REGINALD LENARD SMITH, Plaintiff, v. COUNTY OF LOS ANGELES; LOS ANGELES COUNTY SHERIFF‘S DEPARTMENT; Does 1 through 10, both their personal and official capacities, Defendants.
Case No. CV 11-10666 DDP (PJWx)
UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA
March 25, 2015
ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ MOTIONS TO DISMISS AND STRIKE THIRD AMENDED COMPLAINT [Dkt. Nos. 110, 111]
Presently before the Court is Defendants’ Motions to Dismiss and Strike Plaintiff’s Third Amended Complaint (“SAC”). (Dkt. Nos. 110, 111.) Having heard oral arguments and considered the parties’ submissions, the Court adopts the following order.
I. BACKGROUND
In 1991, a California state court issued, and Defendant Los Angeles Sheriff’s Department (“LASD”) recorded, a felony warrant for the arrest of a person then identified as “Reggie Lamar Smith” (later identified as “Robert Lee Cooks”). (TAC ¶¶ 45-49.) This warrant included a 1962 birth date which was not Cooks’ own birth
In 2007, Plaintiff, whose name is Reginald Lenard Smith, was stopped by police in Tennessee for a minor traffic violation. (Id. at ¶ 52.) After a warrant check, Plaintiff was arrested by the Tennessee police under the warrant issued for Cooks. (Id.) Eleven days later, he was extradited to California, where he was held for thirteen days until a California court ordered his released because he was not the subject of the warrant. (Id.) Plaintiff alleges that he would not have been held and extradited were it not for the felony warrant. (Id. at ¶¶ 53, 82.) Plaintiff does not dispute that there existed a separate misdemeanor warrant that provided independent authority for Defendants to detain him in California. (Dkt. No. 111-2, Ex. C (Feb. 25, 2010 Order of Judge Feess) at 1-2.) But he does argue that, were it not for the felony warrant intended for Cooks, the LASD, pursuant to its own policy, would not have detained him in jail. (TAC, ¶ 82.) “[O]n August 22, 2007, the Superior Court issued an Order for Release with respect to the
Also on August 28, 2007, the state court re-issued the warrant. Plaintiff alleges that Defendants again created a record for the warrant that reflected his name and birth date, rather than the correct name and birth date for the true subject of the warrant. (Id. at ¶ 57.) Defendants also did not note in the record that Plaintiff had been exonerated in the warrant, nor did they note that Cooks was currently incarcerated. (Id. at ¶ 59.)
Plaintiff alleges that in 2010, Defendants updated the warrant with Plaintiff’s Social Security number, driver’s license number, biometric identifiers, and other identifying information. (Id. at ¶ 60.)
In 2011, Plaintiff was again arrested under the warrant intended for Cooks, this time by the Los Angeles Police Department (“LAPD”). (Id. at ¶ 61.) Plaintiff alleges that LAPD officers, in making the arrest, queried the County Warrant System (“CWS”), a warrant information database maintained by Los Angeles County. (Id.) Plaintiff alleges that the LAPD uses CWS because the County and Los Angeles Sheriff’s Department (“LASD”) advise local police that CWS is “the only practical means for determining if an arrestee has an outstanding Superior Court warrant.” (Id.)
Plaintiff alleges that since the 2011 arrest, Defendants have removed his unique identifiers from the warrant record, but the record continues to reflect his name and birth date rather than Cooks’. (Id. at ¶ 66.)
Consequently, Plaintiff now sues for injunctive relief and damages, for himself and a putative class of others similarly situated, alleging constitutional violations under the Fourth and Fourteenth Amendments and violation of
II. LEGAL STANDARD
In order to survive a motion to dismiss for failure to state a claim, a complaint need only include “a short and plain statement of the claim showing that the pleader is entitled to relief.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 55 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). A complaint must include “sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Twombly, 550 U.S. at 570). When considering a
III. DISCUSSION
A. Motion to Strike
Defendants ask the Court to strike Plaintiff’s Fourth, Fifth, and Sixth Causes of Action be stricken as exceeding the scope of the Court’s leave to amend and, in the case of the Fifth, because it contains “scandalous” material. (Mot. Strike.)
