In this § 1983 аction, Plaintiff Charles Rehberg sued former District Attorney Kenneth Hodges, specially appointed prosecutor Kelly Burke, and Chief Investigator James Paulk, alleging federal claims for malicious prosecution, retaliatory investigation and prosecution, evidence fabrication, and conspiracy to violate Rehberg’s constitutional rights. Defendants Hodges, Burke, and Paulk, in their individual capacities, appeal the district court’s denial of absolute and qualified immunities. After review and oral argument, we affirm in part and reverse in part.
I. FACTUAL AND PROCEDURAL BACKGROUND
We review Rehberg’s version of the events as alleged in his complaint, accepting them as true.
A. The Investigation
From September 2003 to March 2004, Plaintiff Rehberg sent anonymous faxes to the management of Phoebe Putney Memorial Hospital (the “hospital”). The faxes criticized and parodied the management and activities of the hospital.
From October 2003 to February 2004, Defendants Hodges and Paulk prepared a series of subpoenas on Hodges’s letterhead and issued the subpoenas to BellSouth and Alltel (later Sprint), requesting Rehberg’s telephone records, and to Exact Advertising, an Internet service provider, requesting Rehberg’s email records. Although no grand jury was impaneled at the time, the subpoenas purported to require appearance before a Dougherty County grand jury. Rehberg’s case was not presented to a grand jury until December 14, 2005.
Defendant Paulk gave the results of the subpoenas, consisting of Rehberg’s personal emails and phone records, to private civilian investigators, who had directed the substance of the subpoenas. These civilian investigators paid the District Attorney’s Office for Rehberg’s information, often making payments directly to BellSouth and the other subpoenaed parties, allegedly to pay debts of the District Attorney’s Office.
After receiving unfavorable press coverage of his relationships with the hospital, Hodges recused himself from prosecuting Rehberg. Burke was appointed a special prosecutor in Hodges’s place. Hodges continued to supervise Paulk and remained in communication with Burke throughout the investigation, but he “never served as the actual prosecutor of the charges against Mr. Rehberg before the Grand Jury.”
B. First Indictment
On December 14, 2005, a grand jury indicted Rehberg on charges of aggravated assault, burglary, and six counts of “harassing phone calls.” Burke was the prosecutor, and Paulk was the sole complaining witness against Rehberg before the grand jury. The first indictment alleged Rehberg assaulted Dr. James Hotz after unlawfully entering Dr. Hotz’s home. In fact, Rehberg has never been to Dr. Hotz’s home, and Dr. Hotz never reportеd an assault or burglary to law enforcement agencies. Paulk later admitted that he never interviewed any witnesses or gathered evidence indicating Rehberg committed an aggravated assault or burglary. And the alleged “harassing” phone calls to Dr. Hotz all were related to the faxes Rehberg had already sent criticizing the hospital.
The City of Albany Police Department
Rehberg contested the legal sufficiency of the first indictment. On February 2, 2006, Defendant Burke dismissed and nolprossed the first indictment.
C. Second Indictment
On February 15, 2006, Defendants Burke and Paulk initiated charges before a second grand jury. Paulk and Dr. Hotz appeared as witnesses. The grand jury issued a second indictment, charging Rehberg with simple assault against Dr. Hotz on August 22, 2004 and five counts of harassing phone calls.
Rehberg contested the sufficiency of the second indictment too. Rehberg alleged
D. Third Indictment
On March 1, 2006, Defendants Burke and Paulk appeared before a third grand jury and secured a third indictment against Rehberg, charging him with simple assault and harassing telephone calls. At some unspecified time, Rehberg was arrested and briefly detained pursuant to an arrest warrant issued as a result of the second and third indictments.
On May 1, 2006, the state trial court issued two orders dismissing all charges against Rehberg because the third indictment did not sufficiently charge Rehberg with a criminal offense.
The three indictments against Rehberg were widely reported in the local press. Defendant Burke conducted interviews with the press and issued statements saying: (1) “[I]t is never free speech to assault or harass someone, no matter who they are and no mаtter how much you don’t like them,” and (2) “It would be ludicrous to say that an individual has the right to go onto someone else’s property and burn a cross under the guise of free speech, which is tantamount to what these defendants are claiming.”
