REGGIE EUGENE ALLEN, Petitioner, v. STATE OF FLORIDA, Respondent.
No. SC20-1053
Supreme Court of Florida
September 2, 2021
COURIEL, J.
We have for review the decision in Allen v. State, 298 So. 3d 704, 707 (Fla. 1st DCA 2020), in which the First District Court of Appeal certified the following question of great public importance:
IS THE SCHEDULE OF LESSER INCLUDED OFFENSES PROMULGATED BY THE FLORIDA SUPREME COURT IN 2018 IN ERROR IN CLASSIFYING SEXUAL BATTERY (
§ 794.011(5) ) AS A NECESSARILY LESSER INCLUDED OFFENSE OF CAPITAL SEXUAL BATTERY (§ 794.011(2)(a), Fla. Stat. (2018) )?
We have jurisdiction. See
I
Reggie Eugene Allen was charged with three counts of sexual battery and one count of lewd or lascivious exhibition, all relating to incidents that took place between 2010 and 2016. Allen‘s victim, T.W., is the daughter of his ex-girlfriend. T.W. was born on March 25, 2001, and was therefore between nine years old and fifteen years old during the alleged incidents. At Allen‘s trial, she was seventeen years old, and testified to events that took place when she was between nine and thirteen years old.
Without fixing a precise date to any individual episode of abuse, T.W. testified that Allen put his mouth on her vagina over twenty times. Three incidents stood out to her. Each occurred at a different location in Bay County; T.W. and her mother moved several times during the years relevant to this case. T.W. testified that she lived at a home on Williams Avenue until she was eleven, when she moved to a development called Aztec Apartments. T.W.
The first incident occurred when T.W. was nine, at her home on Williams Avenue.2 T.W. testified that she and Allen were watching television in the living room when Allen started kissing her and rubbing her body. Allen rubbed her chest, touched her vagina, performed oral sex on her and then masturbated until
T.W. testified that the second incident occurred when she was eleven, on the day she and her family moved to the Aztec Apartments development. T.W. and Allen were alone upstairs when Allen told her to lie down so that he could perform oral sex on her, then did so. T.W. recalled that she started shaking and crying, telling Allen she was scared. T.W. testified that her mother was still at the Williams Avenue residence when the incident occurred.
The third incident occurred when T.W. was thirteen and living at the Sims Avenue address. T.W. testified that she was lying on her bed in her room when Allen walked in, shut the door, and pulled down her pants. T.W. testified that Allen placed his mouth on her vagina and performed oral sex on her. At some point, T.W.‘s mother entered the room and Allen threw a blanket over T.W., pretending that he had been “play-fighting” with her.
T.W. testified that, as to the other times Allen had performed oral sex on her, she could not recall the month, season, weather, or what time of year the incidents took place. She was eleven (so, in 2012 or early 2013) when she first told her mother about all this.
In 2017, a then-sixteen-year-old T.W. and her mother had a fight about T.W.‘s close relationship with her half-brother. During the fight, police arrived and T.W. told them about Allen‘s actions. Again Allen denied all these allegations, this time to the police. Nonetheless, on November 13, 2017, Allen was charged by information with four criminal counts, covering three distinct time periods. In count I, the only count of conviction Allen appealed to the First District, he was charged with committing sexual battery on a person less than twelve years of age—capital sexual battery—on or between March 25, 2010, and March 24, 2012. Allen did not dispute at trial and does not dispute now that, during this time, T.W. was between nine and ten years old.
Allen took the stand at trial. He testified that he never put his mouth on T.W.‘s genitals, masturbated in her presence, or interacted with her inappropriately. Allen testified that the living room at Williams Street had no television, contradicting T.W.‘s
At the conclusion of the evidence at trial, Allen requested that, as to count I, the jury be instructed on sexual battery as a necessarily lesser included offense of capital sexual battery. At the time, the Schedule of Lesser Included Offenses included in the Florida Standard Jury Instructions in fact listed sexual battery as a necessarily lesser included offense of capital sexual battery—otherwise known as a “category one” lesser included offense.3 The State argued that it was illogical to provide such an instruction, because sexual battery applies to a victim twelve years and older, and it was undisputed that T.W. was nine or ten during the dates
The trial court instructed the jury as follows: “As to Count I, sexual battery, to prove the crime of sexual battery on a person less than 12 years of age, the State must prove the following three elements beyond a reasonable doubt: one, Reggie Eugene Allen committed an act on [T.W.] in which the sexual organ of [T.W.] had union with the mouth of Reggie Eugene Allen; and two, at the time of the offense, [T.W.] was less than 12 years of age; and three, at the time of the offense, Reggie Eugene Allen was 18 years of age or older.” The court explained that if the jury was not convinced that Allen had committed capital sexual battery, “there may be evidence that he committed other acts that would constitute a lesser included crime.” The court directed, “[I]f you decide that the main accusation has not been proved beyond a reasonable doubt, you will next need to decide if the defendant is guilty of any lesser included crime.” The jury was then instructed as to two other
As to count III, which charged Allen with capital sexual battery on or between March 25, 2012, and March 24, 2014,4 the court instructed the jury on sexual battery, lewd or lascivious battery, and battery as lesser included offenses of capital sexual battery.
The jury found Allen guilty as charged on all four counts.
Allen appealed, arguing that the trial court erred in denying his motion to instruct the jury on sexual battery as a category one, necessarily lesser included offense of capital sexual battery. The First District affirmed and certified to this Court the question we have before us.
