country will need 2,200,000 new teachers for the public schools in this decade because of teacher attrition and retirement and the anticipated increase in enrollments. It is predicted that half of the teachers who will be in public school classrooms ten years from now have not yet been hired. By 2008, public school enrollments will exceed 54,000,000 students, an increase of 2,000,000 from 1998. Elementary school enrollments are expected to increase by 17% and high school enrollments by 26% over 1998 enrollments. The need for new teachers in high poverty urban and rural districts alone, in the decade will be more than 700,000 teachers.
The National Center for Education Statistics estimates that 6% of the nation‘s teaching force leaves the profession every year and 20% of new hires leave teaching within three years. The attrition rate for new teachers is especially acute in urban districts where 50% of new teachers leave the profession in the first five years of teaching.
According to Education Week, Vol. XIII, Number 40, August 3, 1994, more and more students are falsely accusing teachers of sexual abuse according to teacher‘s unions. The article quoted Karen L. Johnson, the general counsel of the Texas State Teachers Association, saying, “It‘s [false charges by students] more of a problem now than it has ever been in the past” (alteration added). Ms. Johnson indicated that in
The staff counsel for the Wisconsin Education Association Council reported that in 1977 such accusations against teachers constituted 5% of his workload. By 1994, it had risen to 25% of his work load. The article attributed to concerns expressed by Karl K. Pence, the President of the Maryland State Teachers Association, that the “climate of concern about abuse is much more charged now than it was just five years ago.” The article quotes Mr. Pence as saying, “I will go back to the classroom far more wary than when I left.”
The article included instances where false accusations had occurred.
“False charges sometimes arise as a way for a student to get revenge on a teacher for some perceived wrong.
“Last spring in Chicago, a substitute teacher was falsely accused by students in a 4th-grade class that had become unruly.
“The substitute said he disciplined the students and told them he would leave a note reporting their behavior to their regular teacher. The next day, the substitute teacher was accused of molesting 10 of the students.”
According to Education Week, false accusations are particularly egregious in the teaching profession. “Allegations of abuse, whether true or false, can be devastating to educators, both personally and professionally.” The Article continued, according to Ms. Kanthak the director of middle-level education at the National Association of Secondary School Principals: “They can never truly regain their position in the community, their sense of themselves, and how other people view them.” The article noted that, according to Mr. Meredith, the Wisconsin Association lawyer, “students also learn that to get administrators’ attention, ‘certain words don‘t get
According to Karl Pence, President of the Maryland State Teachers Association, as reported in U.S.A. Today on March 22, 2000:
“A few years ago, we got one or two calls a week from a teacher saying a student was making false accusations against him. Now we get one or two a day.
...
“Beyond ruining teachers’ reputations and calling the credibility of children into question, you have a more widespread impact.... Teachers are getting more and more afraid to interact with kids. You can‘t put a hand on a student‘s shoulder for fear it will be deemed inappropriate contact.
...
“It‘s terrible that it‘s coming to this.... But, it‘s scary to think you‘ll wind up in court. We‘re forced to distance ourselves from our students. It‘s gotten so that you can‘t pat a kid on the back anymore for a job well done.”
According to remarks attributed by the May 18, 1994 Edition of the Washington Times to Keith Geezer, President of the 2.1 million member National Education Association:
“It‘s all part of this idea of getting back at people. With the breaking of the family and everything that goes with it, kids have so much pent-up anger over their whole life that they vent their frustration on teachers.... Nothing excuses an accusation that is true. But many more are trumped up than are true.”
The same article quoted Walter C. Levin, then chief counsel for the Maryland State Teachers Association, saying “when I got in this business thirty-seven years ago, we had one [complaint of child or sexual abuse involving a Maryland teacher] in a decade.” Now, there are about a dozen accusations a week in Maryland.
Susan Russell, one of three staff lawyers with the Maryland State Teachers Association, is quoted in the article, saying:
“I get two calls a day from teachers accused of such abuse, and I‘m only handling half the state. There‘s been a flood of cases and 99 percent of them have been frivolous and never should have been reported to Social Services.
“This is a tremendous expense to the state. Teachers pay for our representation through union dues, but everybody pays for police officers and other state investigators. We have a half-million-dollar legal budget and over 50 percent of our time is spent on this type of stuff.”
I would respectfully suggest that the establishment of a conditional or qualified privilege standard would better address, what I perceive to be, both areas of public concern. The need for students to communicate with school administrators and the need to ensure that the profession of teaching remain attractive to potential teachers.
Finally, in addition to my belief that the creation of an absolute privilege is not warranted even under the Gersh, Imperial, Odyniec and Miner standards, nor that an absolute privilege properly balances the competing public policy concerns, I do not believe that this court can constitutionally fashion new non-traditional, common law absolute privileges in cases involving speech, i.e., defamation. As I perceive the facts of the instant case, and in prior cases as well, by creating the absolute privilege, the Court terminates all remedies for the wrongs committed in a manner that conflicts with the
ARTICLE 40-DECLARATION OF RIGHTS
Twenty-one years after we decided Maurice, in Coffin v. Brown, 94 Md. 190, 50 A. 567 (1901), we addressed the issue of absolute privilege, at least partially in a constitutional context, incorporating the meaning of
“This man Brown was a Justice of the Peace under Democratic rule, and at that time kept a speak-easy, where he sold whiskey, and then as Justice fined the men for disorderly conduct. He helped stuff the ballot-box at the Republican primaries in Vansville District two years ago, and has no moral character whatever. . . . A man that everyone who knows him believes can be induced to perpetrate any crime in politics that will pay him . . . .”