E. District Court Proceedings
Plaintiff Rehberg filed a verified complaint against Defendants Hodges, Burke, and Paulk, in them individual capacities. Rehberg’s complaint alleges ten counts, including these four federal § 1983 claims at issue in this appeal:
Defendants Hodges, Burke, and Paulk moved to dismiss these counts pursuant to Federal Rule of Civil Procedure 12(b)(6). They claimed absolute immunity, and, alternatively, qualified immunity. The district court denied the Defendants’ motions.
Defendants Hodges, Burke, and Paulk, in their individual capacities, appeal
II. IMMUNITY LAW
A. Absolute Immunity
Traditional common-law immunities for prosecutors apply to civil cases brought under § 1983. Imbler v. Pachtman,
Absolute immunity does not depend entirely on a defendant’s job title, but involves a functional approach granting immunity based on conduct. Jones,
Absolute immunity accordingly applies to the prosecutor’s actions “in initiating a prosecution and in presenting the State’s case.” Imbler,
If a prosecutor functions in a capacity unrelated to his role as an advocate for the state, he is not protected by absolute immunity but enjoys only qualified immunity. Kalina,
B. Qualified Immunity
Qualified immunity shields government officials who perform discretionary governmental functions from civil liability so long as their conduct does not violate any “clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
To evaluate claims of qualified immunity, the Court considers whether (1) the plaintiff has alleged a violation of a constitutional right; аnd (2) whether the right was “clearly established”.at the time of the defendant’s misconduct. This two-pronged analysis may be done in whatever order is deemed most appropriate for the case. Pearson v. Callahan, 555 U.S. -,
With this immunity background, we turn to Rehberg’s claims.
III. COUNT 6 — MALICIOUS PROSECUTION
Count 6 alleges Defendants Hodges and Paulk violated Rehberg’s Fourth and Fourteenth Amendment rights through their “malicious prosecution” of him, resulting in his indictment and arrest.
A. Paulk’s Grand Jury Testimony
Even if Hodges and Paulk knеw Paulk’s testimony was false, Paulk receives absolute immunity for the act of testifying to the grand jury. Briscoe v. LaHue,
We recognize that Plaintiff Rehberg alleges Defendant Paulk was the sole “complaining witness” before the grand jury. However, in Jones, “we expressly reject[ed] carving out an exception to absolute immunity for grand jury testimony, even if false and even if [the detective] were construed to be a complaining witness.” Jones,
[T]his case vividly illustrates the serious problems with carving out such an exception and imposing civil liability for ... false testimony deceiving the grand jury. To prove or to defend against such a claim would necessitate depositions from the prosecutor, the grand jury witnesses, and the grand jury members ... [which], in effect, would emasculate both the absolute immunity for grand jury testimony and the confidential nature of grand jury prоceedings. The remedy for false grand jury testimony is criminal prosecution for perjury and not expanded civil liability and damages.
Jones,
B. Hodges and Paulk’s Pre-Indictment Investigation
Distilled to its essence, Defendants’ alleged pre-indictment conduct (excepting the subpoenas) is this: Hodges and Paulk, acting as investigators, got together as a favor to the hospital, with malice and without probable cause, and made up a story about Rehberg, and then Paulk (at Hodges’s direction) told that fake story under oath to the grand jury, leading to Rehberg’s indictment and arrest. We already determined supra that Paulk receives absolute immunity for the actual grand jury testimony itself. The question before us now is whether absolute immunity applies to the alleged conspiracy decision in the investigative stage to make up and present Paulk’s false testimony to the grаnd jury. Our precedent answers this question too. See Mastroianni,
In Mastroianni, the plaintiff alleged defendant Yeomans, a Georgia Bureau of Investigation agent, “engaged in a pretestimonial conspiracy to present false evidence, for which neither absolute nor qualified immunity is available.” Mastroianni,
Since Paulk receives absolute immunity for his false testimony before the grand jury, Hodges and Paulk are similarly immune for their allеged conspiracy to fabricate and present false testimony to the grand jury. Rowe,
It is important to point out that Hodges and Paulk generally would not receive absolute immunity for fabricating evidence, because investigating and gathering evidence falls outside the prosecutor’s role as an advocate. See Buckley,
In contrast, there is no allegation of any physical or expert evidence that Hodges or Paulk fabricated or planted. There is no allegation of a pre-indictment document such as a false affidavit or false certification. Rather, Hodges and Paulk are accused of fabricating together only the testimony Paulk later gave to the grand jury. No evidence existed until Paulk actually testified to the grand jury. Stated differently, the only evidence Rehberg alleges was fabricated is Paulk’s false grand jury testimony, for which Paulk receives absolute immunity.
