Lead Opinion
On March 1, 2001, Petitioner Reginald Walker was convicted of first degree murder in violation of Mich. Comp. Laws § 750.316, and possession of a firearm in the commission of a felony in violation of Mich. Comp. Laws § 750.227b, for the fatal shooting of Larry Troup. Petitioner filed a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 on December 21, 2006, claiming that his counsel had been ineffective because he failed to investigate and present an insanity defense despite Petitioner’s known, extensive, and well-documented history of mental illness. On January 14, 2010, the United States District Court for the Eastern District of Michigan denied his petition. On February 18, 2010, that court granted Petitioner a Certificate of Appealability pursuant to 28 U.S.C. § 2253(c)(1) on the question of whether the state court’s decision that Petitioner had not been prejudiced by his attorney’s failure to raise an insanity defense was an unreasonable application of federal law. On September 2, 2011, this Court reversed the decision of the district court, and granted the writ. Walker v. McQuiggan,
Upon reconsideration, we REVERSE the decision of the district court, and GRANT Petitioner’s application for a writ of habeas corpus.
BACKGROUND
A. Facts
The facts of this case were laid out in detail in our prior decision. Walker v. McQuiggan,
*408 The prosecution presented testimony that at about midnight, Walter Gaiter and Troup entered the store to purchase some beer. After paying for the beer at the checkout counter, Gaiter leaned back into defendant, who was behind them. After Gaiter apologized for bumping into defendant, defendant told him that he did not like being touched, which defendant repeated after he paid for his purchases. Pausing, defendant then pulled an automatic handgun from under this [sic] jacket and fired three or four shots, killing Troup instantly. Neither Gaiter nor Troup was armed. Defendant then picked up the clip that had fallen to the floor, put it in his pocket, and walked out the store.
Id. (quoting People v. Walker, No. 233494,
Petitioner had a long history of mental illness. Despite being only 46 years old at the time of trial, he received Social Security Disability benefits as a result of mental health issues. Id. at 315. His medical history indicated that Petitioner had been hospitalized many times, starting in 1983, for various “schizophrenic” illnesses. While he had been prescribed anti-psychotic medications since 1983, he had not always taken them. Treatment at several different hospitals had resulted in diagnoses of “paranoid schizophrenia, generalized schizophrenia, schizoaffective disorder, depression, bi-polar disorder, and alcohol dependence.” Id. At multiple times, Petitioner reported to doctors that he had suicidal or homicidal feelings, and that he had been hearing voices. Within the six months preceding the shooting, Petitioner’s mother, who was an appointed guardian to him, had him involuntarily committed to a treatment facility because of acute psychotic symptoms. Id. at 315.
All of the evidence at trial identified Petitioner as the culprit. Both the store clerk and Gaiter testified that Petitioner was the shooter, and that there had been a brief, non-violent encounter between Gaiter and Petitioner, when Gaiter had acci-dently bumped into Petitioner, and that after a brief exchange of words, Petitioner shot Troup. Both also testified that Petitioner then picked up the ammunition clip that had fallen out of the gun, and walked out of the store. The police arrested Petitioner shortly afterwards in a nearby semi-abandoned house. Petitioner’s hand was bleeding, because he had punched a hole in the drywall in the house, and hidden the gun inside. No evidence suggested that Petitioner had been attacked by Troup or Gaiter. Id. at 313.