II
Because T.W.‘s age is undisputed, the First District‘s decision is purely a question of law, which we review de novo. Khianthalat v. State, 974 So. 2d 359, 360 (Fla. 2008) (“Because this matter involves a legal determination based on undisputed facts, this Court‘s standard of review is de novo.“). The trial court‘s rulings on
A
A lesser included offense is one whose elements are entirely contained within the elements of another, greater, offense. Sanders v. State, 944 So. 2d 203, 206 (Fla. 2006). To determine whether and how an offense qualifies as a lesser included offense, “this Court‘s precedent calls for a comparison of statutory elements.” Pizzo v. State, 945 So. 2d 1203, 1206 (Fla. 2006) (holding that, for double jeopardy analysis, grand theft is a lesser included offense of organized fraud because all the statutory elements of grand theft are subsumed by the statutory elements of organized fraud). Lesser included offenses fall within two categories: necessary (or necessarily—we have said it both ways6) and permissive. Sanders,
Similarly, “[a]ttemped manslaughter by act is a necessarily lesser included offense of attempted second-degree murder because
A permissive, or “category two,” lesser included offense exists when “the two offenses appear to be separate [on the face of the statutes], but the facts alleged in the accusatory pleadings are such that the lesser [included] offense cannot help but be perpetrated once the greater offense has been.” Sanders, 944 So. 2d at 206 (alteration in original) (quoting State v. Weller, 590 So. 2d 923, 925 n.2 (Fla. 1991)). It is, in other words, at least in part a function of how a case is charged and what facts are alleged that results in two offenses being related to each other this way.
B
The rule that a jury be allowed to find a defendant guilty of a lesser included offense “originally developed as an aid to the prosecution in cases in which the proof failed to establish some element of the crime charged.” Beck v. Alabama, 447 U.S. 625, 633 (1980); see also Keeble v. United States, 412 U.S. 205, 208 (1973) (“[T]he lesser included offense doctrine developed at common law to assist the prosecution in cases where the evidence failed to establish some element of the offense originally charged[.]“). But courts have long recognized that a lesser included offense “can also be beneficial to the defendant because it affords the jury a less drastic alternative than the choice between conviction of the offense charged and acquittal.” Beck, 447 U.S. at 633. As the United States Supreme Court has explained, “[w]here one of the elements of the offense charged remains in doubt, but the defendant is plainly guilty of some offense, the jury is likely to resolve its doubts in favor of conviction.” Id. at 634. Allowing a “third option” to convict a defendant of a lesser included offense “ensures that the jury will accord the defendant the full benefit of the reasonable-doubt standard.” Id.
Our standard jury instructions and the schedule of lesser included offenses are promulgated and updated by the Supreme
Before our work through the Committee, Florida courts were not restricted to two classes of lesser included offenses. It was once our law that lesser included offenses were divided into four categories: (1) crimes divisible into degrees, (2) attempts to commit
Of course, “the Schedule of Lesser Included Offenses included in the Florida Standard Jury Instructions is not the final authority on lesser included offenses.” Williams v. State, 957 So. 2d 595, 599 (Fla. 2007) (rejecting a defendant‘s objection to an instruction on a lesser offense on the basis that it was missing from the schedule of lesser included offenses). Trial courts have the “responsibility to determine and properly instruct the jury on the prevailing law.” Standard Jury Instructions in Crim. Cases (95-1), 657 So. 2d 1152, 1153 (Fla. 1995). To fulfill this responsibility, “[t]he standard jury instructions appearing on The Florida Bar‘s website may be used by trial judges in instructing the jury in every trial to the extent that the instructions are applicable,” but if the court “determines that an
C
Applying these principles to the question before us, it becomes clear that sexual battery is not a necessarily lesser included offense of capital sexual battery, because the elements of sexual battery are in fact never subsumed within the elements of capital sexual battery.
A sexual battery charge requires that a victim be twelve or older, whereas a capital sexual battery charge requires that a victim be younger than twelve. Because the elements of sexual battery, the lesser offense, are not “always subsumed within those of the
Nor, in this case, does sexual battery qualify as a permissive lesser included offense as to count I. It takes two steps to reach this conclusion. We took the first step above: when we compare the elements of the offenses, we find that the elements of the lesser offense are not entirely contained within the elements of the greater, because a victim cannot simultaneously be under the age of twelve, as required for one offense, and over that age, as required for the other. But, and here is the second step, none of the facts alleged or evidence introduced at trial, including the ambiguities in the timeline of the alleged crimes, rebut the undisputed evidence that T.W. was younger than twelve during the period covered by count I.
Because count I only covered the time before T.W. turned twelve, it was impossible for the jury to find that Allen had committed sexual battery in that count of conviction, as at no point during the time covered in count I was the victim twelve or older.
D
Our conclusion today squares with the plain meaning of
The special protections that the statutes afford to younger children who are sexually battered and older adults who are victims of simple battery illustrate the problem with Allen‘s argument that,
III
Because sexual battery is not a necessarily lesser included offense of capital sexual battery, we answer the certified question in the affirmative and approve the decision of the First District Court of Appeal.
CANADY, C.J., and POLSTON, LABARGA, LAWSON, MUÑIZ, and GROSSHANS, JJ., concur.
LABARGA, J., concurs with an opinion.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION AND, IF FILED, DETERMINED.
LABARGA, J., concurring.
While I agree that the crime of sexual battery is not a necessarily lesser included offense of capital sexual battery, I write to underscore that in a case where the age of the victim is in dispute, the defendant would be entitled to a jury instruction on sexual battery as a permissive lesser included offense.
Application for Review of the Decision of the District Court of Appeal Certified Great Public Importance
First District - Case No. 1D19-1315
(Bay County)
Jessica Yeary, Public Defender, and Victor Holder, Assistant Public Defender, Second Judicial Circuit, Tallahassee, Florida,
for Petitioner
Ashley Moody, Attorney General, and David Welch, Assistant Attorney General, Tallahassee, Florida,
for Respondent