For all these reasons, we conclude Hodges and Paulk are entitled to absolute immunity for the pre-indictment conduct of conspiring to make up and present Paulk’s false testimony to the grand jury.
C. Subpoenas During Investigation
Rehberg’s allegations regarding the subpoenas to his telephone and Internet providers all recount pre-indictment investigative conduct by Hodges and Paulk. A prosecutor loses the cloak of absolute immunity by stepping out of his role as an advocate and performing “investigative” functions more commonly performed by law enforcement officers. Buckley,
Hodges and Paulk, however, do receive qualified immunity because Rehberg’s subpoena allegations do not state a constitutional violation.
In order for Fourth Amendment protections to apply, the person invoking the protection must have an objectively reasonable expectation of privacy in the place searched or item seized. Minnesota v. Carter,
More specifically, a person does not have a legitimate expectation of privacy in the numerical information he conveys to a telephone company in the ordinary course of business. Smith,
Here, Rehberg lacks a reasonable expectation of privacy in the phone and fax numbers he dialed. Once he voluntarily prоvided that information to BellSouth and Alltel (later Sprint), Rehberg lacked any further valid expectation that those third parties would not turn the information over to law enforcement officers. Absent a valid right of privacy, Rehberg cannot state a constitutional violation regarding the subpoenas for his phone and fax information.
A person also loses a reasonable expectation of privacy in emails, at least after the email is sent to and received by a third party. See Guest v. Leis,
Rehberg’s voluntary delivery of еmails to third parties constituted a voluntary relinquishment of the right to privacy in that information. Rehberg does not allege Hodges and Paulk illegally searched his home computer for emails, but alleges Hodges and Paulk subpoenaed the emails directly from the third-party Internet service provider to which Rehberg transmitted the messages. Lacking a valid expectation of privacy in that email information, Rehberg fails to state a Fourth Amendment violation for the subpoenas for his Internet records.
Because Rehberg’s allegations related to the subpoenas do not state a violation of a constitutional right, the district court erred in denying qualified immunity to Hodges and Paulk on Rehberg’s subpoena claims.
IV. COUNT 7 — RETALIATORY PROSECUTION
In Count 7, Rehberg alleges Hodges and Paulk violated his First Amendment free speech rights by retaliating against him for his criticism of the hospital in his faxes. Rehberg alleges Hodges’s and Paulk’s decisions to investigate him, issue subpoenas, provide his information to paid civilians, and procure wrongful indictments were in retaliаtion for his faxes and criticism of the hospital and were all made without probable cause.
We first review Hartman v. Moore,
A. Hartman v. Moore
In Hartman, plaintiff Moore brought a Bivens
In Moore’s subsequent Bivens action for retaliatory prosecution, the district court granted absolute immunity to the prosecutor but denied qualified immunity to the postal inspectors. Id. at 255,
In reversing the D.C. Circuit’s denial of qualified immunity to the postal inspectors, the Supreme Court in Hartman concluded that to bring a retaliatory-prosecution claim, the plaintiff must show an absence of probable cause for the prosecution. Hartman,
A Bivens (or § 1983) action for retaliatory prosecution will not be brought against the prosecutor, who is absolutely immune from liability for the decision to prosecute. Instead, the defendant will be a nonprosecutor, an official, like an inspector here, who may have influenced the prosecutorial decision but did not himself make it, and the cause of action will not be strictly for retaliatory prosecution, but for successful retaliatory inducement to prosecute. The consequence is that a plaintiff like Moore must show that the nonprosecuting official acted in retaliation, and must also show that he induced the prosecutor to bring charges that would not have been initiated without his urging.