In reversing a lower court judgement for the libeler, this Court said:
“If every appointee of a President, Governor, or other officer seeking re-election, is tо be liable to be subjected to false charges, imputing crimes or other acts that bring reproach upon him, and he is to be deprived of all redress on the theory that words so uttered or published are privileged, then indeed is his lot an unfortunate one. . . . Our Declaration of Rights declares ‘that any citizen of the State ought to be allowed to speak, write and publish his sentiments on all subjects, being responsible for the abuse of that privilege.’ It is a gross abuse of that privilege to
falsely prefer such charges as are made against the appellee in this letter. . . .”
Id. at 197-98, 50 A. at 569-70 (emphasis in original). This constitutional provision recognizes, indeed, in my view reflects, the State‘s constitutional interest in affording a greater degree of protection to private persons who are defamed, than that afforded by the majority‘s decision and affords a greater degree of protection than that provided by the
The majority‘s opinion in this case, and perhaps in other recent cases as well, in my view, is in conflict with this Maryland constitutional provision. The majority, at least for the purposes of creating an absolute privilege flatly states, that the relators, the girls and their parents, are absolutely not responsible for the abuse because of the dictates of public policy concerns. I respectfully suggest that this Court lacks the power to create new common law absolute privileges. To do so in specific new classes of cases, abolishes, or tends to abolish, the Maryland constitutional responsibility requirement by judicial fiat, under the guise of public policy concerns.10
It is quite a different situation to create a “qualified privilege” exception. In that circumstance, the injured party retains a remedy, the right and the ability to attempt to prove that the statement at issue was not made in good faith, was not reasonable, and lacked a probable cause basis, in the absence of which, the injured party might recover damages as recourse for the injury suffered. In such a manner, the
By creating new absolute privileges whenever this Court perceives it to be proper, according to its conception of proper public policy concerns, the Court is, in essence, judicially repealing the constitutional requirement that a speaker be responsible for abusing the privileges of speech. While this Court might have had power normally, in the absence of the exercise of such power by the Legislature, to modify the common law foundation of the law of defamation, it (and the Legislature for that matter), lacks the power to modify the
The Maryland Constitution contains, as indicated, a provision requiring a speaker to be responsible for abuses of speech. We have recognized that requirement in declining to recognize absolute privileges. Coffin, supra.
We did at one time recognize the existence of an absolute privilege arising out of the
“In light of McDonald, the qualified privilege recognized in New York Times and its progeny constitutes the extent of the constitutionally-mandated protection of the First Amendment right to petition the government for redress of grievances. To the extent that they are inconsistent with McDonald and this opinion, Sherrard and Bass are no longer authoritative rulings.”
Miner, 304 Md. at 170, 498 A.2d at 272 (emphasis added). Instead, we then based the creation of the absolute privilege we wanted to сreate in Miner, on the administrative proceeding absolute privilege we had formulated under our self-granted power to modify the common law (albeit, unrealized by us, as I perceive it, in an unconstitutional manner), but not applied in Gersh.
We adopted the opinion of the Court of Special Appeals in Sherrard v. Hull, 296 Md. 189, 460 A.2d 601 (1983). That court, in Sherrard v. Hull 53 Md.App. 553, 555, 456 A.2d 59, 61 (1983), had recognized an absolute privilege for persons addressing a legislative body, basing such a privilege on a person‘s federal constitutional right to petition such bodies to address their grievances and held “that remarks made by an individual in the course of petitioning for a redress of grievances before a legislative body are absolutely privileged under the First Amendment to the United States Constitution.” The Court of Special Appeals noted that the
The Court of Special Appeals in Sherrard then discussed the split among the state and federal courts as to whether the “petitioning” privilege should be absolute or qualified. In
“Those cases which would hold the privilege to be qualified generally predate Noerr-Pennington11 or are distinguishable in that they do not relate to the direct petitioning of a legislative body. In light of the evolution of the petitioning doctrine, we therefore find them to be unpersuasive. The modern, better reasoned cases hold that true petitioning activity should be absolutely privileged.
“There is a common thread which runs through the fabric of absolute defamation immunity as applied in Maryland. The judge and jury in the trial and the senator, delegate and councilperson in the legislative proceeding have a common need to receive as much information as is available in order to render a proper and informed decision.”
Id. at 572, 456 A.2d at 69-70 (emphasis added). It is clear that, in any event, the absolute privilege extended to petitioning activities in Sherrard by the Court of Special Appeals, and then adopted by this Court, only to be later overruled, only extended to the petitioning of primary legislative entities, and not to other lessor governmental administrative agencies or their proceedings. With our overruling of Sherrard, in Miner, and in the cases since, including Imperial, Odyniec, Miner, and with the majority‘s holding in the present case, we appear to have created a bizarre situation in Maryland where one
I would affirm the Court of Special Appeals, but for all of the reasons stated in this dissent, especially on the basis that
To continue on the path this Court has taken in recent years is, in my view, a totally unwarranted extension of the principles of immunity, and, more important, is an affront to the constitutional provision found in
823 A.2d 590
Deborah PORTERFIELD
v.
MASCARI II, INC.
No. 14, Sept. Term, 2002.
Court of Appeals of Maryland.
May 8, 2003.