Petitioner admitted to the killing, but “presented a mixed defense of accident, self-defense and intoxication.” Id. at 313. Despite having the option to request that an independent clinical psychiatrist of his choice evaluate Petitioner, Defense counsel chose to rely on the examination of Dr. Dexter Lee Fields, the Wayne County Circuit Court Psychiatrist, who had found that Petitioner was criminally responsible at the time of the shooting. Id. at 314. Fields had examined Petitioner before, and on at least one occasion had concluded that Petitioner was mentally ill. Id. at 314 n. 3 Defense counsel did not use an insanity defense;
On direct review of his conviction, Walker alleged that his attorney had provided ineffective assistance of counsel because he had failed to investigate or raise an insanity defense. Id. at 315. The Michigan Court of Appeals found that counsel’s failure to investigate the possibility of an insanity defense constituted deficient performance, and remanded the case to the trial court for a Ginther hearing
B. Procedural History in the Federal Courts
In December 2006, Petitioner asked the United States District Court for the Eastern District of Michigan to grant a writ of habeas corpus, based on the same claim of ineffective assistance of counsel that he alleged in the state courts. In January 2010, the district court accepted the report and recommendation of the magistrate judge,
DISCUSSION
A. Standard of Review
Where a district court has denied a ha-beas petition, and issued a certificate of
Under the AEDPA, a federal court may not grant a writ of habeas corpus with respect to any claim adjudicated on the merits in state court unless the state adjudication:
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). A federal court may not issue the writ “simply because it concludes in its independent judgment that the relevant state-court decision applied clearly established federal law erroneously or incorrectly. Rather, that application must also be unreasonable.” Williams v. Taylor,
A decision that is “contrary to” clearly established federal law where “the state court arrives at a conclusion opposite to that reached by this Court on a question of law ... [or] confronts facts that are materially indistinguishable from a relevant Supreme Court precedent and arrives at a [the opposite] result.” Williams,
C. The Decision of the Michigan Court of Appeals
It is clearly established law that the question of ineffective assistance of counsel is analyzed pursuant to the two-part test established in Strickland v. Washington,
The Michigan state court’s decision in 2005 both violated and unreasonably ap
Strickland has long held that counsel’s performance is deficient where it falls below an objectively unreasonable standard. Strickland,
“To establish Strickland prejudice a defendant must ‘show that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.’ ” Lafler v. Cooper, — U.S. -,
In its decision in 2003, the Michigan Court of Appeals found that counsel’s failure to investigate the possibility of an insanity defense consituted deficient performance, but remanded the ease for further findings with respect to the question of prejudice. Walker,
This was an incorrect statement of the constitutional rule, and a court’s failure to analyze a claim of ineffective assistance under the correct standard, under appropriate circumstances, can give rise to a grant of habeas corpus. Williams,
The Supreme Court has never held that prejudice under Strickland requires a court to examine whether acquittal was likely; the standard has always been concerned with the probability of a different result based on the fairness of the proceeding. See Woodford,
Moreover, even were we to consider the Michigan Court of Appeals’ statement of the Strickland prejudice standard as reasonably correct, the court also improperly applied the standard. First, virtually all of its reasoning focused on reasons why defense counsel did not pursue the insanity defense as a strategy. Walker,
No “fairminded jurist,” Harrington,
In sum, the Michigan Court of Appeals’ decision in 2005 failed to apply the correct rule. Having found, in its earlier decision, that defense counsel’s performance was deficient, the court was required to examine whether there would have been a reasonable probability of a different outcome had defense counsel presented an insanity defense. Furthermore, even if we construed the court’s reasoning as stating the correct rule, the court failed to properly apply the rule, because it focused its inquiry on improper factors. Finally, it was unreasonable for the court to find that there was no reasonable chance of a different outcome given Petitioner’s extensive history of mental illness that the jury was never confronted with. Accordingly, we reverse the district court’s denial of the writ. However, in light of the Supreme Court’s instructions to reconsider our prior decision in light of Parker v. Matthews, 567 U.S. -,
D. The Supreme Court’s Decision in Parker v. Matthews
In Parker v. Matthews, the Supreme Court reversed a decision of this Court, Matthews v. Parker,
While the facts of that case have been recounted by courts many times before, some bear repeating here. Petitioner David Matthews drank in a bar, where he also took Valium and Dexedrine. Matthews,
Id. After killing his mother-in-law, he had sex with his wife, and stayed with her for several hours, until about 6:00 a.m., when he shot and killed her. Id. He then went back to his mother’s house, hid the gun in the yard of the house, asked his mother to wash his clothes, took more Valium, and went to sleep. Id. Later that day, he was taken into custody, and was eventually indicted for the two murders and burglary. Id.
Under the Kentucky murder statute as it existed at the time of the killings, the absence of EED was an element of the crime.