Id. at 261-62,
And Hartman indicates that to establish a prima facie case of this but-for causal connection, a plaintiff must plead and prove both (1) a retaliatory motive on the part of the non-prosecutor official, and (2) the absence of probable cause supporting the prosecutor’s decision. Id. at 265,
B. Rehberg’s Retaliatory-Prosecution Claims
Hartman dictates the outcome of Rehberg’s retaliatory-prosecution claim in Count 7. First, as to Hodges, Rehberg alleges Hodges was in communication with Burke about the decision to prosecute, even after Hodges recused. Hodges’s alleged decision to prosecute Rehberg, even if made without probable cause and even if caused solely by Paulk’s and his unconstitutional retaliatory animus, is protected by absolute immunity. Hartman,
As to Paulk, Rehberg must show investigator Paulk’s retaliation against Rehberg successfully induced the prosecution and was the “but-for” cause of the prosecution. Hartman,
The very detailed allegations in Rehberg’s complaint satisfy the two requirements for a prima facie case of retaliatory prosecution: non-prosecutor Paulk’s retaliatory motive, and the absence of probable cause for prosecutor Burke to bring charges. Hartman,
In sum, Rehberg sufficiently has alleged the requisite retaliatory motive, absence of probable cause, and but-for causation (i.e., that Burke would not have prosecuted Rehberg but for Paulk’s false testimony). Therefore, at this pleading juncture, the district court did not err in denying absolute and qualified immunity to Defendant Paulk on Rehberg’s retaliatory-prosecution claim.
C. Retaliatory Investigation Claim
Rehberg’s complaint also alleges a “retaliatory investigation” claim against Hodges and Paulk. For example, Rehberg’s complaint alleges Hodges and Paulk together decided to investigate Rehberg and took several steps during the investigation because each of them had retaliatory animus. These allegations of coordinated and joint actions are replete throughout
Hartman does not help us with this claim because the Supreme Court pointedly did not decide whether “simply conducting retaliatory investigation with a view to promote prosecution is a constitutional tort.” Hartman,
As noted above, only qualified immunity, not absolute immunity, applies to conduct taken in an investigatory capacity as opposed to a prosecutorial capacity. The only actual investigatory conduct alleged is the issuance of subpoenas, which, as we already stated above, did not violate Rehberg’s Fourth Amendment rights. Because Hodges and Paulk’s issuance of the subpoenas did not violate Rehberg’s constitutional rights (Count 6), we are inclined to agree with the government that Hodges and Paulk’s retaliatory animus (Count 7) does not create a distinct constitutional tort.
But even if we assume Rehberg has stated a constitutional violation by alleging that Hodges and Paulk initiated an investigation and issued subpoenas in retaliation for Rehberg’s exercise of First Amendment rights, Hodges and Paulk still receive qualified immunity because Rehberg’s right to be free from a retaliatory investigation is not clearly established. The Supreme Court has never defined retaliatory investigation, standing alone, as a constitutional tort, Hartman,
V. COUNT 8—FABRICATION OF EVIDENCE AND PRESS STATEMENTS AGAINST BURKE
Count 8 is against only Burke. Rehberg alleges Burke violated his “constitutional rights” by (1) “participating] in fabricating evidence”; (2) presenting Paulk’s perjured testimony to the grand jury; and (3) making defamatory statements to the media which “damaged Mr. Rehberg’s reputation.”
As a special prosecutor appointed to stand in for Hodges, Burke receives the full scope of absolute prosecutorial immu
Burke’s statements to the media, however, are not cloaked in absolute immunity because “[c]omments to the media have no functional tie to the judicial process just because they are made by a prosecutor,” and they are not part of the prosecutor’s role as an advocate of the State. See Buckley,
A tort claim, such as Rehberg’s defamation allegation in Count 8, does not give rise to a § 1983 due process claim unless there is an additional constitutional injury alleged. Cypress Ins. Co. v. Clark,
This doctrine is known as the “stigma-plus” test, Cannon v. City of W. Palm Beach,
Rehberg’s complaint alleges damage to his reputation but does not allege the required deprivation of any previously recognized constitutional property or liberty interest. The only factual allegations Rehberg makes regarding Burke’s media stаtements are these: “Mr. Rehberg ... was subjected to extensive publicity in the media where he was identified as being charged with multiple felonies and misdemeanors, and publicly identified by the acting District Attorney as having committed an assault and burglary. The damage of three indictments on his public record will remain with him and his wife and children for the rest of their lives.” He continues by alleging, “[t]hese wrongful indictments will always be associated with his name and have caused and will cause significant personal, professional and economic damages to Mr. Rehberg.” Rehberg alleges Burke’s media statements “wrongfully damaged [his] reputation.”