“Rule 12(f) motions are generally disfavored.” Allen v. Cnty. of Los Angeles, No. CV 07-102-R (SH), 2009 WL 666449, at *2 (C.D. Cal. Mar. 12, 2009). They are “generally not granted unless it is clear that the matter sought to be stricken could have no possible
The Fourth Cause of Action, arising from the 2007 arrest, is somewhat beyond the scope of what the Court expected when it granted Plaintiff leave to amend his complaint. In the Second Amended Complaint, Plaintiff specifically stated that he “d[id] not seek damages arising from his July 27, 2007 arrest on warrant no. NVMA00209001.” (SAC, ¶ 50.) And it was the new information about the entry of Plaintiff’s information into Cooks’ warrant that caused the Court to give leave in the first place – most of which, by Plaintiff’s own account, was added to the warrant in 2010. (Dkt. No. 100, Jan. 16, 2015 Order, at 8:9-20; TAC at ¶ 60.) The addition of a claim based on the 2007 arrest is therefore unexpected. Nonetheless, the Court did grant Plaintiff leave to amend his “Fourth Amendment claim.” (Dkt. No. 100, Jan. 16, 2015 Order, at 16:17-18.) The Fourth Cause of Action is a Fourth Amendment claim, and it is related to the claim as to the 2011 arrest, because if the warrant was faulty in 2007, that would make
For similar reasons, the Court declines to strike the Sixth Cause of Action. The claims for wrongful imprisonment and violation of the California Constitution are rooted in the same facts as, and bear on, the federal constitutional claims as to the 2011 arrest, and questions of surprise and prejudice would follow the same analysis.
The Fifth Cause of Action is, admittedly, unlike anything pled previously and far beyond the range of what the Court envisioned when it gave Plaintiff leave to amend in order to restate his Fourth Amendment claim. Nonetheless, in the interest of the Court’s strong policy of deciding claims on the merits, and in order to avoid duplicative filings to arrive at the same place, the Court will deal with the Fifth Cause of Action on the
The Motion to Strike is therefore denied in its entirety.
B. Motion to Dismiss: Fourth Cause of Action
Plaintiff alleges, in his Fourth Cause of Action, that the warrant under which he was twice arrested was defective from the start, because Defendants knew (or should have known) that the true
1. Preclusive Effect of Judgments on Plaintiff’s Previous Fourth Amendment Claim
“The preclusive effect of a federal-court judgment is determined by federal common law.” Taylor v. Sturgell, 553 U.S. 880, 891 (2008). The Court therefore looks to the Supreme Court’s definitions of issue and claim preclusion:
Under the doctrine of claim preclusion, a final judgment forecloses successive litigation of the very same claim, whether or not relitigation of the claim raises the same issues as the earlier suit. Issue preclusion, in contrast, bars successive litigation of an issue of fact or law actually litigated and resolved in a valid court determination
essential to the prior judgment, even if the issue recurs in the context of a different claim.
Id. at 892 (citations omitted) (internal quotation marks omitted). The two doctrines preserve the finality of judgments and “foster reliance on judicial action by minimizing the possibility of inconsistent decisions.” Id. (brackets omitted) (internal quotation marks omitted).
To take issue preclusion first, it is obvious that the issue of the identifiers actually being false and unrelated to the true subject of the warrant was not “actually litigated and resolved” in the previous case. Judge Feess noted that “Plaintiffs do not allege that the warrants at issue did not correctly name the actual subjects. Additionally, all of the warrants contained additional descriptive information such as physical characteristics . . . .” (Dkt. No. 111-2, Ex. B at 16:12-14.) Similarly, the question presented to the Ninth Circuit was whether “the L.A. County defendants violated the Fourth Amendment‘s particularity requirement by not including the warrant subject‘s known biometric identifiers or full name on the warrant.” Gant v. Cnty. of Los Angeles, No. 12-56080, 2014 WL 6613049, at *2 (9th Cir. Nov. 24, 2014). The particular issue Plaintiff raises has not been litigated before.