This Court found that this violated clearly established federal law. Id. In particular, we found that under In re Winship,
The United States Supreme Court reversed our decision, finding that the Kentucky courts had not violated clearly established law in allocating the burden of proof on the EED element because the jury had been properly instructed, Parker,
In particular, the Supreme Court criticized this Court for reliance on our own circuit court precedents as to what constitutes clearly established law. Parker,
Unlike in Parker, where the jury had considered the claim of EED, here the claim of insanity was never presented to the jury. Accordingly, rather than the
In Parker, the Kentucky courts had a full record with which to evaluate the sufficiency of the proof of EED in the context of a jury verdict. But there is no such record in the instant case for the Michigan Court of Appeals to have evaluated. The only findings, anywhere in the record, with respect to Petitioner’s mental state, were at the Ginther hearing. And those findings of fact appear to support a conclusion that Petitioner suffered Strickland prejudice when his attorney failed to present an insanity defense. In Parker, there was evidence of rational behavior and premeditation that could have precluded a finding of EED, and the Supreme Court determined that it was not unreasonable for the Kentucky appellate court to find that a properly instructed jury’s finding meant that the state had met its burden. In the instant case, the Michigan Court of Appeals selectively used facts, such as Petitioner’s attempt to hide the gun used in the killing, that had never been examined in the context of Petitioner’s long history of mental illness. Given the Michigan Court of Appeals’ finding of deficient performance, and given the Supreme Court’s statement of the reasonable probability standard, this was an unreasonable conclusion to draw.
Accordingly, upon reconsideration, we find that the Supreme Court’s decision in Parker v. Matthews does not alter the result in our prior decision in this case. While we are mindful of the Supreme Court’s admonition to consult only precedent from the Supreme Court as the basis for clearly established law, Petitioner’s claim is based on his right to effective counsel as established in Strickland, and we have no doubt that this constitutes clearly established law as determined by the Supreme Court. We further find that because the properly instructed jury in the Parker case was presented with the evidence of EED, there was a reasonable factual basis for the state court’s decision in Parker that is entirely absent in the instant case. In light of that key distinction, the primary application of the Parker decision must be to limit this Court’s analysis to clearly established law as determined by the Supreme Court. Having analyzed the case on those terms, we find that the writ should issue.
CONCLUSION
The district court erred in failing to grant Petitioner a writ of habeas corpus based on the ineffective assistance of counsel. Therefore, we REVERSE the decision of the district court, GRANT Walker’s petition for a writ of habeas corpus, and order that Walker be released from custody unless the State of Michigan commences a new trial within 180 days of the date of this order.
Notes
. Petitioner’s attorney at that point was William Winters. He declined to pursue an insanity defense, although his predecessor as defense counsel had filed a notice of intent to do so. Id.
. Named for People v. Ginther,
. The magistrate recommended that the district court deny the petition, because the state court’s finding that there was no prejudice to Petitioner was not unreasonable. (R. 14, Report & Recommendation, Nov. 13, 2009, at 8.)
. We first find that the Michigan court failed to apply the correct rule, but we also find that even were we to construe its decision as stating the rule correctly, the result would be an unreasonable application of federal law.
. The Michigan Court of Appeals based at least part of this decision on the law-of-the-case doctrine, finding that it was bound by the earlier panel's determination of deficient performance.
. Furthermore, the state court decision did not otherwise recite the Strickland standard, so we cannot conclude that this statement of the rule was some form of permissible shorthand. See Holland v. Jackson,
. The prosecutor made several inappropriate remarks during closing arguments that imper-missibly denigrated petitioner’s claim of EED.
. The Kentucky statute stated that a person commits murder when:
with the intent to cause the death of another person, he causes the death of such person or of a third person; except that in any prosecution a person shall not be guilty under this subsection if he acted under the influence of extreme emotional disturbance, the reasonableness of which is to be determined from the viewpoint of a person in the
defendant’s situation under the circumstances as the defendant believed them to be.
Ky.Rev.Stat. § 507.020(l)(a) (quoted in Matthews,
.The Kentucky Supreme Court, in Wellman v. Commonwealth,
Dissenting Opinion
dissenting.
Though addressing the problem highlighted in Parker v. Matthews, — U.S. -,
The majority retreats from its earlier criticism of the state court’s interpretation of Michigan’s legal insanity statute. Cf. Walker I,
This reasoning departs from the court’s finding in Walker I that the state court had “properly stat[ed] the Strickland standard for prejudice,”
The above portion of the state court’s opinion correctly stated the Strickland standard, and its conclusion also utilized Strickland’s “reasonable probability” language. People v. Walker,
Nor does the state court’s characterization of Strickland prejudice as ineffective assistance that “was so prejudicial to [the defendant] that he was denied a fair trial,” People v. Walker,
Compounding the error, the majority dismisses the state court’s prejudice analysis as “conclusory,” and seems to fault the state court for expressing doubts about its previous ineffective-assistance finding. See People v. Walker,
I respectfully dissent.