In short, Rehberg’s defamation allegations are too generalized to show a previously recognized constitutional deprivation flowing from Burke’s alleged defamatory statements. Damage to reputation alone is insufficient to state a Fourteenth Amendment due process claim. Cypress,
The district court averted this settled law by connecting Burke’s media statements to “the alleged Fourteenth Amendment violation alleged by Plaintiff, i.e., violation of his right to be free from prosecution based upon false evidence/charges.” This was error. The “stigma-plus” test requires the plaintiff to show deprivation of a previously recognized Fourteenth Amendment property or liberty interest “in connection with” the claimed defamation. Even liberally construed, Rehberg’s complaint does not allege a procedural due process claim under the Fourteenth Amendment. See Albright v. Oliver,
Therefore, the only remaining “plus” Rehberg identifies is the right to be free from malicious prosecution and unreasonable detention under the Fourth Amendment. However, Rehberg’s complaint does not allege that Burke’s media statements caused Rehberg’s indictments and arrest.
In any event, Rehberg cannot use the prosecution itself (the indictment and arrest) as the basis for constitutional injury supporting a § 1983 defamation claim. The Seventh Circuit considered this precise situation, concluding the plaintiff must point to some constitutional wrong, other than the indictment and related events, in order to support a § 1983 constitutional claim based on defamation. “Identifying the arrest and imprisonment as the loss of liberty does not assist [the plaintiff], however, because [the prosecutor] has absolute immunity from damages for these events.” Buckley v. Fitzsimmons, 20 F.3d 789, 797 (7th Cir.1994), cert. denied,
Therefore Rehberg failed to satisfy Paul’s “stigma-plus” test and fails to allege a constitutional claim based on the press statements. This lack of a constitutional claim means Burke receives qualified immunity for his press statements. The district court erred by not finding Burke immune for the allegations in Count 8.
VI. COUNT 10 — CONSPIRACY
Count 10 alleges Hodges, Burke, and Paulk engaged in a conspiracy to violate Rehberg’s constitutional rights under the First, Fourth, and Fourteenth Amendments.
“A person may not be prosecuted for conspiring to commit an act that he may perform with impunity.” Jones,
Rehberg’s conspiracy allegations do not enlarge what he alleged previously in his complaint. This opinion has already explained why Hodges, Burke, and Paulk receive absolute or qualified immunity for all of the conduct alleged in Counts 6 and 8 and why Hodges receives absolute immunity for the retaliatory prosecution in Count 7. Rehberg cannot state a valid conspiracy claim by alleging the Defendants conspired to do things they already are immune from doing directly.
VII. CONCLUSION
For the reasons explained above, Hodges and Paulk receive absolute immunity for Paulk’s grand jury testimony and for the related pre-indictment conspiracy conduct alleged in Count 6; Hodges and Paulk receive qualified immunity for the issuance of subpoenas alleged in Count 6; Hodges receives absolute immunity for initiating a retaliatory prosecution as alleged in Count 7; Hodges and Paulk both receive qualified immunity for the retaliatory investigation alleged in Count 7; Burke receives absolute immunity for the allegations in Count 8, except for the allegеd media statements, for which he receives qualified immunity; and Count 10’s conspiracy claim fails. The only surviving claim from this appeal is the retaliatory-prosecution claim in Count 7 against Paulk, for which the district court correctly denied absolute and qualified immunity. We reverse the district court’s order in part and remand this case for the district court to grant the Defendants’ motions to dismiss and to enter judgment in favor of all Defendants on Counts 6, 7, 8, and 10, except for the retaliatory-prosecution claim against Paulk in Count 7.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Notes
. In reviewing a Rule 12(b)(6) motion to dismiss, we accept as true the factual allegations in the complaint and all reasonable inferences therefrom. Jackson v. Okaloosa County, Fla.,
. The City of Albany, Georgia, is in Dougherty County.