Nonetheless, the claim would be precluded, because previously litigated, except that Plaintiff alleges that Defendants’s misrepresentations in the previous litigation defeat claim preclusion, citing to Western Sys., Inc. v. Ulloa, 958 F.2d 864, 871-72 (9th Cir. 1992) (“Ignorance of a party does not . . . avoid
Plaintiff plausibly alleges that Defendants had information – either in 1991 or in 1995, but certainly by the time his claim was initially litigated – that would have supported his claim, and that Defendants made representations to Plaintiff, his co-plaintiffs, and the courts that concealed that information. See Part I, supra; Opp’n at 7-9. It may turn out, of course, that Plaintiff is wrong and Defendants’ representations were not false or were innocently made.2 Nonetheless, for purposes of deciding a
2. Independent Authority to Hold Plaintiff
The Ninth Circuit panel that heard Plaintiff’s original appeal affirmed the district court’s conclusion that “the L.A. County defendants had lawful authority to detain Smith from August 15, 2007 to August 22, 2007 based on a misdemeanor warrant actually
The main question is therefore whether Plaintiff can now assert Fourth Amendment liability against Defendants, notwithstanding the Ninth Circuit’s holdings about independent authority. Plaintiff argues that he can, for two reasons.
First, Plaintiff alleges that neither Tennessee officials nor California officials were aware of the misdemeanor warrant when Plaintiff was arrested and detained in Tennessee, nor when he was extradited.4 (Opp’n at 14:5-15.) Thus, that warrant cannot provide authority for his detention prior to his extradition to California.
Second, Plaintiff argues that even once he was transferred to LASD custody in California on August 15, 2007, the misdemeanor warrant is “irrelevant,” because had it not been for the felony warrant, he would have been released immediately pursuant to LASD policy. (Opp’n at 14:16-25.) Thus, the felony warrant proximately caused his detention, even if there was an independent authority for his detention.
The Ninth Circuit’s holding in Gant was in the Fourteenth Amendment context rather than addressed specifically to the current
A closer question is whether Fourth Amendment liability is cut off by the judge’s order authorizing LASD to detain Plaintiff in order to determine whether he was the subject of the warrant. On the one hand, it is true that the Court will “apply traditional tort law principles” to determine whether Defendants are liable for
There is an exception to the “superseding cause” rule, however. When a defendant has “deliberately or recklessly misled” the judicial officer, her independent judgment is undermined, and the proximate cause chain is not broken. Id. at 664. Thus, if Defendants deliberately or recklessly represented to the judge that the name and birth date on the warrant record correctly described the warrant’s true subject, knowing that it did not, the chain of harms attributable to the allegedly false warrant record is not broken, notwithstanding that due process was held to be satisfied as to the actual decision to detain Plaintiff.7
This exception is narrow. It does not call into question the due process of the state court proceedings. The Court wishes to stress that it does not suggest that the LASD deputies who appeared before the state court and/or held Plaintiff under a court order made misrepresentations or misled the state court. Rather, what
Therefore, while detaining Plaintiff under the misdemeanor warrant from August 15 to August 22, 2007 was reasonable, Defendants can still be held liable for Plaintiff’s detention in Tennessee, his extradition, and his detention pursuant to a court order after August 22, 2007.
C. Motion to Dismiss: Sixth Cause of Action
Plaintiff asserts a cause of action under state law, apparently for both false imprisonment and violation of the state constitution’s Fourth Amendment analogue,
As to false imprisonment, the Court holds that Plaintiff is not precluded from stating his claim for false imprisonment for the
As to
D. Motion to Dismiss: Fifth Cause of Action
Plaintiff’s Fifth Cause of Action, however, cannot be sustained. First, it is significantly outside the scope of the Court’s order permitting amendment related to the Fourth Amendment claim. (Dkt. No. 100 at 16:18-19.) Second, Plaintiff asserts that some sort of “due process” violation has occurred, but does not explain exactly what the violation is. He appears to pin his claim on Defendants’ alleged violation of a California statute,
Presumably the substantive interest at stake is an interest in informational privacy in the contents of the criminal history. Plaintiff appears to argue that
The Court is unable to find a case in which a plaintiff rested a
Even assuming that a violation of
Plaintiff’s pleading at this point does not eliminate the “obvious alternative explanation” that County employees accessed his records for some purpose in the course of their official duties. Ashcroft v. Iqbal, 556 U.S. 662, 682 (2009).
IV. CONCLUSION
The Court DENIES the motion to strike in its entirety. The Court GRANTS the motion to dismiss Plaintiff’s Fifth Cause of Action. However, the Court dismisses the claim without prejudice. The Court GRANTS the motion to dismiss Plaintiff’s Fourth and Sixth Causes of Action inasmuch as they apply to the week of August 15 to August 22, 2007, but DENIES the motion otherwise.
IT IS SO ORDERED.
Dated: March 25, 2015
DEAN D. PREGERSON
United States District Judge