. Rehberg's complaint also alleges state law claims for negligence (Counts 1 & 2) and invasion of privacy (Counts 3 & 4) against Paulk, which the district court refused to dismiss. At this juncture, Defendant Paulk has not appealed the district court’s rulings on those state law claims. At oral argument, counsel for Defendant Paulk confirmed to the Court that the state law claims in Counts 1, 2, 3, and 4 against Paulk were not оn appeal.
. Plaintiff Rehberg also sued Dougherty County and Hodges, in his official capacity. Rehberg withdrew Count 5 against Dougherty County in response to its claim of sovereign immunity. Rehberg has not appealed the district court’s dismissal of Count 9 against Dougherty County, which effectively dismissed Count 9 against Hodges because an official capacity claim against Hodges is another moniker for a claim against Dougherty County, Hodges's employer. See Brown v. Neumann,
. The denial of absolute or qualified immunity on a motion to dismiss is an appealable interlocutory order. See Jones v. Cannon,
. Rehberg alleges his arrest was an unreasonable seizure. The Fourth Amendment protection against ‘'unreasonable” searches and seizures was made applicable to the States through the Fourteenth Amendment. Major League Baseball v. Crist,
. Overruled on other grounds, Whiting v. Traylor,
. In Mastroianni v. Bowers,
. Two circuits carved out a complaining-witness exception to absolute immunity for false grand jury testimony. See, e.g., Harris v. Roderick,
Acknowledging White v. Frank relies on Malley, the Jones Court noted that carving out an immunity exception fоr grand jury testimony would eviscerate the secrecy of grand jury proceedings, a concern not implicated by the "felony complaints” filed to support an arrest warrant in Malley and the personal certification for an arrest warrant in Kalina.
. Rehberg does not allege, for instance, that Hodges and Paulk fabricated physical evidence linking him to Dr. Hotz’s house or convinced another witness to testify falsely about Rehberg’s involvement. The only evidence presented to the grand jury was Paulk’s testimony and Dr. Hotz's testimony (which Rehberg does not allege was false).
. Rehberg's complaint does not allege Defendant Burke participated in the issuance of the subpoenas.
. The Fourth Amendment provides: “The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated....” U.S. Const. amend. IV.
.To the extent Rehberg relies on the Fourth Amendment, “there is no retaliation claim under the Fourth Amendment separate and distinct from [Rehberg's] malicious prosecution ... claim[ ].” Wood v. Kesler,
. See Bivens v. Six Unknown Fed. Narcotics Agents,
. Moore’s company manufactured a multiline optical character reader useful in sorting mail. Hartman,
. In a footnote, the Supreme Court noted that Moore’s complaint charged the prosecutor with acting in both an investigatory and prosecutorial capacity, but that no appeal or claim against the prosecutor was before the Supreme Court. Hartman,
. Rehberg does not allege he incurred any expenses in the investigation stage.
. The initiation of a criminal investigation in and of itself does not implicate a federal constitutional right. The Constitution does not require evidence of wrongdoing or reasonable suspicion of wrongdoing by a suspect before the government can begin investigating that suspect. See United States v. Aibejeris,
.Burke is not alleged to have participated in subpoenaing Rehberg’s telephone and Internet providers.
. Count 7 of Rehberg's complaint does not name Burke as a defendant, but Count 7 claims Paulk's retaliatory motive and actions “wrongfully influenced and instigated the prosecutorial decision to bring charges against Mr. Rehberg.”
. Rehberg does not specifically identify what constitutional provision Burke's media statements violated. We assume Rehberg asserts a Fourteenth Amendment due process claim. See, e.g., Paul,
. "While we have in a number of our prior cases pointed out the frequently drastic effect of the 'stigma' which may result from defamation by the government in a variety of contexts, this line of cases does not establish the proposition that reputation alone, apart from somе more tangible interests such as employment, is either 'liberty' or 'property' by itself sufficient to invoke the procedural protection of the Due Process Clause.” Paul,
. The complaint does not clearly state whether Burke made his media statements before Rehberg was indicted or after, but the complaint also does not allege any fact showing that Burke's media statements caused Rehberg to be indicted.
. The district court cited Riley v. City of Montgomery, Ala.,
